Garbage Collection. slides by Dr. Zhenlin Wang Michigan Technological University

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1 slides by Dr. Zhenlin Wang Michigan Technological University

2 Memory Management Language requirement VM service Performance issue in time and space

3 Outline Motivation for GC Basics of GC How it works Key design choices Basic GCs A taxonomy of sorts GC Performance

4 Outline Briefly introduce the challenges and key ideas in Memory Management Explicit vs Automatic Memory Organization Contiguous allocation (bump pointer) Free lists (analogous to pages in memory) Reclamation Tracing Reference counting

5 Memory Management Program Objects/Data occupy memory How does the runtime system efficiently create and recycle memory on behalf of the program? What makes this problem important? What makes this problem hard? Why are researchers (e.g. me) still working on it?

6 Dynamic memory allocation and reclamation Heap contains dynamically allocated objects Object allocation: malloc, new Deallocation: Manual/explicit: free, delete automatic: garbage collection

7 Explicit Memory Management Challenges More code to maintain Correctness Free an object too soon - core dump Free an object too late - waste space Never free - at best waste, at worst fail Efficiency can be very high Gives programmers control

8 Garbage collection: Automatic memory management reduces programmer burden eliminates sources of errors integral to modern object-oriented languages, i.e., Java, C#,.net now part of mainstream computing Challenge: performance efficiency

9 Key Issues For both Fast allocation Fast reclamation Low fragmentation (wasted space) How to organize the memory space Discriminating live objects and garbage

10 GC: How? Automatically collect dead objects Liveness reachability Root sets Unreachable non-live garbage Compared to dead in compiler Once garbage always garbage (Always safe to collect unreachable objects)

11 Liveness: the GC and VM/Compiler Contract GC Maps - identify what is live Root set Live registers, walk the stack to enumerate stack variables, globals at any potential GC point JIT/compiler generates a map for every program point where a GC may occur Can constrain optimizations (derived pointers) Required for type-accurate GC

12 VM/Compiler GC contract Write/Read barriers for generational & incremental collection JIT must insert barriers in generated code Usually inlines barriers Barriers trade-off GC and mutator costs Cooperative scheduling In many VMs, all mutator threads must be stopped at GC points. One solution requires JITs to inject GC yieldpoints at regular intervals in the generated code

13 Basic GC Techniques Reference Counting Tracing Mark-sweep Mark-compact Copying

14 Tracing/Reference Counting Tracing A Reference Count for each (reachability) object Trace #incoming reachability pointers from incremental program roots count = 0 (unreachability) Registers Stacks Statics Notice removal of last reference to an object Write barrier for implementation Objects not traced are unreachable Concerns cycles are an issue space for reference count Efficiency (deferred reference counting)

15 Mark-Sweep How it works Tracing to mark live objects Sweep to reclaim dead objects Dead objects linked to free-lists Concerns Fragmentation Cost proportional to heap size Locality

16 Mark-Compact How it works Tracing to mark live (reachable) objects Sliding compacting marked objects Concerns Fragmentation solved Cost Two or more scans of live objects Locality problem ameliorated

17 Copying GC Copy reachable objects to a contiguous area e.g., Semispace with Cheney scan Root set Fromspace Tospace

18 Copying GC Copy reachable objects to a contiguous area e.g., Semispace with Cheney scan Root set From space To space

19 Copying from to space from to space

20 Root set Cheney Scan B F C A D E A scan B free A scan B C free A scan B C D free

21 Space Management Two broad approaches: Copying Bump allocation & en masse reclamation Fast allocation & reclaim Space overhead, copy cost Non-copying Free-list allocation & reclamation Space efficiency Fragmentation

22 Allocation Choices Bump-Pointer Free-List Fast (increment & bounds check) Can't incrementally free & reuse: must free en masse Relatively slow (consult list for fit) Can incrementally free & reuse cells

23 Allocation Choices Bump pointer ~70 bytes IA32 instructions, 726MB/s Free list ~140 bytes IA32 instructions, 654MB/s Bump pointer 11% faster in tight loop < 1% in practical setting No significant difference (?) Second order effects? Locality?? Collection mechanism??

24 Generational GC Observation Most objects die young A small percentage long lived objects Avoid copying long-lived objects several times Generational GC segregates objects by age Older object collects less often

25 Generational GC Design Issues Advancement policies When to advance a live object into next generation Heap organization Collection scheduling Intergenerational references Remembered sets Page marking, word marking, card marking, store list

26 Incremental/Concurrent Approaches For real time and interactive application Guarantee pause time Can generational collection work? Techniques Reference counting Tracing concurrency

27 Incremental/Concurrent Approaches Approaches to coordinate the collector and the mutator Tri-color marking Black, gray, white Mutator cannot install a pointer from black to white Read barrier Color an white object gray before the mutator access it Write barrier Trap an object when a pointer is write into it

28 Write Barrier Algorithms Snap-shot-at-beginning No objects ever become in in accessible to the GC while collection is in progress Yussa s: An overwriten value is first saved for later examination Objects are allocated black Incremental Update Objects that die during GC before being reached by GC traversal are not traversed and marked Objects are allocated white Iteratively traverse black objects got pointers store into

29 Baker s Read Barrier Algorithms Incremental copying with Cheney scan Any fromspace object accessed by the mutator is copy to tospace Use read barrier New objects allocated in tospace black

30 Taxonomy of Sorts or: Key Design Dimensions Incrementality Composability Concurrency Parallelism Distribution

31 Incrementality Full heap tracing: Pause time goes up with heap size Incremental tracing: Bounded tracing time Conservative assumption: All objects in rest of heap are live Remember pointers from rest of heap Add remembered set to roots for tracing

32 Composability Hybrids Copy younger objects Non-copying collection of older objects Hierarchies Copying intra-partition (increment) Reference counting inter-partition

33 Concurrency Mutator and GC operate concurrently?

34 Parallelism Concurrency among multiple GCs Load balancing Race conditions when tracing Synchronization

35 Distribution Typically implies: Incrementality Concurrency Parallelism Composability Detecting termination When has a partition become isolated?

36 GC Performance Three key dimensions: Throughput (bandwidth) Responsiveness (latency) Space Measurement issues: Selecting benchmarks Understanding space time tradeoff

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