VITA JAY T. BRANDI, Ph. D, CVA. Certified Valuation Analyst (CVA): Certification by National Association of Certified Valuation Analysts

Transcription

1 VITA JAY T. BRANDI, Ph. D, CVA EDUCATION: Ph. D (1985) University f Arizna (Finance/Law) M.B.A. (1976) Texas Christian University (Business Statistics/Marketing) B.S. (1975) Kansas State University (Marketing) PROFESSIONAL CERTIFICTION: Certified Valuatin Analyst (CVA): Certificatin by Natinal Assciatin f Certified Valuatin Analysts PROFESSIONAL EXPERIENCE: University f Luisville, Luisville, Kentucky (1982-Present) - Chair, Department f Finance (7/1/ Present) - Prfessr f Finance (2003-Present) Teaching, advisr t student rganizatins, chair and/r member varius cllege and university cmmittees - Administrative Psitins ( ) Chair, Department f Finance ( ) Executive Directr, Schl f Cmputer Infrmatin Systems and Finance (1998) Executive Directr, Schl f Business ( ) - CIS, Finance, ISDP, Marketing, Management Chair, Department f Finance ( ) Interim Department Chair (August January 1989) Assciate Prfessr ( ) Assistant Prfessr ( ) Teaching: Varius Graduate and Undergraduate curses in Crpratin Finance, Business Valuatin, Investments, Securities Analysis and Prtfli Management, Financial Analysis, and Business Diversity FinPlan Assciates, Luisville, Kentucky (1982-Present) - Cnsulting t Business, Gvernment and Individuals Diversity in Business, Facilitatin, Financial Management, Business Valuatin, Ethics, Business, gvernment, and persnal cnsulting and training - Qualified Independent Fiduciary - Diversity training and cnsulting - Business Ethics and Culture - Financial analysis - Business valuatin - Prfessinal prtfli perfrmance assessment - Business ethics and Cdes f ethics - Family business issues. WLCR Radi - On-air Hst - Think Abut It Weekly Radi Talk Shw ( ) University f Arizna, Tucsn, Arizna ( ) - Graduate Teaching Assciate/Graduate Teaching Assistant Teaching - Undergraduate Finance Curses

2 Flrida Divisin f Securities, Tallahassee, Flrida ( ) - Registered Lbbyist - State Cmptrller ( ) - Assistant Divisin Directr ( ) Operating respnsibility - budget, persnnel, regulatin - Assisted Divisin Directr: training, writing and prpsing rules, regulatins, and statutes Liaisn t the Federal Securities and Exchange Cmmissin, Natinal Assciatin f Securities Dealers, stck exchanges and regulatry agencies - Reginal Financial Investigatin Supervisr ( ) Supervised fifty percent f the state financial and securities investigatins fr the State Cmptrller Texas Christian University, Frt Wrth, Texas ( ) - Graduate Teaching and Research Assistant United States Army ( , ) - NCOIC, Operatins Nn Cmmissined Officer, U.S. and Viet Nam Cke Clr & Chemical Cmpany, Hackettstwn, New Jersey - Assistant Warehuse Freman, Machine Operatr ( ). FINANCIAL EXPERT LISTINGS: Natinal Assciatin f Certified Valuatin Analysts; Rundtable Grup, Washingtn, D.C. BOARDS, COMMITTEES, AND APPOINTMENTS: Federal Reserve Bank f St. Luis, Educatin Advisry Bard (2013 t Present) Prject BUILD (1992 Present) - Prject Build Steering Cmmittee (Minrities Prject) - Curriculum Crdinatr (1985-Present) Cmmnwealth f Kentucky Quality Award Examiner Bard ( ) University Club f Luisville: Bard f Directrs ( ) Financial Advisry Cmmittee ( ) University f Luisville: Numerus University, Graduate Schl, Faculty Senate, Faculty Senate Executive Cmmittee, and Cllege f Business and Public Administratin Cmmittees and Task Frces (1983-Present) Luisville Chamber f Cmmerce: Develpment Finance Steering Cmmittee ( ) Venture Capital/Capital Gains Preference Task Frce ( ) Internatinal Assciatin fr Financial Planning: ( ) Bard f Directrs, Vice President-Educatin: Kentuckiana Chapter, Internatinal Assciatin fr Financial Planning ( )

3 PUBLICATIONS: Bks/Bk Chapters/Study Guides Essential Crprate Finance, GreatRiver Publishing, GreatRiver Assciates, Dubuque, Iwa, Mney Management and Persnal Finance, GreatRiver Publishing, GreatRiver Assciates, Dubuque, Iwa, 2014, 2013, 2012, 2011, 2010, Study Guide t Accmpany Crprate Finance Text by Ben-Hrim, March 1987, Allyn and Bacn, Inc., Newtn, Massachusetts. Chapter 7A, "Merit Regulatin," 11C-Part I Business Organizatins, Swards and Hirsch, Blue Sky Regulatin, Matthew Bender Crp., New Yrk, (1985, 86 etc). Updated as necessary. PUBLICATIONS: Jurnal Publicatins An Expectancy Thery Mdel f Initial Public Offerings, American Jurnal f Entrepreneurship, (June, 2015) Vlume 8, N 1, pp 44-70, with Bruce H. Kemelgr. Business United in Leadership Develpment: Alumni Perceptins f a Prgram Prmting Business as a Degree Prgram and Career fr African-Americans," The Negr Educatinal Review, (2004) Vl 55: N. 2-3, pp Estate Tax Valuatin and Cmparative Discunting fr the Limited Liability Cmpany Investment Fund, Jurnal f Legal Ecnmics (2002) Vl 12, N. 2, pp "Sharpe/Treynr Perfrmance Attributin Mdel: A Practitiner's Apprach t using the Sharpe and Treynr Reward t Risk Ratis," The Jurnal f Pensin Planning & Cmpliance, Summer 2002, Vl 28, N 2, pp "Prtecting Against ERISA Liability f 'Sideline Nnfiduciary Advisrs," Labr Law Jurnal, Spring 2001, Vl 52, N 1, pp "Evaluating the Estimated Value f Marital Labr Input: Applicatin f the Prfessinal Human Capital Methdlgy," Jurnal f Legal Ecnmics, Vl.2, N.1, March 1992 Reprint in: Assessing Family Lss in Wrngful Death Litigatin: The Special Rles f Lst Services and Persnal Cnsumptin, Thmas R. Ireland and Thmas I. Depperschmidt, Editrs, "Cmmunicatins Industry in the Pst-Divestiture Era: Nt the Expected Results," Business Frum, with S. Srinivasan, Spring-Fall 1997, pp "The Ecnmic Applicatins f Catastrphe Insurance Futures," Jurnal f Glbal Business, with Russ Ray, Spring 1995, Vl 6, N. 10, pp "Prfessinal Prtfli Managers: An Investigatin f Practices and Preferences," Jurnal f Investing, Vlume 3, Number 2, "Optins as Revenue Enhancement: A Case Study Using Public Mnies," Jurnal f Municipal Finance, with Russ Ray, James R. Ramsey, Vlume 14, N. 3, "A Wrk Prfile f Financial Ecnmists," Jurnal f Internatinal Finance, with Russ Ray, Julia Lane, Dennis Glennn, Vlume 6, Number 1, "Evaluating the Estimated Value f Marital Labr Input: Applicatin f the Prfessinal Human Capital Methdlgy," Jurnal f Legal Ecnmics, Vl.2, N.1, March "Prtfli Perfrmance Appraisal - Purpse, Plicies, Implicatins," The Small Business Cntrller, Vl.4, N.4, Fall 1991.

4 "Artificial Intelligence, Expert Systems and Financial Planning," Jurnal f American Sciety f CLU & ChFC, Vl. 42, N. 2, March "The Silver Lining in Blue Sky Laws: The Effect f Merit Regulatin n Cmmn Stck Returns and Market Efficiency," Jurnal f Crpratin Law, Vl. 12, N. 4, Summer "Merit Securities Regulatin: Effects n Market Efficiency and New Issue Stck Perfrmance," Jurnal f Crpratin Law, Vl. 12, N. 4, Summer "Security Price Reactins t Changes in Freign Currency Translatin Standards," Jurnal f Accunting, Auditing & Finance, with Betty Brwn, Vl. 1, N. 3, Summer "Securities Practitiners and Blue Sky Laws: A Survey f Cmments and a State Ranking by Stringency f Regulatin," Jurnal f Crpratin Law, Vl. 10, N. 3, Spring "Simulatin Thery Can Prvide Practical Slutins t Cmplex Industrial Marketing Prblems," Industrial Marketing Management, Vl. 7, N. 6, December PUBLICATIONS: Jurnal Publicatins in Prcess "Practitiner Decisin and Risk Adjustment in Prfessinally Managed Prtflis: A Segmented Risk Assessment Mdel Case Study f the Prgram and Prcess fr the Integratin f the University and Cmmunity: A Prgram f Business Study fr Pre-University Students PUBLISHED ABSTRACTS OF JOURNAL ARTICLES: "Evaluating the Estimated Value f Marital Labr Input: Applicatin f the Prfessinal Human Capital Methdlgy," Ecnmics Literature Database, Octber "Merit Securities Regulatin, Market Efficiency, and New Stck Perfrmance," Securities Law Abstracts, Fall, 1989 by Invitatin. "The Silver Lining in Blue Sky Laws: The Effect f Merit Regulatin n Cmmn Stck Returns and Market Efficiency, "Securities Law Abstracts, Fall 1989-By Invitatin. "Article Capsule - Securities Practitiners and Blue Sky Laws: A Survey f Cmments and a Ranking f States by Stringency f Regulatin," Law Review Digest, Vl. 34, N. 6, Fall 1985-By Invitatin. SERVICE ARTICLES PUBLISHED: "Business Degree in Equine Management," The Hrsemen's Jurnal, Vl. 38, N. 5, May "Develpment Financing: Needs, Prblems, and Slutins t Include Kentucky's Pending Venture Capital Tax Credit Bill, Ecnmic Outlk, Vl. 2, Issue 2, Secnd Quarter, "Betas, Minus the Greek," Luisville Magazine, Vl. 37, N. 12, December "Simulatin - A New Key t Gd Management," Luisiana Business Review, Vl.42, N.5, May PRESENTATIONS: Online Teaching & Integrity fr Online Tests, 2014 Kentucky Accunting Educatrs Cnference, May 2014, Luisville, Kentucky. A Quantitative Mdel f Bankruptcy Futures, with Russ Ray, Eastern Finance Assciatin, Annual Meeting, Myrtle Beach, Suth Carlina, April 2000.

5 "The Ecnmic Applicatins f Catastrphe Insurance Futures," with Russ Ray, Assciatin fr Glbal Business, Annual Meeting, Las Vegas, Nevada, Nvember "Prfessinal Prtfli Managers: An Investigatin f Practices and Preferences, Suthwestern Finance Assciatin, New Orleans, Luisiana, March "Optins and Public Mnies: A Case Study," with Russ Ray, James R. Ramsey, Midwest Business Ecnmics Assciatin, Chicag, Illinis, March "A Perfrmance Attributin Mdel Using the Sharpe r Treynr Reward t Risk Ratis," Suthern Finance Assciatin, Jacksnville, Flrida, Nvember "A Synthesis f Legal and Ecnmic Thery and Evidence: Substantive State Securities Regulatin," Internatinal Research Sympsium n Small Firm Finance," Baylr University, Wac, Texas, April "Optins and Public Mnies: A Case Study," with Russ Ray, Eastern Finance Assciatin, Charlestn, S.C., April "A Wrk Prfile f Financial Researchers," With Russ Ray, Julia Lane, Dennis Glennn, Financial Management Assciatin, Octber "Small Business Investment Prtflis: An Assessment f the Quality Prvided by Prfessinal Management, Small Firm Financial Research Sympsium, Fresn, Califrnia, April 28, "Crprate Financial Planning and the Expert System," Suthern Finance Assciatin, New Orleans, Luisiana, Nvember "Artificial Intelligence, Expert Systems, and Financial Planning," Financial Management Assciatin, New Yrk, New Yrk, Octber "Merit Securities Regulatin: Effects n Market Efficiency and New Issue Stck Perfrmance," Suthern Finance Assciatin, March "The Effect f Merit Regulatin n Stck Returns: ," Eastern Finance Assciatin, April 1984, See: The Financial Review, (Prceedings), Vl. 19, N. 3, June "Adjustment f the Unifrm Annual Series Investment Mdel t Prperly Accunt fr Time Value and Inflatin," Suthwestern Assciatin American Institute fr the Decisin Sciences, May "Simulatin Analysis - A Decisin Tl fr the Distributin Manager," Natinal Cuncil f Physical Distributin Management Hustn Rundtable, Summer EDITORIAL REVIEW BOARDS: Austin Jurnal f Accunting, Audit and Finance Management The Jurnal f Negr Educatin 2011 t Present INVITED APPEARANCES BEFORE VARIOUS GROUPS TO INCLUDE: State CPA Educatrs Assciatin Assciatin f Certified Fraud Examiners United States Securities and Exchange Cmmissin State and Lcal Bar Assciatins Securities Dealers Assciatins Financial Institutins U.S. Small Business Administratin.

6 MEMBERSHIPS, HONORS AND AWARDS: Member Natinal Assciatin f Certified Valuatin Analysts (Certified Valuatin Analyst) Faculty Service Award, Cllege f Business, 2007 Senir Examiner, Certified Examiner, Cmmnwealth f Kentucky Quality Award Prgram Beta Gamma Sigma, Business Hnr Sciety, Cmmitment t Excellence Award Wh's Wh in Finance and Industry - Listed Wh's Wh in the Wrld - Listed Wh's Wh in American Educatin - Listed Wh's Wh in the Suth and Suthwest - Listed Outstanding Faculty Member Award, Business Student Cuncil, Krger Fundatin Prfessr - University f Luisville, Glden Key Natinal Hnr Sciety, Selected as Hnrary Member - December 1992 University Service Award Nminee, University f Luisville, 1991, 1992 Faculty Service Award, Schl f Business, University f Luisville, 1991 Undergraduate Teaching Award - Schl f Business, University f Luisville, Institute Fellwship - Graduate Schl f Savings Institutin Management, Institute f Financial Educatin, 1989 Faculty Excellence Award, Schl f Business, University f Luisville, Fr verall excellence: teaching, service and research. Phi Kappa Phi - Natinal Hnr Sciety Beta Gamma Sigma - Natinal Business Hnr Sciety Danfrth Pst Baccalaureate Fellwship Nminee, University f Arizna, 1980 COURSES AND SEMINARS PREVIOUSLY TAUGHT: CONSULTING: Curses - Undergraduate and Graduate Level Curses t include: Business Finance Business Valuatin Capstne Seminar in Finance Crpratin Finance Financial Planning and Mney Management Financial Statements Analysis Investments Mergers, Acquisitins, and Failures Minrities, Managers, and the Wrkplace Persnal Finance and Mney Management Securities Analysis and Prtfli Management Diversity in Business Seminars: Analysis fr Business Investment Budgeting and Financial Reprts Business Cash Budgeting and Financial Planning Cash Management and Planning Certified Financial Planner Curses - Adjunct Faculty, Cllege fr Financial Planning, Ecnmic Value Added Management Ethics in Business and Industry - varius aspects Ethics in the Classrm Pensin and Endwments: Prtfli Management and Perfrmance Analysis Series 6 Brker Exam Numerus cnsulting and expert witness engagements since 1982 with the frmatin f FinPlan Assciates. Engagements include business valuatins (CVA: Certified Valuatin Analyst), qualified business fiduciary assignment in accrdance with Department f Labr requirements, prfessinal prtfli perfrmance assessment, family business cnsulting and facilitatin, and bth in-huse and external seminars and training.