Contents Foreword Preface Acknowledgments Introduction to Technical Architecture Chaos and Control

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1 Contents Foreword vii Preface xi Acknowledgments xvii 1. Introduction to Technical Architecture Background Definition of Architecture A Brief History of Technical Architectures 7 The Iron Age 7 The Renaissance 9 The Industrial Revolution 10 Galactic Enlightenment Enterprise Architectures 12 Management Checklist 15 Information Architecture 18 Business Systems Architecture 19 Technical Architecture 19 Application Architecture Summary Chaos and Control Introduction Real-World IT Problems 22 Influencing Factors 22 Problem Matrix 23 The Business / Technical Strategy Gulf 23 The Information Inaccuracy and Integrity Problem 24 Infrastructure Hell 26 The Security Problem 26 The Problem of Incompatible Technologies 28 The Cost Problem 29 Technology Anarchy 32 The Problem with the Ongoing Systems Management of IT 33

2 xx CONTENTS The Problem with Procurement 34 The Collapsing Event Horizon Exacerbating Chaos The Advent of E-Enablement Control Through Architecture Summary Business Strategy The Foundation for the Technical Architecture Introduction Business Strategic Planning Information Systems Strategic Planning Information Architecture 53 Common Information Understanding 55 Information Needs 56 Information Analysis Business Systems Architecture 58 Current System Analysis 58 Clustering 60 Project Definition Architecture Maintenance The Rise of the e-business Strategy Introduction to the Example Organization 65 Key Characteristics 66 Introducing Crunchy Frog Ltd. 66 CFL Applications 67 CFL Infrastructure 69 The Architectural Project Summary TOGAF and the Architectural Development Method Introduction Architectural Frameworks 77 The Notion of a Framework 77 The Need for a Framework Introducing TOGAF 78 The Enterprise Continuum 80 Architectural Continuum 81 Solutions Continuum 84 Technical Reference Model 86 Standards Information Base 88 Architectural Development Method 88 Expanded Target Architecture Definition Using TOGAF in e-time Summary 94

3 CONTENTS xxi 5. Initiation and Framework Introduction Initiation 96 Business Focus 96 What Is a Business or Strategic Driver? 98 TOGAF Process 99 Inputs 100 Steps 102 Outputs 103 Information Gathering 103 Collateral 104 Statement of Architecture Work 105 The Terms of Reference (Corporate) Warning Signs (or the Semiotics of Dissent) 108 Governance: Ensuring Success Example 112 Introduction 112 Strategic Plan Input 113 e-business Strategy 113 Architectural Principles 114 Initiation Summary Baseline Description Introduction Where Is TOGAF Appropriate? Describing the Current Systems 130 Cataloging Current Systems 131 Obtaining the Information 132 Native Views TOGAF Terms 136 A Service Portfolio 136 The Technical Reference Model 137 The Application Software 143 The Application Platform 143 Communications Infrastructure 150 Views Current System Issues Outputs Example 156 Introduction 156 Current System Background 156 CFL s Current Systems 157 Network 157

4 xxii CONTENTS Logistics System 158 Sales System 159 Interfaces 160 Regional Systems 161 Current System Assessment Summary Architectural Views Introduction The Role of Architectural Views 167 Recommended Views Business Process Domain View 169 Introduction 169 Role Functional View Security View 171 Basic Concepts 172 Generic Security Architecture View Management View Software Engineering View 175 Data Intensive versus Information Intensive Software Systems 179 Software Tiers Data Management View 181 Database Models 183 Data Dictionary/Directory Systems 185 Data Security User View System Engineering View 187 Client/Server Model 187 Master/Slave and Hierarchical Models 188 Peer-to-Peer Model 190 Distributed Object Management Model Communications View 191 Introduction 191 Communications Infrastructure 191 Communications Models 193 Allocation of Services to Components Summary Target Architecture Baseline Description in TOGAF Format Introduction TOGAF Process 198

5 CONTENTS xxiii Inputs 200 Steps 200 Architectural Constraints 201 Constraint Satisfaction 204 Architecture Principles The Nature of Service-Biased Mapping Reuse Assessment and Requirements Traceability 215 Selection Criteria 222 Key Questions List Outputs Example 227 Gap Analysis 231 Requirements Traceability Summary Super Services Introduction Services and Super Services 241 Background 241 Application Service Relationships 244 Logical View 244 Physical View 246 Architectural View Super Services Example Summary Target Architecture Selecting Service Portfolios Introduction Transition The Baseline Description Gap Analysis Services The Enterprise Continuum 265 The Foundation Service Portfolio 268 The Common Systems Service Portfolio 272 The Industry Service Portfolio 280 The Organizational Service Portfolio 285 Custom Services 285 Procured Enterprise-Specific Services 287 Iterations The Technical Reference Model 291 The TRM Graphic 291 Selection Criteria 293 The Technical Architecture Document 295

6 xxiv CONTENTS 10.8 Requirements Traceability Outputs Example 299 Introduction 299 Foundation Service Portfolio 300 Common System Service Portfolio 300 Industry Service Portfolio 303 Organization-Specific Service Portfolio 304 CFL Technical Reference Model 305 Requirements Traceability Summary Target Architecture Architectural Definition Introduction The Solutions Continuum The Standards Information Base Service Realization 313 Services and Service Instances 313 Service Instance Relationships 320 Standards and Their Incarnations 327 Architectural Definition 333 Determine Approach 333 Finalize Service Functionality 340 Technology Selection Iterations 341 Instance Mapping 345 Requirements Traceability Output Example 350 Disclaimer 350 Introduction 350 Approach 351 Service Functionality 351 Realization Summary Opportunities, Solutions, and Migration Planning Introduction Opportunities and Solutions 361 Background 361 Transition Assessment 362 Change Management 364 Project Identification and Classification 367 Output 371

7 CONTENTS xxv 12.3 Migration Planning 372 Background 372 Project Initiation 374 Cost Benefit Analysis 376 Project Prioritization 382 Project Roadmap 385 Output Example 386 Introduction 386 Change Management 386 Work Packages 387 Project Initiation Summary Implementation and Maintenance Introduction Implementation Maintenance 399 Background 399 The Cyclic Architecture Process 401 Architectural Governance Model 406 Architectural Compliance Example 413 Introduction 413 Architectural Contract 414 Maintenance Summary A Case for Change Introduction The Ivory Tower Principle Architectural Capability Governance Example Summary 429 Bibliography 431 Glossary 435 Index 443

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