APPLICATION FORM FOR SOVEREIGN GOLD BOND Series II- (Sept 16) BAJAJ CAPITAL LTD. Applicant(s) Detail (IN BLOCK LETTERS)

Transcription

1 For Office use : YES Green ID: APPLICATION FORM FOR SOVEREIGN GOLD BOND Series II- (Sept 16) BAJAJ CAPITAL LTD Acknowledgement No. Page 1 of 7 4 digit Branch Code D D M M Y Y Running Sr No Broker Code Channel code Broker contact person Name and Number YES BANK Branch code BAJ 1st Applicant : Applicant(s) Detail (IN BLOCK LETTERS) RBI Investor ID* (*Mandatory if already issued by RBI, else application will be rejected and YES Bank shall not be responsible. Please note all SGB applicants have been issued Investor Id by RBI) ID TYPE 2nd Applicant : ID TYPE 3rd Applicant : ID TYPE [ ] PAN [ ]TAN [ ]Passport [ ] Aadhar [ ]Voter ID. [ ] PAN [ ]TAN [ ]Passport [ ] Aadhar [ ]Voter ID. [ ] PAN [ ]TAN [ ]Passport [ ] Aadhar [ ]Voter ID. Guardian (in case of minor) : ID TYPE [ ] PAN [ ]TAN [ ]Passport [ ] Aadhar [ ]Voter ID. Nominee details- Nomination (as applicable) to be filled and attached Applicant status: [ ] Resident Individual [ ] Trust [ ] Charitable Institution [ ] University [ ] Others (Please specify): Contact details of the Applicant: Address: City State Phone: Mobile: Investment details Grams of Gold applied for (1-500 grams in multiple of 1 grams) PIN: Price Per gram Gold. INR: 3,150/- Total Amount of Investment: Rs. (in figures) Rs. only (in words) Mode of subscription: [ ]Debit my YBL A/C [ ] Electronic Transfer [ ] Cheque/DD [ ] Cash Cheque/DD No dated / / drawn on (Bank/branch) for (Amount) Rs... (Rupees only) PAN number (if applicable) Depository participant details (to avail of option to hold the bond in Demat form) Note : Applicant Name must match exactly with Depository records Depository Name NSDL [ ] CDSL [ ] For NSDL, enter 8 digit DP ID followed by 8 digit client ID, For CDSL enter 16 digit client ID DP / Client ID

2 Bank Details (for Interest/Redemption payment) Bank Name: Branch Name: Account No.: IFSC Code: Type of Account: Saving [ ] Current [ ] Declaration: I/We hereby declare and undertake that I. My/our aggregate investment in Sovereign Gold bonds does not exceed 500 Grams during the financial year and II. The Information furnish in this application form is correct, III. I have read and understood the details of information for the investors as well as rights and duties of investors (copy attached). The agent/bank has explained the features of the scheme. IV. I am not a NRI, and belong in one of the mentioned categories (resident Indian entities including Individuals, HUFs, Trusts, Universities, Charitable institutions) Signature : (1st Applicant/ Guardian ) (2nd Applicant) (3rd Applicant) Date : Place: In case of thumb impression, attestation by two witnesses Thumb Impression Witnesses: Name of 1st Witness: Address: Signature: Name of 2 nd Witness: Address: Signature: H.U.F. declaration (mandatory, if applicant is Karta of HUF) I,, residing at the address given against First Applicant, do solemnly affirm that I am the Karta of the Hindu Undivided Family and as such have full powers to sell, endorse, transfer or otherwise deal in the Sovereign Gold bonds standing in the name of the HUF. Specimen signature for and on behalf of the HUF (name of the HUF) Date : Place: (Signature of the Karta with seal of HUF) Page 2 of 7

3 Information for Investors of Sovereign Gold Bonds Series II- (Sept 16) Item Sovereign Gold Bonds Series II- (Sept 16) 1. Cheque in favour of YES BANK Sovereign Gold Bond Account Cheque must be dated within issue period only 2. Category of Investor The Bonds will be restricted for sale to resident Indian entities including Individuals, HUFs, Trusts, Charitable institutions and Universities. NRI CANNOT Invest in Sovereign Gold Bonds 3. Limit of investment Minimum subscription 1 Gram and Maximum investment 500 Grams per investor per financial year 4. Date of Issue of bonds Date of receipt of bond will be the same which is inscribed on the holding certificate. 5. Forms of Bonds DEMAT and Physical both 6. Interest Option Half yearly Interval, will be credited directly in to the account mentioned in the application form or in the Account linked with the Demat a/c 7. Post Maturity Interest Post Maturity Interest is not payable. 8. Bank account It is mandatory for the investors to provide bank account details to facilitate payment of interest /maturity value 9. Nomination Facility The sole Holder or all the joint holders may nominate a maximum of two persons as nominee 10. Maturity period 8 years from date of issue 11. Premature redemption On the coupon dates from the 5th year of issuance 12. Tradability Trading of these bonds on exchanges/nds-om shall be notified. 13. Loans from banks against the security of these bonds The holders of the said securities shall be entitled to create pledge, hypothecation or lien in favour of scheduled banks Application forms Branches of all the scheduled commercial banks, designated Post offices and SHCIL. The interest on Gold Bonds shall be taxable as per the provision of Income Tax 15. Tax treatment Act, 1961 (43 of 1961). The capital gains tax arising on redemption of SGB to an individual has been exempted. The indexation benefits will be provided to long term capital gains arising to any person on transfer of bond. Instructions for Investor/ Applicants a) Application should be complete in all respects. b) Incomplete applications may be rejected or delayed till full particulars are available. c) In case the application is submitted by a Power of Attorney (POA) holder, please submit original POA for verification, along with an attested copy. d) Please note that nomination facility is available to a Sole Holder or all the joint holders (investors) of an SGB. e) In case nominee is a Minor, please indicate the date of birth of the minor and a guardian can be appointed. f) Nomination facility is not available in case the investment is on behalf of minor. g) Please provide bank account details for receiving payment through Electronic mode h) Please notify the change of bank account, if any, immediately. i) POST MATURITY INTEREST IS NOT PAYABLE. j) Indicate your date of birth. k) Applications with non-yes Bank cheque / instruments have to be submitted at least half an hour before the first clearing cut-off on the last day of the issue. Please check contact nearest YES BANK branch for clearing cutoff timings. l) A copy of cheque is required to be submitted along with the application form. m) Non YES Bank customers must carry original PID (Proof of Identity) document that is being submitted along with the application. n) All customers applying for SGB bonds in DEMAT format need to submit either a copy of DEMAT Statement or Client Master of the mentioned DP details. o) Ensure that the name mentioned on application form is matching with the Bank Account and DEMAT Account (if applicable). Else there shall be discrepancies with respect to Interest and DEMAT credit. p) Outstation cheques / Instruments will NOT be excepted Page 3 of 7

4 Rights of the Investors a) Holding Certificate will be issued to the investor. b) The interest on the bond is paid half-yearly. The servicing of the Interest will be done through the bank A/c provided in the Application for or in through the A/c linked to the DEMAT, as the case may be. c) Application forms for investments under Sovereign Gold Bonds are available on the website at d) A sole holder or all the joint holders may nominate one or more nominees to the rights of the bonds. e) The nomination will be registered at the Office of Issue and a Certificate of Registration will be issued to the holder. f) The nomination can be altered by registering a fresh nomination. g) The existing nomination can be cancelled by a request to the Office of Issue. h) The investor is entitled to receive repayment amount within five clear working days from the date of tender of application for early redemption. In case the bank does not comply with the above, you may lodge a complaint in writing in to the nearest office of Reserve Bank of India as under: THE REGIONAL DIRECTOR, RESERVE BANK OF INDIA, CONSUMER EDUCATION AND PROTECTION DEPARTMENT/ BANKING OMBUDSMAN (LOCATION) YOU MAY ALSO ADDRESS YOUR COMPLAINT TO: THE CHIEF GENERAL MANAGER INTERNAL DEBT MANAGEMENT DEPARTMENT CENTRAL OFFICE FORT, MUMBAI , MAHARASHTRA Disclaimer: - I have read and understood the details of information for the investors as well as rights and duties of investors. The agent/bank has explained the features of the scheme to me. Signature of the applicant (1st Applicant) (2nd Applicant) (3rd Applicant) Page 4 of 7

5 NOMINATION FOR SOVEREIGN GOLD BOND Series II- (Sept 16) I/We (Name and address) hereby nominate the following person/s who shall on my/our death have the right to the Government securities/bonds and receive payment of the amount for the time being due on the Government securities / Bonds specified below: Nominee details : Sr. No. Name: Relationship (Mandatory) Share ( In whole numbers, No decimals) Total (Should match with grams subscribed) To be filled in case if nominee is minor: As. the sole nominee above is a minor on this date, I/We appoint Shri/Smt./Kum to receive the amount for the time being due to the above Government securities/bond in the event of my/our death during the minority of the said nominee... If the nomination is in substitution of the one already made This nomination is in substitution of the nomination dated made by me/us and registered on your books at.. which shall stand cancelled on registration of this nomination. Date : Place: Signature(s) of the Stock Certificate holder (s) Signature with name and address of witnesses: Acknowledgment We acknowledge having registered the nomination in favour of (Name of nominees) for the Stock Certificate/BLA No. for the loan and the nomination registration no. is Please quote the above nomination registration no. in all communication pertaining to change or cancellation of nomination. Date:. Authorized Official.. Page 5 of 7

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7 Sovereign Gold Bonds Series II- (Sept 16) BAJAJ CAPITAL LTD Acknowledgement No. Branch Code D D M M Y Y Running Sr No Cust ID : Broker Code: BAJ Date : (1st Applicant, For YBL customers) Received from Mr/ Mrs / Ms With ID Prof and ID Prof No. Cash/ Demand Draft/Cheque No./Electronic Transfer/ Dated / / Drawn on (Bank and branch) for grams totaling an amount of Rs. (Rupees... only) for the purchase of Sovereign Gold Bond for a period of 8 years. (Stamp / Seal of the Receiving Office) Page 7 of 7