# Lecture 7,8 (Sep 22 & 24, 2015):Facility Location, K-Center

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1 ,8 CMPUT 675: Approximation Algorithms Fall 2015 Lecture 7,8 (Sep 22 & 24, 2015):Facility Location, K-Center Lecturer: Mohammad R. Salavatipour Scribe: Based on older notes 7.1 Uncapacitated Facility Location Problem Given a metric graph G = (V, E). There are a set of clients D V, each having a demand to be served and a set of facilities F V, each having an opening cost f i. Note that G is a weighted graph and the edges c ij denote the cost of going from j to i. i.e: if the client at j wants to get service at a facility located at i. The cost functions c ij are known to satisfy triangle inequality. Now we would like to open facilities at a set of locations F F to meet the demands of the clients, keeping in mind that the total cost, f i + (min i F c ij ) has i F j D to be minimized. We are going to develop an IP/LP formulation for the problem of metric uncapacitated facility location. Let us declare the variables y i {0, 1} for each facility i F that denotes if any facility i has been opened. Another binary variable x ij indicates if client j is served by facility i. The following will be the LP formulation for the primal. minimize i f i y i + i,j c j x ij subject to i x ij = 1 j D, y i x ij 0 x ij, y i 0 (7.1) The dual for this problem can be formulated as: maximize j subject to j v j w ij f i i F, v j w ij c ij w ij, v j 0 (7.2) Here, v j can be assumed to be the total cost the client j is charged, j D, which includes w ij, the cost contributed by client j to open the facility i, i F, j F. 7-1

2 7-2 Lecture 7,8: Sep 22 & 24, 2015 Lemma 7.1 If (x, y ) and (v, w ) are the optimal solutions to the primal and dual problems respectively, then x ij > 0 implies c ij vj. Proof: The proof can be derived from the complementary slackness condition: x ij > 0 implies v j w ij = c ij. Since w ij 0, we have c ij vj. Let (x, y ) be an optimal solution to the primal LP. For each client j D, we define the first neighborhood of j as N(j) = {i F x ij > 0} and the second neighborhood of j as N 2 (j) = {k D i N(j); x ik > 0}. We also define C j = c j x ij as the total cost for serving the client j in the optimal solution of the LP. We are going to i,j show that the following algorithm is a 3-approximation for the uncapacitated metric facility location problem. 3-Approximation Algorithm for Facility Location 1. Solve the Linear Program. Let (x, y ) and (v, w ) be the optimal solutions. 2. C D 3. K 0 4. while C do 5. K K Choose j k C which mimimizes v j + C j 7. Choose i N(j k ) with probability x ij k 8. Assign j k and all unassigned clients in N 2 (j k ) to i 9. C C \ {j k N 2 (j k )} Theorem 7.2 The above algorithm is a 3-approximation algorithm for uncapacitated facility location. Proof: Consider an arbitrary iteration k of the above algorithm. The expected cost of opening a facility at this instant is f i x ij k f i y i because of the LP constraint x ij y i. Moreover, when we pick the client j k and assign all unassigned clients in N 2 (j k ) to a facility i N(j k ), we form a partition of the facilities and purge all clients connected to facility i from being parsed in the (k + 1) th iteration. Thus, any facility i is chosen at most once in the lifetime of the algorithm. The total expected cost of opening facilities over all iterations is at most: k f i y i i F Now that we have bounded the cost of opening new facilities, let us try to bound the connection costs. Consider an iteration k. The expected cost of assigning j k to a facility i is c ijk x ij k = C jk. f i y i For any other client l N 2 (j k ) that is assigned to the facility i, the expected cost of serving l is at most: c hl + c hjk + i + i c ijk x ij k Using results from Lemma 7.1, c hl v l and c hjk v j k. Consequently, the cost of serving l, c il v l + v j k + C jk

3 Lecture 7,8: Sep 22 & 24, Since we pick j k as the minimizer of v p + C p in Step-6 of the algorithm, v j k + C jk v l + C l. Therefore, the expected cost of serving the client l, c il 2vl + C l Hence, the total expected costs over all such connections is at most: f i yi + j D(2v l + C j ) i F Since the value of optimal primal LP is f i yi + C j and the optimal dual LP has an optimal solution of i F j D, the total expected cost over all connections can be bounded by 3 times OPT. 2vl j D There are many different clustering problems one can consider. Some of the well studied and classical problems are the following. We will focus on the first two and present approximation algorithms for them. k-center: Input: A metric graph, G = (V, E) with edge costs c ij satisfying triangle inequality and a positive integer k 1. Goal: To find a subset S V of k centers to be open ( S = k) and assign each node to the nearest center in S such that minimizes max d(v, S), where d(u, S) = min d(u, s). v V s S k-median: Input: A metric graph, G = (V, E) with edge costs c ij satisfying triangle inequality and a positive integer k 1. Goal: To find a subset S V of k centers to open and assign each node to the neares open center whil minimizing d(v, S), where d(u, S) = min d(u, s). s S k-min-sum-radii: v V Input: A metric graph, G = (V, E) with edge costs c ij satisfying triangle inequality and a positive integer k 1. Goal: To find a subset S V of k centers and assign a radius r i for each center c i S to form a cluster (containing nodes within distance r i from c i ) which minimizes the sum of radiis of the clusters. Here, radii is defined as the maximum distance between the cluster center and any other vertex in the cluster. 7.2 Greedy Algorithm for k-center A 2-approximation greedy solution to the k-center problem is as follows:

5 Lecture 7,8: Sep 22 & 24, k-median problem Input - A complete graph G = (V, E) with set of clients D V and facilities F V - c ij is the cost of assigning location j to a facility at location i (and this cost function is metric) - k - the maximal number of facilities we can open. Goal: find F F, where F k, to open, s.t. the assignment cost is minimized: min d(j, F ) = kmed(f ). Without loss of generality, we can assume that F = k. As in the k-center problem, we assume that the distance matrix is symmetric, satisfies triangle inequality, and has zeros on the diagonal. We present a local search algorithm for k-median problem with good approximation ratio. For every subset F F we use kmed(f ) to denote the cost of the solution if set F is chosen. Local search algorithm 1. Start from an arbitrary F with F = k 2. On each iteration see see if swapping a facility in F with one in F F improves the solution 3. Iterate until no single swap yields a better solution j N Figure 7.1: Local search algorithm for k-median problem Theorem 7.6 If F is a local optimum and F is a global optimum, then kmed(f ) 5kmed(F ) Proof: Our proof is based on Simpler Analyses of Local Search Algorithms for Facility Location by Gupta and Tangwongsan (arxiv: ). The proof will focus on constructing a set of special swaps. These swaps will all be constructed by swapping into the solution location i in F and swapping out of the solution one location i in F. Each i S will participate in exactly one of these k swaps, and each i F will participate in at most 2 of these k swaps. We will allow the possibility that i = i, and hence the swap move is degenerate, but clearly such a change would also not improve the objective function of the current solution, even if we change the corresponding assignment. For any two points i, j we use d(i, j) to refer to the distance between these two points, i.e. c ij. Let φ : F F be a mapping that maps each f F to the nearest facility in F, i.e. d(f, φ(f )) d(f, f) for all f F. Let R F be those that have at most one f F mapped to them. Now we define a set of k pairs of potential swaps: S = {(v, f ) R F } such that: 1. f F, it appears in exactly one pair (v, f ) S. 2. each node r R with φ 1 (r) = appears in at most two swaps. 3. each nodr r R with φ 1 (r) = f appears only in one swap. How to build this set S? for each r R with in-degree 1 we add pairs (r, φ 1 (r)) to S. Let F1 be those of F that are matched this way. Other facilities in R have in-degree zero; let us call this set R 0. Note that F \ F 1 2 R 0.

6 7-6 Lecture 7,8: Sep 22 & 24, 2015 Figure 7.2: An example of mapping φ : F F Now we can add other pairs by arbitrarily matching each node of R 0 with at most two in F \ F 1. Observation: For any pair (r, f ) S and f F with f f: φ( f ) r. We use the fact that none of these potential swaps (in S) are improving to derive a bound on the cost of local optimum. Suppose that σ : D F and σ : D F are mappings of clients to facilities in the local optimum and global optimum, respectively. For each j D, let O j = d(j, F ) = d(j, σ (j)) be the cost of connecting j in the optimum solution and A j = d(j, F ) = d(j, σ(j)) be its cost in the local optimum. We use N (f ) = {j σ (j) = f, f F } to denote those assigned to f in the optimum solution and N(f) = {j σ(j) = f, f F } to denote those assigned to f in the local optimum. Lemma 7.7 For each swap (r, f ) S: kmed(f + f r) kmed(f ) (O j A j ) + 2O j. j N (f ) j N(r) Proof: Suppose we do the swap (r, f ) and let s see how much the cost increases (note that since we are at a local optimum, this must be the case). We can upper bound this by giving a specific assignment of clients to facilities. Clearly the optimum assignment of clients to facilities cannot cost more than this: each client of N (f ) is assigned to f each client j N(r) \ N (f ) is assigned by the following rule: suppose f f = φ( f ). Note that f r. = σ(j); we assign j to the assignment of all other clients remain unchanged. For each j N (f ) the change in cost is exactly O j A j ; summing this over all j N (f ) gives the first term on the RHS. For j N(r) \ N (f ), the change in cost is: d(j, f) d(j, r) d(j, f ) + d( f, f) d(j, r) using triangle inequality d(j, f ) + d( f, r) d(j, r) since f is closest to f d(j, f ) + d(j, f ) using triangle inequality = 2O j Thus, summing up the total change for all these clients is at most: j N(r)\N (f ) 2O j j N(r) 2O j. Now we use this lemma and sum over all pairs (r, f ) S. Note that each f F appears exactly once and each r R F appears at most twice. Therefore:

7 Lecture 7,8: Sep 22 & 24, (kmed(f + f r) kmed(f )) 2O j (r,f ) S f F j N (f )(O j A j ) + 2 r R cost(f ) cost(f ) + 4cost(F ) j N(r) This implies that cost(f ) 5cost(F ). Note that the running time of this algorithm is not necessarily polynomial. To get polynomial time algorithm we only consider swaps which improve the cost by a factor of at least (1 + δ) for some δ > 0. So when the algorithm stops we are in an almost locally optimum solution, i.e. each potential swap can only improve by a factor of smaller than 1 + δ. Then essentially the same analysis shows that the approximation ratio of the algorithm is at most 5(1 + δ) which is 5 + ɛ for sufficiently small ɛ > 0. If the objective value is M for the optimum solution then the algorithm takes at most O(log 1+δ M) steps to arrive at a locally optimum solution which is polynomial. Improvment using t-swaps: A similar anaylsis shows that if one considered all t-swaps (instead of just 1-swaps) for a constant value of t at each step then the local search has a ratio of t.

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