Name: Age: Address: Mobile: Telephone: City: State/ Province: Postal Code: Country : D/L # SocialSecurity/Passport# Address: Name: Age:
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2 Personal Details Name: Age: Title: Mr. / Mrs. / Ms. / Other Sex: Male/Female Address: Mobile: Telephone: City: State/ Province: Postal Code: Country : _ D/L # SocialSecurity/Passport# Address: Joint Account Holder s Personal Details Name: Age: Title: Mr. / Mrs. / Ms. / Mrs. /Other Sex: Male/Female Address: Mobile: Telephone: City: State/ Province: Postal Code: Country : _ D/L # SocialSecurity/Passport# Address:
3 Banking Reference Bank Name Account Number Swift # Bank Address City State/Province Zip Country General Information Do you have trading authority over any other accounts at TradeUniverse or any other company? Yes/ No If yes, please list account number(s) and name(s) Do you own or have trading authority over a forex or futures account with any other firm? Yes/ No If yes, please explain and give firm name(s) Will any other person or entity control or manage trading in this account? Yes/ No If yes, please complete and return a Limited Power of Attorney form. Has the Partnership, LLC/P or any member thereof had any experience in trading foreign currency interests? Yes No If yes, please provide details of such
4 Customer represents that the foregoing information is true and correct, and will notify TradeUniverse of any material changes in writing. The Company reserves the right, but has no duty, to verify the accuracy of information provided, and to contact such bankers, brokers and others as it deems necessary. Please print, sign and date in the space below and return this signature page to TRADEUNIVERSE by mail to A binding legal contract will be formed between you and TRADEUNIVERSE, and you may continue on with the registration process. Individual Account /Entity Account Customer name Signature Date Joint Account Holder Name Signature Date
5 DEPOSIT REQUIREMENTS & MISCELANEOUS FEES All deposits are accounted for in U.S. Dollars (USD) only. However, if a client wishes to deposit funds into his/her account that are non U.S. Dollars, TradeUniverse will convert the currency at the prevailing currency conversion rate for the currency actually deposited. Deposits will not be posted to trading accounts and trading orders will not be accepted prior to wire transfer receipt confirmed by TradeUniverse. TradeUniverse may not make or receive any payments or deposits via a third party. All banking fees, including but not limited to wire transfers, are the responsibility of the Client and will be charged to the Client's trading account. Signature: Date: PRIVACY POLICY NOTICE We at Tradeuniverse value our customer relationships and appreciate the trust that you have placed in us. As part of this relationship, and to provide you with financial products and services to meet your needs, you have given to us private information about yourself. We pledge to protect that information and ensure that it remains private. Tradeuniverse and the affiliated registrants who have adopted this policy are hereby providing the following Notice to our customers who may have established an account for personal, family, or household purposes. If you are using your Tradeuniverse FX account for business purposes, you may not technically be required to receive this Notice. Nevertheless we felt you may be interested in receiving it. The following information in this Notice summarizes the categories of information that we collect, how that information is handled, and how we protect your information. We collect nonpublic personal information about you from the following sources:
6 Information we receive from you on applications or other forms; Information about your transactions with us, our affiliates, or others; and Information we receive from a consumer reporting agency. We do not disclose any nonpublic personal information about our customers or our former customers to anyone, except as permitted by law. We may disclose all of the information we collect, as described above, to companies that perform services on our behalf or to other financial institutions with whom we have execution agreements. We restrict access to nonpublic personal information about you to those employees who need to know that information to provide products or services to you. Risk Warning: CFDs are margined products; it is possible to lose more than your initial margin deposit or credit allocation as well as any variation margin that you may be required to deposit from time to time. Therefore you should only speculate with money that you can afford to lose. CFD trading may not be suitable for all customers; therefore please ensure that you fully understand the risks involved and seek independent advice if necessary and prior to entering into such transactions. When trading CFDs with Tradeuniverse Inc. you are merely trading on the outcome of a financial instrument and therefore do not take delivery of any underlying instrument, nor are you entitled to any dividends payable or any other benefits related to the same. Please be advised, the services and products described on and offered by Tradeuniverse Inc. (TRADEUNIVERSE) are being offered within Canada, or the United States and being offered to U.S. and/or Canadian residents or citizens, as defined under applicable law. TRADEUNIVERSE and its products and services offered on the site are registered and regulated by U.S. and Canadian regulator, including FINRA, SEC, FSC, NFA and CFTC. Signature: Date
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