SYLLABUS OF B.COM. (BANKING AND INSURANCE) AT DAYANAND COLLEGE OF COMMERCE, LATUR w.e.f
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1 SYLLABUS OF B.COM. (BANKING AND INSURANCE) AT DAYANAND COLLEGE OF COMMERCE, LATUR w.e.f B.Com. THIRD YEAR (Fifth Sem.) Paper- IX FINANCIAL MARKETS AND INSTITUTIONS IN INDIA Objectives: 1 To acquaint the students with Financial Markets and its various segments. 2 To give the students an understanding of the operations and developments Financial Markets in India. 3 To enable them to gain an insight into the functioning and role of financial institution in the Indian economy. 1. INDIAN FINANCIAL SYSTEM Structure of the Indian Financial System changes in the structure of the Indian Financial System after a. financial institution Regulatory, Intermediaries, Non intermediaries, b. Financial Markets- Primary and secondary markets c. Financial Instruments d. Financial services e. Indicators of Financial developments role of financial system in economic development. 2. INDIAN MONEY MARKET 1. Nature and scope of Indian money market 2. Structure and characteristics of Indian money market 3. Segments of Indian money market (1)
2 4. Institution of Indian money market 5. Drawbacks of Indian money market 6. RBI and Indian money market 1.1 Structure of Indian Capital Market 3. INDIAN CAPITAL MARKET 1.2 characteristics of Indian Capital Market 1.3 National Stock exchange - Working of NSE 1.4 Bombay stock Exchange - Working of BSE 1.5 Calculation of sensex and derivatives 1.6 Over the counter exchange of India Advantages, Objectives and working of OTCEI (2)
3 DAYANAND COLLEGE OF COMMERCE, LATUR B.Com. THIRD YEAR (VI SEM) CAREER AVENUES IN BANKING & INSURANCE -1 PAPER X Unit 1: Product Design & development Product development process, product design/ development- Major concerns in Indian insurance industry, product design in emerging scenario Unit II: Insurance Pricing Fundamentals of insurance pricing, pricing, Objectives, types of rating consideration, Rating in life insurance. Life insurance Vs. Non-life insurance pricing. Unit III: Marketing of insurance product The marketing concept, marketing of insurance product, critical success factors for insurance Players, Distribution channels marketing strategies of insurance players n India. Unit IV: Insurance intermediaries Distribution of insurance products insurance intermediaries and their functioning, surveyors and loss assessors, third party administrators agents, brokers corporate agent. Reference Book: 1] Insurance and Risk management, Dr. P.K. Gupta, Himalaya publishing House. 2] Insurance- Principles and practices M.N. Mishra. (3)
4 PAPER XI Training & Project Work Sixth sem. Paper XII BANKING LAWS AND PRACTICES IN INDIA Objectives: 1 To acquaint the student to develop an understanding of the legal framework of industrial Business and labour laws. 2 To impart the students with the knowledge of laws and how these laws effects the trade, industry and business. 1 FEMA, 1999 Object and background of the Act- definitions- Adjudicating authority, Authorised person, capital A/c transaction, Foreign Currency, foreign Exchange, foreign security, service - Regulation and management of foreign Exchange Dealing and holding of foreign exchange current and capital A/c transactions, Export of goods & services, realization, repatriation of and exemption of foreign exchange, contravention & penalties, Adjudication & Appeals. 2 Securities Contracts (Regulation) Act 1956 Meaning and background of the Act- Definitions- contract, Govt. Security, member, option in securities, spot delivery contract Stock Exchange Recognised Stock Exchange powers of SEBI regarding control over stock Exchange- listing of securities and appeal against refusal, listing Agreement- Obligation of listed companies- penaltiesdelisting of shares. Operation of stock exchange T+2 rolling settlement- new instruments in stock exchange speculative business in derivatives. (4)
5 3 Special Economic Zones Act, Introduction to SEZ Scheme meaning and object of the Act. Definitions Approval, Committee, authorized operations, developer, Co- developer, development commissioner, Domestic Tariff aria. Entrepreneur, Export, Free trade& Warehousing Zone importer, infrastructure facilities, International financial services centre, offshore banking unit Special economic zone Establishment of SEZ- Approval of SEZ units- bond cum legal undertaking duly free import- Indigenous Procurement of goods and services- DTA Clearances, - Export procedure- Board of Approval its constitution duties, power and functions- development commissioner functions of development commissioner. 2 Competition Act, 2002 Background of the Act- purpose of the Act, present legal position of the Act- prohibition of Anticompetitive Agreement- Prohibition of abuse of dominant position. Combinations meaning, definition of various words under the term Combination - turnover, Acquisition, Control, Group. Regulation over combination, enquiry into combination- procedure for investigation of combination, Approval to the combination. Competition commission of India - Composition, Duties and powers. Director general and Register- Appointment, Powers and duties. Penalties Under the Act (sec-42 (1) to sec 48) development council, dissolution of development councils, Regulation of Scheduled industries, Registration of existing industrial undertakings Revocation of registration Licensing of new industrial undertakings. Procedure for the Grant of Licensing or Permission Revocation of present Licensing policy power to cause investigation to be made in to Scheduled industries of industrial undertakings, power of the central Govt. Management of Control of industrial undertaking by Central Govt. power to take over industrial undertaking without investigations Effects of Notified Order. (5)
6 Paper XIII CAREER AVENUES IN BANKING AND INSURANCE CAREER AVENUES IN BANKING & INSURANCE -1 Unit I: Financial Aspects in Insurance Companies Financial objectives of an Insurance company, Responsibilities of Financial managers, Planning Financial Goals and strategy, Measuring the performance of an insurance company, asset liability management (ALM), Ratio analysis in insurance companies, Risk return trade off. Unit II: Reinsurance Introduction to reinsurance Role of the insurance, Techniques of Re- Insurance, nature of Reinsurance risks, Reinsurance in Indian perspective, Global Reinsurance market insurance trading. Unit- III: Information Technologies in insurance The need for information technology Technologies for insurance IT application in functional areas, insurance and electronic commerce E-insurance Information Technology and LIC, IT, Department in an insurance company. Unit IV: Risk management in insurance companies Introduction, Risk management Elements, Risks in providing insurance services, insurance risk management system, management of systematic risk, CAT bonds. Reference Books: 1] Insurance and Risk management, Dr. P.K. Gupta, Himalaya publishing House. 2] Insurance- Principles and practices M.N. Mishra. PAPER XIV Training & Project Work * * * * * (6)
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