APPENDIX FOR U.S. SECURITIES TRADING

Size: px
Start display at page:

Download "APPENDIX FOR U.S. SECURITIES TRADING"

Transcription

1 APPENDIX FOR U.S. SECURITIES TRADING This Appendix applies in respect of securities trading services in U.S. Securities provided by ICBCIS to the Client. In the event that there is any inconsistency between this Appendix and the General Terms and Conditions, the provisions in this Appendix shall prevail in respect of trading in U.S. Securities. Unless otherwise defined in this Appendix, terms defined in the Definitions and Interpretation section of the Standard Terms and Conditions shall have the same meaning when used in this Appendix. 1. DEFINITIONS AND INTERPRETATION 1.1 In this Appendix, the following terms shall have the following meanings: Applicable Laws means all relevant or applicable laws, rules, regulations, by-laws, constitution, orders, directives, notices, circulars, codes, customs and usages (whether of government bodies, authorities, exchange, market, clearing house or settlement system, and whether or not having the force of law). "U.S. Person" means (a) a citizen or resident of the United States; (b) a corporation, partnership or other entity created or organised in or under the laws of the United States or any political subdivision thereof; (c) an entity created or organised in or under the laws of any other jurisdiction if treated as a domestic corporation pursuant to the United States federal income tax laws; (d) any estate or trust that is subject to the United States federal income taxation regardless of the source of its income; (e) any corporation, partnership, trust, estate or other entity in which one or more individuals or entities described in (a), (b), (c) or (d) acting singly or as a group has or have a controlling beneficial interest whether directly or indirectly and, in the case of a corporation or partnership, which is formed principally for the purpose of investing in securities not registered under the United States federal securities laws; (f) a trust if a court within the United States is able to exercise primary supervision over its administration and one or more United States Persons have the authority to control all the substantial decisions of such trust; (g) a trust in existence on 20 August 1996 and treated as a domestic trust (as defined in the relevant treasury regulations in the United States) prior to such date and that has elected to continue to be treated as a domestic trust; or (h) any corporation, partnership or other entity, regardless of citizenship, domiciles, situs or residence, if under the federal income tax laws of the United States ten percent (10%) or more of the ownership of any mutual fund would be attributed through such entity to any U.S. Person. 2. INSTRUCTIONS AND TRANSACTIONS 2.1 Instructions may only be given by the Client during such time or times as notified by ICBCIS to the Client and which ICBCIS may at any time amend, vary or restrict. 2.2 Unless the Client specifies otherwise, any Instruction for the sale or purchase of U.S. Securities is good for the day in the market where the Instruction is to be executed, and if on the date of such Instruction it is a public holiday in the relevant market, the Client agrees such Instruction may be executed in the relevant market on the first working day thereafter. Any Instruction for the sale or purchase of U.S. Securities for execution on the date of Instruction must be received before the relevant cut-off time as notified by ICBCIS to the Client from time to time. 1

2 2.3 If for any reason any Instruction has not been executed (or any unexecuted part of any such Instruction in the case of a partially executed Instruction), it shall be deemed to lapse at the expiry of the trading date specified in the Instruction, or if no such date is specified, the later of the date of the Instruction or the first working day thereafter in the market where the Instruction is to be executed if it is a public holiday in that market on the date of Instruction. Any other Instructions shall be effective until cancelled by the Client and accepted by ICBCIS. 2.4 Notwithstanding any contrary provisions in the Agreement, ICBCIS shall have the right, exercisable at its sole and absolute discretion to immediately close out any transaction executed in error for any reason ( error transaction ). The Client hereby agrees that ICBCIS shall not be responsible for any losses, costs and expenses (if any) that arise from any error transactions which shall be borne by the Client absolutely, and that ICBCIS shall not be required to account to the Client, and shall be entitled to retain, any profits, gains and income (if any) made in connection with such error transactions. 2.5 Unless otherwise agreed by ICBCIS and subject to such terms as prescribed by ICBCIS, the Client shall not place any Instruction to short sell U.S. Securities (i.e., U.S. Securities that the Client does not own). 3. APPLICABLE LAWS AND REGULATIONS 3.1 All Transactions executed in the U.S. markets shall be subject to the Applicable Laws and the applicable terms of business or agreement of any executing or settlement broker(s) or agent(s) used by ICBCIS, and all actions taken by ICBCIS in accordance therewith shall be binding on the Client. 3.2 Without limitation to Clause 3.2 of the General Terms and Conditions, the Client hereby undertakes to comply with all the Applicable Laws. The Client agrees that the Client is solely responsible for all filings, returns and reports relating to any U.S. Securities in the Securities Account or Transactions concerning such U.S. Securities. The Client also agrees to do such things as ICBCIS may require to ensure compliance with the same. 4. SECURITIES IN THE ACCOUNT 4.1 The Client hereby expressly authorises ICBCIS to deposit any U.S. Securities or related assets with any custodian, depository or agent appointed by ICBCIS in a collective custody account or otherwise in ICBCIS s name but for the account and at the risk of the Client. Unless otherwise agreed by ICBCIS and the Client, any such U.S. Securities and assets shall be held in the relevant overseas jurisdiction and any transfer or delivery of such U.S. Securities and assets from one jurisdiction to another shall be at the expense and risk of the Client. 4.2 Any Client s assets received or held outside Hong Kong shall be subject to the Applicable Laws of the relevant overseas jurisdiction which may be different from Hong Kong law, including the SFO and the rules made thereunder. The Client understands that such assets may not enjoy the same protection as that conferred on client assets received or held in Hong Kong. 4.3 Notwithstanding any provisions to the contrary in the Standard Terms and Conditions, the Client hereby expressly authorizes ICBCIS and/or its agents to: (a) deposit, transfer, lend, pledge, repledge or otherwise deal with any of the U.S. Securities held in the Securities Account for the purpose of settling any liability owed by or on behalf of the Client to ICBCIS, an Associated Entity or a third person; (b) apply any of the U.S. Securities held in the Securities Account pursuant to a securities borrowing and lending agreement; (c) deposit any of the U.S. Securities held in the Securities Account with another financial institution or intermediary for financial accommodation provided to ICBCIS or its agents; (d) deposit any of the U.S. Securities held in the Securities Account with another financial institution or 2

3 intermediary as collateral for the discharge and satisfaction of settlement obligations and liabilities of ICBCIS or its agents; and (e) apply any of the U.S. Securities held in the Securities Account pursuant to the terms of business or agreement of any executing or settlement broker(s) or agent(s) used by ICBCIS. 4.4 The Client undertakes to provide ICBCIS timely and accurate information relating to any restrictions on the sale or transfer of any U.S. Securities held in the Securities Account. In respect of any Instructions to sell or transfer U.S. Securities, the Client shall upon request provide ICBCIS with any necessary documents to the satisfaction of ICBCIS to satisfy any and all legal transfer requirements under the Applicable Laws. The Client shall be responsible for and shall reimburse ICBCIS for any delays, expenses, losses and damages incurred by ICBCIS that are associated with compliance or failure to comply with any of the relevant requirements concerning such sale or transfer. 5. REPRESENTATIONS, WARRANTIES AND UNDERTAKINGS 5.1 The Client warrants, represents and undertakes to ICBCIS that:- (a) (b) (c) unless otherwise specifically declared by the Client, the Client is not a U.S. Person and the Client is not acting for, or on behalf of a U.S. Person; the Client is not a director, 10% beneficial shareholder or policy-making officer of any company publicly traded in the United States; the Client is not at the time the Securities Account is opened and will not at any time during the continuance of the Securities Account, hold in such Account or effect Transactions through such Account, securities of any company with securities traded in the U.S. in which he is: (i) (ii) (iii) a direct or indirect owner or beneficial owner (which would include the power to vote shares pursuant to trust or other instrument) of 10% or more than 10% of any class of voting securities of the company; in a direct or indirect management or other decision-making position in the company; closely-related to (spouse, parent, sibling, in-law), financially dependent on, or the primary financial support for, any person who owns, directly or indirectly outright or through beneficial ownership, 10% or more than 10% of any class of voting securities of such company and holds a direct or indirect management or other decision-making position in such company; or (iv) a member of a formal or informal group that acting together will control 10% or more than 10% of any class of voting securities of such company; (d) the Client is not domiciled in or resident in a country where there is any restriction on the Client s sale, purchase, holding or transfer of any U.S. Securities, and that the Client is not subject to, and is not acting on behalf of any person who is subject to, any restriction or prohibition against the sale, purchase, holding of, or dealing in any such U.S. Securities. If the Client or any person the Client acts on behalf of becomes subject to any restrictions (whether by reason of a change of the Client s domicile, residence or otherwise in any such country), the Client shall inform ICBCIS immediately; 3

4 (e) (f) the Client has full power and authority to perform the obligations and grant the authorisations under the provisions in this Appendix and if the Client is a corporate Client, the Client has taken all necessary action or corporate action to authorise the performance of such obligations and the grant of such authorisations; and the U.S. Securities held or maintained or to be held or maintained in the Securities Account from time to time are freely transferrable and fully negotiable. 5.2 The representations and warranties in Clause 5.1 of this Appendix shall be deemed to be repeated immediately before each Transaction or dealing is carried out for or any service is provided to the Client or on the Client s behalf. 5.3 If the Client is aware that any of the representations and warranties in Clause 5.1 of this Appendix will or may become incorrect, the Client must give prior notice to ICBCIS immediately upon the Client becoming aware of the same, and before such representations and warranties become incorrect. The Client must also notify ICBCIS immediately if any of the said representations and warranties has become incorrect. For the avoidance of doubt, any representation or warranty made in this Appendix which is or becomes incorrect in any respect shall constitute an event of default under Clause 24.1 of the General Terms and Conditions. 5.4 Without limitation to any provisions in this Appendix and in the Agreement, upon ICBCIS receiving notice from the Client that any of the representations and warranties in Clause 5.1 of this Appendix may become incorrect, or if any of the said representations and warranties has become incorrect: (a) (b) ICBCIS shall be entitled, in its sole discretion, to dispose of all U.S. Securities held by the Client, suspend the services provided under the Agreement, close the Securities Account and/or charge the Client all fees, charges, costs and expenses incurred or to be incurred by ICBCIS from time to time to ensure compliance by ICBCIS or its agents with all Applicable Laws arising from or in connection with the above (including, without limitation, all fees, charges, costs and expenses incurred to make all the necessary filings with the relevant authorities); and the Client shall immediately upon request by ICBCIS withdraw all the U.S. Securities or other securities from the Securities Account, and do/or execute any act, deed, document which ICBCIS may require in connection therewith. 5.5 The Client shall be responsible for any notification or other requirement of any jurisdiction relating to his beneficial ownership of the U.S. Securities and ICBCIS shall assume no responsibility. 5.6 The Client shall fully indemnify the Indemnified Persons against all claims, actions, liabilities (whether actual or contingent) and proceedings against any of the Indemnified Persons and bear any losses, costs, charges or expenses (including legal fees) which the Indemnified Persons may suffer or incur arising from or in connection with or resulting from any breach by the Client of any of the representations and warranties in Clause 5.1 of this Appendix. 6. DISCLOSURE OF INFORMATION 6.1 The Client agrees that his data may be transferred to any place outside Hong Kong, whether for the processing, holding or use of such data outside Hong Kong. 6.2 The Client authorises ICBCIS to disclose any information that it has concerning the Client, the Securities Account and any U.S. Securities, monies or other assets held in the Securities Account: (a) to any broker, custodian, clearing agent or other person(s) (whether within or 4

5 outside Hong Kong) appointed by ICBCIS in connection with the services provided pursuant to the provisions in this Appendix and/or the Agreement; (b) upon request, to any government, legal or regulatory authority or exchange (whether within or outside Hong Kong); or (c) to such other persons (whether within or outside Hong Kong) in compliance with the Applicable Laws or FATCA. 6.3 The Client undertakes to provide such information as ICBCIS may request from time to time in order for ICBCIS and/or its brokers, custodians or agents to provide the services under this Appendix and/or the Agreement, or for ICBCIS and/or such brokers, custodians or agents to comply with the Applicable Laws or to respond to requests from any government, legal or regulatory authority or exchange, or for ICBCIS and/or such brokers, custodians or agents to comply with any obligations or to determine the extent to which the Client is subject to (or exempt from) withholding under FATCA. 7. TAXES AND OTHER PAYMENTS 7.1 The Client agrees to pay and reimburse ICBCIS for any taxes, duties, impositions, charges or any other liabilities or payments payable in connection with the Securities Account or any Transactions relating to the U.S. Securities. 7.2 The Client authorises ICBCIS and its agent on the Client s behalf to withhold and/or make payment of any tax or duties payable in connection with the Securities Account or any Transaction relating to the U.S. Securities. 5

APPENDIX FOR SECURITIES TRADING VIA SHANGHAI-HONG KONG STOCK CONNECT (NORTHBOUND TRADING)

APPENDIX FOR SECURITIES TRADING VIA SHANGHAI-HONG KONG STOCK CONNECT (NORTHBOUND TRADING) This Appendix applies in respect of securities trading services via the Shanghai-Hong Kong Stock Connect (Northbound trading) provided by ICBCIS to the Client. The Client shall read, understand and accept

More information

APPENDIX FOR FUTURES TRADING

APPENDIX FOR FUTURES TRADING APPENDIX FOR FUTURES TRADING This Appendix sets out the Terms and Conditions for Futures trading which apply where the Client opens or maintains a Futures Account with ICBCIS. The Client requests and authorizes

More information

TRADING FACILITY AGREEMENT INTERNET TRADING FACILITY

TRADING FACILITY AGREEMENT INTERNET TRADING FACILITY TRADING FACILITY AGREEMENT INTERNET TRADING FACILITY The Facility This letter sets out the terms on which we are prepared to offer the Facility. Please read the terms carefully and ensure that you fully

More information

CLIENT AGREEMENT FOR CASH SECURITIES TRADING ACCOUNTS

CLIENT AGREEMENT FOR CASH SECURITIES TRADING ACCOUNTS CLIENT AGREEMENT FOR CASH SECURITIES TRADING ACCOUNTS IF YOU ARE IN ANY DOUBT ABOUT THIS DOCUMENT OR ABOUT THE SALE AND PURCHASE OF SECURITIES OR OTHERWISE, YOU SHOULD CONSULT YOUR BANK MANAGER, SOLICITOR,

More information

Personal Loan Agreement

Personal Loan Agreement March 2014 HSBC Bank Middle East Limited - PERSONAL LOAN AGREEMENT HSBC Bank Middle East Limited Personal Loan Agreement Copyright. HSBC Bank Middle East Limited 2014 ALL RIGHTS RESERVED. No part of this

More information

These Stock Connect Terms are the terms and conditions governing trading of China Connect Securities through Shanghai-Hong Kong Stock Connect.

These Stock Connect Terms are the terms and conditions governing trading of China Connect Securities through Shanghai-Hong Kong Stock Connect. SEC343ci(YX) 1-28 10/14 E Stock Connect Terms These Stock Connect Terms are the terms and conditions governing trading of China Connect Securities through Shanghai-Hong Kong Stock Connect. 1. Authority

More information

BOC CREDIT CARD (INTERNATIONAL) LIMITED TERMS & CONDITIONS OF BOC EXPRESS CASH INSTALMENT LOAN

BOC CREDIT CARD (INTERNATIONAL) LIMITED TERMS & CONDITIONS OF BOC EXPRESS CASH INSTALMENT LOAN BOC CREDIT CARD (INTERNATIONAL) LIMITED TERMS & CONDITIONS OF BOC EXPRESS CASH INSTALMENT LOAN Successful applicant ( Borrower ) of the approved BOC Express Cash Instalment Loan shall be subject to the

More information

Trading, Collaterised Accounts Terms & Conditions

Trading, Collaterised Accounts Terms & Conditions Trading, Collaterised Accounts Terms & Conditions CB/ST/V1/2012 1. PURPOSE 1.1 You (i.e. the Applicant) shall use the Collaterised Trading Facility ( the Facility ) only to deal in securities ( Securities

More information

SAMPLE MODEL LANGUAGE FOR EDWARD JONES TRUST COMPANY FOR THE USE OF LEGAL COUNSEL ONLY

SAMPLE MODEL LANGUAGE FOR EDWARD JONES TRUST COMPANY FOR THE USE OF LEGAL COUNSEL ONLY SAMPLE MODEL LANGUAGE FOR EDWARD JONES TRUST COMPANY FOR THE USE OF LEGAL COUNSEL ONLY This sample model language is provided for the reference of the drafting attorney as an educational and informational

More information

CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: HONG KONG MARKET ANNEX

CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: HONG KONG MARKET ANNEX CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: HONG KONG MARKET ANNEX 1. Definitions and Interpretation 1.1 In this Securities Dealing Services: Hong Kong Market Annex, including the Schedule, capitalised

More information

Customer Terms and Conditions for Electronic Bill Presentment and Payment Service

Customer Terms and Conditions for Electronic Bill Presentment and Payment Service Customer Terms and Conditions for Electronic Bill Presentment and Payment Service 1. DEFINITIONS AND INTERPRETATION 1.1 In these Terms and Conditions, unless the context otherwise requires, the following

More information

Trading Terms and Conditions

Trading Terms and Conditions Trading Terms and Conditions 23 MAY 2016 Important notice These terms and conditions must be read in conjunction with our Financial Service Guide (FSG), the Application and, if you are approved for the

More information

TRADING TERMS AND CONDITIONS

TRADING TERMS AND CONDITIONS TRADING TERMS AND CONDITIONS 11 JULY 2014 IMPORTANT NOTICE These terms and conditions must be read in conjunction with our Financial Services Guide (FSG), the Application and, if you are approved for the

More information

TERMS AND CONDITIONS GOVERNING THE OPERATION OF THE CURRENT ACCOUNT OF THE MERCHANT BANK

TERMS AND CONDITIONS GOVERNING THE OPERATION OF THE CURRENT ACCOUNT OF THE MERCHANT BANK TERMS AND CONDITIONS GOVERNING THE OPERATION OF THE CURRENT ACCOUNT OF THE MERCHANT BANK 1. Definitions and Interpretation In these terms and conditions, unless the subject or context otherwise requires,

More information

Capital Limited. Account Number. Account Name. Joint Account. Individual Account. Account Type. Company / Partnership Account. A.E.

Capital Limited. Account Number. Account Name. Joint Account. Individual Account. Account Type. Company / Partnership Account. A.E. Capital Limited Account Number Account Name Account Type Individual Account Joint Account Company / Partnership Account A.E. Name Securities Type Margin Cash Account Opened Date Account Opened By Section

More information

Supplement of Terms and Conditions for Securities/Futures/Leveraged Foreign Exchange Trading Account

Supplement of Terms and Conditions for Securities/Futures/Leveraged Foreign Exchange Trading Account Supplement of Terms and Conditions for Securities/Futures/Leveraged Foreign Exchange Trading Account TABLE OF CONTENTS PART A INTERPRETATION PART B GENERAL TERMS PART C ADDITIONAL TERMS APPLICABLE TO RESPECTIVE

More information

MORTGAGE BROKER AGREEMENT

MORTGAGE BROKER AGREEMENT MORTGAGE BROKER AGREEMENT This Mortgage Broker Agreement (the "Agreement") is entered into by and between: ST. CLOUD MORTGAGE, a California Corporation (the "Lender"), and (the "Mortgage Broker") as of

More information

Dubai Financial Market Rules for DVP Clearing and Settlement. ( DVP Rules )

Dubai Financial Market Rules for DVP Clearing and Settlement. ( DVP Rules ) Dubai Financial Market Rules for DVP Clearing and Settlement ( DVP Rules ) 20/04/2011 Table of Contents DEFINITIONS... 3 1 CLEARING AND SETTLEMENT... 5 2 TRANSFERS OF SECURITIES ARISING FROM LATE CONFIRMATION...

More information

"Nominee" means OCBC Bank Nominees Pte Ltd or any other nominee appointed by the Bank from time to time and its successor in title.

Nominee means OCBC Bank Nominees Pte Ltd or any other nominee appointed by the Bank from time to time and its successor in title. TERMS AND CONDITIONS GOVERNING CPF INVESTMENT ACCOUNT These Terms and Conditions govern the Customer's CPF Investment Account with the Bank and the services which the Bank may extend to the Customer under

More information

Interactive Brokers Hong Kong Agreement for Advisors Providing Services to Interactive Brokers Clients

Interactive Brokers Hong Kong Agreement for Advisors Providing Services to Interactive Brokers Clients Interactive Brokers Hong Kong Agreement for Advisors Providing Services to Interactive Brokers Clients This Agreement is entered into between Interactive Brokers Hong Kong Ltd ("IB") and the undersigned

More information

BANK OF MONTREAL SHAREHOLDER DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN

BANK OF MONTREAL SHAREHOLDER DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN BANK OF MONTREAL SHAREHOLDER DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN This Offering Circular covers common shares of Bank of Montreal (the Bank ) which may be purchased on the open market through

More information

Individual Savings Account Supplementary Terms

Individual Savings Account Supplementary Terms Individual Savings Account Supplementary Terms Individual Savings Account Supplementary Terms and Conditions for Stocktrade Retail Clients forming part of the Agreement between Stocktrade (a division of

More information

ELECTRONIC TRADING FACILITIES SUPPLEMENTAL TERMS AND CONDITIONS OF TRADING

ELECTRONIC TRADING FACILITIES SUPPLEMENTAL TERMS AND CONDITIONS OF TRADING ELECTRONIC TRADING FACILITIES SUPPLEMENTAL TERMS AND CONDITIONS OF TRADING This Supplemental Terms and Conditions of Trading is supplemental to and forms part of the terms and conditions set out in the

More information

DESCRIPTION OF THE PLAN

DESCRIPTION OF THE PLAN DESCRIPTION OF THE PLAN PURPOSE 1. What is the purpose of the Plan? The purpose of the Plan is to provide eligible record owners of common stock of the Company with a simple and convenient means of investing

More information

CONTRACT FOR DIFFERENCE ( CFD ): MANDATE GENERAL TERMS AND CONDITIONS

CONTRACT FOR DIFFERENCE ( CFD ): MANDATE GENERAL TERMS AND CONDITIONS ONLINE SECURITIES LIMITED 1 st Floor Roland Garros The Campus 57 Sloane Str, Bryanston 2191 PO Box 1899 Witkoppen Tel: 011 996 5200 Fax: 011 996 5499 Website: www.psgonline.co.za CONTRACT FOR DIFFERENCE

More information

[LOGO] ROGERS COMMUNICATIONS INC. DIVIDEND REINVESTMENT PLAN. November 1, 2010

[LOGO] ROGERS COMMUNICATIONS INC. DIVIDEND REINVESTMENT PLAN. November 1, 2010 [LOGO] ROGERS COMMUNICATIONS INC. DIVIDEND REINVESTMENT PLAN November 1, 2010 Rogers Communications Inc. Dividend Reinvestment Plan Table of Contents SUMMARY... 3 DEFINITIONS... 4 ELIGIBILITY... 6 ENROLLMENT...

More information

Terms and Conditions for Online Services of BOC Credit Card (International) Limited

Terms and Conditions for Online Services of BOC Credit Card (International) Limited Terms and Conditions for Online Services of BOC Credit Card (International) Limited Online Services of BOC Credit Card (International) Limited ("BOCCC") are provided to you by Bank of China (Hong Kong)

More information

BOC Credit Card (International) Limited - Terms and Conditions for Online Services

BOC Credit Card (International) Limited - Terms and Conditions for Online Services BOC Credit Card (International) Limited - Terms and Conditions for Online Services These terms and conditions are applicable to all users of the Online Services and govern the use of the Online Services,

More information

Chapter 10 EQUITY SECURITIES RESTRICTIONS ON PURCHASE AND SUBSCRIPTION

Chapter 10 EQUITY SECURITIES RESTRICTIONS ON PURCHASE AND SUBSCRIPTION Chapter 10 EQUITY SECURITIES RESTRICTIONS ON PURCHASE AND SUBSCRIPTION Restrictions on Preferential Treatment of Purchase and Subscription Applications 10.01 Normally no more than ten per cent. of any

More information

1.3 These Conditions may only be amended or varied by written agreement signed by both Parties.

1.3 These Conditions may only be amended or varied by written agreement signed by both Parties. TERMS AND CONDITIONS OF SALE AND PROVISION OF SERVICES 1. Sale of goods / Provision of services 1.1 Monash University ( Monash ) provides the goods and/or services subject to these terms and conditions,

More information

ANZ Share Investing TRADING TERMS AND CONDITIONS 23 MAY 2016

ANZ Share Investing TRADING TERMS AND CONDITIONS 23 MAY 2016 ANZ Share Investing TRADING TERMS AND CONDITIONS 23 MAY 2016 Important notice These terms and conditions must be read in conjunction with our Financial Services Guide (FSG), the Application and, if you

More information

POLICY TRUST RELEVANT LIFE FOR USE ONLY WITH PROTECTION FOR POLICIES ESTABLISHED TO PROVIDE RELEVANT LIFE COVER. Policy Number: Life Assured Name:

POLICY TRUST RELEVANT LIFE FOR USE ONLY WITH PROTECTION FOR POLICIES ESTABLISHED TO PROVIDE RELEVANT LIFE COVER. Policy Number: Life Assured Name: RELEVANT LIFE POLICY TRUST FOR USE ONLY WITH PROTECTION FOR POLICIES ESTABLISHED TO PROVIDE RELEVANT LIFE COVER Policy Number: Life Assured Name: Life Assured Date of Birth: Write the date the last person

More information

Terms and Conditions

Terms and Conditions Terms and Conditions 1. TABLE OF CONTENTS 1. TABLE OF CONTENTS 2. SERVICES OFFERED TO THE CUSTOMER 3. EXECUTION-ONLY ARRANGEMENTS 4. YOUR INVESTMENT OBJECTIVES 5. RESTRICTIONS ON TYPES OF INVESTMENT 6.

More information

CHAPTER 11 NOMINEE SERVICES

CHAPTER 11 NOMINEE SERVICES 11/1 CHAPTER 11 NOMINEE SERVICES 1101. Scope and extent of nominee and similar services Subject to the Rules, applicable laws and applicable regulatory approval, in respect of Eligible Securities deposited

More information

Credit Suisse Tailored Loan and Options Facility Terms and Conditions

Credit Suisse Tailored Loan and Options Facility Terms and Conditions Dated 4 June 2013 Issued by Credit Suisse Investment Services (Australia) Limited (ABN 26 144 592 183 AFSL 370450) Credit Suisse Tailored Loan and Options Facility Terms and Conditions 1. OPTIONS FACILITY...

More information

Wire Transfer Request Form

Wire Transfer Request Form Wire Transfer Request Form Originator s Information Customer No. Address Phone No. 1 Phone No. 2 Beneficiary s Information Beneficiary s Account No. Address Beneficiary s Bank (including address, and where

More information

CLSA GLOBAL PORTFOLIO TRADING SERVICES ANNEX. In this Annex, the following capitalised terms have the following meanings:

CLSA GLOBAL PORTFOLIO TRADING SERVICES ANNEX. In this Annex, the following capitalised terms have the following meanings: CLSA GLOBAL PORTFOLIO TRADING SERVICES ANNEX 1. Definitions and Interpretation In this Annex, the following capitalised terms have the following meanings: "Affiliates" shall mean members of the CLSA Group;

More information

STATUTORY INSTRUMENTS. CENTRAL BANK (SUPERVISION AND ENFORCEMENT) ACT 2013 (SECTION 48(1)) CLIENT ASSET REGULATIONS 2015 FOR INVESTMENT FIRMS

STATUTORY INSTRUMENTS. CENTRAL BANK (SUPERVISION AND ENFORCEMENT) ACT 2013 (SECTION 48(1)) CLIENT ASSET REGULATIONS 2015 FOR INVESTMENT FIRMS STATUTORY INSTRUMENTS. S.I. No. )04, of 2015 CENTRAL BANK (SUPERVISION AND ENFORCEMENT) ACT 2013 (SECTION 48(1)) CLIENT ASSET REGULATIONS 2015 FOR INVESTMENT FIRMS S.I. No. (74 of 2015 CENTRAL BANK (SUPERVISION

More information

TT ELECTRONICS INTEGRATED MANUFACTURING SERVICES LIMITED CONDITIONS OF PURCHASE

TT ELECTRONICS INTEGRATED MANUFACTURING SERVICES LIMITED CONDITIONS OF PURCHASE TT ELECTRONICS INTEGRATED MANUFACTURING SERVICES LIMITED CONDITIONS OF PURCHASE DEFINITIONS In these conditions of purchase: the Buyer means TT electronics integrated manufacturing services Ltd., the Supplier

More information

CENTRAL SECURITIES DEPOSITORY SYSTEM DEALING AGREEMENT BETWEEN BANK OF UGANDA AND

CENTRAL SECURITIES DEPOSITORY SYSTEM DEALING AGREEMENT BETWEEN BANK OF UGANDA AND CENTRAL SECURITIES DEPOSITORY SYSTEM DEALING AGREEMENT BETWEEN BANK OF UGANDA AND CENTRAL SECURITIES DEPOSITORY SYSTEM MEMBERSHIP FOR CSD DEALING SERVICE AN AGREEMENT made on the BETWEEN (1) THE BANK OF

More information

Regulations for Shareholders Safekeeping Accounts at Swiss Life

Regulations for Shareholders Safekeeping Accounts at Swiss Life Regulations for Shareholders Safekeeping Accounts at Swiss Life Regulations for Shareholders Safekeeping Accounts at Swiss Life 3 Contents 1. Entitlement / Assets in safe custody 4 2. Opening a safekeeping

More information

GIIN (IF APPLICABLE): BUSINESS TAX No: TAXPAYER IDENTIFICATION TYPE: TRN TIN EIN ITIN NI SSN

GIIN (IF APPLICABLE): BUSINESS TAX No: TAXPAYER IDENTIFICATION TYPE: TRN TIN EIN ITIN NI SSN General Information LEGAL NAME OF BUSINESS INTERNAL USE ONLY BRANCH: COMPANY REGISTRATION NO.: CIF #: GIIN (IF APPLICABLE): BUSINESS TAX No: TAXPAYER IDENTIFICATION TYPE: TRN TIN EIN ITIN NI SSN PHONE

More information

THE TRUST DEED The Trust Deed

THE TRUST DEED The Trust Deed The Trust Deed is a complex document and the following is a summary only. Investors should refer to the Trust Deed itself to confirm specific information or for a detailed understanding of The Link REIT.

More information

INTRODUCTION OF MARGINABLE FUTURES CONTRACTS FOR TRADING ON SGX-ST AMENDMENTS TO CDP CLEARING RULES

INTRODUCTION OF MARGINABLE FUTURES CONTRACTS FOR TRADING ON SGX-ST AMENDMENTS TO CDP CLEARING RULES CHAPTER 1 INTRODUCTION 1.1 APPLICATION 1.1 APPLICATION 1.1.3 Except where CDP otherwise expressly agrees with or expressly commits itself to any party, the benefit of any performance by CDP of its obligations

More information

COLLECTIVE INVESTMENT LAW DIFC LAW No. 2 of 2010

COLLECTIVE INVESTMENT LAW DIFC LAW No. 2 of 2010 ---------------------------------------------------------------------------------------------- COLLECTIVE INVESTMENT LAW DIFC LAW No. 2 of 2010 ----------------------------------------------------------------------------------------------

More information

DEED OF PRIORITIES. regulating priorities between two Debentures, to be used with factors/invoice discounters

DEED OF PRIORITIES. regulating priorities between two Debentures, to be used with factors/invoice discounters When this form has been completed and signed by the Customer and the Alternate Lender, send it to the Customer s Relationship Manager together with the completed Authority to contact form DEED OF PRIORITIES

More information

Return completed applications to: APAC-Texas, Inc. P.O. Box 20779 Beaumont, TX 77720 (409) 866-1444 Phone (409) 866-5541 Fax

Return completed applications to: APAC-Texas, Inc. P.O. Box 20779 Beaumont, TX 77720 (409) 866-1444 Phone (409) 866-5541 Fax Return completed applications to: APAC-Texas, Inc. P.O. Box 20779 Beaumont, TX 77720 (409) 866-1444 Phone (409) 866-5541 Fax APPLICATION FOR BUSINESS CREDIT Date: NOTE: This application for Business Credit

More information

SR-SCCP Page 61 of 70 * * * * * * * * * *

SR-SCCP Page 61 of 70 * * * * * * * * * * SR-SCCP-2016-01 Page 61 of 70 Deleted text is [bracketed]. New text is underlined. BY-LAWS OF NASDAQ, INC. Sec. 3.1 Annual Meetings of Stockholders * * * * * * * * * * EXHIBIT 5 (a) Nominations of persons

More information

Firm Registration Form

Firm Registration Form Firm Registration Form Firm Registration Form This registration form should be completed by firms who are authorised and regulated by the Financial Conduct Authority. All sections of this form are mandatory.

More information

SOUTH CHINA SECURITIES TRADING AGREEMENT

SOUTH CHINA SECURITIES TRADING AGREEMENT SOUTH CHINA SECURITIES TRADING AGREEMENT SC 07 V.1 BETWEEN SOUTH CHINA SECURITIES LIMITED (the "Broker") registered with the Securities and Futures Commission as a deemed licensed corporation for Type

More information

provide a brief and high level summary of the law on insider trading; set out the restrictions on dealing in the Company s securities; and

provide a brief and high level summary of the law on insider trading; set out the restrictions on dealing in the Company s securities; and Share Trading Policy 1. Purpose of this policy The purpose of this policy is to: provide a brief and high level summary of the law on insider trading; set out the restrictions on dealing in the Company

More information

CONTINENTAL GOLD INC. RESTRICTED SHARE UNIT PLAN ARTICLE ONE DEFINITIONS AND INTERPRETATION

CONTINENTAL GOLD INC. RESTRICTED SHARE UNIT PLAN ARTICLE ONE DEFINITIONS AND INTERPRETATION CONTINENTAL GOLD INC. RESTRICTED SHARE UNIT PLAN ARTICLE ONE DEFINITIONS AND INTERPRETATION Section 1.01 Definitions: For purposes of this Restricted Share Unit Plan, unless such word or term is otherwise

More information

Custody and Administration of Securities Act,No85 of 1992

Custody and Administration of Securities Act,No85 of 1992 Custody and Administration of Securities Act,No85 of 1992 ACT To provide for the registration of a central securities depository for the custody and administration of securities in terms of a predetermined

More information

Automated Clearing House

Automated Clearing House Automated Clearing House THE SERVICE Customer wishes to initiate credit and/or debit Entries as an Originator through Bank to Accounts maintained at Bank and in other depository financial institutions

More information

RULES OF ELECTRONIC PAYMENTS ASSOCIATION

RULES OF ELECTRONIC PAYMENTS ASSOCIATION RULES OF ELECTRONIC PAYMENTS ASSOCIATION These are the rules of Electronic Payments Association that have been made by the board of directors of EPA under Article 19 of the articles of association of EPA.

More information

DOGPATCH CAPITAL WeALTH & InvesTmenT management

DOGPATCH CAPITAL WeALTH & InvesTmenT management DOGPATCH CAPITAL Wealth & Investment Management INVESTMENT ADVISORY AGREEMENT Dogpatch Capital LLC ( Advisor ), an investment Advisor domiciled in the State of California, agrees to act as an investment

More information

ENT FEDERAL CREDIT UNION FUNDS TRANSFER AGREEMENT AND NOTICE

ENT FEDERAL CREDIT UNION FUNDS TRANSFER AGREEMENT AND NOTICE ENT FEDERAL CREDIT UNION FUNDS TRANSFER AGREEMENT AND NOTICE Article 4A of the Uniform Commercial Code, as adopted by the state of Colorado, Subpart B of Regulation J, as issued by the Board of Governors

More information

Apartment. Lessor. Street/No. dated

Apartment. Lessor. Street/No. dated Last name, first name and present address of accountholder Address of property does not match with that of guarantor or account holder Address of property Apartment Lessor Represented by Agent Street/No

More information

Service Description for the Registration and Administration of Domain Names by Swisscom

Service Description for the Registration and Administration of Domain Names by Swisscom Service Description for the Registration and Administration of Domain Names by Swisscom 1 Area of application This Service Description govern the conditions for the registration, administration, and use

More information

TERMS & CONDITIONS 1. DEFINITIONS & INTERPRETATION DEFINITIONS

TERMS & CONDITIONS 1. DEFINITIONS & INTERPRETATION DEFINITIONS This Agreement governs the supply of any Goods and Services by AV 24/7 Pty Ltd or any of its Related Bodies Corporate ( AV 24/7 ) to you ( the Customer ). Unless otherwise specifically agreed in writing

More information

STRUCTURED DEPOSITS TERMS AND CONDITIONS

STRUCTURED DEPOSITS TERMS AND CONDITIONS STRUCTURED DEPOSITS TERMS AND CONDITIONS These Structured Deposits Terms and Conditions together with the applicable Term Sheet and Confirmation (as defined below) issued to you in respect of any Structured

More information

CLIENT FUTURES TRADING AGREEMENT S PROVISIONS. Effective from 15 April 2015

CLIENT FUTURES TRADING AGREEMENT S PROVISIONS. Effective from 15 April 2015 * CLIENT FUTURES TRADING AGREEMENT S PROVISIONS Effective from 15 April 2015 CONTENTS Clause Page 1. DEFINITIONS... 1 2. COMPLIANCE WITH LAWS AND REGULATIONS... 4 3. DEALING... 5 4. SETTLEMENT... 7 5.

More information

NAB Equity Lending. Facility Terms

NAB Equity Lending. Facility Terms NAB Equity Lending Facility Terms This document contains important information regarding the terms and conditions which will apply to your NAB Equity Lending Facility. You should read this document carefully

More information

Managed Fund Service. Terms and Conditions

Managed Fund Service. Terms and Conditions Managed Fund Service Terms and Conditions Important Information These are the Terms and Conditions for your Balkerne Asset Management Managed Fund Service. You are advised to read them carefully. The terms

More information

Asset Management Agreement

Asset Management Agreement 2598 Fortune Way, Suite G Vista, CA 92081 (760) 597-9255 fax (760) 597-9259 (800) 455-1288 www.prudentnetwork.com Asset Management Agreement Pursuant to the terms of this Agreement, (hereafter referred

More information

16 LC 37 2118ER A BILL TO BE ENTITLED AN ACT BE IT ENACTED BY THE GENERAL ASSEMBLY OF GEORGIA:

16 LC 37 2118ER A BILL TO BE ENTITLED AN ACT BE IT ENACTED BY THE GENERAL ASSEMBLY OF GEORGIA: Senate Bill 347 By: Senator Bethel of the 54th A BILL TO BE ENTITLED AN ACT 1 2 3 4 5 6 To amend Title 33 of the Official Code of Georgia Annotated, relating to insurance, so as to provide for extensive

More information

CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: AUSTRALIA MARKET ANNEX

CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: AUSTRALIA MARKET ANNEX CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: AUSTRALIA MARKET ANNEX IMPORTANT NOTICE CLSA Singapore Pte Ltd (ARBN 125 288 271, a company incorporated in Singapore) is permitted to provide certain financial

More information

(Informal Translation) Chapter One. General Provisions. 1- The deposit of securities with the Company or with any licensed entity;

(Informal Translation) Chapter One. General Provisions. 1- The deposit of securities with the Company or with any licensed entity; CAPITAL MARKET AUTHORITY (Informal Translation) Central Securities Depository and Registry Law No. 93 of 2000 Chapter One General Provisions Article 1 In this Law, the Company means a company licensed

More information

Options Activation Pack.

Options Activation Pack. Options Activation Pack. Activating your directshares account for trading Options Before starting to trade options, directshares requires clients to: y Complete and sign a Client Questionnaire to activate

More information

Scotia Investments Jamaica Limited. General Terms and Conditions for Investment Accounts

Scotia Investments Jamaica Limited. General Terms and Conditions for Investment Accounts Scotia Investments Jamaica Limited General Terms and Conditions for Investment Accounts October 2013 Table of Contents 1. Introduction... 1 2. Other Definitions You Need to Know... 2 3. A Summary of Your

More information

INDIVIDUAL CLIENT AGREEMENT AGILITY FOREX LTD INDIVIDUAL CLIENT AGREEMENT

INDIVIDUAL CLIENT AGREEMENT AGILITY FOREX LTD INDIVIDUAL CLIENT AGREEMENT INDIVIDUAL CLIENT AGREEMENT INDIVIDUAL CLIENT AGREEMENT The following terms and conditions apply to individuals who are transacting: for their own account, as a sole proprietor of a business, as a trustee

More information

Investment Advisory Agreement

Investment Advisory Agreement This Investment Advisory Agreement ( Agreement ) is entered into by and between ( Client ), SPC Financial (SPC) a U.S. Securities & Exchange Commission ( SEC ) Independent Registered Investment Adviser,

More information

TACTEX F1 PRIVATE EQUITY FUND LP SUMMARY OF PRINCIPAL TERMS

TACTEX F1 PRIVATE EQUITY FUND LP SUMMARY OF PRINCIPAL TERMS TACTEX F1 PRIVATE EQUITY FUND LP SUMMARY OF PRINCIPAL TERMS Certain terms and attributes of Tactex F1 Private Equity Fund LP (the Partnership ) are highlighted below. This summary is qualified in its entirety

More information

Options Activation Pack

Options Activation Pack Options Activation Pack Activating your E TRADE Australia account for trading Options Before starting to trade options, E TRADE Australia requires clients to: Complete and sign a Client Questionnaire covering

More information

RoodMicrotec N.V. (the Company) Warrant plan relating to the granting of warrants. (the Plan)

RoodMicrotec N.V. (the Company) Warrant plan relating to the granting of warrants. (the Plan) RoodMicrotec N.V. (the Company) Warrant plan relating to the granting of warrants (the Plan) certified by. 1. Introduction On 25 September 2013, the management board of the Company (the Management Board)

More information

Clause 1. Definitions and Interpretation

Clause 1. Definitions and Interpretation [Standard data protection [agreement/clauses] for the transfer of Personal Data from the University of Edinburgh (as Data Controller) to a Data Processor within the European Economic Area ] In this Agreement:-

More information

PRIME BROKERAGE CLEARANCE SERVICES AGREEMENT SIA FORM 151

PRIME BROKERAGE CLEARANCE SERVICES AGREEMENT SIA FORM 151 Legent Clearing Account Number PRIME BROKERAGE CLEARANCE SERVICES AGREEMENT SIA FORM 151 1 LC12 07/05 Customer Agreement for Prime Brokerage Clearance Services: Customer Name: Account Number: This Agreement

More information

China Connect/Shanghai-Hong Kong Stock Connect Terms and Conditions (these "Terms and Conditions")

China Connect/Shanghai-Hong Kong Stock Connect Terms and Conditions (these Terms and Conditions) China Connect/Shanghai-Hong Kong Stock Connect Terms and Conditions (these "Terms and Conditions") 1. INTERPRETATION 1.1 Terms and expressions used herein (including the Appendix hereto), unless the context

More information

SUNCORP GROUP LIMITED

SUNCORP GROUP LIMITED SUNCORP GROUP LIMITED ABN 66 145 290 124 EXEMPT EMPLOYEE SHARE PLAN TRUST DEED 5709273/1 TABLE OF CONTENTS 1. PURPOSE... 1 2. DEFINITIONS... 1 3. OPERATION OF THE PLAN... 4 4. HOW THE PLAN WORKS... 4 5.

More information

Options Activation Pack.

Options Activation Pack. Options Activation Pack. Activating your E TRADE Australia account for trading Options Before starting to trade options, E TRADE Australia requires clients to: Complete and sign a Client Questionnaire

More information

BROKERAGE AGREEMENT. THIS AGREEMENT is made on BETWEEN:

BROKERAGE AGREEMENT. THIS AGREEMENT is made on BETWEEN: BROKERAGE AGREEMENT THIS AGREEMENT is made on BETWEEN: Patria Finance, a.s., a company organized and existing under the laws of the Czech Republic, registered office: Jungmannova 745/24, 110 00 Prague

More information

CLEARING MEMBERSHIP AGREEMENT

CLEARING MEMBERSHIP AGREEMENT CLEARING MEMBERSHIP AGREEMENT DATED between LCH.CLEARNET LLC and LCH.CLEARNET LIMITED 17 State Street, 28th floor, New York, NY 10004 Telephone: +1 (212) 513-8282 Website: www.lchclearnet.com In consideration

More information

Advertising Terms & Conditions

Advertising Terms & Conditions Nova Entertainment Pty Ltd - Advertising Terms and Conditions This document sets out the terms and conditions which apply to the provision of advertising services by any radio station owned or operated

More information

Amendment and Consent No. 2 (Morris County Renewable Energy Program, Series 2011)

Amendment and Consent No. 2 (Morris County Renewable Energy Program, Series 2011) Execution Version Amendment and Consent No. 2 (Morris County Renewable Energy Program, Series 2011) by and among MORRIS COUNTY IMPROVEMENT AUTHORITY, COUNTY OF MORRIS, NEW JERSEY, U.S. BANK NATIONAL ASSOCIATION

More information

The Lender has agreed to provide the Borrower with an unsecured term loan. PARTIES (1) incorporated and registered in England and Wales

The Lender has agreed to provide the Borrower with an unsecured term loan. PARTIES (1) incorporated and registered in England and Wales Loan Agreement THIS AGREEMENT is dated The Lender has agreed to provide the Borrower with an unsecured term loan. PARTIES (1) incorporated and registered in England and Wales with company number,, whose

More information

Climb Investco, LLC, a Delaware limited liability company. Climb Credit, Inc., a Delaware Corporation

Climb Investco, LLC, a Delaware limited liability company. Climb Credit, Inc., a Delaware Corporation Amended and Restated Final Agreement of the Parties PARTIES Lender Manager Master Servicer School ELIGIBILITY Eligible Assets Eligible Schools TRANSACTION Transaction Term Survival Program Size Funding

More information

to make any delivery or accept any funds pursuant to a sale of Approved Investments; or

to make any delivery or accept any funds pursuant to a sale of Approved Investments; or DBS BANK LTD TERMS AND CONDITIONS GOVERNING CPF INVESTMENT ACCOUNT In these terms and conditions, you, your, yours refers to the CPF Member and his personal representatives and we, our, us refers to DBS

More information

UBS Electronic Trading Agreement Global Markets

UBS Electronic Trading Agreement Global Markets UBS Electronic Trading Agreement Global Markets Version: 1.1 November 2014 I. UBS ELECTRONIC TRADING AGREEMENT 1.1 UBS Limited ( UBSL ) provides an electronic trading service, which enables certain clients

More information

Investment Products Terms

Investment Products Terms Investment Products Terms CTC-0001 Version 11 (05/15) AW www.sc.com/sg/ Copyright 2015 Standard Chartered Bank (Singapore) Limited (Reg No. 201224747C). All rights reserved. Section 3: Investment Products

More information

2A. Investment Objective Definitions. Capital Preservation - a conservative investment strategy characterized by a desire to avoid risk of loss;

2A. Investment Objective Definitions. Capital Preservation - a conservative investment strategy characterized by a desire to avoid risk of loss; CUSTOMER ACCOUNT AGREEMENT This Customer Account Agreement (the Agreement ) sets forth the respective rights and obligations of Apex Clearing Corporation ( you or your or Apex ) and the Customer s (as

More information

Online Multi-Currency Account Application

Online Multi-Currency Account Application Online Multi-Currency Account Application Please use this application form to apply for an Online Multi-Currency Account. This account is issued by ANZ Bank New Zealand Limited ( Bank ), and managed by

More information

TERMS AND CONDITIONS FOR TRADING ACCOUNTS

TERMS AND CONDITIONS FOR TRADING ACCOUNTS Core Pacific - Yamaichi International (H.K.) Limited Core Pacific - Yamaichi Securities (H.K.) Limited Core Pacific - Yamaichi Futures (H.K.) Limited TERMS AND CONDITIONS FOR TRADING ACCOUNTS TABLE OF

More information

LEGAL SCHEME REGULATIONS

LEGAL SCHEME REGULATIONS LEGAL SCHEME REGULATIONS These Regulations came into force on 1 July 2014. 1 Introduction 1.1 These Regulations govern the Union s legal Scheme. The Rules of the Union set out your other rights and entitlements.

More information

ANZ Online Multi-Currency Account Application

ANZ Online Multi-Currency Account Application Please use this application form to apply for an Online Multi Currency Account. This account is issued by ANZ Bank New Zealand Limited ( Bank ), and managed by ANZ New Zealand Securities Limited ( ANZ

More information

HEALTH SAVINGS CUSTODIAL ACCOUNT AGREEMENT

HEALTH SAVINGS CUSTODIAL ACCOUNT AGREEMENT HEALTH SAVINGS CUSTODIAL ACCOUNT AGREEMENT Form 5305-C under section 223(a) of the Internal Revenue Code. FORM (December 2011) The account owner named on the application is establishing this health savings

More information

Each Swap Futures Contract shall include the relevant terms and conditions set out in Part II: Specific Standard Terms for Swap Futures Contracts

Each Swap Futures Contract shall include the relevant terms and conditions set out in Part II: Specific Standard Terms for Swap Futures Contracts SECTION TTT PART I: GENERAL CONTRACT TERMS TTT Section TTT: Swap Futures and related Options Contracts ( Swap Futures Contracts ) Each Swap Futures Contract shall include the terms and conditions described

More information

Pledged Cash Account Agreement

Pledged Cash Account Agreement Trading Agreement 6 Pledged Cash Account Agreement Nord Pool Spot AS Issued by Settlement Bank COPYRIGHT NORD POOL SPOT AS PLEDGED CASH ACCOUNT AGREEMENT NOTICE Please ensure that this document when executed

More information

Nationality: Passport No: Occupation: Tel No: Fax No: Email: Nationality: Passport No: Occupation: Tel No: Fax No: Email:

Nationality: Passport No: Occupation: Tel No: Fax No: Email: Nationality: Passport No: Occupation: Tel No: Fax No: Email: Foundation Order Form No. 35 Barrack Road, Suite 202, P.O. Box 2391, Belize City, Belize, C.A. 1. Jurisdiction 2. Foundation Name 1. a. Please give three (3) names, in order of preference: b. Purpose of

More information

STANDARD LAND PURCHASE AND SALE AGREEMENT [#505] (With Contingencies)

STANDARD LAND PURCHASE AND SALE AGREEMENT [#505] (With Contingencies) STANDARD LAND PURCHASE AND SALE AGREEMENT [#505] (With Contingencies) The parties make this Agreement this day of,. This Agreement supersedes and replaces all obligations made in any prior Contract To

More information

TERMS OF BUSINESS FROM ROYAL LONDON INCORPORATING OUR TRADING NAME SCOTTISH PROVIDENT

TERMS OF BUSINESS FROM ROYAL LONDON INCORPORATING OUR TRADING NAME SCOTTISH PROVIDENT For advisors only TERMS OF BUSINESS FROM ROYAL LONDON INCORPORATING OUR TRADING NAME SCOTTISH PROVIDENT Protection DOING BUSINESS TOGETHER 1. Our terms of business set out the conditions upon which we

More information