Managing the Legal Risk Compliance & Contract Management Services

Transcription

1 Managing the Legal Risk Compliance & Contract Management Services

2 Why PwC? Rich experience of working with sector leaders. Running successfully for over eight years, our application represents stability and is extremely user-friendly. Being a global professional services firm, we give you the option to expand the programme across countries. Our team and capabilities Expert team Dedicated team of 35 + lawyers, CS, compliance and tax experts Specialists for corporate, labour, EHS, FEMA, technology laws Supported by sector specialists for regulated industries such as BFSI, telecom, pharma, healthcare Proven credentials Assisted some of the largest companies in India across sectors Tool successfully deployed for over 30 clients including NSE and BSE 100 International span Ability to expand the compliance framework to international locations Strategic tie-ups within and outside the PwC network to ensure quality delivery at nominal cost Superior technology Best-in-class compliance workflow application enforce TM loaded with features to help control compliance In-house technology team to identify and implement other sector specific compliance tools Zero time to hit the ground Extensive repository of laws across sectors and geographies Proven and standard methodology aligned to leading practices

3 Compliance review and management services Corporate and secretarial support services Framework design and automation Compliance risk assessment, review and audit Outsource, monitoring and training support Legal updates Companies Act 2013: Diagnostic and Transition support Due diligence and audit support Secretarial support/outsourcing International compliance services Global compliance framework design and review Visa and immigration compliance US employment law compliance including I-9 and LCA audit enforce TM - Compliance Module Ensuring compliance to laws and regulations Key features Customised and updated repository of compliances applicable to the business Clear assignment of compliance responsibilities supported by automated alerts and escalations Controlled access to all compliance documents licences, challans, etc. Interactive dashboards and reports for management across levels User-friendly and helps drive positive cultural change

4 Contract management Regulatory and sector specific support Playbook design Template customisation Contract abstraction and lifecycle automation Ongoing obligation management Virtual counsel BFSI Pharmaceuticals Telecom /ITES/ Media Power Aviation Other services Dispute advisory and investigation Anti corruption framewrok design E-discovery Ethical sourcing Software Licence management enforce TM - Contract Module Managing contract workflow and lifecycle Key features Configure and automate contract workflows from requisition, read lining, negotiations and finalisation Creates an electronic repository of contracts and related documentation Alerts and escalations for contract expiry, renewal and managing post contract obligations Manages complex financial and commercial terms Easy search and access of relevant information for decision making

5 enforce TM - Litigation Module Managing notices and legal cases Key features Creates an electronic repository of legal documentation with easy search and access functionalities. Prepares a tracker capturing case details, date of hearing, case documents, actions taken, etc. Records and populates the status of all listed cases at a given date/ period. Enables ongoing tracking and centralised monitoring of all litigations.

6 Do you operate in a regulated sector and/or face multiple regulators? Are there adequate mechanisms to manage key legal risks (IPR, litigation, data privacy, etc.)? Do you know the extent of legal compliance across your operations? How do international laws impact your operations? Do you deal with large and complex contracts? Is your legal and compliance framework cost-effective? Do you have a compliance mechanism that can stand regulatory scrutiny? How are you placed? The sudden increase in the regulatory enforcement in India has catapulted compliance risk on top of the board, management and audit committee agenda. Additionally, the regulatory regime in India continues to be complex requiring regular interactions with multiple regulators. Threats associated with non compliance Cancellation of licence to operate Loss of reputation Imprisonment of directors and officials of the company Imposition of penalties and fines Withdrawal of fiscal benefits

7 To know more about our services, please contact Satyavati Berera Phone: Arup Sen Phone: Parin Shah Phone: Deepankar Sanwalka Phone: Manpreet Singh Ahuja Phone: Neeraj Gupta Phone: Sanjay Dhawan Phone: Sivarama Krishnan Phone: Siddharth Vishwanath Phone: Tapan Ray Phone: Compliance & Contract Core Team Harpreet Singh Tel: Ankur Jain Tel: Pankaj Tewari Tel: Sandeep Agrawal Tel: Lokesh Gulati Tel: Chanpreet Singh Tel:

8 Data Classification: DC PricewaterhouseCoopers Private Limited. All rights reserved. In this document, PwC refers to PricewaterhouseCoopers Private Limited (a limited liability company in India having Corporate Identity Number or CIN : U74140WB1983PTC036093), which is a member firm of PricewaterhouseCoopers International Limited (PwCIL), each member firm of which is a separate legal entity. AK February 2014 Navigating the legal landscape.indd Designed by Brand and Communication, India