Name, address, corporate registration number My EMR> Authorised Person, Contact Details 3.4.1

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1 Build a Prequalification application for an Existing Generating CMU Field Relevant Rules Portal Location Company Identify the CMU and type Connection Agreement CMU Component Name, address, corporate registration number My EMR> Authorised Person, Contact Details Companies> Details (this is included in the company registration process) Certificate of Incorporation My EMR> Prequalification Certificate , Exhibit A Certificate of Conduct , Exhibit C Companies> Additional Info Customer provided CMU identifier CMU Name Classification of CMU (CMRS or Non CMRS) Existing Generating CMU> Main Page Connection Arrangement Declaration (Transmission or Distribution) If Transmission connected, Transmission Entry Capacity Declaration or Transmission Entry Capacity Deferral If Transmission connected and Transmission Entry Capacity Declared, upload Transmission Connection Agreement If Distribution connected, Distribution Entry Capacity Declaration If Distribution connected, Distribution Connection Agreement or a letter from the Distribution Network Operator/a letter from the Private Network if not directly connected BMU ID/ Balancing Services ID/Component ID Generating Technology Class Meter Identifier Existing Generating CMU> Main Page Connection Capacity > Add New Component Ordnance Survey Grid Reference Method used to calculate the connection capacity 3.4.5, 3.5

2 Description and address of the CMU component Auxiliary Load 3.5B Metering Assessment Despatch Controller/Joint Owner Historic Performance Data relating to Low Carbon Select No to the question regarding deferring CMU Metering Assessment for Settlement, and complete the displayed question on associated load (refer to auction guidelines) Upload Single Line Diagram (for multiple components, user can upload a.zip file containing all the line diagrams) Upload metering configuration Solution in other Metering Existing Generating CMU> Metering (v) Applicant Status 3.2 Upload relevant Applicant Declaration 3.2, Exhibit D, F or G Auction> Company and CMU Summary Page Date and Capacity of 3 historic performance periods and the 3 settlement periods and the 3 settlement periods Range of dates which contains the 3 settlement periods For Non-CMRS Distribution CMU, where applicable, upload a letter confirming historic metered output For Non-CMRS Distribution CMU, where applicable, upload a letter confirming line loss factors Select one from LCE no Current Benefit and not the Relevant year, LCE Current benefit but not Relevant Year or LCE - Application made but not Determined, and upload relevant supporting document Auction> Application Page Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status relating to Long Term STOR STOR No Current contract and not the relevant year STOR Subject of Contract but to Withdraw 3.4.8

3 providers Further Required Legacy that are not mandatory to complete Declaration that application is correct MPAN Declaration Declaration of Solvency Not Used Conduct No Market Manipulation Conduct Compiled with all laws Conduct No bribery Act 2010 Conduct no Offer to Pay any Officer Conduct No Disclosure

4 Build a Prequalification application for an Existing Interconnector CMU Field Relevant Rules Portal Location Company Identify the CMU and type Connection Agreement CMU Component Name, address, corporate registration number Authorised Person, Contact Details My EMR> Companies> Details (this is included in the company registration process) Certificate of Incorporation My EMR> Prequalification Certificate , Exhibit A Certificate of Conduct , Exhibit C Answer if the applicant holds an interconnector licence at the time of making the application Companies> Additional Info Customer provided CMU identifier CMU Name Classification of CMU (CMRS or Non CMRS) Transmission Entry Capacity A.2 Existing Interconnector CMU> Main Page Upload Grid Connection Agreement 3.6A.2 BMU ID/ Balancing Services ID/Component ID Generating Technology Class (Interconnector) (a)(iv) Meter Identifier Existing Interconnector Connection Capacity CMU> Main Page > Add New GB Location of the interconnector CMU Component Ordnance Survey Grid Reference Non-GB Part Location 3.6B.1 Forecasted Technical Reliability 3.6B.1 Method used to calculate the connection capacity 3.4.5, 3.5A Description of the Interconnector Technical Specification 3.6B.1

5 Metering Assessment Despatch Controller/Joint Owner Historic Performance Data relating to Low Carbon Select No to the question regarding deferring CMU Metering Assessment for Settlement, and complete the displayed question on associated load (refer to auction guidelines) Upload Single Line Diagram (for multiple components, user can upload a.zip file containing all the line diagrams) Upload metering configuration Solution in other Metering 3.6A.3 3.6A.3 (v) Existing Interconnector CMU> Metering Applicant Status Upload relevant Applicant Declaration , Exhibit DA or DB Auction> Company and CMU Summary Page Date and Capacity of 3 historic performance periods and the 3 settlement periods Range of dates which contains the 3 settlement periods Select one from LCE no Current Benefit and not the Relevant year, LCE Current benefit but not Relevant Year or LCE - Application made but not Determined, and upload relevant supporting document Low Carbon Grant Status Auction> Application Page Acknowledge Low Carbon Exclusion Status Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status relating to Long Term STOR providers Further Required Legacy that are not mandatory to complete STOR No Current contract and not the relevant year STOR Subject of Contract but to Withdraw Declaration that application is correct MPAN Declaration Declaration of Solvency Not Used Conduct No Market Manipulation Conduct Compiled with all laws

6 Conduct No bribery Act 2010 Conduct no Offer to Pay any Officer Conduct No Disclosure

7 Build a Prequalification application for New Build Generating CMU Field Relevant Rules Portal Location Company Identify the CMU and type Connection Agreement Planning Consent and legal right to use land CMU Component Name, address, corporate registration number Authorised Person, Contact Details My EMR> Companies> Details (this is included in the company registration process) Certificate of Incorporation My EMR> Prequalification Certificate , Exhibit A Certificate of Conduct , Exhibit C Companies> Additional Info Customer provided CMU identifier CMU Name New Classification of CMU (CMRS or Non CMRS) Build Generating CMU> Main Page Connection Arrangement Declaration (Transmission or Distribution) If Transmission connected, Transmission Entry Capacity Declaration Upload Transmission Connection Agreement If Distribution connected, Distribution Entry Capacity Declaration or Distribution Entry Capacity Deferral Declaration If Distribution Entry Capacity declared, upload Distribution Connection Agreement or connection offer/ a letter from the Distribution Network Operator For private network connections, if Distribution Connection deferred, a letter from the owner of the private network Declare that a planning consent has been obtained or will be obtained by 17 working days prior to the auction Upload planning consent if it has been obtained BMU ID/ Balancing Services ID/Component ID Generating Technology Class New

8 Meter Identifier Connection Capacity Build Generating CMU> Main Page > Add New Ordnance Survey Grid Reference Component Method used to calculate the connection capacity 3.4.5, 3.5 Description and address of the CMU component Auxiliary Load 3.5B Construction Plan Description of construction works and explanation how CMU will meet extended years criteria Schedule of achieving milestones Total Project Spend Select option that quantifies the /kw capital expenditure Construction Declaration New Build Generating CMU> Construction Plan Metering Assessment Despatch Controller/Joint Owner relating to Low Carbon Select Yes to defer CMU Metering Assessment for Settlement Applicant Status ( this should be the legal owner for new build CMU) Select one from LCE no Current Benefit and not the Relevant year, LCE Current benefit but not Relevant Year or LCE - Application made but not Determined, and upload relevant supporting document 8.3.3(ba) Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status New Build Generating CMU> Metering 3.2 Auction> Company and CMU Summary Page Auction> Application Page Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status 3.4.7

9 relating to Long Term STOR providers Further Required Legacy that are not mandatory to complete STOR No Current contract and not the relevant year STOR Subject of Contract but to Withdraw Declaration that application is correct MPAN Declaration Declaration of Solvency Not Used Conduct No Market Manipulation Conduct Compiled with all laws Conduct No bribery Act 2010 Conduct no Offer to Pay any Officer Conduct No Disclosure

10 Build a Prequalification application for New Build Interconnector CMU Field Relevan t Rules Portal Location Company Identify the CMU and type Connection Agreement Name, address, corporate registration number Authorised Person, Contact Details My EMR> Companies> Details (this is included in the company registration process) Certificate of Incorporation My EMR> Companies> Additional Info Prequalification Certificate , Exhibit A Certificate of Conduct , Exhibit C Answer if the applicant holds an interconnector licence at the time of making the application Customer provided CMU identifier CMU Name New Classification of CMU (CMRS or Non CMRS) Build Interconnector CMU> Main Page Connection Arrangement Declaration (aa) Upload Grid Connection Agreement 3.7.3(aa) Planning Consent Declare that planning consent has been obtained or will be obtained by 17 working days prior to the auction Upload planning consent if it has been obtained CMU Component BMU ID/ Balancing Services ID/Component ID Generating Technology Class (Interconnector) New Meter Identifier Build Interconnector CMU> Main Page Connection Capacity > Add New Component GB Location of the interconnector CMU Ordnance Survey Grid Reference Non-GB Part Location 3.6B.1 Forecasted Technical Reliability 3.6B.1 Method used to calculate the connection capacity 3.4.5, 3.5A

11 Description of the Interconnector Technical Specification 3.6B.1 Construction Plan Description of construction works Schedule of achieving milestones New Total Project Spend Build Interconnector CMU> Construction Declaration Construction Plan Metering Assessment Despatch Controller/Joint Owner relating to Low Carbon Select Yes to defer CMU Metering Assessment for Settlement 8.3.3(ba) New Build Interconnector CMU> Metering Applicant Status 3.2 Upload relevant Applicant Declaration 3.2.8, 3.2.9, Exhibit DC Select one from LCE no Current Benefit and not the Relevant year, LCE Current benefit but not Relevant Year or LCE - Application made but not Determined, and upload relevant supporting document Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status New Application> New Prequalification Auction> Company and CMU Summary Page New Application> New Prequalification Auction> Application Page Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status relating to Long Term STOR providers Further Required Legacy that are not STOR No Current contract and not the relevant year STOR Subject of Contract but to Withdraw Declaration that application is correct MPAN Declaration Declaration of Solvency Not Used Conduct No Market Manipulation

12 mandatory to complete Conduct Compiled with all laws Conduct No bribery Act 2010 Conduct no Offer to Pay any Officer Conduct No Disclosure

13 Build a Prequalification application for Refurbishing Generating CMU Field Relevant Rules Portal Location Company Identify the CMU and type Pre-Refurb Connection Agreement Post-Refurb Connection Agreement Name, address, corporate registration number Authorised Person, Contact Details My EMR> Companies> Details (this is included in the company registration process) Certificate of Incorporation My EMR> Prequalification Certificate , Exhibit A Certificate of Conduct , Exhibit C Companies> Additional Info Customer provided CMU identifier CMU Name Classification of CMU (CMRS or Non CMRS) Pre-Refurb Connection Arrangement Declaration Refurbishing Generating CMU> Main Page (Transmission or Distribution) If Transmission connected, Transmission Entry Capacity Declaration or Transmission Entry Capacity Deferral If Transmission connected and Transmission Entry Capacity Declared, upload Transmission Connection Agreement If Distribution connected, Distribution Entry Capacity Declaration If Distribution connected, Distribution Connection Agreement or a letter from the Distribution Network Operator/a letter from the Private Network if not directly connected Post-Refurb Connection Arrangement Declaration (Transmission or Distribution) If Transmission connected, Transmission Entry Capacity Declaration , , , , , Upload Transmission Connection Agreement 3.8.1, If Distribution connected, Distribution Entry Capacity Declaration or Distribution Entry Capacity Deferral Declaration If Distribution Entry Capacity declared, upload Distribution Connection Agreement or connection 3.8.1, , 3.7.3

14 offer/ a letter from the Distribution Network Operator For private network connection, if Distribution Connection deferred, a letter from the owner of the private network Planning Consent Select the declaration that is pertinent to the Refurbishing CMU 3.8.1, , Upload planning consent if it has been obtained 3.8.1, Pre-Refurb CMU Component Post-Refurb CMU Component BMU ID/ Balancing Services ID/Component ID Generating Technology Class Meter Identifier Refurbishing Generating CMU> Connection Capacity Main Page Ordnance Survey Grid Reference > Add New Component>Select Methods used to calculate the connection capacity 3.4.5, 3.5 Pre-Refurbishment CMU in the dropdown list Descriptions and address of the CMU component towards the bottom Auxiliary Loads 3.5B of the page BMU ID/ Balancing Services ID/Component ID Generating Technology Class Meter Identifier Refurbishing Generating CMU> Connection Capacity Main Page Ordnance Survey Grid Reference > Add New Component>Select Methods used to calculate the connection capacity 3.4.5, 3.5 Post-Refurbishment CMU in the dropdown list Descriptions and address of the CMU component towards the bottom Auxiliary Loads 3.5B of the page Construction Plan Description of construction works and explanation how CMU will meet extended years criteria Schedule of achieving milestones (no Backfeed milestone required) Total Project Spend 3.8.1, Select option that quantifies the /kw capital expenditure Construction Declaration 3.8.1, , , Refurbishing Generating CMU > > Construction Plan 3.8.1, 3.7.2

15 Pre-refurb Metering Assessment Post-refurb Metering Assessment Despatch Controller/Joint Owner Select No to the question regarding deferring CMU Metering Assessment for Settlement, and complete the displayed question on associated load (refer to auction guidelines) Upload Single Line Diagram (for multiple components, user can upload a.zip file containing all the line diagrams) Upload metering configuration Solution in other Metering Select Yes to defer CMU Metering Assessment for Settlement 3.8.2, Refurbishing 3.8.2, Generating CMU > Metering (Pre-Refurb) (v) 8.3.3(ba) Refurbishing Generating CMU > Metering (Post-Refurb) Applicant Status Upload relevant Applicant Declaration , Exhibit D Auction> Company and CMU Summary Page If choose to opt-out Pre-Refurbishment CMU Opt-out Declaration Opt-out Notification Select Yes to the question 3.8.2(b) Auction> Refurbishing CMU Structure Select Opt-Out Reason and provide a summary 3.8.2(b), (f) Opt-out year 3.8.2(b), (e) Auction> Opt-Out Notification

16 Further Opt-out Conduct declarations 3.8.2(b), If choose not to opt-out Pre-Refurbishment CMU Opt-out Declaration Historic Performance Data Select No to the question 3.8.2(b) Auction> Refurbishing CMU Structure Date and Capacity of 3 historic performance periods and the 3 settlement periods Range of dates which contains the 3 settlement periods 3.8.2, , Auction> Application Page (Pre-Refurb) For Non-CMRS Distribution CMU, where applicable, upload a letter confirming historic metered output 3.8.2, For Non-CMRS Distribution CMU, where applicable, upload a letter confirming line loss factors 3.8.2, relating to Low Carbon Select one from LCE no Current Benefit and not the Relevant year, LCE Current benefit but not Relevant Year or LCE - Application made but not Determined, and upload relevant supporting document Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status Auction> Application Page (Post-Refurb) Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status STOR No Current contract and not the relevant year 3.4.8

17 relating to Long Term STOR providers Further Required Legacy that are not mandatory to complete STOR Subject of Contract but to Withdraw Declaration that application is correct MPAN Declaration Declaration of Solvency Not Used Conduct No Market Manipulation Conduct Compiled with all laws Conduct No bribery Act 2010 Conduct no Offer to Pay any Officer Conduct No Disclosure

18 Build a Prequalification application for Proven DSR CMU Field Relevant Rules Portal Location Company Identify the CMU and type Name, address, corporate registration number Authorised Person, Contact Details My EMR> Companies> Details (this is included in the company registration process) Certificate of Incorporation Prequalification Certificate , Exhibit A My EMR> Companies> Additional Info Certificate of Conduct , Exhibit C Customer provided CMU identifier CMU Name Classification of CMU (CMRS or Non CMRS) Proven DSR CMU> Main Page DSR Test Certificate CMU Component Upload DSR Test Certificate BMU ID/ Balancing Services ID/Component ID Generating Technology Class Proven DSR CMU > Main Page Meter Identifier > Add New DSR Capacity Component Ordnance Survey Grid Reference Metering Test Certificate or Metering Configuration if applicable (v), (vi) Description and address of the CMU component Auxiliary Load 3.5B Business Model Upload Business Model and make Business Model Declaration Proven DSR CMU>

19 Business Model Metering Assessment Despatch Controller/Joint Owner relating to Low Carbon Select No to the question regarding deferring CMU Metering Assessment for Settlement, and complete the displayed question on associated load (refer to auction guidelines) Upload Single Line Diagram (for multiple components, user can upload a.zip file containing all the line diagrams) Upload metering configuration Solution in other Metering Proven DSR CMU> Metering (v) Applicant Status 3.2 Upload relevant Applicant Declaration 3.2, Exhibit D, F or G Select one from LCE no Current Benefit and not the Relevant year, LCE Current benefit but not Relevant Year or LCE - Application made but not Determined, and upload relevant supporting document Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status Auction> Company and CMU Summary Page Auction> Application Page Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status relating to Long Term STOR providers Further Required Legacy that are not mandatory to STOR No Current contract and not the relevant year STOR Subject of Contract but to Withdraw Declaration that application is correct MPAN Declaration Declaration of Solvency Not Used Conduct No Market Manipulation

20 complete Conduct Compiled with all laws Conduct No bribery Act 2010 Conduct no Offer to Pay any Officer Conduct No Disclosure

21 Build a Prequalification application for Unproven DSR CMU Field Relevant Rules Portal Location Company Identify the CMU and type Name, address, corporate registration number Authorised Person, Contact Details My EMR> Companies> Details (this is included in the company registration process) Certificate of Incorporation Prequalification Certificate , Exhibit A My EMR> Companies> Additional Info Certificate of Conduct , Exhibit C Customer provided CMU identifier CMU Name Classification of CMU (CMRS or Non CMRS) Unproven DSR CMU> Main Page DSR Test Confirm TSR Test will be completed CMU Component BMU ID/ Balancing Services ID/Component ID Generating Technology Class Meter Identifier Unproven DSR CMU > Main Page DSR Capacity > Add New Component Method used to calculate the DSR capacity 3.4.5, 3.5 Metering Test Certificate or Metering Configuration if applicable (v), (vi) Description and address of the CMU component Auxiliary Load 3.5B Business Plan Upload Business Plan and make Business Plan Declaration Unproven DSR CMU> Business

22 Model Metering Assessment Despatch Controller/Joint Owner relating to Low Carbon Select whether to defer CMU Metering Assessment for Settlement Upload Single Line Diagram (for multiple components, user can upload a.zip file containing all the line diagrams) Unproven DSR CMU > Metering Applicant Status 3.2 Upload relevant Applicant Declaration 3.2, Exhibit D, F or G Select one from LCE no Current Benefit and not the Relevant year, LCE Current benefit but not Relevant Year or LCE - Application made but not Determined, and upload relevant supporting document Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status Auction> Company and CMU Summary Page Auction> Application Page Low Carbon Grant Status Acknowledge Low Carbon Exclusion Status relating to Long Term STOR providers Further Required Legacy that are not mandatory to complete STOR No Current contract and not the relevant year STOR Subject of Contract but to Withdraw Declaration that application is correct MPAN Declaration Declaration of Solvency Not Used Conduct No Market Manipulation Conduct Compiled with all laws Conduct No bribery Act 2010

23 Conduct no Offer to Pay any Officer Conduct No Disclosure

24 Build an opt-out notification for an Auction Field Relevant Rules Portal Location Company Identify the CMU and type CMU Component Name, address, corporate registration number My EMR> Authorised Person, Contact Details Companies> Details (this is included in the company registration process) Certificate of Incorporation My EMR> Prequalification Certificate , Exhibit A Certificate of Conduct , Exhibit C Companies> Additional Info Customer provided CMU identifier CMU Name Classification of CMU (CMRS or Non CMRS) Applicable CMU> Main Page Connection Arrangement Declaration (Transmission or Distribution) BMU ID/ Balancing Services ID/Component ID Generating Technology Class Meter Identifier Applicable CMU> Main Page Connection Capacity > Add New Component Ordnance Survey Grid Reference Method used to calculate the connection capacity 3.4.5, 3.5, 3.5A Description and address of the CMU component Auxiliary Load 3.5B Despatch Controller/Joint Owner Applicant Status 3.2 Upload relevant Applicant Declaration 3.2, Exhibit D, DA or DB New Opt-out Notification for an Auction> Company and CMU Summary Page

25 Opt-out Further Opt-out Select Opt-Out Reason and provide a summary Opt-out year Conduct declarations (f) (e) New Opt-out Notification for an Auction > Opt-out Notification

The format this is requested in contains a. Users should provide the answer in DD/MM/YYYY. The Range for Historic Performance Data be DD/MM/YYYY

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