COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS"

Transcription

1 COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS Leah R. Bennett, CFA, CIC Managing Director and CIO King Investment Advisors Leah R. Bennett is a portfolio manager and investment analyst for King Investment Advisors, Inc. She has been with KING seventeen years and has twenty years of experience in the investment business. Leah, a CFA charterholder and a Chartered Investment Counselor, is a graduate of Texas A&M University with a B.S. in Economics. Before joining KING, Leah was a research analyst for Capital Research & Management in Los Angeles. Currently, Leah is Managing Director and Chief Investment Officer for KING, as well as a member of the firm s Investment Advisory Group. She is the incoming CFA Institute Presidents Council Representative for the South Central United States, Latin and South America Region, and is a former President and Director of the CFA Society of Houston. Leah is a member of the CFA Institute and co-founder of the CFA Institute-Texas Investment Research Challenge, having formerly served as Chairman of the organization s education committee. Leah serves on the M. A. Wright Fund Oversight Board, Jesse H. Jones Graduate School of Management, Rice University. She is also a Texas Angel for the Texas Wall Street Women. Roddy Cummins, CFA Sr. Vice President, Chief Investment Officer GuideStone Rodric Cummins joined GuideStone in 1998 as Executive Officer, Investment Services. He is responsible for overseeing the investment management process of GSCM, a registered investment advisor providing advisory services to GuideStone and GuideStone Funds; as well as other investment advisory clients. He is a member of GuideStone s Investment Strategy Group and chairs GuideStone s Committee on Socially Responsible Investing. Prior to joining GuideStone, Mr. Cummins spent 14 years at the Baptist Foundation of Texas where he was Senior Vice President and Chief Investment Officer, specializing in the management of endowment and planned giving assets. He began his career as a financial analyst at Mobil Oil Company. He is a member of the CFA Society of Dallas-Fort Worth s Strategic Advisory Board and the National Society of Institutional Investment Professionals Texas Advisory Board. Mr. Cummins earned his Bachelor of Business Administration in Finance with honors from Texas A&M University and is a CFA charterholder. His professional affiliations include the CFA Institute, the CFA Society of Dallas-Fort Worth and the Dallas Chapter of the Society of Pension Professionals.

2 Marla L. Harkness, CFA, CEBS Presidents Council Chair, CFA Institute Senior Portfolio Manager, TIAA-CREF Marla Harkness, CFA, is presently Senior Portfolio Manager at TIAA-CREF in Pasadena, California. She has over 30 years of experience in the asset management business, having served as Co-Director of Wealth Management at Pacific Income Advisers Inc., in Santa Monica, California, Portfolio Manager and Chief Compliance Officer at Financial Management Advisors Inc. and Director of Equity Investments and Director of Research at Oakwood Capital Management, a firm she co-founded. Earlier experience included Wells Fargo Investment Advisors, where Marla managed the firm s institutional accounts in Southern California. During her career, she has managed a Core equity fund and co-managed an Equity Income Fund, a growth mutual fund and a convertibles fund. Marla holds a BA from Pennsylvania State University, a MBA from UCLA and a JD from Whittier College School of Law. She is a Chartered Financial Analyst and a Certified Employee Benefit Specialist. Marla is a former president of CFA Society Los Angeles, was a CFA Program grader for 14 years, served on the CFA Program Council of Examiners, was Vice Chair of CFA Institute s Private Client Task Force, was Presidents Council Representative for the Western U.S. Region and is currently in her third year as Presidents Council Chair for CFA Institute. Brian McManus, CFA Chief Investment Officer Emeritus Westwood Management Mr. McManus earned a BSME from Rensselaer Polytechnic Institute, an MBA from Harvard University and a J.D. from Suffolk University. He served four years in the U.S. Navy Civil Engineer Corps as an officer, with duty in Guantanamo, Laos, Thailand and Iwo Jima. During his distinguished career, Mr. McManus has held portfolio management, advisory and director of research positions at a number of firms. Some of these include Bass Brothers Enterprises, Q Investments, the Anne Burnett and Charles D. Tandy Foundation, the Hamilton Management Company of Denver and Westwood Management Company of Dallas. Mr. McManus is a past president of the Denver Society of Security Analysts, the Fort Worth Harvard Business School Club and the Rensselaer Polytechnic Institute Alumni Association. Currently he serves on the DFW CFA Advisory Board, the Advisory Board of Smith Asset Management Group and The John G. & Marie Stella Kenedy Memorial Foundation. He earned his CFA Charter in 1973.

3 Dan Meader, CFA, CPA Founder and Managing Partner, Trinity Private Equity Group Past Chair, CFA Institute Board of Governors Daniel S. Meader, CFA, CPA currently serves at the founder and managing partner of Trinity Private Equity Group, LP, a private equity investment firm based in Southlake, Texas. For the past 13 years, Trinity Private Equity Group (formerly Trinity Advisory Group, LP) has invested in and focused on making direct private equity investments in both operating companies and direct purchase real estate. The firm focuses on small-cap private equity and direct investing in real estate and currently manages 19 companies in its $250 million portfolio of assets. Prior to starting Trinity Private Equity Group in 1999, Mr. Meader served as an executive vice president for Tara Capital Partners, LP, a hedge fund focused on investing and trading in retail and restaurant-oriented public securities. While at Tara Capital Partners, Mr. Meader was involved in both the investment management of the equity portfolio and fundraising. From 1989 to 1997, Mr. Meader worked for Sowell & Co. (or its affiliates) a mid-sized leveraged buyout firm based in Dallas, Texas. While there, he served in various capacities, including interim Chief Financial Officer and Director of three different portfolio investments. Mr. Meader began his career at InterFirst Bank of Dallas (now Bank of America), and joined the Corporate Banking Group in From 1987 to 1989, Mr. Meader worked for ABQ Capital Markets and co-managed a portfolio of high-yield bonds and preferred stocks, building the portfolio of over 30 different securities. While at ABQ, Mr. Meader was instrumental in developing credit underwriting standards and portfolio monitoring tools for investments. A graduate of Southern Methodist University (cum laude), Mr. Meader received his Chartered Financial Analyst (CFA) designation in 1991 and became a Certified Public Accountant (CPA) in Mr. Meader currently serves as a member of the Board of Governors of the CFA Institute and is the immediate past Chairman of the Institute. He also serves on the Executive Committee and is currently serving as Chair of the Nominating Committee. Mr. Meader formerly chaired the Board of Governors, External Relations and Volunteer Involvement Committee and Presidents Council at CFA Institute. In addition, he serves on the board of directors for the Dallas/Fort Worth CFA Society and on several Trinity portfolio company boards.

4 Tom Stringfellow, CFA, CPA, CFP President Frost Investment Advisors Tom L. Stringfellow is the chief investment officer for the Frost Wealth Advisors, a division of Frost Bank, and president of Frost Investment Advisors, LLC. In these roles, Tom oversees all mutual fund and institutional portfolio management activities, research and trading for Frost s investment management entities, and serves as a fund manager for Frost Investment Advisors Growth Equity Fund. Since joining Frost in 1980, Tom has been active in the local and national investment community. He speaks regularly at regional investment conferences and lectures at St. Mary s University in San Antonio and the University of Texas at San Antonio. The co-author of a nationally published article about asset allocation, Tom is also a regular contributor to Frost Investment Advisors quarterly client newsletter. His service to a number of professional organizations includes an assignment as chairman of the Investments Committee and an appointment to the National Council, both for the American Institute of Certified Public Accountants. Also a volunteer for the CFA Institute, Tom has served on the organization s Financial Accounting Policies Committee and as president of its San Antonio affiliate CFA society. He is also a past president of the San Antonio Business and Economics Society, a local chapter of the National Association for Business Economics, a professional association for business economists and those who use economics in the workplace. Tom earned a Bachelor of Arts degree in Business Administration from Texas State University (formerly Southwest Texas State University), a Master of Arts degree in economics from St. Mary s University and a Master of Business degree from Texas A&M University Corpus Christi (formerly Texas A&I University). Augmenting his professional experience, Tom has earned the CERTIFIED FINANCIAL PLANNER certification and the Certified Public Accountant certification and is a holder of the right to use the Chartered Financial Analyst designation.

5 COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS

CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST US HOSTS

CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST US HOSTS CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST US HOSTS Leah R. Bennett, CFA, CIC Co-Chief Investment Officer South Texas Money Management Leah R. Bennett, CFA joined South Texas Money Management in 2013 and

More information

2012 IRC ORAL PANEL INVESTMENT RESEARCH CHALLENGE TEXAS

2012 IRC ORAL PANEL INVESTMENT RESEARCH CHALLENGE TEXAS 2012 IRC ORAL PANEL INVESTMENT RESEARCH CHALLENGE TEXAS. Donald W. Hultgren CFA Sterne Agee Donald W. Hultgren is affiliated with the Sterne Agee investment banking firm in Birmingham Alabama. He offices

More information

OUR SPONSORS. South Florida Hedge Funds 2011 Industry Outlook. The Miami Finance Forum. Presents A Panel Discussion on.

OUR SPONSORS. South Florida Hedge Funds 2011 Industry Outlook. The Miami Finance Forum. Presents A Panel Discussion on. OUR SPONSORS The Miami Finance Forum Presents A Panel Discussion on South Florida Hedge Funds 2011 Industry Outlook Our Panelists: About the Miami Finance Forum The Miami Finance Forum is a non-for-profit

More information

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement Form ADV Part 2B Brochure Supplement March 17, 2016 Website: www.tfcfinancial.com E-mail: info@tfcfinancial.com This Brochure Supplement provides information about Jane Taubner Barney, Kathleen A. Chianca,

More information

Firm Brochure Supplement (Part 2B of Form ADV) March 9, 2015

Firm Brochure Supplement (Part 2B of Form ADV) March 9, 2015 NORTHEAST INVESTMENT MANAGEMENT, INC. INVESTMENT ADVISORS AND TRUSTEES 100 High Street, Suite 1000 Boston, Massachusetts 02110-2301 (617) 523-3588 Phone (617) 523-5412 Facsimile www.northeastinvest.com

More information

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement Form ADV Part 2B Brochure Supplement May 19, 2014 Website: www.tfcfinancial.com E-mail: info@tfcfinancial.com This Brochure Supplement provides information about Jane Taubner Barney, Kathleen A. Chianca,

More information

July 29, 2015. CULLEN/FROST ANNOUNCES EXECUTIVE LEADERSHIP TRANSITION Dick Evans to Retire March 31, 2016; Phil Green to Succeed as Chairman and CEO

July 29, 2015. CULLEN/FROST ANNOUNCES EXECUTIVE LEADERSHIP TRANSITION Dick Evans to Retire March 31, 2016; Phil Green to Succeed as Chairman and CEO N E W S R E L E A S E July 29, 2015 CULLEN/FROST ANNOUNCES EXECUTIVE LEADERSHIP TRANSITION Dick Evans to Retire March 31, 2016; Phil Green to Succeed as Chairman and CEO SAN ANTONIO Cullen/Frost Bankers,

More information

ORGANIZATION OVERVIEW

ORGANIZATION OVERVIEW Synovus Investment Advisors, Inc. ORGANIZATION OVERVIEW Investment products and services provided by Synovus are offered through Synovus Investment Advisors, Inc., Synovus Securities, Inc., Synovus Trust

More information

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement Form ADV Part 2B Brochure Supplement May 12, 2015 Website: www.tfcfinancial.com E-mail: info@tfcfinancial.com This Brochure Supplement provides information about Jane Taubner Barney, Kathleen A. Chianca,

More information

Stellar Capital Management, LLC

Stellar Capital Management, LLC Stellar Capital Management, LLC 2200 East Camelback Road, Suite 130 Phoenix, Arizona 85016 602.778.0307 Form ADV Part 2B The Brochure Supplement March 25, 2015 This Brochure Supplement provides information

More information

Brian K. Stickney, CFA, CFP

Brian K. Stickney, CFA, CFP Item 1 - Cover Page Brochure Supplement for Brian K. Stickney, CFA, CFP CRD# 2217162 Ironridge Wealth Management, LLC 100 Galleria Parkway Suite 1130 Atlanta, GA 30339 (770) 635-1925 www.ironridgewealth.com

More information

July 2004 November 2005

July 2004 November 2005 July 2004 November 2005 Our firm has been growing and changing over the years and many of you have not had the opportunity to meet all the employees of Private Wealth Management. Over the next several

More information

Biographies THEO A. KOLOKOTRONES JOEL P. FRIED ALFRED W. MORDECAI M. MOHSIN ANSARI

Biographies THEO A. KOLOKOTRONES JOEL P. FRIED ALFRED W. MORDECAI M. MOHSIN ANSARI THEO A. KOLOKOTRONES Chairman, Director, Portfolio Manager, and Principal, Co-Chief Executive Officer and Portfolio Manager, Mr. Kolokotrones co-founded in September 1983. He spent six years at Capital

More information

This brochure has not been approved by the Securities and Exchange Commission (SEC), nor any state securities authority.

This brochure has not been approved by the Securities and Exchange Commission (SEC), nor any state securities authority. The Program Works, Inc. (dba TPW Financial, Inc.) 450 Lexington Street, Suite 203 Newton, MA 02466 Contact: Chitra R. Staley, CEO&CIO 617-614-9889 cstaley@tpwfinancial.com www.tpwfinancial.com Date of

More information

Ric Andersen Partner, Peak Equity

Ric Andersen Partner, Peak Equity Ric Andersen Partner, Peak Equity Image API EnterpriseDB Vertex G5 American Public Education Barra Foundation Ric Andersen joined PeakEquity Partners as a Partner in 2015. Ric leverages over 30 years of

More information

Howard Aschwald, CFA Description of Business: Personal Information: Peter Bogardus, Jr. Description of Business: Personal Information:

Howard Aschwald, CFA Description of Business: Personal Information: Peter Bogardus, Jr. Description of Business: Personal Information: Investment Advisors Howard Aschwald, CFA Quantum Capital Management, 311 California Street, Suite 510, San Francisco, CA 94104 Phone: 415.927.8430 Fax: 415.927.8433 Web Site: www.quantumcap.com Description

More information

Biographies. Blair Anderson. Paul Catt-Camfield FINANCIAL ADVISER SERVICES

Biographies. Blair Anderson. Paul Catt-Camfield FINANCIAL ADVISER SERVICES FINANCIAL ADVISER SERVICES Blair Anderson Senior Associate Blair is part of Dimensional s financial adviser services business in Europe. In his role as senior associate, Blair works closely with regional

More information

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser.

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. BRAD MCMILLAN, CFA Vice President, Chief Investment Officer As vice president and chief investment officer, Brad leads the Investment Research and Products departments, which incorporates several individual

More information

CURRICULUM VITAE MARK C. HIGGINS, ASA

CURRICULUM VITAE MARK C. HIGGINS, ASA Established 1980 CURRICULUM VITAE MARK C. HIGGINS, ASA, is President of Higgins, Marcus & Lovett, Inc., a business valuation firm based in Los Angeles, California. The firm conducts valuation studies of

More information

Audit committee forum*

Audit committee forum* Ashok Bakhru Chairman of the Board Goldman Sachs Group of Mutual Funds Ashok Bakhru is President of ABN Associates, a management and financial consulting firm working with mid-size firms. Ashok served

More information

Biography Investment Professionals Large Cap Core Team

Biography Investment Professionals Large Cap Core Team Large Cap Core Team Daniel J. Manion, CFA Senior Director of Equity Research Sentinel: 1993 Dan joined Sentinel in 1993 and is director of equity research as well as a portfolio manager for the Sentinel

More information

Steve Smith Founder, CEO and CIO

Steve Smith Founder, CEO and CIO Steve Smith Founder, CEO and CIO Began working in the industry in 1977. Joined Smith Asset Management in 1995. BS, University of Alabama MBA, University of Alabama Wachovia 1973-1983, VP of Investments

More information

TAYLOR SENIOR PARTNER

TAYLOR SENIOR PARTNER Brochure Supplement (Part 2B of Form ADV) Dated October, 2011 This Brochure Supplement of the ADV II, filed with the SEC on April 29, 2011, provides information on the partners and employees of, 832 Camino

More information

Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262

Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262 January 25, 2013 Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262 Little Rock Office 400 W. Capitol Avenue Little Rock, AR 72203-3217 501.375.5200 www.bkdwa.com Advisors

More information

Wealth Management Built on Integrity and Experience

Wealth Management Built on Integrity and Experience Wealth Management Built on Integrity and Experience How Successful Portfolios Can Help You Prepared March 1, 2011 www.successfulportfolios.com 300 South Duncan Avenue, Suite 166 Clearwater, FL 33755 (800)

More information

Investment Advisors Howard Aschwald, CFA John Baxman, CFP Jennifer M. Butters, AAMS Joe Caldwell, CFA, D.Min.

Investment Advisors Howard Aschwald, CFA John Baxman, CFP Jennifer M. Butters, AAMS Joe Caldwell, CFA, D.Min. Investment Advisors Howard Aschwald, CFA Quantum Capital Management, 770 Tamalpais Drive, Ste. 204, Corte Madera, CA 94925 Phone: 415.927.8430 Fax: 415.927.8433 Website: www.quantumcap.com Email: haschwald@quantumcap.com

More information

Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262

Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262 October 1, 2013 Dallas Office 14214 Dallas Parkway Suite 1100 Dallas, TX 75254-2961 972.702.8262 Little Rock Office 400 W. Capitol Avenue Little Rock, AR 72203-3217 501.375.5200 www.bkdwa.com Advisors

More information

PORTFOLIO MANAGEMENT TEAM

PORTFOLIO MANAGEMENT TEAM PORTFOLIO MANAGEMENT TEAM J. Brian Henderson, CFA President of Cavanal Hill Investment Management Brian Henderson oversees the taxable fixed income, tax-free fixed income and the equity management teams

More information

2015 Real Estate Industry Update A landscape for change: Transforming for the future

2015 Real Estate Industry Update A landscape for change: Transforming for the future 2015 Real Estate Industry Update A landscape for change: Transforming for the future December 16, 2015 Welcome Welcome to Deloitte s 2015 real estate industry update The real estate industry has been on

More information

Traff Asset Management BROCHURE SUPPLEMENTS ADV PART II

Traff Asset Management BROCHURE SUPPLEMENTS ADV PART II BROCHURE SUPPLEMENTS BROCHURE SUPPLEMENT JASON D. TRAFF This Brochure Supplement provides information about Jason D. Traff that supplements the Traff Asset Management ADV Part II Brochure. If you have

More information

Additional information about TPW Financial also is available on the SEC s website at www.adviserinfo.sec.gov.

Additional information about TPW Financial also is available on the SEC s website at www.adviserinfo.sec.gov. The Program Works, Inc. (dba TPW Financial) 450 Lexington Street, Suite 203 Newton, MA 02466 Contact: Chitra R. Staley, CEO&CIO 617-614-9889 cstaley@tpwfinancial.com www.tpwfinancial.com Date of Brochure:

More information

BRIAN R. KORB, PhD, CFA, CFP

BRIAN R. KORB, PhD, CFA, CFP BRIAN R. KORB, PhD, CFA, CFP ACADEMIC POSITIONS: 2002 Present TRINITY WESTERN UNIVERSITY, School of Business, Langley, BC Assistant Professor of Finance Direct the finance curriculum for the largest Christian

More information

Vision Capital Management, Inc. Form ADV Part 2B Brochure Supplements on Our Advisory Employees April 29, 2016

Vision Capital Management, Inc. Form ADV Part 2B Brochure Supplements on Our Advisory Employees April 29, 2016 Vision Capital Management, Inc. on Our Advisory Employees April 29, 2016 Vision Capital Management, Inc. 1 April 29, 2016 [Page intentionally left blank] Vision Capital Management, Inc. 2 April 29, 2016

More information

Success on Your Terms. How We Help You Achieve Your Financial Goals

Success on Your Terms. How We Help You Achieve Your Financial Goals Success on Your Terms How We Help You Achieve Your Financial Goals The Stone Group at Morgan Stanley One PPG Place, Suite 1300 Pittsburgh, PA 15222 Visit Our Team Website: www.morganstanleyfa.com/thestonegroup

More information

Partnervest Financial Group

Partnervest Financial Group Partnervest Financial Group COMPANY PROFILE We help Advisors and their clients navigate change in a complex environment 888-991-9969 www.partnervest.com COMPANY PROFILE Partnervest creates strong client

More information

CDRC Leverages U.S. Foreign Investor Program

CDRC Leverages U.S. Foreign Investor Program UPDATE CDRC Leverages U.S. Foreign Investor Program US Customs and Immigration Service (USCIS) allocates 10,000 VISAs annually to foreign nationals who invest a minimum of $500k thru a Regional Center

More information

UVIMCO : Welcome LEONARD W. SANDRIDGE

UVIMCO : Welcome LEONARD W. SANDRIDGE Page 1 BOARD OF DIRECTORS JOHN O. WYNNE MEETING DATES UVIMCO Board Chairman, Executive Committee Chairman Retired President and Chief Executive Officer of Landmark Communications, Inc. (in Norfolk, Virginia

More information

Smith A. Brownlie III, CPA

Smith A. Brownlie III, CPA Brownlie & Braden, LLC, provides services specifically addressing the needs of individuals and families that have accumulated significant wealth. Our approach to providing these services is sensitive to

More information

BRYAN T. FORMAN 112 E. Line Street; Suite 310 Tyler, Texas 75702

BRYAN T. FORMAN 112 E. Line Street; Suite 310 Tyler, Texas 75702 BRYAN T. FORMAN 112 E. Line Street; Suite 310 Tyler, Texas 75702 Telephone: 903.597.2221 Email: bryan@bryanforman.com Digital 903.520.6786 Web: www.bryanforman.com CAREER HISTORY Present: THE FORMAN LAW

More information

KBB Wealth Management

KBB Wealth Management KBB Wealth Management KBB Wealth Management Todd C. Kelly, CFP, CIMA Senior Vice President Sr. Investment Management Consultant Matt J. Bridge, CFP Senior Vice President Sr. Investment Management Consultant

More information

Welcome to The Show Me Forum on Investing for ESOPs. Sponsored By:

Welcome to The Show Me Forum on Investing for ESOPs. Sponsored By: Welcome to The Show Me Forum on Investing for ESOPs Sponsored By: 1 Investing for ESOPs Forum Video Access Part I: Repurchase Obligation Forecasting Basics Part II: Repurchase Obligation Policy Impacts

More information

Leading $700 Million Denver, CO- Based Wealth Management Team, Cardan Capital Partners, Launches as an Independent Advisory Firm

Leading $700 Million Denver, CO- Based Wealth Management Team, Cardan Capital Partners, Launches as an Independent Advisory Firm Media Contact sallycates@dynastyfinancialpartners.com 212-373- 1000 Leading $700 Million Denver, CO- Based Wealth Management Team, Cardan Capital Partners, Launches as an Independent Advisory Firm NEW

More information

Liberty Energy. Powering America s Future

Liberty Energy. Powering America s Future Liberty Energy Powering America s Future Disclaimer: There are no guarantees about the future performance of the stock market or our stock. Before you invest in any security, you can protect yourself by

More information

Contact Princeton Global Asset Management

Contact Princeton Global Asset Management About Princeton Global Asset Management Princeton Global Asset Management furnishes continuous investment advice to Clients based on their individual needs. We provide US, International and Global investment

More information

Morgan Stanley. R & R Partners. 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031. www.morganstanleyfa.com/rudowramos

Morgan Stanley. R & R Partners. 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031. www.morganstanleyfa.com/rudowramos R & R Partners 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031 www.morganstanleyfa.com/rudowramos 0 Table of Contents Our Mission Page 2 Wealth Management Page 3 Why R and R Partners? Page

More information

TRADITIONAL VALUES. INVESTMENT INSIGHT.

TRADITIONAL VALUES. INVESTMENT INSIGHT. History Organized by the Partners of Alex. Brown & Sons. ABR was established in 1972 to originate real estate investments for the partners and clients of Alex. Brown & Sons (formerly the oldest investment

More information

Presentation to California Probate Referee Convention Roger Winsby, President Axiom Valuation Solutions

Presentation to California Probate Referee Convention Roger Winsby, President Axiom Valuation Solutions Valuing Small Businesses for Estate Purposes Small Does Not Mean Simple Presentation to California Probate Referee Convention Roger Winsby, President Axiom Valuation Solutions Roger M. Winsby President

More information

Quantitative Investing

Quantitative Investing Moderator Larry Pohlman Director of Research and Co CIO I ALR Quantitative Research and Investment Management Mr. Pohlman was the Chief Investment Officer at BNP Paribas Quantitative Strategies. His team

More information

She earned a BBA degree from Wilfrid Laurier University, Ontario, Canada, with an emphasis in finance and a minor in economics.

She earned a BBA degree from Wilfrid Laurier University, Ontario, Canada, with an emphasis in finance and a minor in economics. June 12, 2014 In accordance with the Bylaws, notice of the Annual Meeting of the Members of CFA Society Los Angeles, Inc. to be held 5:30 PM PDT on Wednesday, July 9, 2014, at the Beverly Wilshire Hotel,

More information

ITEM 1- COVER PAGE Peter S. Alwardt EisnerAmper Wealth Advisors LLC 750 Third Avenue, New York, New York 11017 212-891-6932

ITEM 1- COVER PAGE Peter S. Alwardt EisnerAmper Wealth Advisors LLC 750 Third Avenue, New York, New York 11017 212-891-6932 ITEM 1- COVER PAGE Peter S. Alwardt EisnerAmper Wealth Advisors LLC 750 Third Avenue, New York, New York 11017 212-891-6932 http://www.eisneramper.com/services/personal_wealth_advisors/investment_advisory_services/

More information

Introduction to Financial Architects

Introduction to Financial Architects Introduction to Financial Architects We are a registered investment advisory firm providing financial planning and wealth management services to private clients in metro-atlanta, across the United States,

More information

The Korbell Group at Morgan Stanley Smith Barney. Managing Your Wealth Growing Our Relationship

The Korbell Group at Morgan Stanley Smith Barney. Managing Your Wealth Growing Our Relationship The Korbell Group at Morgan Stanley Smith Barney Managing Your Wealth Growing Our Relationship By combining the experience and skills of the Korbell Group at Morgan Stanley Smith Barney, we deliver tailored

More information

Form ADV Part 2B Brochure Oxbow Advisors, LLC

Form ADV Part 2B Brochure Oxbow Advisors, LLC Form ADV Part 2B Brochure Oxbow Advisors, LLC Main Office 800 N. Shoreline Blvd Ste 2200 Corpus Christi, Texas 78401 361-692-1296 June 2, 2014 Supervised Persons: James Bain, Erik Cohen, Thomas Crain,

More information

Plenary: Compliance and Legal Trends Tuesday, May 24 4:15 p.m. 5:15 p.m.

Plenary: Compliance and Legal Trends Tuesday, May 24 4:15 p.m. 5:15 p.m. Plenary: Compliance and Legal Trends Tuesday, May 24 4:15 p.m. 5:15 p.m. Join us for a special session with senior leaders as they discuss key issues affecting the regulatory landscape. Panelists will

More information

Master of Science in Wealth Management The Charles H. Kellstadt Graduate School of Business

Master of Science in Wealth Management The Charles H. Kellstadt Graduate School of Business Master of Science in Wealth Management The Charles H. Kellstadt Graduate School of Business Committed to a Career in Wealth Management? Find us on the web at: http://finance.depaul.edu/cfs/ms_wealth_management/

More information

Rebecca Gruss Partner, Deloitte & Touche LLP rgruss@deloitte.com

Rebecca Gruss Partner, Deloitte & Touche LLP rgruss@deloitte.com JOSEPH J. BOEHM, III Senior Vice President Retail Leasing 1026 Terminal Tower 50 Public Square Cleveland, OH 44113 Tele (216) 416-3430 Fax (216) 263-6210 E-mail: joseph_boehm@fceinc.com Joseph J. Boehm,

More information

FPA Questions to ask your Financial Planner

FPA Questions to ask your Financial Planner FPA Questions to ask your Financial Planner Designations & Licenses What licenses do you hold? Jim Oliver, CPA/PFS, CFP o Certified Public Accountant (Texas# 18713) o Investment Advisor Representative

More information

Form ADV Brochure Supplement

Form ADV Brochure Supplement Cover page Form ADV Brochure Supplement 500 North Franklin Turnpike, Suite 212 Ramsey, New Jersey 07446 P: 201-447-5850 F: 201-447-5808 www.regencywealth.com Revised March 17, 2015 T his Brochure Supplement

More information

The Peachtree Group at Morgan Stanley

The Peachtree Group at Morgan Stanley The Peachtree Group at Morgan Stanley 3280 PEACHTREE RD NE SUITE 1900 ATLANTA, GA 30305 404-266-6390 / MAIN 877-386-5767 / TOLL-FREE 404-601-5471 / FAX http://fa.smithbarney.com/thepeachtreegroupsb/ index.htm

More information

Guild Mortgage Depth and Breadth of Skills, Experience Define the Management Team

Guild Mortgage Depth and Breadth of Skills, Experience Define the Management Team FOR IMMEDIATE RELEASE October 17, 2012 Guild Mortgage Depth and Breadth of Skills, Experience Define the Management Team Leadership Team Backgrounder Guild Mortgage s leadership team sets the tone for

More information

Corporate Bond Strategy

Corporate Bond Strategy Corporate Bond Strategy FIRM OVERVIEW Established more than a decade ago by the former CIO of a major money manager and a research analyst in Buffalo, NY. $650 million in AUM for private clients, foundations,

More information

What Happens to MLPs When Interest Rates Rise?

What Happens to MLPs When Interest Rates Rise? What Happens to MLPs When Interest Rates Rise? Asset Class Comparison Current Yields MLPs 6.1% Utilities 4.1% REITS 3.7% S&P 500 2.2% 0% 1% 2% 3% 4% 5% 6% 7% Please see Slide 14 for a definition of the

More information

BROCHURE SUPPLEMENTS (ADV PART 2)

BROCHURE SUPPLEMENTS (ADV PART 2) BROCHURE SUPPLEMENTS 2015332 1 BROCHURE SUPPLEMENT BRADFORD A. EVANS This brochure supplement provides information about Bradford A. Evans that supplements the Heartland Advisors, Inc. Brochure (ADV Part

More information

LNC provides its partners with flexible capital solutions and the strategic support to drive value creation for all stakeholders

LNC provides its partners with flexible capital solutions and the strategic support to drive value creation for all stakeholders LNC provides its partners with flexible capital solutions and the strategic support to drive value creation for all stakeholders LNC Partners is a Northern Virginia based investment firm with over $235

More information

FORM ADV PART 2B* Brochure Supplement

FORM ADV PART 2B* Brochure Supplement FORM ADV PART 2B* Brochure Supplement Professional Backgrounds of Sean Stannard-Stockton Curtis Brown Arif Karim Ludovic Thomasson Matthew Pearson November 2015 1350 Bayshore Highway, Suite 460 Burlingame,

More information

Corporate Headquarters 1111 Chapala Street, 3rd Floor Santa Barbara, CA 93101 Phone: (805) 882-2360 https://www.missionwealthmanagement.

Corporate Headquarters 1111 Chapala Street, 3rd Floor Santa Barbara, CA 93101 Phone: (805) 882-2360 https://www.missionwealthmanagement. Corporate Headquarters 1111 Chapala Street, 3rd Floor Santa Barbara, CA 93101 Phone: (805) 882-2360 https://www.missionwealthmanagement.com March 2016 Los Angeles Westlake Village Santa Barbara San Francisco

More information

MEET OUR STUDENTS. BE A STUDENT. EXPERIENCE URI. VOLUNTEER LEADERSHIP FORUM VLF2.0 SEPTEMBER

MEET OUR STUDENTS. BE A STUDENT. EXPERIENCE URI. VOLUNTEER LEADERSHIP FORUM VLF2.0 SEPTEMBER MEET OUR STUDENTS. BE A STUDENT. EXPERIENCE URI. VOLUNTEER LEADERSHIP FORUM VLF2.0 SEPTEMBER 19 Volunteer Leadership Forum SEPTEMBER 19, 2014 NOTES Gain fresh insights. Become a stronger advocate. Program

More information

Investment Management Group. Investments & Endowments A Primer for Nonprofit Leaders

Investment Management Group. Investments & Endowments A Primer for Nonprofit Leaders Investment Management Group Investments & Endowments A Primer for Nonprofit Leaders Investment Management Group The Chartered Financial Analyst (CFA) designation is conferred by the CFA Institute to financial

More information

LJPR Financial Advisors. 4555 Investment Drive. Troy, MI 48098 (248) 641-7400. leon.labrecque@ljpr.com. August 11, 2015

LJPR Financial Advisors. 4555 Investment Drive. Troy, MI 48098 (248) 641-7400. leon.labrecque@ljpr.com. August 11, 2015 Item 1 Cover Page Leon C. LaBrecque, JD, CPA, CFP, CFA LJPR Financial Advisors 4555 Investment Drive Troy, MI 48098 (248) 641-7400 leon.labrecque@ljpr.com August 11, 2015 This Brochure Supplement provides

More information

DARREN B. MOORE Bourland, Wall & Wenzel, P.C. 301 Commerce Street Fort Worth, Texas

DARREN B. MOORE Bourland, Wall & Wenzel, P.C. 301 Commerce Street Fort Worth, Texas DARREN B. MOORE Bourland, Wall & Wenzel, P.C. 301 Commerce Street Fort Worth, Texas Phone: (817) 877-1088 Email: dmoore@bwwlaw.com Twitter: @darrenbmoore Mr. Moore practices with Bourland, Wall & Wenzel,

More information

BAML Capital Access Funds Management, LLC Team

BAML Capital Access Funds Management, LLC Team The seasoned professionals at BAML Capital Access Funds Management, LLC (CAF) understand the longterm strategies required to invest successfully in private equity, and the special needs of our investors.

More information

IRC 2015 REPORT TO UNITHOLDERS CIBC MUTUAL FUNDS CIBC FAMILY OF MANAGED PORTFOLIOS IMPERIAL POOLS. Dear Unitholder:

IRC 2015 REPORT TO UNITHOLDERS CIBC MUTUAL FUNDS CIBC FAMILY OF MANAGED PORTFOLIOS IMPERIAL POOLS. Dear Unitholder: Dear Unitholder: I am writing on behalf of the Independent Review Committee (the IRC ) of the funds managed by Canadian Imperial Bank of Commerce ( CIBC ) and CIBC Asset Management Inc. ( CAMI ), which

More information

Press Release. Seven member Committee announced to review proposals for $50 million economic development loan and grant incentives

Press Release. Seven member Committee announced to review proposals for $50 million economic development loan and grant incentives Press Release For Immediate Release: June 22, 2012 For Information Contact: Scott L. Peterson Press Secretary Office of the County Executive (240) 508-1989 The Office of Prince George s County Executive

More information

Hon. JAmes m. PeCK (ret.)

Hon. JAmes m. PeCK (ret.) Hon. JAmes m. PeCK (ret.) Honorable James M. Peck, former united states Bankruptcy Judge, co-chairs Morrison & Foerster s global Business restructuring & insolvency group. during his judicial career, Judge

More information

Firm Brochure Supplement (Part 2B of Form ADV)

Firm Brochure Supplement (Part 2B of Form ADV) Firm Brochure Supplement (Part 2B of Form ADV) 9200 Montgomery Road Cincinnati, Ohio 45242 (513) 771-7222 (888) 234-7982 www.taaginc.com info@taaginc.com This brochure supplement provides information about

More information

San Francisco Office 461 Second Street, #151 San Francisco, CA 94107 (415) 926-7200

San Francisco Office 461 Second Street, #151 San Francisco, CA 94107 (415) 926-7200 Part 2B of Form ADV: Brochure Supplement 3/30/2012 461 Second Street, #151 (415) 926-7200 Sacramento Office 6929 Sunrise Boulevard, #109 Citrus Heights, CA 95610 (926) 721-1400 Oregon Office 520 Terrace

More information

Part 2B of Form ADV For. Longview Financial Advisors, Inc. March 14, 2016

Part 2B of Form ADV For. Longview Financial Advisors, Inc. March 14, 2016 Part 2B of Form ADV For Longview Financial Advisors, Inc March 14, 2016 Item 1- Cover Page Offices: 2430 L&N Drive, Suite A, Huntsville, AL 35801 110 Bay Street, Gadsden, AL 35901 Phone: 256-534-1196 This

More information

Part 2B of Form ADV: Brochure Supplement

Part 2B of Form ADV: Brochure Supplement Capital Ideas, Inc. Charles M. Best 5950 Berkshire Lane, #1060 Dallas, TX 75225 214-750-4400 Item 1 - Cover Page This brochure supplement provides information about Charles M. Best that supplements the

More information

Canada s Leading Wealth Management Team for the Tennis Community

Canada s Leading Wealth Management Team for the Tennis Community Canada s Leading Wealth Management Team for the Tennis Community London Office 255 Queens Ave., One London Place London ON N6A 5R8 Phone: 519 640-7600 Website: www.crossfinancialgroup.ca Cross Financial

More information

2014 LSA National Conference. introducing Presenters

2014 LSA National Conference. introducing Presenters 2014 LSA National Conference introducing Presenters Enhancing Your 2014 LSA National Conference Experience Market, Economic, and Research update Tools & Technology to help you grow your practice Implementation

More information

Fort Pitt Capital Group

Fort Pitt Capital Group Fort Pitt Capital Group 17 th Annual Client Appreciation Event January 21, 2014 2 firm overview Established in 1995 Three founding members have worked together for 20+ years 100% employee owned 23 total

More information

Keith Banks President U.S. Trust, Bank of America Private Wealth Management

Keith Banks President U.S. Trust, Bank of America Private Wealth Management Keith Banks President KEITH BANKS is president of, which provides integrated investment, trust, banking and lending services to wealthy and ultra-wealthy clients. He also oversees Global Wealth & Investment

More information

Form ADV Part 2: Brochure Supplement

Form ADV Part 2: Brochure Supplement Bashar M. Qasem 703.207.7005 x101 This Brochure Supplement provides information about Bashar Qasem that supplements the Azzad Asset Management s brochure. You should have received a copy of that brochure.

More information

Megan Schlaack. Financial Advisor & Wealth Management. Summer 2010 Megan Schlaack Financial Advisor

Megan Schlaack. Financial Advisor & Wealth Management. Summer 2010 Megan Schlaack Financial Advisor Megan Schlaack Financial Advisor & Wealth Management Summer 2010 Megan Schlaack Financial Advisor Megan Schlaack - Summary of Services Balance Sheet Management & Liquidity - Complex Financing Structures

More information

Professor, Pharmacy Practice, Ohio Northern University, College of Pharmacy Business Law

Professor, Pharmacy Practice, Ohio Northern University, College of Pharmacy Business Law MIAMI-LUKEN SEPTEMBER 20 21, 2014 GREAT WOLF LODGE - Cincinnati/Mason Donnie Sullivan, RPh, PhD Professor, Pharmacy Practice, Ohio Northern University, College of Pharmacy Law Dr. Sullivan is a professor

More information

We Build and Preserve Wealth. Elmwood Wealth Management

We Build and Preserve Wealth. Elmwood Wealth Management Elmwood The Elmwood Vision By identifying your individual or family goals, we create a comprehensive wealth management plan specific to your needs. We then implement a portfolio designed to provide the

More information

High Yield Portfolios

High Yield Portfolios High Yield Portfolios December, 2015 Gary Pokrzywinski, CFA, Lead Portfolio Manager Brian Placzek, CFA, Portfolio Manager Tim Black, JD, CEO, CCO Strategic Income Management, LLC 1200 Westlake Ave N, Suite

More information

Constructing Your Investment Portfolio Advanced

Constructing Your Investment Portfolio Advanced Constructing Your Investment Portfolio Advanced Strategies to Reduce Volatility and Enhance Returns 2014 FPANY s 12 th Annual Financial Fitness Workshop Presented by: Lewis J. Altfest, CFP, CFA, CPA, PFS

More information

D.R. Saur Financial, Inc.

D.R. Saur Financial, Inc. Daniel Saur D.R. Saur Financial, Inc. 12900 Preston Road Suite 400 Dallas, Texas 75230 214.559.3944 www.drsaur.com Brochure Supplement 1 May 2015 This brochure supplement provides information about Daniel

More information

David Wright Durr, Ph.D., CFA, CFP Bauernfeind Endowed Chair in Investment Management College of Business and Public Affairs Murray State University

David Wright Durr, Ph.D., CFA, CFP Bauernfeind Endowed Chair in Investment Management College of Business and Public Affairs Murray State University David Wright Durr, Ph.D., CFA, CFP Bauernfeind Endowed Chair in Investment Management College of Business and Public Affairs Murray State University Office Address: Marital Status: Citizenship: 307 Business

More information

Our Team Advisory Personnel

Our Team Advisory Personnel Our Team Advisory Personnel Brochure Supplement Douglas A. Neimann President and Chief Investment Officer Eric L. Pirkl Investment Manager Deborah D. Weiss Managing Director, Okabena Advisors Form ADV

More information

Center for Gifted Education Focusing on the Future 2015 CAREERS IN FINANCE

Center for Gifted Education Focusing on the Future 2015 CAREERS IN FINANCE Center for Gifted Education Focusing on the Future 2015 CAREERS IN FINANCE What is Finance? The science that describes the management, creation and study of money, banking, credit, investments, assets

More information

Applied Advisor Phone: 415-325-2042 Date: 1/3/2016

Applied Advisor Phone: 415-325-2042 Date: 1/3/2016 Planner's Name: Kathleen Hentges, CFP Company: Applied Advisor Phone: 415-325-2042 Date: 1/3/2016 1 Do you have experience in providing advice on the topics below? If yes, indicate the number of years.

More information

Part 2B of Form ADV Brochure Supplement

Part 2B of Form ADV Brochure Supplement Item 1 Cover Page Part 2B of Form ADV Brochure Supplement March 16, 2016 Supervised Person: Theodore Jack Ecker Quantitative Advantage, LLC 10400 Yellow Circle Drive, Suite 303 Minnetonka, Minnesota 55343

More information

FINANCE What can I do with this degree?

FINANCE What can I do with this degree? FINANCE What can I do with this degree? Transferable Skills In addition to the specific subject matter that Finance majors learn, skills are acquired that can easily transfer to any field including: Reading

More information

Probabilities Long/Short

Probabilities Long/Short Probabilities Long/Short Strategy Overview: The portfolio manager uses quantitative and qualitative analysis to identify trading opportunities based on long term trends and patterns in historical data

More information

CFA Society of Houston Membership Meeting Agenda. December 2, 2009 12:00 PM 1:30 PM

CFA Society of Houston Membership Meeting Agenda. December 2, 2009 12:00 PM 1:30 PM CFA Society of Houston Membership Meeting Agenda December 2, 2009 12:00 PM 1:30 PM 1 Introduction Meeting Agenda Jim Jordon, President Board activities and membership Scholarship Program Investment Research

More information

Sample FRM Qualifying Job Titles

Sample FRM Qualifying Job Titles Sample FRM Qualifying Job Titles From individual job titles to the industry, the work experience of certified FRM-holders is very diverse. To ensure your current and/or past work experience meets this

More information

About the Authors...

About the Authors... About the Authors... STEPHEN H. AXILROD is a global economic consultant, working on monetary policy, banking, market, and debt management issues for the OECD, IMF, World Bank, private clients, and several

More information

Master of Financial Management: Faculty Bios

Master of Financial Management: Faculty Bios Master of Financial Management: Faculty Bios Vikas Mehrotra A.F. (Chip) Collins Chair and Professor of Finance Department Chair, Finance and Statistical Analysis Vikas Mehrotra has been a faculty member

More information