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1 LI XU December, address: Contact Phone: EDUCATION Duke University, Ph.D. in Business Administration, Durham, NC Dec, 2006 Advisor: Jennifer Francis Suffolk University, MS in Finance and Banking Services, Boston, MA Wuhan University, BA in International Finance, Wuhan, P. R. China TEACHING EXPERIENCE Assistant Professor, School of Accountancy, Washington State University, 2012-now Assistant Professor, School of Accountancy, Southern Illinois University at Carbondale, Undergraduate course in Intermediate Accounting (Acct 321). Recent averaged course evaluation: 4.5/5.0 (4.7 for Section 1, and 4.3 for Section 2) 2. PhD Seminar. Survey of Accounting research (Joint Teaching) Assistant Professor, Accounting & Finance Department, Morgan State University MBA course in Financial Statement Analysis (Acct 603). Course evaluation: 4.9/ Undergraduate course in Accounting Principle (Acct 201 & 202). Course evaluation: 4.4/5.0 Instructor, Economics Department, Duke University Summer, Undergraduate course in Investment (ECON 520). Course rating: 4.28/5.0 INDUSTRY EXPERIENCE INQ Consulting, Valuation Consultant, NJ, 2005-Now MFS Investment Management, Corporate Finance Department, Financial Analyst, Boston, MA Parent, McLaughlin and Nangle, CPA group, Auditor, Boston, MA, 2000 GRANTS 1. Receive the undergraduate assistantship grant for year Receive the undergraduate assistantship grant for year Receive Pontikes Center Summer Research Grant for Summer Receive Pontikes Center Summer Research Grant for Summer AWARDS & HONORS 1

2 Outstanding Research Honor Roll (SIUC) Outstanding Research Honor Roll (SIUC) Outstanding Advisor for Multi-Ethnic Student Scholar (SIUC) 2010 Martin L. Black Fellowship (Duke University) Student Fellow to Preparing for Future Faculty Program (Duke University) American Accounting Association Doctoral Consortium Fellow (Deloitte & Touche).2002 Highest Merit Based Fellowship (Suffolk University) Best Student Award of the MSF Program (Suffolk University) Merit Based Scholarship (Wuhan University) PUBLICATIONS ACADEMIC JOURNAL: 1) The Impact of Dual Class Structure on Earnings Management Activities, with Vanthuan Nguyen, Journal of Business, Finance and Accounting, Volume 37, Issue 3-4, pages , April/May 2010 (2009 JBFA Conference paper) 2) Taking Away the Voting Powers from Controlling Shareholders: Evidence from the Chinese Securities Market, with Zhiyuan Liu and Yi Yao, Journal of International Financial Management & Accounting, Volume 21, Issue 3, pages , Autumn ) Student Self Efficacy in Intermediate Accounting: A Tool to Improve Performance and Address Accounting Change, with Royce D. Burnett and Samantha Kennedy, The Accounting Educators' Journal, Vol 20, 2010 Volume XX, 2010, pp ) Training Auditors in Strategic Systems Auditing Using Online Computerized Systems: Can Prior Schema Affect Their Knowledge Acquisition? With Partha S Mohapatra and Velina Popova, International Journal of Critical Accounting, Forthcoming 5) Internal Control Material Weakness, Analysts' Accuracy and Bias, and Brokerage Reputation with Alex Tang, Review of Quantitative Finance and Accounting, May, ) Institutional Investing Activities Before and After Sell-Side Analyst Coverage Initiation and Termination-Evidence from the U.S. Market, Advances in Investment Analysis and Portfolio Management, Vol 5, December, ) Real and Accrual-Based Earnings Management and its Legal Consequences: 2

3 Evidence from Seasoned Equity Offerings, with Salma Ibrahim and Genese Rogers, Accounting Research Journal, 2011, Vol. 24 Iss: 1, pp ) SFAS No. 159: An Examination of Early Electors, Late Electors and Non-Electors in the Banking Industry, with Alex Tang, The Review of Accounting and Finance, Vol. 49, ) Institutional Ownership and Internal Control Material Weakness, with Alex Tang, Quarterly Journal of Finance and Accounting, May, ) Earnings Components Manipulation and Shareholder Litigation, with Salma Ibrahim and George Kalchev, Advances in Quantitative Analysis of Finance and Accounting, Forthcoming. PRACTITIONER JOURNAL: 1) Shareholder Activism: Governing in the Face of Mergers and Acquisitions, with Royce D. Burnett, Ramon P. Rodriguez and Marc Morris. Journal of Corporate, Accounting and Finance, January, 2012 NEWSPAPER: 1) Restore trust with good governance. China Daily, Europe Edition, Tue, Mar 20, 2012 BOOK CHAPTERS: 1) Handbook of Financial Econometrics and Statistics, Chapter 63. Published by Springer, WORKING PAPERS 1) Shareholder Litigation and Bank Loan Contracting, with Saiying Deng and Richard H. Willis (review and Resubmit at JFQA, presented at AAA Annual Conference, 2011) 2) Clawback and Financial Fraud, with Lili Sun and K. K. Raman (finished the first draft, targeted Journal: JAR) WORKING IN PROCESS 1) The Debt Structure and Financial Fraud, with Si Li and Richard H. Willis (data analysis stage, targeted Journal: JFE) 2) Book Tax Differences on the Cost of Debt, with Jared A. Moore (Data analysis stage, targeted Journal: JATA) NATIONAL CONFERENCE Presented at 2007 AAA ABO Research Conference, Internal Control Material Weakness, Analysts Accuracy and Bias, and Brokerage Reputation Accepted at 2009 FMA Conference, Earnings Management and Dual Class Structure 3

4 Accepted at 2010 AAA International Section Mid-Year Conference, Taking Away Taking Away the Voting Powers from Controlling Shareholders Accepted at 2010 AAA MIS Section Mid-Year Conference, The Application of SAS 70 on offshore outsourcing Accepted and presented at 2010 AAA Annual Conference, San Francisco, California, Internal Control Material Weakness, Analysts' Accuracy and Bias, and Brokerage Reputation Accepted at 2010 AAA Annual Conference, San Francisco, California, The Application of SAS 70 on offshore outsourcing Accepted at 2010 AAA Annual Conference, San Francisco, California, SFAS No. 159: An Examination of Early Electors, Late Electors and Non-Electors in the Banking Industry Accepted and presented at 2011 AAA Annual Conference, Denver, CO., Earnings Components Manipulation and Shareholder Litigation Accepted and presented at 2011 AAA Annual Conference, Denver, CO., Shareholder Litigation and Bank Loan Contracting, with Saiying Deng and Richard H. Willis Accepted and presented at 2012 FMA Conference, Atlanta, GA., Clawback and Financial Fraud, with Lili Sun and K. K. Raman INTERNATIONAL CONFERENCE Presented at 2009 JBFA Conference, Italy, Earnings Management and Dual Class Structure Accepted at 2009 EAR International Symposium, China, Taking Away Taking Away the Voting Powers from Controlling Shareholders Presented at 2009 SUFE International Symposium, China, Taking Away Taking Away the Voting Powers from Controlling Shareholders Accepted and presented at the 18th Annual Conference on Pacific Basin Finance, Economics, Accounting, and Management PBFEAM), Beijing, China, Earnings Components Manipulation and Shareholder Litigation. Accepted and presented at the 18th Annual Conference on Pacific Basin Finance, Economics, Accounting, and Management PBFEAM), Beijing, China, Taking Away the Voting Powers from Controlling Shareholders: Evidence from the Chinese Securities Market. OTHER ACADEMIC ACTIVITIES Ad hoc Reviewer for Review of Quantitative Finance and Accounting Ad hoc Reviewer for Managerial Finance Ad hoc Reviewer for Journal of International Financial Management & Accounting Ad hoc Reviewer for Journal of Business, Finance and Accounting 4

5 Serve on the Editorial Board for The Accounting Educators' Journal AFFILIATIONS Financial Management Association; American Accounting Association; Charted Financial Analyst Association SERVICES Serve as Faculty and University Associates for SIUC for Serve as Committee Member for Technology Committee for SIUC for Serve as Committee Member for Undergraduate Curriculum Committee for Morgan State University for Serve a judge for science fair for SIUC Serve as a panelist for Asian American Heritage Financial Series Serve as a representative for Research Town Meeting 5

LI XU, PhD, CFE January, 2015 E-mail address: li.xu@tricity.wsu.edu Contact Phone: 443-617-4496

LI XU, PhD, CFE January, 2015 E-mail address: li.xu@tricity.wsu.edu Contact Phone: 443-617-4496 LI XU, PhD, CFE January, 2015 E-mail address: li.xu@tricity.wsu.edu Contact Phone: 443-617-4496 EDUCATION Duke University, Ph.D. in Accounting, Durham, NC Dec, 2006 Advisor: Jennifer Francis Suffolk University,

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