ADVANCE NOTICE OF EXCESS CLAIM REPORT

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1 ADVANCE NOTICE OF EXCESS CLAIM REPORT Please provide the following information for claimants that 15,000 or more is expected to be paid on. Group Name: Pooling Point: Effective Date: Claimant Information Employee Name: DOB: Effective Date: Claimant Name: DOB: Effective Date: Relationship: ME FE MSP FSP MC FC Diagnosis: (Please include ICD9 codes) Amount paid to date: Amount Pending: Reason pending: ***Please contact us if you have large hospital bills, or high dollar RX, or treatments to obtain additional discounts *** Estimate of additional charges: Initial date of treatment: If treatment ongoing, if yes please estimate additional charges: Current Treatment and Prognosis: Please specify if LCM is currently in place: Y or N If yes, please list contact, and phone: If no please specify reason: TPA Name: Address: (Please note this is where reimbursements will be sent) Phone: Submitted By: PLEASE SUBMIT CLAIMS TO: Claims@umexperts.com Date: (267)

2 Bank Account Information for ACH Transfers Please fill out the following information so we can transfer fund requests. Group Name: Effective Date: Bank Account Number: Bank Account Name: ABA Number: Bank Name: Bank Address: Please send to: (267)

3 Dear Third Party Administrators: Please find all the forms required for filing Specific, Aggregate, Aggregate Only or Maximum Advantage claims for. Our phone Directory with contact information. A list of Potential High Dollar or Catastrophic Diagnosis Codes. A 50% Advance Notification. o Also be used to notify of Catastrophic Diagnosis. An Initial Specific Excess Claim Reimbursement Request. (N/A) A Supplemental Specific Excess Claim Reimbursement. (N/A) A Specific Claim Eligibility/Work Status. (N/A) Maximum Advantage/Aggregate Only Tracking Form An Aggregate Excess Insurance Claims Report o This should be submitted on a monthly basis separated by the number of tiers, as specified on the contract terms. Should you have any questions regarding the completion of these forms, please call us at Thank you, Rebecca Landis Chief Claims Officer Underwriting Management Services

4 Documentation Requested for Maximum Advantage Fund Request(s) When submitting a funding request please include the following: Tracking form Request form Check registers For first request these should total the paid claims reported If a supplemental requests this should be from last request to current A pending report this should show total claims that when added to the check registers will match the total claims less any adjustments, out of contract payments, voids or refunds. Also note current monthly premium must be received by UME, and funding in claims account needs to be accounted for. If we do not agree for any reason or payment will be different than requested a written explanation will be sent. Please send this together to the following address: Claims@umexperts.com

5 Corresponding ICD9 Code List Infectious and Parasitic Diseases Pneumonia Septicemia Chronic Obstructive Pulmonary Disease (COPD) 042 Aids/HIV 515 Postinflammatory Pulmonary Fibrosis Viral Hepatitis Pulmonary Collapse and/or Respiratory Failure Neoplasms Disease of the Digestive System Malignant Neoplasms of lip, major Salivary Glands, Gum, Mouth,Pharnyx Regional Enteritis (Chron's Disease) Mal Neo Of Esophagus Intestinal Obstruction Mal Neo of Stomach 562 Diverticulitis of Colon Mal Neo of Colon Peritonitis Mal Neo of Rectum Other Disorders of Intestine Mal Neo of Liver Liver Diseases and Cirrhosis Mal Neo of Pancreas 572 Other Sequela of Chronic Liver Disease Mal Neo of Larnyx Other Liver Disorders Mal Neo of Lung Pancrease Diseases Mal Neo of Bone Gastrointestinal Hemorrhage Mal Neo of Female Breast Mal Neo of Uterus or Cervix Diseases of the Genitourinary System Mal Neo of Ovary Acute Renal Failure 185 Mal Neo of Prostate 585 Chronic Renal Failure Mal Neo of Testis 586 Renal Failure, Unspecified Mal Neo of Brain 588 Disorders Resulting from Impaired Renal Function Mal Neo of Bladder, Kidney, Urinary 592 Calculus of Kidney & Ureter Mal Neo of Nervous System Mal Neo of Endocrine Glands Complications of Pregnancy, Childbirth Mal Neo of Oth. IllDefined Sites 641 Placenta Previa Secondary Mal Neo Lymph Nodes Eclampsia, Pre Eclampsia Secondary Mal NeoResp & Digestive Systems Premature Labor Secondary Mal Neo Oth Spec Sites 648 Gestational Diabetes Lymphoma and/or Leukemia 651 Multiple Gestation 235 Neoplasm of Uncertain Behavior 654 Abnormality of Organs and Soft Tissue, of Pelvis Neoplasm of Uncertain NatureBone, Skin Diseases of the Respiratory System Diseases of the Musculoskeletal System and Connective Tissue Endocrine, Nutritional, Metabolic, Immunity Osteoartrhosis Diabetes 721 Lumbosacrel Spondylosis 277 Cystic Fibrosis Intervertibral Disc Disorders 278 Obesity/Hyperliment Osteomyelitis and/or Periostitis 737 Kyphoscoliosis and Scoliosis Diseases of the Blood and BloodForming Organs SickleCell Anemia Congenital Anomalies Aplastic Anemia NOS 747 Aortic Atresia/Stenosis Coagulation Defects and/or Hemophilia 751 Bilary Atresia Other and Unspecified Congenital Anomalies Diseases of the Nervous System and Sense Organs 330 Cerebral Degenerations Conditions Originating in the Perinatal Period Quadriplegia and Quadriparesis 765 Prematurity Reye's Syndrome 769 Respiratory Distress Syndrome Paraplegia Other Respiratory Conditions in Newborn Encephalopathy Neuropathy/Mysathenia Gravis Symptoms, Signs, and IllDefined Conditions Symptoms Involving Cardiovascular System Chest Pain Diseases of the Circulatory System Acute Myocardia Infarction Injury and Poisoning Acute and Subacute Ischemic Heart Disease Fracture of Skull Coronary Atherosclerosis (ASHD) Fracture of Vertibral Column Acute Pulmonary Heart Disease Fracture of Vertibral Column with Spinal Cord Inury Chronic Pulmonary Heart Disease 828 Multiple Fractures 417 Aneurysm of Pulmonary Artery Intracranial injury Acute and Subacute Endocarditis 869 Internal Injury Valve Disorder 887 Traumatic Amputation of Arm and Hand Cardiomyopathy 897 Tramatic Amputation of Leg Conduction Disorders Burns Cardiac Dysrhythmias Spinal Cord Injury Heart Failure Complications Peculiar to Certain Specified Conditions Subarachnoid/Intracerebral Hemorrhage Occlusion of Cerebral Arteries V23 Supervision of High Risk Pregnancy 436 Acute Cerebrovascular Accident (CVA) V42V58.9 Transplants Atherosclerosis/ Aortic Aneurysm

6 Maximum Advantage Tracking Form Factors EE ES EC Family Date Group Monthly Funding EE ES EC Fam Actual Funding Needed Medical Claims Paid and Processed RX Claims Paid and processed Total Claims Paid Less Any Voids Refunds or OOC Less UME Previous Reimbursements Claims Fund Balance Comments Instructions on how to fill out form: Input sold factors in cells c2c5, this sheet has precalculations populated. And formulas will carry all the way through worksheet. Please include claims awaiting funding that have been processed in Medical and RX to reflect total (paid/pending) claims. Please submit form monthly whether funds are being requested or not for reporting purposes to:

7 Lisa Schneider Principal Robert Glorioso Executive Assistant Amy Clark Director of Operations Samantha Gallagher Chief Underwriting Officer Keith Peterson Senior VP of Underwriting Kim Schmidt Senior VP of Underwriting Megan Barnes Underwriter Kathryn Lesoken Underwriter Michelle Golembiewski UW Coordinator Shannon Monaco UW Coordinator Donna Yaun Comptroller Christine Derstine Director of Compliance Rebecca Landis Chief Claims Officer Niambi Burton Senior VP of Claims Kim Derstine Claims Auditor UNDERWRITING MANAGEMENT EXPERTS 642 COWPATH RD #196 LANSDALE, PA WEB: (We are working on the website now and anticipate its launch within 3 weeks)

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