REQUEST FOR PROPOSALS TO PROVIDE FINANCIAL ADVISOR SERVICES TO THE CAMINO REAL REGIONAL MOBILITY AUTHORITY. October 29, 2014

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "REQUEST FOR PROPOSALS TO PROVIDE FINANCIAL ADVISOR SERVICES TO THE CAMINO REAL REGIONAL MOBILITY AUTHORITY. October 29, 2014"

Transcription

1 REQUEST FOR PROPOSALS TO PROVIDE FINANCIAL ADVISOR SERVICES TO THE CAMINO REAL REGIONAL MOBILITY AUTHORITY October 29, 2014 PROPOSED SCHEDULE Date Issued October Questions Due: November 5, 2014 CRRMA Responses: November 12, 2014 Submittals Due: November 26, 2014 CRRMA Selection: Mid-December, 2014 Request for Proposals Financial Advisor Services Page 1

2 REQUEST FOR PROPOSALS TO PROVIDE FINANCIAL ADVISOR SERVICES TO THE CAMINO REAL REGIONAL MOBILITY AUTHORITY INTRODUCTION The (CRRMA), a regional mobility authority and political subdivision of the State of Texas operating in the El Paso region and governed by the provisions of Texas Transportation Code, Chapter 370, is requesting proposals from qualified financial firms interested in providing Financial Advisor Services to the CRRMA. The selected firm(s), if any, will serve as the CRRMA s Financial Advisor (FA) for an initial period of up to three (3) years. The CRRMA is an independent governmental agency authorized by the Texas Transportation Commission and created by an El Paso City Council Resolution of March 13, The CRRMA is governed by a seven member Board of Directors, with six members of the board being appointed by the El Paso City Council and the Chair being appointed by the Governor of Texas. The CRRMA has been involved in the development of more than $500,000,000 in major transportation projects in the El Paso region since its inception, which include such projects as major interchanges, an express toll lane, aesthetic improvements and design and installation of a toll collection system for an international bridge. Ongoing and potential project involvement includes the operation of an international bridge, implementation of a regional bike share program, construction of a streetcar route and design, install and operation of an additional toll road in the region. Projects have included such financing approaches and sources as pass through tolls, vehicle registration fees, bond issuances (including a Build America Bond), State Infrastructure Bank loans using transportation reinvestment zone revenues and toll equity loans from the State. Through this Request for Proposals (RFP), the CRRMA is soliciting responses from qualified firms to provide Financial Advisor Services to assist in its debt and financial management program. The Financial Advisor Services requested include traditional and non-traditional financial services. Traditional services include, but are not limited to, quantitative analysis, evaluation and presentation of financing options, provision of timely credit market information, preparation of offering documents, advice and assistance with the structuring, marketing, issuance, sale and delivery of debt instruments, assistance with continuing disclosure requirements, as well as attending meetings and providing other on-going services for existing and new debt issuances. Non-traditional financial services are also requested including tracking of economic trends and providing economic projections, which may impact the CRRMA s financial position, assistance in the development of long range revenue and expenditure projections, assistance with arbitrage issues and other services as may be negotiated. SCOPE OF SERVICES The selected FA will be required to provide professional financial advisor services to the CRRMA and perform the duties normally expected of such firms, which are generally described, but not limited to the descriptions provided below: Review and analyze debt structures and projected cash flows. If the revenues of a system or facility are to be pledged to repayment of securities, the analysis will take into account any outstanding obligations which are payable from the net revenues thereof, additional net revenues from any proposed rate increase and/or additional net revenues as projected by staff or consultant analysis, and evaluation of pro forma cash flows. Based on such financial findings, the FA shall devise and recommend a plan of financing under terms and conditions most advantageous to the CRRMA. Request for Proposals Financial Advisor Services Page 2

3 Assist the CRRMA in securing competitive bids and selecting bond underwriters (to the extent underwriters have not already been selected), paying agents/registrars, financial printers and other services rendered by other parties commonly associated with or necessary for the financial transactions of the CRRMA. In the event that the CRRMA should undertake negotiated underwritings, the selected FA shall assist the CRRMA in all aspects of a negotiated transaction, including but not limited to the preparation and mailing of the request for qualifications to provide financial underwriting services, in-depth evaluation of qualifications submitted, selection of an underwriting team, and other matters related to the successful consummation of a negotiated transaction(s). The CRRMA retains experienced outside attorneys (Outside Counsel) and bond counsel (Bond Counsel), who work together and with CRRMA staff and advisors to address the legal aspects of the CRRMA s debt obligations. The FA shall collaborate with the CRRMA s Outside Counsel and Bond Counsel and shall assist in all financial advisory aspects involved in the preparation of appropriate financing documents and following required debt issuance procedures. If a bond issuance is required, the FA will assemble and transmit to the Outside Counsel and Bond Counsel such data as may be required in the preparation of the necessary petitions, orders, resolutions, notices and certificates; and will assist the CRRMA in the expeditious handling thereof. Under the direction of the CRRMA, prepare an Official Statement or Prospectus containing official data and other information of the nature ordinarily required in connection with bond transactions. Advise the CRRMA of current bond market conditions, forthcoming bond issues by other entities, and other general information and economic data which might normally be expected to influence interest rates/cost or bidding conditions, so that the date for the sale of any obligation in the open market can be set at a time which is viewed to be most favorable to the CRRMA. Advise, inform and assist the CRRMA with performing due diligence investigations with respect to firms that the CRRMA may contemplate utilizing in a financing transaction. Such due diligence shall include matters pertaining to the investigation of a firm s alleged or convicted financial misconduct, securities violations, financial health, regulatory investigation(s), or other financial diligence. Advise and assist the CRRMA in complying with and preparing continuing disclosure of financial information and operating data pursuant to all Security and Exchange Commission (SEC) rules, including any additional services necessary with respect to the SEC s Municipalities Continuing Disclosure Cooperation initiative. Assist the CRRMA with the sale and delivery of bonds and/or certificates, or other debt instruments. Consult with CRRMA staff as may be appropriate on the matter of bond ratings for the proposed issue and when so instructed, participate in the preparation of information required for submission to the bond rating agencies. In the event it is considered advisable to make a direct presentation of information to the bond rating agencies, the FA will be available to accompany those representing the CRRMA before such bond rating agencies. Continual monitoring of the feasibility of refunding opportunities and provide assistance in all aspects and phases of any refunding transaction. Request for Proposals Financial Advisor Services Page 3

4 Develop a report within sixty (60) days of completing each debt issuance detailing fees received by all parties involved in any sale of debt of the CRRMA as may be required. Evaluate and make recommendations on the financial management of the CRRMA and provide ongoing assistance on financial and economic issues as requested. Assist in the development of long range financial forecasts for the CRRMA. Assist in the development and maintenance of long-term debt financing plans for the CRRMA. Consultation and research on various tax related issues such as arbitrage and other related CRRMA financing challenges. Evaluate new financing techniques and instruments and make recommendations to the CRRMA based on findings. Assist in identifying and obtaining new sources of funding for the needs of the CRRMA such as may be available from open market leasing, state and/or federal grants, incentive programs or otherwise. Represent the CRRMA and make presentations to the Texas Department of Transportation (TxDOT), State Infrastructure Bank (SIB), the Federal Highway Administration (FHWA) and other entities as needed. Provide other financial advisor services that may be requested by the CRRMA from time to time. RFP QUESTIONS AND SUBMITTALS This RFP seeks information that will enable the CRRMA to properly evaluate the abilities of your firm. Questions concerning the RFP must be directed (via or in writing) to: 300 N. Campbell, 2 nd Floor El Paso, Texas Attn: Raymond L. Telles Written questions on this RFP must be received by the CRRMA by the local El Paso time and date first noted on the title page of this RFP, above. Responses to the RFP must be received by the CRRMA by the local El Paso time and date first noted on the title page of this RFP above. Any such responses shall be submitted as follows: One (1) Original Hardcopy and One (1) Electronic Copy on CD to: 300 N. Campbell, 2 nd Floor El Paso, Texas Attn: Raymond L. Telles Request for Proposals Financial Advisor Services Page 4

5 The hardcopy of the response shall be marked original and bear all original signatures. Please respond directly to issues set forth in the following Section (Response Content and Limitations). RESPONSE CONTENT AND LIMITATIONS The responses to the information requested below shall be reviewed by an evaluation committee of the CRRMA. Each question should therefore be specifically and succinctly addressed. The length of the entire firm submittal response shall be limited to twenty-five (25) pages, single-spaced and must address every element of this RFP and specifically address each question in this Section (Response Content and Limitations). Additional support, such as resumes, schedules, charts, and tables may be provided as attachments in addition to the stated page limit for the response, however, brevity is requested. Specifically requested information includes: Name, address, telephone number, fax number, address, and title of the firm s principal contact for purposes of this RFP to whom questions or requests for additional information should be directed. A brief description of the firm and its history. A description of the firm s experience and qualifications to provide financial advisor services with emphasis on transportation financings, including toll facilities, parking operations and international bridges. Include in the response the assigned individual s previous experience with transportation infrastructure financing (full resumes may be included as appendix material). A description of the firm s local and Texas offices, including a summary of resources that would be assigned to the CRRMA. If the responding firm does not have an office located in El Paso, describe the firm s ability and proposed approach to timely respond to CRRMA financial issues and describe the impact on cost to perform financial advisor services from offices located outside of El Paso. Provide a summary of the firm s experience in serving as a Financial Advisor in connection with the issuance of transportation bond financing for the past five (5) years. Also include a description of the firm s experience with other transportation funding mechanisms, including Transportation Infrastructure Finance and Innovation Act (TIFIA) loans, North American Development Bank (NAD Bank) loans, State Infrastructure Bank (SIB) loans, other TxDOT loans or financings, County and Municipal Transportation Reinvestment Zones (TRZs), Optional Vehicle Registration Fees (VRFs) under Section of the Texas Transportation Code and other sources of funding available to the CRRMA. Describe the firm s quantitative capabilities including technology resources and the number of professionals that will be assigned to the CRRMA. Explain your capability to address the following: (1) quantitative capability to structure complicated financings involving multiple sources of funding to include federal and state funds, toll revenue, VRF and TRZ proceeds; (2) technical experience and capability to incorporate IRS, legal, and market considerations into the quantitative output; (3) ability to develop long-term plans of finance; (4) experience and ability to incorporate statistics and financial risk management assessments and values into a plan of finance; and (6) ability to apply optimization modeling to multiple sources of funding. Provide a brief description of the firm s capital structure to include total capital, equity, net capital and excess capital. Explain material changes that have occurred within your firm over the last three years regarding staffing, capital, and organizational structure, as well as planned future changes Request for Proposals Financial Advisor Services Page 5

6 related to mergers, acquisitions, or change in ownership. Provide a copy of the firm s most recent audited financial statements, which will not be counted against the page limit identified above. Identify key personnel to be assigned to this engagement, with the anticipated role of each person, including brief biographies of each individual and brief descriptions of previous experience with transportation infrastructure financing (full resumes may be included as appendix material, but will not be counted against the page limit identified above). Provide a summary of the firm s experience in serving as a Financial Advisor in connection with the issuance of bonds for public entities and/or political subdivisions in the State of Texas for the past five (5) years, with particular emphasis on regional mobility authorities and/or other toll, turnpike or transportation related agencies. Identify public entities and/or political subdivisions that have appointed the firm as Financial Advisor on their issues in the last five (5) years, with particular emphasis on regional mobility authorities and/or other toll, turnpike or transportation related agencies. Provide three (3) public sector references, with telephone and contact information. Identify any litigation (including any formal administrative proceedings) in which the firm is currently involved or has been involved in the last five (5) years resulting from the firm s services as a Financial Advisor. Indicate the current status or disposition of such litigation or proceedings. Identify any litigation, complaint or filing against the firm in the last five (5) years regarding equal employment, discrimination, or sexual harassment and the disposition of any such complaint. Disclose any prior or existing relationships between the responding firm and the CRRMA, any member of the CRRMA Board of Directors, or any entity that provides services to the CRRMA. For a list of individuals and entities providing services to the CRRMA, please refer to the CRRMA s designation of Key Personnel (Consultants and Financial Team) documents on the Policies Page of the CRRMA s website ( Proposers must also familiarize themselves with and comply with the CRRMA s Conflict of Interest Policies for Consultants and Financial Team Members, which are also available on the Policies Page of the CRRMA s web site ( Disclose any prior or existing relationship with TxDOT, the City or County of El Paso or any other governmental entity operating within the CRRMA s jurisdiction. Indicate any formal or informal agreement the firm or staff has with any investment banking, investment broker or consultant, or other corporation that may create the appearance of a conflict with the firm s services as Financial Advisor. Provide a statement indicating whether the firm is a qualified Historically Underutilized Business ( HUB ) or Disadvantaged Business Enterprise ( DBE ). If it is, provide supporting documentation including letters of certification. Provide a description of the efforts made or the efforts that will be made to encourage HUB and/or DBE participation if the firm is selected. Provide a summary of the firm s affirmative action program and current firm profile. Request for Proposals Financial Advisor Services Page 6

7 Provide a fee structure based on a bond issuance and/or financing transaction that could include various types of bonds, i.e., current interest bonds, capital appreciation bonds, variable rate bonds; direct placement loan(s), and equity. The aforementioned is not intended to be exhaustive but informative as to the complexity that may be involved with the development and successful execution of a financial transaction that utilizes multiple sources of funding and multiple types of debt and/or equity instruments. EVALUATION AND SELECTION The CRRMA Board of Directors will make its selection of a financial advisor based on demonstrated competence, experience, knowledge, and qualifications as reflected in the criteria set forth below considering the information addressing the topics set forth in the Response Content and Limitations section above. The CRRMA, at its sole discretion, may select more than one firm through the evaluation and selection process and create teams of firms that are mutually agreeable to the parties and best serve the CRRMA s interest. Responses will be reviewed by an evaluation committee to identify those most qualified and experienced respondents who may best serve the CRRMA. The evaluation committee will make a recommendation to the CRRMA Board of Directors. The final financial advisor selection, if any, will be made by the Board of Directors following completion of the review of responses, consideration of the recommendation of the evaluation committee, and firm interviews (if necessary). Experience and Qualifications: 30 points o Qualifications and relevance of experience in providing services requested, particularly breadth of experience with all types of transportation financings. o Qualifications, number of years, type of experience and position in firm of individual staff members assigned to provide service to the CRRMA. Scope of Services: 30 points o Demonstrated understanding of the services requested by the CRRMA and clearly defined strategies to provide the requested services, including innovative ideas and approaches. Cost of Services: 15 points o Overall cost of proposed services. Depth and Scope of Resources: 15 points o Number of employees assigned to the CRRMA and the specific background and experience of each individual who will be assigned to the team, in particular their experience with public agencies, if any, and the percentage of work for which each individual will be responsible. o Commitment to and means for encouraging HUB and/or DBE participation. References: 10 points o Similarity of firm s references to the CRRMA s organization. MISCELLANEOUS Term. The CRRMA seeks to secure a contract for up to five (5) years with an initial term of three (3) years and two (2) options to renew for one (1) additional year each. Request for Proposals Financial Advisor Services Page 7

8 Public Information Act. All responses to this RFP shall be deemed, once submitted, to be the property of the CRRMA. Responses may be subject to public disclosure under the Texas Public Information Act (PIA). Any material believed by the proposer to be proprietary, confidential, or otherwise exempt from disclosure under the PIA should be clearly marked as such. If the CRRMA receives a request for public disclosure of all or any portion of a response, the CRRMA will use reasonable efforts to notify the proposer of the request and give the proposer an opportunity to assert, in writing to the Office of the Attorney General, a claimed exception under the PIA or other applicable law within the time period allowed under the PIA. Cost of Responses. All costs directly or indirectly related to preparation of a response to this RFP and in any oral presentation required to supplement and/or clarify the RFP shall be the sole responsibility of, and shall be borne by, the responding firm. Proposer s Acknowledgment. By submitting a response to this RFP, each proposer unequivocally acknowledges that the proposer has read and fully understands this RFP, and that the proposer has asked questions and received satisfactory answers from the CRRMA regarding any provisions of this RFP with regard to which the proposer desired clarification. All written and electronic correspondence, printed material, exhibits, appendices, photographs, and reports submitted in response to all sections of this RFP process are, upon their receipt by the CRRMA, the property of the CRRMA and may not be returned. Anti-Lobbying Prohibition. During the pendency of this procurement, prospective respondents may not contact the CRRMA Board of Directors nor, except as provided herein, any CRRMA staff or consultants concerning this procurement. All contact with the CRRMA is to be through the CRRMA contact designated in the RFP Questions and Submittals Section above. Any firm violating the antilobbying prohibition may be disqualified from consideration in this procurement. [END OF RFP] Request for Proposals Financial Advisor Services Page 8

Request for Proposal Financial Advisor Services

Request for Proposal Financial Advisor Services Request for Proposal Financial Advisor Services County of Maui Department of Finance March 4, 2014 RFP 13-14/P-81 SPECIFICATIONS INTRODUCTION The County of Maui is seeking the services of a Financial

More information

05 SB270/AP. Senate Bill 270 By: Senators Williams of the 19th, Whitehead, Sr. of the 24th and Kemp of the 46th A BILL TO BE ENTITLED AN ACT

05 SB270/AP. Senate Bill 270 By: Senators Williams of the 19th, Whitehead, Sr. of the 24th and Kemp of the 46th A BILL TO BE ENTITLED AN ACT Senate Bill 0 By: Senators Williams of the th, Whitehead, Sr. of the th and Kemp of the th AS PASSED A BILL TO BE ENTITLED AN ACT To amend Article of Chapter of Title of the Official Code of Georgia Annotated,

More information

RHODE ISLAND INFRASTRUCTURE BANK. REQUEST FOR PROPOSALS to serve as FINANCIAL ADVISOR SECTION I INTRODUCTION AND PURPOSE OF THE RFP

RHODE ISLAND INFRASTRUCTURE BANK. REQUEST FOR PROPOSALS to serve as FINANCIAL ADVISOR SECTION I INTRODUCTION AND PURPOSE OF THE RFP RHODE ISLAND INFRASTRUCTURE BANK REQUEST FOR PROPOSALS to serve as FINANCIAL ADVISOR SECTION I INTRODUCTION AND PURPOSE OF THE RFP The Rhode Island Infrastructure Bank (the Bank ) is requesting proposals

More information

MUNICIPAL DEBT FINANCIAL ADVISORY SERVICES

MUNICIPAL DEBT FINANCIAL ADVISORY SERVICES Request for Proposal MUNICIPAL DEBT FINANCIAL ADVISORY SERVICES Denver Urban Renewal Authority 1555 California Street, Suite 200 Denver, Colorado 80202 Issued: October 5, 2015 Response Date: October 23,

More information

REQUEST FOR PROPOSALS FOR FINANCIAL ADVISORY SERVICES

REQUEST FOR PROPOSALS FOR FINANCIAL ADVISORY SERVICES REQUEST FOR PROPOSALS FOR FINANCIAL ADVISORY SERVICES Appointment to the New Jersey Building Authority Capital Budget Modeling and Advisory Services State Fiscal Years 2016, 2017 and 2018 Issued by the

More information

REQUEST FOR PROPOSALS (RFP) FOR FINANCIAL ADVISORY SERVICES

REQUEST FOR PROPOSALS (RFP) FOR FINANCIAL ADVISORY SERVICES REQUEST FOR PROPOSALS (RFP) FOR FINANCIAL ADVISORY SERVICES Appointment to the NJ Tobacco Settlement Financing Corporation Credit Enhancement Transaction Winter 2014 Issued by the State of New Jersey Treasurer

More information

Park Hill School District reserves the right to reject any or all proposals and to waive informalities or irregularities in any proposal.

Park Hill School District reserves the right to reject any or all proposals and to waive informalities or irregularities in any proposal. REQUEST FOR PROPOSAL Park Hill School District 7703 NW Barry Road Kansas City, MO 64153 ------------------------------------------------------------------- Independent Financial Advisor District Bond Issues

More information

CITY OF RIVERSIDE, MISSOURI REQUEST FOR PROPOSALS FINANCIAL ADVISOR SERVICES

CITY OF RIVERSIDE, MISSOURI REQUEST FOR PROPOSALS FINANCIAL ADVISOR SERVICES CITY OF RIVERSIDE, MISSOURI REQUEST FOR PROPOSALS The City of Riverside is requesting Request for Proposals from interested persons and/or firms for the provision Financial Advisor services. Firms may,

More information

REQUEST FOR PROPOSALS FOR FINANCIAL ADVISORY SERVICES

REQUEST FOR PROPOSALS FOR FINANCIAL ADVISORY SERVICES REQUEST FOR PROPOSALS FOR FINANCIAL ADVISORY SERVICES Appointment to the State of New Jersey Rating Agency Presentation Review/Analysis Summer 2016 Issued by the State of New Jersey Treasurer s Office

More information

Introduction. Scope of Services

Introduction. Scope of Services Introduction South San Francisco, "The Industrial City" was incorporated on September 19, 1908. It has a population of approximately 66,000 and a land area of 9.14 square miles. South San Francisco is

More information

Delaware Sustainable Energy Utility Request for Proposals for Financial Advisory Services

Delaware Sustainable Energy Utility Request for Proposals for Financial Advisory Services Delaware Sustainable Energy Utility Request for Proposals for Financial Advisory Services The Delaware Sustainable Energy Utility ( SEU ) requests proposals from firms and individuals qualified to provide

More information

TOWNSHIP OF BLOOMFIELD PUBLIC NOTICE FOR THE SOLICITATION OF PROFESSIONAL SERVICE CONTRACTS FOR FINANCIAL ADVISORY SERVICES

TOWNSHIP OF BLOOMFIELD PUBLIC NOTICE FOR THE SOLICITATION OF PROFESSIONAL SERVICE CONTRACTS FOR FINANCIAL ADVISORY SERVICES TOWNSHIP OF BLOOMFIELD PUBLIC NOTICE FOR THE SOLICITATION OF PROFESSIONAL SERVICE CONTRACTS FOR FINANCIAL ADVISORY SERVICES NOTICE IS HEREBY GIVEN that sealed submissions will be received by the Township

More information

Request for Proposal Bond Issue Financial Advisor

Request for Proposal Bond Issue Financial Advisor Request for Proposal Bond Issue Financial Advisor The City of Marceline is requesting proposals for the services of a Bond Issue Financial Advisor as described in the attached request. Qualified organizations

More information

CLAY COUNTY UTILITY AUTHORITY, FLORIDA REQUEST FOR PROPOSALS FOR

CLAY COUNTY UTILITY AUTHORITY, FLORIDA REQUEST FOR PROPOSALS FOR CLAY COUNTY UTILITY AUTHORITY, FLORIDA REQUEST FOR PROPOSALS FOR UTILITY REVENUE NOTE, SERIES 2015 (NOT TO EXCEED AMOUNT OF $45,000,000 Non Bank Qualified) BANK TERM LOAN Due Date: Thursday, February 5,

More information

Tax Credit Assistance Program Notice of Funding Availability

Tax Credit Assistance Program Notice of Funding Availability Tax Credit Assistance Program Notice of Funding Availability Approved by the MFA Board of Directors June 17, 2009 Background and Purpose The American Recovery and Reinvestment Act (ARRA) of 2009 provided

More information

ARCH CAPITAL ADVISORS

ARCH CAPITAL ADVISORS ARCH CAPITAL ADVISORS TERM SHEET Bridge Loan for PIPE This term sheet is among XYZ, Inc. ( Company ) and ABC Investments ( ABC ). Loan: Option: Bridge loan to the Company from ABC in the amount of $ (the

More information

REQUEST FOR QUALIFICATIONS PROPERTY APPRAISAL SERVICES. Prepared by. City of Richmond Finance Department. February 18, 2016 RESPONSES DUE:

REQUEST FOR QUALIFICATIONS PROPERTY APPRAISAL SERVICES. Prepared by. City of Richmond Finance Department. February 18, 2016 RESPONSES DUE: REQUEST FOR QUALIFICATIONS PROPERTY APPRAISAL SERVICES Prepared by City of Richmond Finance Department February 18, 2016 RESPONSES DUE: 2:30 P.M., Monday, March 7, 2016 REQUEST FOR STATEMENTS OF QUALIFICATIONS

More information

CONSULTING SERVICES AGREEMENT

CONSULTING SERVICES AGREEMENT CONSULTING SERVICES AGREEMENT This CONSULTING SERVICES AGREEMENT (this Agreement ) is dated as of the latest date set forth on the signature page hereto (the Effective Date ) and is entered into by and

More information

Request for Quote (RFQ)

Request for Quote (RFQ) Request for Quote (RFQ) Bond/Tax Counsel Disclosure Counsel Florida Hurricane Catastrophe Fund Issue Date: April 10, 2008 Response Due: April 28, 2008 1:00 PM ET Do not contact the Trustees of the SBA

More information

Joint Powers Authority Bond Counsel and Tax Counsel Legal Services

Joint Powers Authority Bond Counsel and Tax Counsel Legal Services SOUTHERN CALIFORNIA PUBLIC POWER AUTHORITY REQUEST FOR PROPOSALS for Joint Powers Authority Bond Counsel and Tax Counsel Legal Services Dated: May 1, 2011 Response Deadline: Friday, May 27, 2011 by 5:00

More information

FINANCIAL ADVISORY SERVICES BY INDEPENDENT REGISTERED MUNICIPAL ADVISORS

FINANCIAL ADVISORY SERVICES BY INDEPENDENT REGISTERED MUNICIPAL ADVISORS REQUEST FOR QUALIFICATIONS FINANCIAL ADVISORY SERVICES BY INDEPENDENT REGISTERED MUNICIPAL ADVISORS Relating to: General Obligation Bond Issuance and Management Ohio Public Facilities Commission STATE

More information

Request for Proposals for Underwriters Friday, January 2, 2015. Riverside Regional Jail Authority Series 2015 Jail Facility Revenue Refunding Bonds

Request for Proposals for Underwriters Friday, January 2, 2015. Riverside Regional Jail Authority Series 2015 Jail Facility Revenue Refunding Bonds One James Center 901 East Cary Street Suite 1100 Richmond, Virginia 23219 (804) 697-2900 Request for Proposals for Underwriters Friday, January 2, 2015 Riverside Regional Jail Authority Series 2015 Jail

More information

ADMINISTRATIVE REGULATION AR: 6.03 DATE APPROVED September 10, 2002 ORIGINATING DEPARTMENT:

ADMINISTRATIVE REGULATION AR: 6.03 DATE APPROVED September 10, 2002 ORIGINATING DEPARTMENT: ADMINISTRATIVE REGULATION AR: 6.03 DATE APPROVED September 10, 2002 SUBJECT: ORIGINATING DEPARTMENT: Debt Management Policy Office of Management & Budget Page 1 of 8 I. PURPOSE: The County recognizes the

More information

CITY OF WINCHESTER, KENTUCKY REQUEST FOR PROPOSAL INSURANCE BROKERAGE SERVICES

CITY OF WINCHESTER, KENTUCKY REQUEST FOR PROPOSAL INSURANCE BROKERAGE SERVICES INTRODUCTION The City of Winchester (City) is requesting Proposals for Insurance Brokerage Services relating to Property, General Liability, Public Officials Liability, Law Enforcement, Fleet, and Worker

More information

REQUEST FOR PROPOSALS FOR FINANCIAL ADVISOR SERVICES

REQUEST FOR PROPOSALS FOR FINANCIAL ADVISOR SERVICES REQUEST FOR PROPOSALS FOR FINANCIAL ADVISOR SERVICES September 5, 2014 The City of East Ridge (the "City") is requesting proposals for the services of a Financial Advisor as described in the attached RFP.

More information

SKAGIT COUNTY DEBT POLICY. Page 1 of 12

SKAGIT COUNTY DEBT POLICY. Page 1 of 12 SKAGIT COUNTY DEBT POLICY Page 1 of 12 SKAGIT COUNTY DEBT POLICY INDEX Page I. Roles and Responsibilities 3 II. Debt and Capital Planning 3-4 III. Credit Objectives 4-5 IV. Purpose, Type and Use of Debt

More information

NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY REQUEST FOR PROPOSALS FOR SERVICES AS AN INDEPENDENT REGISTERED MUNICIPAL ADVISOR.

NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY REQUEST FOR PROPOSALS FOR SERVICES AS AN INDEPENDENT REGISTERED MUNICIPAL ADVISOR. NEW JERSEY EDUCATIONAL FACILITIES AUTHORITY REQUEST FOR PROPOSALS FOR SERVICES AS AN INDEPENDENT REGISTERED MUNICIPAL ADVISOR May 31, 2016 Introduction The New Jersey Educational Facilities Authority (the

More information

STATE OF WISCONSIN. Issued by the State of Wisconsin Capital Finance Office for the State of Wisconsin Building Commission.

STATE OF WISCONSIN. Issued by the State of Wisconsin Capital Finance Office for the State of Wisconsin Building Commission. REQUEST FOR QUALIFICATIONS FOR FINANCIAL ADVISOR SERVICES Relating to VARIOUS PROGRAMS AND OBLIGATIONS STATE OF WISCONSIN Issued by the State of Wisconsin Capital Finance Office for the State of Wisconsin

More information

Letter of Intent for Acquisition Purchase of Stock of the Business for a Combination of Cash and Purchaser s Stock (Pro-Buyer Oriented)

Letter of Intent for Acquisition Purchase of Stock of the Business for a Combination of Cash and Purchaser s Stock (Pro-Buyer Oriented) Form: Letter of Intent for Acquisition Purchase of Stock of the Business for a Combination of Cash and Purchaser s Stock (Pro-Buyer Oriented) Description: This is a sample Letter of Intent for the acquisition

More information

CITY OF POWAY REQUEST FOR PROPOSAL FOR FINANCIAL ADVISORY SERVICES

CITY OF POWAY REQUEST FOR PROPOSAL FOR FINANCIAL ADVISORY SERVICES CITY OF POWAY REQUEST FOR PROPOSAL FOR FINANCIAL ADVISORY SERVICES The City of Poway/Successor Agency to the Poway Redevelopment Agency (the City ) is seeking proposals in response to this Request for

More information

DELAWARE STATE HOUSING AUTHORITY REQUEST FOR PROPOSALS FOR FINANCIAL ADVISORY SERVICES

DELAWARE STATE HOUSING AUTHORITY REQUEST FOR PROPOSALS FOR FINANCIAL ADVISORY SERVICES DELAWARE STATE HOUSING AUTHORITY REQUEST FOR PROPOSALS FOR FINANCIAL ADVISORY SERVICES I. Overview The Delaware State Housing Authority (DSHA) seeks firms interested in providing independent financial

More information

City of Vallejo REQUEST FOR PROPOSAL WORKERS COMPENSATION CLAIMS AUDIT

City of Vallejo REQUEST FOR PROPOSAL WORKERS COMPENSATION CLAIMS AUDIT City of Vallejo REQUEST FOR PROPOSAL WORKERS COMPENSATION CLAIMS AUDIT Date original issued: September 28, 2015 Qualifications Statements due: The City of Vallejo will consider Proposals submitted in response

More information

CITY OF LANCASTER RFP NO. 621-15 LANCASTER PERFORMING ARTS CENTER TICKETING SOFTWARE SUBMISSION DEADLINE. July 24, 2015 BY 11:00 A.M.

CITY OF LANCASTER RFP NO. 621-15 LANCASTER PERFORMING ARTS CENTER TICKETING SOFTWARE SUBMISSION DEADLINE. July 24, 2015 BY 11:00 A.M. CITY OF LANCASTER RFP NO. 621-15 LANCASTER PERFORMING ARTS CENTER TICKETING SOFTWARE SUBMISSION DEADLINE July 24, 2015 BY 11:00 A.M. SUBMIT TO: Office of the City Clerk Lancaster City Hall 44933 Fern Avenue

More information

Audit and Permitted Non-Audit Services Pre-Approval Policy (Pertaining to the Company s Independent Auditor)

Audit and Permitted Non-Audit Services Pre-Approval Policy (Pertaining to the Company s Independent Auditor) Audit and Permitted Non-Audit Services Pre-Approval Policy (Pertaining to the Company s Independent Auditor) Statement of Principles Pursuant to the Sarbanes-Oxley Act of 2002 (the Act ) and in accordance

More information

Code of Ethics. I. Definitions

Code of Ethics. I. Definitions Code of Ethics Old North State Trust, LLC (the Company ) has adopted this Code of Ethics in recognition of the principle that all Supervised Persons (as defined below) of the Company have a fiduciary duty

More information

REQUEST FOR PROPOSALS ( RFP ) FOR FINANCIAL ADVISOR TO IMPLEMENT USE AGREEMENT(S) PROCESS AS DESCRIBED IN STRATEGIC AND CAPITAL NEEDS STUDY

REQUEST FOR PROPOSALS ( RFP ) FOR FINANCIAL ADVISOR TO IMPLEMENT USE AGREEMENT(S) PROCESS AS DESCRIBED IN STRATEGIC AND CAPITAL NEEDS STUDY REQUEST FOR PROPOSALS ( RFP ) FOR FINANCIAL ADVISOR TO IMPLEMENT USE AGREEMENT(S) PROCESS AS DESCRIBED IN STRATEGIC AND CAPITAL NEEDS STUDY Required for use by: Illinois International Port District (IIPD)

More information

REQUEST FOR PROPOSALS. For FINANCIAL ADVISORY SERVICES

REQUEST FOR PROPOSALS. For FINANCIAL ADVISORY SERVICES REQUEST FOR PROPOSALS For FINANCIAL ADVISORY SERVICES Request for Proposals Issued: July 30, 2012 Deadline for Submittal of Proposals: August 17, 2012 Request for Proposals for Financial Advisory Services

More information

LONG ISLAND POWER AUTHORITY UTILITY DEBT SECURITIZATION AUTHORITY Debt Management Policy (as amended on March 26, 2015)

LONG ISLAND POWER AUTHORITY UTILITY DEBT SECURITIZATION AUTHORITY Debt Management Policy (as amended on March 26, 2015) LONG ISLAND POWER AUTHORITY UTILITY DEBT SECURITIZATION AUTHORITY Debt Management Policy (as amended on March 26, 2015) I. Purpose of Debt Management Policy The debt management policy sets forth the parameters

More information

1.841661.108 018540101

1.841661.108 018540101 Questions? Go to FidelityCharitable.org or call 1-800-262-6935. Charitable Investment Advisor Program Investment Advisor Firm Agreement Information Investment Advisor Firm Agreement This Agreement (the

More information

STATE OF WISCONSIN. Relating to VARIOUS PROGRAMS AND OBLIGATIONS ELECTRONIC SUBMITTALS DUE BY NOON (CT) THURSDAY, JULY 30, 2009.

STATE OF WISCONSIN. Relating to VARIOUS PROGRAMS AND OBLIGATIONS ELECTRONIC SUBMITTALS DUE BY NOON (CT) THURSDAY, JULY 30, 2009. REQUEST FOR QUALIFICATIONS FINANCIAL ADVISOR SERVICES Relating to VARIOUS PROGRAMS AND OBLIGATIONS STATE OF WISCONSIN Issued By: State of Wisconsin Department of Administration Capital Finance Office 101

More information

Section I. Introduction

Section I. Introduction Section I. Introduction Purpose and Overview In its publication entitled Best Practice Debt Management Policy, the Government Finance Officers Association (GFOA) states that Debt management policies are

More information

THE ILLINOIS STATE TOLL HIGHWAY AUTHORITY Debt Management Guidelines Presented to Finance, Administration and Operations Committee May 14, 2014

THE ILLINOIS STATE TOLL HIGHWAY AUTHORITY Debt Management Guidelines Presented to Finance, Administration and Operations Committee May 14, 2014 THE ILLINOIS STATE TOLL HIGHWAY AUTHORITY Debt Management Guidelines Presented to Finance, Administration and Operations Committee May 14, 2014 The following guidelines are intended to further the commitment

More information

CITY OF RIVIERA BEACH, FLORIDA

CITY OF RIVIERA BEACH, FLORIDA On Behalf of the CITY OF RIVIERA BEACH, FLORIDA REQUEST FOR PROPOSALS (RFP) (RFP # 495-15) INVESTMENT BANKING SERVICES FOR THE CITY S ISSUANCE OF January 08, 2015 DESCRIPTION: On behalf of the City of

More information

MUNICIPAL ADVISOR RULE HOW IT AFFECTS LOCAL GOVERNMENTS

MUNICIPAL ADVISOR RULE HOW IT AFFECTS LOCAL GOVERNMENTS MUNICIPAL ADVISOR RULE HOW IT AFFECTS LOCAL GOVERNMENTS Article by Joy A. Howard Dated May 1, 2014 On February 28, 2014, the executive board of the Government Finance Officers Association ( GFOA ) approved

More information

(Draft No. 2.1 H.577) Page 1 of 20 5/3/2016 - MCR 7:40 PM. The Committee on Finance to which was referred House Bill No. 577

(Draft No. 2.1 H.577) Page 1 of 20 5/3/2016 - MCR 7:40 PM. The Committee on Finance to which was referred House Bill No. 577 (Draft No.. H.) Page of // - MCR :0 PM TO THE HONORABLE SENATE: The Committee on Finance to which was referred House Bill No. entitled An act relating to voter approval of electricity purchases by municipalities

More information

TAX-EXEMPT REVENUE BONDS for Non-Profits

TAX-EXEMPT REVENUE BONDS for Non-Profits VERMONT ECONOMIC DEVELOPMENT AUTHORITY TAX-EXEMPT REVENUE BONDS for Non-Profits SUBCHAPTER 4 Page: 1-W REVENUE BONDS for Non-Profits SUBCHAPTER 4 The Vermont Economic Development Authority (VEDA) was created

More information

MODEL DEBT MANAGEMENT POLICY

MODEL DEBT MANAGEMENT POLICY MODEL DEBT MANAGEMENT POLICY Use this model policy as a template in writing a Governmental Entity s policy. This policy is not all-inclusive, but addresses the basic areas and provides guidance concerning

More information

TEXAS TRANSPORTATION COMMISSION. Debt Management Policy

TEXAS TRANSPORTATION COMMISSION. Debt Management Policy TEXAS TRANSPORTATION COMMISSION Debt Management Policy August 28, 2014 TABLE OF CONTENTS 1. Policy Objectives and Philosophy... 1 2. Scope and Authority... 1 3. Currently Authorized Financing Programs...

More information

SOCIETY FOR RESEARCH ON BIOLOGICAL RHYTHMS, INC. CONFLICT OF INTEREST POLICY

SOCIETY FOR RESEARCH ON BIOLOGICAL RHYTHMS, INC. CONFLICT OF INTEREST POLICY SOCIETY FOR RESEARCH ON BIOLOGICAL RHYTHMS, INC. CONFLICT OF INTEREST POLICY ARTICLE I - PURPOSE The purpose of this conflict of interest policy (the Policy ) is to protect the interest of the Society

More information

2 Be it enacted by the People of the State of Illinois, 4 Section 1. Short title. This Act may be cited as the

2 Be it enacted by the People of the State of Illinois, 4 Section 1. Short title. This Act may be cited as the SB49 Enrolled LRB9201970MWcd 1 AN ACT concerning home mortgages. 2 Be it enacted by the People of the State of Illinois, 3 represented in the General Assembly: 4 Section 1. Short title. This Act may be

More information

THE OKLAHOMA PUBLIC EMPLOYEES RETIREMENT SYSTEM REQUEST FOR PROPOSALS FOR REAL ESTATE PROPERTY MANAGEMENT SERVICES #515-16-146

THE OKLAHOMA PUBLIC EMPLOYEES RETIREMENT SYSTEM REQUEST FOR PROPOSALS FOR REAL ESTATE PROPERTY MANAGEMENT SERVICES #515-16-146 THE OKLAHOMA PUBLIC EMPLOYEES RETIREMENT SYSTEM REQUEST FOR PROPOSALS FOR REAL ESTATE PROPERTY MANAGEMENT SERVICES #515-16-146 The Board of Trustees of the Oklahoma Public Employees Retirement System (OPERS)

More information

Chapter 89. Regulation 70 Replacement of Life Insurance and Annuities INSURANCE

Chapter 89. Regulation 70 Replacement of Life Insurance and Annuities INSURANCE INSURANCE I am a member of the American Academy of Actuaries (or if not, state other qualifications to sign annual statement actuarial opinions). I have examined the interest-indexed universal life insurance

More information

INVESTMENT ADVISORY AGREEMENT

INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT This AGREEMENT, made this day of,2005 between (hereinafter referred to as the [Client(s)], and TCS Financial Services, Inc., a Registered Investment Adviser, whose mailing

More information

WEST BASIN MUNICIPAL WATER DISTRICT Debt Management Policy Administrative Code Exhibit G January 2015

WEST BASIN MUNICIPAL WATER DISTRICT Debt Management Policy Administrative Code Exhibit G January 2015 1.0 Purpose The purpose of this Debt Management Policy ( Policy ) is to establish parameters and provide guidance as to the issuance, management, continuing evaluation of and reporting on all debt obligations.

More information

MASSACHUSETTS DEPARTMENT OF TRANSPORTATION DEBT ISSUANCE AND MANAGEMENT POLICY

MASSACHUSETTS DEPARTMENT OF TRANSPORTATION DEBT ISSUANCE AND MANAGEMENT POLICY MASSACHUSETTS DEPARTMENT OF TRANSPORTATION DEBT ISSUANCE AND MANAGEMENT POLICY February 10, 2016 1. Purpose The purpose of this policy is to establish a framework for the issuance and effective management

More information

REQUEST FOR PROPOSAL/QUALIFICATIONS FOR HEALTH INSURANCE BROKER OF RECORD. Issued by the. Township of Haddon. Date Issued: July 23, 2014

REQUEST FOR PROPOSAL/QUALIFICATIONS FOR HEALTH INSURANCE BROKER OF RECORD. Issued by the. Township of Haddon. Date Issued: July 23, 2014 REQUEST FOR PROPOSAL/QUALIFICATIONS FOR HEALTH INSURANCE BROKER OF RECORD Issued by the Township of Haddon Date Issued: July 23, 2014 Responses Due By: August 18, 2014 REQUEST FOR PROPOSAL/QUALIFICATIONS

More information

REQUEST FOR QUALIFICATIONS FINANCIAL ADVISOR SERVICES RFQ #029-08-09

REQUEST FOR QUALIFICATIONS FINANCIAL ADVISOR SERVICES RFQ #029-08-09 REQUEST FOR QUALIFICATIONS FINANCIAL ADVISOR SERVICES RFQ #029-08-09 1. GENERAL: 1.1. The Grapevine-Colleyville Independent School District ( GCISD ) is requesting qualifications for financial advisor

More information

NATIONAL ASSOCIATION OF BOND LAWYERS TELECONFERENCE ON MUNICIPAL ADVISOR RULES. June 25, 2014

NATIONAL ASSOCIATION OF BOND LAWYERS TELECONFERENCE ON MUNICIPAL ADVISOR RULES. June 25, 2014 NATIONAL ASSOCIATION OF BOND LAWYERS TELECONFERENCE ON MUNICIPAL ADVISOR RULES June 25, 2014 Following is a brief outline of the certain provisions of Rule 15Ba1-1 (the Rule ) adopted by the U.S. Securities

More information

HALOZYME THERAPEUTICS, INC. CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS ORGANIZATION AND MEMBERSHIP REQUIREMENTS

HALOZYME THERAPEUTICS, INC. CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS ORGANIZATION AND MEMBERSHIP REQUIREMENTS HALOZYME THERAPEUTICS, INC. CHARTER OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS I. STATEMENT OF POLICY The Audit Committee (the Committee ) of the Board of Directors (the Board ) of Halozyme Therapeutics,

More information

REQUEST FOR PROPOSALS TO PROVIDE FINANCIAL ADVISOR SERVICES TO THE CITY OF PERRIS. July 21, 2016

REQUEST FOR PROPOSALS TO PROVIDE FINANCIAL ADVISOR SERVICES TO THE CITY OF PERRIS. July 21, 2016 REQUEST FOR PROPOSALS TO PROVIDE FINANCIAL ADVISOR SERVICES TO THE CITY OF PERRIS July 21, 2016 PROPOSED SCHEDULE Date Issued: July 21, 2016 Submittals Due: August 11, 2016 Potential Interviews: August

More information

APPLICATION FOR BUSINESS AND MANAGEMENT (BAM) INDEMNITY INSURANCE

APPLICATION FOR BUSINESS AND MANAGEMENT (BAM) INDEMNITY INSURANCE Northwest Professional Center 227 Route 206 Flanders, NJ 07836 Tel: (973) 252-5141 / (800) 689-2550 Fax: (973) 252-5146 / (800) 689-2839 www.eriskservices.com email: application@eriskservices.com APPLICATION

More information

TABLE OF CONTENTS. I. Introduction 3. II. Background 3. III. Criteria 4. IV. Scope of Services 5. V. Selection Process 5. VI. Tentative Time Table 6

TABLE OF CONTENTS. I. Introduction 3. II. Background 3. III. Criteria 4. IV. Scope of Services 5. V. Selection Process 5. VI. Tentative Time Table 6 THE CITY OF LIVONIA Request for Proposal Investment Consulting Services; Defined Contribution (401) and Deferred Compensation (457) Plan Review and Service Provider Search April 2015 1 TABLE OF CONTENTS

More information

RULES AND PROCEDURES FOR PROFESSIONAL SERVICE AGREEMENTS OTHER THAN THOSE ESTABLISHED BY ORDINANCE 64103 (REVISED NOVEMBER 16, 2004)

RULES AND PROCEDURES FOR PROFESSIONAL SERVICE AGREEMENTS OTHER THAN THOSE ESTABLISHED BY ORDINANCE 64103 (REVISED NOVEMBER 16, 2004) RULES AND PROCEDURES FOR PROFESSIONAL SERVICE AGREEMENTS OTHER THAN THOSE ESTABLISHED BY ORDINANCE 64103 (REVISED NOVEMBER 16, 2004) In accordance with Ordinance 64102 the following Rules and Procedures

More information

TRANSPORTATION CODE TITLE 6. ROADWAYS SUBTITLE I. TRANSPORTATION CORPORATIONS CHAPTER 431. TEXAS TRANSPORTATION CORPORATION ACT

TRANSPORTATION CODE TITLE 6. ROADWAYS SUBTITLE I. TRANSPORTATION CORPORATIONS CHAPTER 431. TEXAS TRANSPORTATION CORPORATION ACT TRANSPORTATION CODE TITLE 6. ROADWAYS SUBTITLE I. TRANSPORTATION CORPORATIONS CHAPTER 431. TEXAS TRANSPORTATION CORPORATION ACT SUBCHAPTER A. GENERAL PROVISIONS Sec. 431.001. SHORT TITLE. This chapter

More information

Bid closing date December 21, 2013

Bid closing date December 21, 2013 REQUEST FOR PROPOSAL FOR DATA CENTRE FACILITIES MANAGEMENT SERVICES XYZ DATA CENTRE Kotakinabalu Bid closing date December 21, 2013 Failure to meet the following requirements will invalidate your bid submission

More information

REQUEST FOR PROPOSALS BOND COUNSEL SERVICES FOR AFFORDABLE HOUSING RFP # 16-018. Santa Ana Housing Authority

REQUEST FOR PROPOSALS BOND COUNSEL SERVICES FOR AFFORDABLE HOUSING RFP # 16-018. Santa Ana Housing Authority REQUEST FOR PROPOSALS BOND COUNSEL SERVICES FOR AFFORDABLE HOUSING RFP # 16-018 20 Civic Center Plaza Santa Ana, CA 92701 Judson Brown Housing Division Manager (714) 667-2241 Office JBrown@santa-ana.org

More information

REQUEST FOR QUALIFICATIONS AND PROPOSALS INSURANCE BROKER FOR PROPERTY, CASUALTY, FIDELITY AND OTHER INSURANCE

REQUEST FOR QUALIFICATIONS AND PROPOSALS INSURANCE BROKER FOR PROPERTY, CASUALTY, FIDELITY AND OTHER INSURANCE REQUEST FOR QUALIFICATIONS AND PROPOSALS INSURANCE BROKER FOR PROPERTY, CASUALTY, FIDELITY AND OTHER INSURANCE RESPONSES DUE: Friday, February 6, 2009, by 5:00 P.M. Central time Page 1 of 13 Section I:

More information

ORANGE COUNTY PUBLIC SCHOOLS

ORANGE COUNTY PUBLIC SCHOOLS ORANGE COUNTY PUBLIC SCHOOLS Contract Administration 6501 Magic Way Orlando, Florida 32809 (407) 317-3700 FAX (407) 317-3752 REQUEST FOR PROPOSALS PROTOTYPE ASSESSMENT SERVICES FOR THE SCHOOL BOARD OF

More information

UNITED NATIONS INTERNATIONAL SCHOOL CONFLICT OF INTEREST POLICY

UNITED NATIONS INTERNATIONAL SCHOOL CONFLICT OF INTEREST POLICY UNITED NATIONS INTERNATIONAL SCHOOL CONFLICT OF INTEREST POLICY Article I: Scope This Conflict of Interest Policy ("Policy") applies to all members of the Board of Trustees of the United Nations International

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0324 Expires: May 31, 2017 Estimated average burden hours per response.. 4,099.6 FORM S-4 REGISTRATION

More information

Financial Advisor REQUEST FOR INFORMATION & PROPOSAL

Financial Advisor REQUEST FOR INFORMATION & PROPOSAL Financial Advisor REQUEST FOR INFORMATION & PROPOSAL Business & Auxiliary Services Joliet Junior College Joliet, IL 1 Request for Information & Proposal Joliet Junior College FINANCIAL ADVISOR JOLIET JUNIOR

More information

GALVESTON COUNTY HEALTH DISTRICT. Request For Proposal Health Insurance Broker Services RFP 15-011

GALVESTON COUNTY HEALTH DISTRICT. Request For Proposal Health Insurance Broker Services RFP 15-011 GALVESTON COUNTY HEALTH DISTRICT Request For Proposal Health Insurance Broker Services RFP 15-011 INTRODUCTION The Galveston County Health District (GCHD) is requesting Proposals for health insurance broker

More information

The New MA Rules and How They Apply to You

The New MA Rules and How They Apply to You The New MA Rules and How They Apply to You Prepared for Michigan Association of County Treasurers Conference 305 E. Eisenhower Parkway February 10, 2015 Suite 112 Ann Arbor, MI 48108 734-994-9700 www.pfm.com

More information

Submittal Requirements for Development Projects

Submittal Requirements for Development Projects Submittal Requirements for Development Projects 2004 Mission Statement: The Denver Urban Renewal Authority is a full-service redevelopment agency engaged in neighborhood and downtown revitalization, economic

More information

CAPITAL AREA HOUSING FINANCE CORPORATION

CAPITAL AREA HOUSING FINANCE CORPORATION CAPITAL AREA HOUSING FINANCE CORPORATION APPLICATION FOR FINANCING QUALIFIED RESIDENTIAL RENTAL PROJECTS INSTRUCTIONS AND APPLICATION FORM EFFECTIVE JUNE 1, 2013 4101 Parkstone Heights Drive, Suite 280

More information

CLS Investments, LLC Instructions for the Solicitor Application and Agreement

CLS Investments, LLC Instructions for the Solicitor Application and Agreement CLS Investments, LLC Instructions for the Solicitor Application and Agreement Please complete all fields on page 1 of the Solicitor Application and Agreement. Some general guidelines are set forth below.

More information

AGREEMENT FOR FINANCIAL ADVISORY SERVICES RELATED TO 2012-13 TAX AND REVENUE ANTICIPATION NOTES (COUNTY KNN PUBLIC FINANCE)

AGREEMENT FOR FINANCIAL ADVISORY SERVICES RELATED TO 2012-13 TAX AND REVENUE ANTICIPATION NOTES (COUNTY KNN PUBLIC FINANCE) AGREEMENT FOR FINANCIAL ADVISORY SERVICES RELATED TO 2012-13 TAX AND REVENUE ANTICIPATION NOTES (COUNTY KNN PUBLIC FINANCE) THIS AGREEMENT, made as of the 11 th day of June, 2012, by and between the COUNTY

More information

LONG TERM OBLIGATION (LTO) FINANCING POLICY A Strategy for the Acquisition or Replacement of City Assets

LONG TERM OBLIGATION (LTO) FINANCING POLICY A Strategy for the Acquisition or Replacement of City Assets PURPOSE CITY OF LINDSBORG LONG TERM OBLIGATION (LTO) FINANCING POLICY A Strategy for the Acquisition or Replacement of City Assets The Long-Term Obligation Financing (LTO) Policy Statement sets forth comprehensive

More information

114CSR8 LEGISLATIVE RULES INSURANCE COMMISSIONER SERIES 8 REPLACEMENT OF LIFE INSURANCE POLICIES AND ANNUITY CONTRACTS

114CSR8 LEGISLATIVE RULES INSURANCE COMMISSIONER SERIES 8 REPLACEMENT OF LIFE INSURANCE POLICIES AND ANNUITY CONTRACTS 114CSR8 LEGISLATIVE RULES INSURANCE COMMISSIONER SERIES 8 REPLACEMENT OF LIFE INSURANCE POLICIES AND ANNUITY CONTRACTS Section 114-8-1. General. 114-8-2. Definitions. 114-8-3. Exemptions. 114-8-4. Duties

More information

PROFESSIONAL/CONSULTING SERVICES AGREEMENT

PROFESSIONAL/CONSULTING SERVICES AGREEMENT This SERVICES AGREEMENT ( Agreement ) is entered into by and between the undersigned, ( Contractor ), (Social Security Number or Federal I.D. No.), located at and Texas Southern University ( TSU ), an

More information

Delaware Sustainable Energy Utility Request for Qualifications for Financial Advisory Services

Delaware Sustainable Energy Utility Request for Qualifications for Financial Advisory Services Delaware Sustainable Energy Utility Request for Qualifications for Financial Advisory Services The Delaware Sustainable Energy Utility ( SEU ) requests that your firm submit its qualifications to serve

More information

GENERAL AGENT AGREEMENT

GENERAL AGENT AGREEMENT Complete Wellness Solutions, Inc. 6338 Constitution Drive Fort Wayne, Indiana 46804 GENERAL AGENT AGREEMENT This Agreement is made by and between Complete Wellness Solutions, Inc. (the Company ) and (the

More information

PROCUREMENT POLICY FOR INVESTMENT CONSULTANTS

PROCUREMENT POLICY FOR INVESTMENT CONSULTANTS PROCUREMENT POLICY FOR INVESTMENT CONSULTANTS Purpose The Board of Trustees ( Board or Trustees ) of the Public School Teachers Pension and Retirement Fund of Chicago ( CTPF or the Fund ) establishes the

More information

REQUEST FOR PROPOSALS WEBSITE DESIGN AND MAINTENANCE SERVICES

REQUEST FOR PROPOSALS WEBSITE DESIGN AND MAINTENANCE SERVICES LOWER MANHATTAN DEVELOPMENT CORPORATION REQUEST FOR PROPOSALS WEBSITE DESIGN AND MAINTENANCE SERVICES The Lower Manhattan Development Corporation, a subsidiary of the New York State Urban Development Corporation

More information

Awareness of Your Disclosure Responsibilities

Awareness of Your Disclosure Responsibilities Bond I Topics for the State of Texas Debt Issuing Community ue October 1997 SAO No. 98-304 Revised March 2004 Texas bond issuance community has seen significant changes recently, including increased Securities

More information

BYLAWS OF SCHNAUZER & FRIENDS RESCUE, INC. A NONPROFIT CORPORATION PREAMBLE

BYLAWS OF SCHNAUZER & FRIENDS RESCUE, INC. A NONPROFIT CORPORATION PREAMBLE BYLAWS OF SCHNAUZER & FRIENDS RESCUE, INC. A NONPROFIT CORPORATION PREAMBLE These bylaws are subordinate to and governed by the provisions of the articles of incorporation of this corporation. Section

More information

CHICAGO TRANSIT AUTHORITY RETIREE HEALTH CARE TRUST PROCUREMENT POLICY FOR INVESTMENT CONSULTANTS. a. Is a fiduciary appointed by the Board;

CHICAGO TRANSIT AUTHORITY RETIREE HEALTH CARE TRUST PROCUREMENT POLICY FOR INVESTMENT CONSULTANTS. a. Is a fiduciary appointed by the Board; CHICAGO TRANSIT AUTHORITY RETIREE HEALTH CARE TRUST PROCUREMENT POLICY FOR INVESTMENT CONSULTANTS A. Introduction The Board of Trustees ( Board ) of the Chicago Transit Authority Retiree Health Care Trust

More information

Municipal Advisory Agreement

Municipal Advisory Agreement Municipal Advisory Agreement William Logan Director of Finance This letter will set forth the terms of the Municipal Advisory Agreement (the Agreement ) pursuant to which MAS Financial Advisory Services

More information

General. Scope. Objectives. The objective of the Policy is to ensure prudent debt management practices that include:

General. Scope. Objectives. The objective of the Policy is to ensure prudent debt management practices that include: General This Policy (the Policy ) establishes conditions for the use of debt and creates procedures and policies designed to manage the Alamo Community College District s (the College District ) obligations

More information

Investment Advisor Representative Agreement

Investment Advisor Representative Agreement Investment Advisor Representative Agreement By this agreement ( Agreement ) between Turning Point Financial, Inc. ( RIA ) and ( You, you, Your, or your ), you are hereby appointed a registered representative

More information

REQUEST FOR PROPOSALS Art Storage and Handling Services

REQUEST FOR PROPOSALS Art Storage and Handling Services LOWER MANHATTAN DEVELOPMENT CORPORATION REQUEST FOR PROPOSALS Art Storage and Handling Services The Lower Manhattan Development Corporation, a subsidiary of the New York State Urban Development Corporation

More information

ARTICLE I General. These Procedures are being adopted by the School District board of education as debt issuance disclosure best practices.

ARTICLE I General. These Procedures are being adopted by the School District board of education as debt issuance disclosure best practices. Municipal Finance Disclosure and Continuing Disclosure Policies and Procedures ARTICLE I General Section 1.1. Purpose The purpose of the Chenango Valley Central School District Municipal Finance Disclosure

More information

TOWN OF SILVERTHORNE, COLORADO RFP for Independent Professional Auditing Services

TOWN OF SILVERTHORNE, COLORADO RFP for Independent Professional Auditing Services Nature of Services Required A. General The Town is soliciting the services of qualified firms of certified public accountants to audit its financial statements for the fiscal year ending December 31, 2011,

More information

NOW, THEREFORE, BE IT RESOLVED BY THE ECONOMIC DEVELOPMENT AUTHORITY OF SPOTSYLVANIA COUNTY, VIRGINIA:

NOW, THEREFORE, BE IT RESOLVED BY THE ECONOMIC DEVELOPMENT AUTHORITY OF SPOTSYLVANIA COUNTY, VIRGINIA: RESOLUTION OF THE ECONOMIC DEVELOPMENT AUTHORITY OF THE COUNTY OF SPOTSYLVANIA APPROVING THE ISSUANCE OF PUBLIC FACILITY REVENUE AND REFUNDING BONDS FOR SPOTSYLVANIA COUNTY, VIRGINIA WHEREAS, the Economic

More information

City of Bloomington, Minnesota Conduit Debt Policy

City of Bloomington, Minnesota Conduit Debt Policy City of Bloomington, Minnesota Conduit Debt Policy City of Bloomington, MN Conduit Debt Policy DEBT Conduit Debt Policy General The City of Bloomington is granted the power to issue conduit revenue bonds

More information

NOTICE OF SALE ALABAMA PUBLIC SCHOOL AND COLLEGE AUTHORITY

NOTICE OF SALE ALABAMA PUBLIC SCHOOL AND COLLEGE AUTHORITY NOTICE OF SALE ALABAMA PUBLIC SCHOOL AND COLLEGE AUTHORITY $554,520,000 * Capital Improvement Refunding Bonds, Series 2014-B Dated the Date of Initial Delivery ALABAMA PUBLIC SCHOOL AND COLLEGE AUTHORITY

More information

MUNI ADVISOR RULE OVERVIEW

MUNI ADVISOR RULE OVERVIEW MUNI ADVISOR RULE OVERVIEW The Dodd-Frank Act charged the Municipal Securities Rulemaking Board ( MSRB ) with developing a regulatory framework for municipal advisors to help safeguard the interests of

More information

Debt Management Policies & Guidelines

Debt Management Policies & Guidelines Debt Management Policies & Guidelines January, 2004 PREPARED BY: ANDREW E. MEISNER, COUNTY TREASURER PATRICK M. DOHANY, COUNTY TREASURER I. COUNTY'S DEBT POLICY A. Purpose The County recognizes the foundation

More information

3354:1-20-07.1 Tax-Exempt Debt Compliance Procedure. Tax-Exempt Debt

3354:1-20-07.1 Tax-Exempt Debt Compliance Procedure. Tax-Exempt Debt 3354:1-20-07.1 Tax-Exempt Debt Compliance Procedure (A) Tax-Exempt Debt The use of tax-exempt debt plays an important role in funding a significant portion of the College s capital projects. As a result,

More information

CITY OF SEATTLE DEBT MANAGEMENT POLICIES

CITY OF SEATTLE DEBT MANAGEMENT POLICIES CITY OF SEATTLE DEBT MANAGEMENT POLICIES Introduction The following policies are enacted to maintain standard and rational practices for the issuance and management of debt by the City of Seattle. Their

More information