Committee on Investment-Linked Assurance and Pooled Retirement Funds

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1 Academic and Accreditation Advisory Committee Mr Anthony Espina Mr Andreas Mondovits Professor Raymond W.M. So Ms Judy Vas Members Mr Albert Thomas da Rosa, Junior Professor Johannes MM Chan, SC Professor Kalok Chan Professor Joseph Y.S. Cheng Mrs Alexa Lam (Chairman) Mr Derek Shek Committee on Investment-Linked Assurance and Pooled Retirement Funds New members Ms Ka Shi Lau Mr Peter Luk Mr Stanley Yip Professor Kalok Chan Mr Mak Tat Cheung Ms Angel Hon Dr York Liao, SBS, JP Mr Darren McShane Mr James Wong Mr Stanley Ko Mr Kevin Lee Mr Alastair Murray Mrs Alexa Lam (Chairman) Ms Christina Choi

2 Committee on Unit Trusts New member Mr Blair Pickerell Dr Au King-lun Professor Kalok Chan Mr Heung Shu Fai Mr David Hsu Mr Kevin Lee Dr York Liao, SBS, JP Mr Darren McShane Mr Andreas Mondovits Mr Gerry Ng Mr Simon Ng Re-appointed alternate members Mr Mak Tat Cheung Ms Sau Kwan Outgoing member Mr Joseph Ho Mrs Alexa Lam (Chairman) Ms Christina Choi Dual Filing Advisory Group New members Mr Jack Chow Mr Stephen J Clark Mr Ernest Ip Mr Ashley Alder Mr David Cheung Mr Alex Fong Mr Christopher Howe Mr Raymond Lee Mr Gavin Nesbitt Mr Terry Ng Mr James Siu Ms Eirene Yeung 2

3 Mr Frank Slevin Mr V-Nee Yeh Investor Compensation Fund Committee Mr Keith Lui (Chairman) Mr Gerald Greiner Mr Kenneth Kwok, BBS, SC Mrs Alexa Lam Investor Education Advisory Committee New members Mr Kenny Lee Mr William Leung Ms Barbara Shiu New alternate member Ms Bonnie Tse Mr Ronald Chiu Professor Simon Ho Mr Kennedy Liu Mr Sin Tak Wah Mr Kenneth So Mr Calvin Tai Ms Eleanor Wan Re-appointed alternate members Ms Vera Tam Mr Eric Yip The Hon Choy So Yuk, JP Mr Anthony Espina Mrs Francine Fu Mr Lam Yim Nam, David Mr Paul Kennedy (Chairman) Mrs Ivy Lai 3

4 Securities Compensation Fund Committee Mr Keith Lui (Chairman) Mr Gerald Greiner Mr Kenneth Kwok, BBS, SC Mrs Alexa Lam Mr Eric Yip SFC (HKEC Listing) Committee Mr Stephen J Clark Mr Michael Lee Mr Tony Tsoi Mr Paul Kennedy Mrs Alexa Lam Mr Keith Lui Mr Mark Steward Mr Martin Wheatley Takeovers and Mergers Panel New Chairman The Hon Henry H L Fan, SBS, JP Re-appointed Deputy Chairmen Mr Stephen Clark Mr David Graham New Deputy Chairmen Mr Liu Chee Ming Mr John Maguire New member Mr Karl Lung Mr Malcolm Brown Mr Freeman Chan Ms Julia Charlton Ms Kalpana Desai 4

5 Dr Bill Kwok Mr Chester Kwok Mrs Angelina Lee, JP Mr Liu Che Ning Mr Michael Liu Mr Gavin Nesbitt Mr Nicholas Norris Mr Martin Sabine Mr Frank J Slevin Ms May Tan Mr David M Webb Mr Kenneth W Willman Mr Richard Winter Ms Christine Wong Mr V-Nee Yeh Ms Benita Yu Mr Kevin Westley Mr Clifton Chiu Mr Nicholas Allen Mr Clement Kwok Mr Jim Baird Mr Roy Chen Mr Stephen Cheung Mr Terence Keyes Mr John Lees Mrs Grace Fung Oei Mr Michael Palin Ms Patricia Shih Mr Harold Wong Takeovers Appeal Committee New member Mr Karl Lung Mr Malcolm Brown Mr Freeman Chan Ms Julia Charlton Mr Stephen Clark Ms Kalpana Desai The Hon Henry H L Fan, SBS, JP Mr David Graham 5

6 Dr Bill Kwok Mr Chester Kwok Mrs Angelina Lee, JP Mr Liu Che Ning Mr Liu Chee Ming Mr Michael Liu Mr John Maguire Mr Gavin Nesbitt Mr Nicholas Norris Mr Martin Sabine Mr Frank J Slevin Ms May Tan Mr David M Webb Mr Kenneth W Willman Mr Richard Winter Ms Christine Wong Mr V-Nee Yeh Ms Benita Yu Mr Kevin Westley Mr Clifton Chiu Mr Nicholas Allen Mr Clement Kwok Mr Jim Baird Mr Roy Chen Mr Stephen Cheung Mr Terence Keyes Mr John Lees Mrs Grace Fung Oei Mr Michael Palin Ms Patricia Shih Mr Harold Wong Nominations Committee (newly formed) Members Mr Eddy Fong, SBS, JP Mr Kenneth Kwok, BBS, SC Ex officio members Mr Martin Wheatley Mr Brian Ho The Hon Henry H L Fan, SBS, JP 6

7 Alternate members to The Hon Henry H L Fan, SBS, JP Mr Stephen Clark Mr David Graham Mr Liu Chee Ming Mr John Maguire 7