SUPPORTING INFORMATION

Transcription

1 Table of Contents System Emergency PURPOSE RESPONSIBILITIES SCOPE/APPLICABILITY Background Scope/ Applicability PROCEDURE DETAIL Flex Alert Restricted Maintenance Operations Transmission Emergency Reserve Deficiency Alert Notice Warning Notice Emergency Stage Emergency Stage Emergency Stage Emergency Downgrade SUPPORTING INFORMATION Operationally Affected Parties References Definitions Version History PERIODIC REVIEW PROCEDURE Review Criteria Frequency Incorporation of Changes TECHNICAL REVIEW APPROVAL APPENDIX B Alert/Warning/Emergency (AWE) Guide C System Emergency Notice Templates E Allowable Transmission Maintenance Activities During Restricted Maintenance Operations G Diablo Canyon Essential Component List Page 1 of 20

2 Purpose This procedure outlines the steps that may be taken to prevent a System Emergency and to stabilize the system should a System Emergency occur. 1. Responsibilities CAISO Shift Supervisor CAISO System Operator (NERC Certified Real-Time Personnel) Participating Transmission Owners (PTOs) Utility Distribution Companies (UDCs) and Small UDCs Participating Generators and Scheduling Coordinators Directs timely and appropriate Real-Time actions necessary to ensure reliable operation of the CAISO Controlled Grid and Balancing Authority Area. Ensures reliable operation of the CAISO Controlled Grid and Balancing Authority Area. Maintain a single point of contact with the CAISO through their Power Grid Operations Centers and are subject to Transmission Operator Directives issued by the CAISO. Comply with all directions from the CAISO concerning the management of System Emergencies, as per the CAISO Tariff. Follow all operating instructions and is subject to operating instructions issued by the CAISO during a System Emergency and any circumstances in which the CAISO considers that a System Emergency is imminent, anticipated or threatened, as per the CAISO Tariff. Page 2 of 20

3 2. Scope/Applicability 2.1. Background Power system disturbances typically occur due to the loss of generating equipment, transmission facilities, or unexpected load changes. These disturbances may affect the reliable operation of the CAISO Controlled Grid and the WECC interconnected Bulk Electric System. Severe system disturbances generally result in critically loaded transmission facilities, significant frequency deviations, high or low voltage conditions, or stability problems Scope/ Applicability This procedure outlines the steps that may be taken to prevent a System Emergency and to stabilize the system should a System Emergency occur. A System Emergency can consist of a Transmission Emergency or a Staged Emergency, and may be sudden or progressive in nature. To prevent a System Emergency, and to maintain system reliability, the CAISO may issue a restricted maintenance operations, Alert, or Warning notice. Page 3 of 20

4 3. Detail The order of the actions taken may vary due to system conditions or other operational issues. It may be necessary to skip actions due to the severity of the situation. To the extent possible, and when prudent, actions that were skipped may be implemented at a later time or date Flex Alert Flex Alerts are part of an educational and alert program that informs consumers about how and when to conserve electricity during heat waves and other challenging grid conditions. For more information visit A Flex Alert is most effective when issued a day in advance of when conservation is needed so consumers can adjust their electricity usage ahead of time such as adjusting thermostats before leaving for work. However, grid emergencies can happen suddenly, so if conservation is needed, the ISO will issue a Flex Alert with little or no advance notification. When possible, Flex Alerts are targeted to the local areas where the system is stressed. Step CAISO Corporate Communications 1 In discussions with the ISO Emergency Response Coordinator and System Operations, determine if a Flex Alert would be a useful mechanism given the planned or current operating conditions. 2 If needed, issue a Flex Alert notice using available communications channels (AWE Notification System, social media, website, , etc.) 3.2. Restricted Maintenance Operations Restricted maintenance operations apply to all pre-scheduled Outages and/or any planned maintenance. Restricted maintenance operations apply to PTO Control Centers, Scheduling Coordinators and Participating Generators, for the hours identified in the notice. Restricted maintenance operations are applied for the shortest duration necessary to meet the reliability concern. The CAISO maintains the authority to cancel or postpone any or all or work to preserve overall System Reliability, both prior to Real-Time and during Real- Page 4 of 20

5 Time operations. The CAISO will declare restricted maintenance operations when deemed necessary. Step CAISO System Operator Actions 1 Issue a Restricted Maintenance Operations or a Generation Restricted Maintenance Operations notice using the AWE Notification System. 2 Notify Peak RC by phone. 3 Notify PTO s and other affected Entities as needed. 4 Notify the WECC ALL RELIABILITY distribution list via Reliability Messaging Tool (RMT). 5 Notify ERC regarding system conditions. 6 Consider postponing outages or returning equipment to service early. 7 Cancel outages as needed to maintain system reliability. 8 Only approve outages that will have no negative or potential negative effect on system reliability. 9 Utilize Exceptional Dispatch to mitigate as necessary. 10 Utilize Manual Dispatch on the Interties to mitigate as necessary. 11 Continue to monitor the system. If conditions deteriorate, consider issuing an Alert, Warning, Transmission Emergency, or Staged Emergency notice. 12 When conditions allow, back out of each step performed, notify Peak RC by phone and terminate the Restricted Maintenance. 13 Refer to other 4420 System Emergency attachments as needed. Step PTO Control Centers, Scheduling Coordinators and Participating Generators 14 Obtain permission from the CAISO to proceed with pre-scheduled or planned work, regardless of whether prior approvals were obtained from the CAISO. Note: Outages postponed due to the issuance of a restricted maintenance operations notice may be considered for re-scheduling outside of the previously pre-scheduled Outage hours and/or outside of the hours of restricted maintenance operations. Page 5 of 20

6 3.3. Transmission Emergency CAISO may declare a Transmission Emergency for any event that threatens, harms, or limits the capabilities of any element of the transmission grid and overall grid reliability. Declaration of a Transmission Emergency may be caused by events including but not limited to: Transmission line/path overloads or loss (including exceeding Interconnection Reliability Limits (IROL) and System Limits (SOL)) Transformer overloads or loss Instability Frequency deviations or decay Voltage that exceeds or falls below predetermined limits Fires, earthquake, severe weather, sabotage, civil unrest, terrorism The CAISO System Operator may take, but is not limited to, the following actions in any order needed, and to the extent necessary, to prevent, mitigate or otherwise manage a System Emergency: Step CAISO System Operator Actions 1 Issue a Transmission Emergency notice using the AWE Notification System. 2 Notify Peak RC by phone. 3 Notify the WECC ALL RELIABILITY distribution list via RMT. 4 Notify ERC regarding system conditions. 5 Consider postponing outages or returning equipment to service early. 6 Cancel outages as needed to maintain system reliability. 7 Only approve outages that will have no negative or potential negative effect on system reliability. 8 Exhaust available resources (except for Spin/Non-Spin) through the market. 9 Utilize Exceptional Dispatch to mitigate as necessary. 10 Utilize Manual Dispatch on the Interties to mitigate as necessary. Page 6 of 20

7 11 Enable RDRRs in the market, in the appropriate sublap (s), globally or by region as needed, so as to make them available for dispatch through the market. Notify the PTO Transmission Control Centers that RDRR resources have been enabled and available for dispatch through the market. If 100 MW or more of emergency Demand Response is dispatched, then notify ISO s Emergency Response Coordinator (ERC) to file DOE OE-417. Note: if ERC is unavailable, Shift Supervisor or designee has to file the OE-417. Refer to ISO 4110A DOE, NERC and WECC Significant Event Reporting Requirements. 12 Contact the PTOs Transmission Control Center (PG&E, SCE, SDG&E and VEA) to quantify available Demand Response and UDC Interruptible Load (Non-Firm) programs, and notify the PTOs of possible implementation. 13 Call on out-of-market Demand Response programs and UDC Interruptible Load (Non-Firm) programs (amount varies). This requires at least a 60 minute notification. Refer to CAISO 4510 Load Management Programs and Underfrequency Load Shedding and its attachments. 14 Reduce participating pump load as available. 15 Utilize Spinning and Non-Spinning Reserve resources. 16 Dispatch effective Condition 2 RMR Units and notify market participants accordingly. 17 If transmission is available to the affected area, request that Peak RC: Declare Energy Emergency Alert 2 (EEA-2) for CAISO due to local Transmission Emergency for the affected area -and- Issue a notice that Emergency Assistance may be required by the CAISO to mitigate conditions in the affected area, -and- Request that interconnected Balancing Authorities determine the amount of assistance they are able to provide to the affected area. 18 Maintain hourly updates to the Peak RC until Alert 2 is terminated Page 7 of 20

8 19 If transmission is available, request emergency assistance from adjacent Balancing Authority Areas as necessary to mitigate conditions in the affected area. Refer to 4410 Emergency Assistance. 20 Request effective available Energy from MSS resources, if necessary. 21 If manual load shedding may be required, then request that Peak RC declares Energy Emergency Alert 3 (EEA-3) for CAISO due to local Transmission Emergency. 22 Maintain hourly updates to the Peak RC until Alert 3 is terminated 23 Utilize Firm Load interruption, if necessary. 24 Issue a Transmission Emergency Firm Load Interruptions notice using the AWE Notification System. 25 If necessary to mitigate a regional or local issue, advise PTOs that they can take local control of Generating Resources manage local system reliability and/or manage islands post-contingency. This may require PTOs to suspend the FERC standard of conduct. 26 When conditions stabilize, back out of each step performed, notify Peak RC by phone, the WECC ALL RELIABILITY distribution list via RMT, and terminate the Transmission Emergency Firm Load Interruptions and the Transmission Emergency Reserve Deficiency The CAISO maintains and, in case of deployment, restores operating reserves to the levels specified in WECC Standard BAL-002-WECC Alert Notice The CAISO issues an Alert notice by 1500 hrs the day before anticipated operating reserve deficiencies, along with appropriate notifications. Note: The 24 Hour Forecast notice has been combined with the Alert Notice. The CAISO System Operator may take, but is not limited to, the following actions in any order needed: Step CAISO System Operator Actions 1 Issue an Alert notice using the AWE Notification System. 2 Notify Peak RC by phone. Page 8 of 20

9 3 Notify WECC ALL RELIABILITY distribution list via RMT. 5 Notify ERC regarding system conditions. 4 Notify PTOs by phone. 5 Request through a MNS market message that SCs bid in any additional available capacity to the CAISO. 7 Evaluate need for restricted maintenance operations Warning Notice The CAISO issues a Warning notice when the Real-time Market run results indicate that Reserves are anticipated to be less than WECC Reserve requirements and further actions are necessary to maintain the Reserve requirements. The CAISO System Operator may take, but is not limited to, the following actions in any order needed, and to the extent necessary, to prevent, mitigate or otherwise manage a System Emergency: Step CAISO System Operator Actions 1 Issue a Warning notice using the AWE Notification System. 2 Notify Peak RC by phone and request they declare an Energy Emergency Alert 1 (EEA-1) for the CAISO BA area. 3 Notify PTOs by phone. 4 Notify WECC ALL RELIABILITY distribution list via RMT. 5 Notify ERC of system conditions, Flex Alert notices, and any need to file DOE OE-417 or NERC Event Reporting Form. Note: if neither is available, Shift Supervisor or designee has to file. 6 Exhaust available resources (except for Spin/Non-Spin) through the market. Use Exceptional Dispatch as needed. 7 Reduce participating pump load as available. 8 Dispatch, as necessary, available unloaded generation Capacity without RT Energy Bids. This can include Exceptional Dispatch on a resource subject to CPM designation. 9 Call IOUs to dispatch available generation to full Load. 10 Dispatch Non-Spinning and Spinning Reserve resources, including contingent only, to the extent possible while maintaining required Reserves. 11 Dispatch Condition 2 RMR Units and notify market participants of the use of Condition 2 RMR for system needs. Page 9 of 20

10 12 Enable RDRRs in the market, in the appropriate sublap(s), globally or by region as needed, so as to make them available for dispatch through the market. Notify the PTO Transmission control centers that RDRR resources have been enabled and available for dispatch through the market. If 100 MW or more of emergency Demand Response is dispatched, then notify ISO s Emergency Response Coordinator (ERC) to file DOE OE-417. Note: if ERC is unavailable, Shift Supervisor or designee has to file the OE-417. Refer to ISO 4110A DOE, NERC and WECC Significant Event Reporting Requirements. 13 Request Peak RC to issue an Energy Emergency Alert 2 (EEA-2) for the CAISO BA area. Maintain hourly updates to the Peak RC until Alert 2 is terminated 14 Contact the PTOs Transmission Control Center (PG&E, SCE, SDG&E and VEA) to quantify available Demand Response and UDC Interruptible Load (Non-Firm) programs, and notify the PTOs of possible implementation. 15 Call on out-of-market Demand Response programs and UDC Interruptible Load (Non-Firm) programs (amount varies). This requires a 60 minute notification. Refer to CAISO 4510 Load Management Programs and Underfrequency Load Shedding and its attachments. 16 Canvas other entities and Balancing Authorities for available Manual Dispatch Energy/Capacity on interties. Warning Notice Actions with Emergency Stage 1 Imminent 17 Request any available interruptible programs not supplying A/S. Page 10 of 20

11 Emergency Stage 1 The CAISO issues an Emergency Stage 1 when Reserve shortfalls exist or are forecast to occur, and available market and non-market resources are insufficient to maintain Reserve requirements. The actions identified below will be taken as needed to restore or maintain required Reserves. The CAISO System Operator may take, but is not limited to, the following actions in any order needed, and to the extent necessary, to prevent, mitigate or otherwise manage a System Emergency: Step CAISO System Operator Actions 1 Issue an Emergency Stage 1 notice using the AWE Notification System. 2 Notify Peak RC by phone. Maintain hourly updates to the Peak RC until Alert 2 is terminated. 3 Notify the WECC ALL RELIABILITY distribution list via RMT. 4 Notify ERC of system conditions, Flex Alert notices, and any need to file DOE OE-417 or NERC Event Reporting Form. Note: if neither is available, Shift Supervisor or designee has to file. 5 Establish conference call with PTOs 6 Request Peak RC to issue a notice that Emergency Assistance may be required by the CAISO, -and- Request that other Balancing Authorities determine the amount of assistance they are able to provide. 7 Evaluate the impacts of any in-progress Time Error Correction and request the Peak RC terminate Time Error Correction if it is contributing to resource deficiency. 8 Request all available Energy from MSS (Load Following) Resources. Page 11 of 20

12 Emergency Stage 2 The CAISO issues an Emergency Stage 2 when it has taken all actions listed above and cannot maintain its Non-Spinning Reserve requirement as indicated by the EMS system. The actions identified below will be taken in an effort to restore the required Reserves. The CAISO System Operator may take, but is not limited to, the following actions in any order needed, and to the extent necessary, to prevent, mitigate or otherwise manage a System Emergency: Step CAISO System Operator Actions 1 Issue an Emergency Stage 2 notice using the AWE Notification System. 2 Notify Peak RC by phone. 3 Notify the WECC ALL RELIABILITY distribution list via RMT. 4 Establish conference call with PTOs. 5 Notify ERC of system conditions, Flex Alert notices, and any need to file DOE OE-417 or NERC Event Reporting Form. Note: if neither is available, Shift Supervisor or designee has to file. 6 Evaluate the impacts of any in-progress Time Error Correction and request Peak RC to terminate Time Error Correction if it is contributing to resource deficiency. 7 Issue a 1-Hour Probability notice using the AWE Notification System to notify utilities of anticipated Stage 3 event that may occur if anticipated in the next 90 minutes. 8 Procure RMR and any other available Out-of-Market Spinning and Non-Spinning reserves as available. 9 Dispatch Non-Spinning reserves, including contingent only, as necessary. Emergency Stage 2 Actions with Stage 3 Imminent 10 Procure Emergency Assistance per CAISO 4410 Emergency Assistance. 11 If manual load shedding may be needed, then request Peak RC issue an Energy Emergency Alert 3 (EEA-3) for the CAISO BA area. Maintain hourly updates to the Peak RC until Alert 3 is terminated 12 Pre-arrange (whenever possible) firm load dropping with UDC/MSS in order to minimize any time-lag in dropping load, at the direction of the CAISO Shift Supervisor. Page 12 of 20

13 Example: On a peak-load day where it is anticipated that Stage 3 Emergency Firm load reductions are needed, there will be an early morning reliability conference call to advise the PTOs to attend stations and/or standby at facilities, as required, to support immediate load dropping at the direction of the CAISO Shift Supervisor Emergency Stage 3 The CAISO issues an Emergency Stage 3 when the Spinning Reserve portion of the Reserve depletes, or is anticipated to deplete below the WECC Reserve requirement and cannot be restored. The WECC Reserve requirement states that Spinning Reserve shall be no less than 50% of the total Reserve requirements. The CAISO System Operator may take, but is not limited to, the following actions in any order needed, and to the extent necessary, to prevent, mitigate or otherwise manage a System Emergency: Step CAISO System Operator Actions 1 Issue an Emergency Stage 3 notice using the AWE Notification System. 2 Notify Peak RC by phone. 3 Notify the WECC ALL RELIABILITY distribution list via RMT. 4 Establish conference call with PTOs, UDCs and MSSs as needed. 5 Request Peak RC to declare CAISO Energy Emergency Alert 3 (EEA-3). Maintain hourly updates to the Peak RC until Alert 3 is terminated. 6 Initiate Firm Load Interruptions. Provide the megawatt quantity to be interrupted to each UDC/MSS. Interruptions should be coordinated with the ISO and may occur in rotating blocks under the direction of the PTO s Transmission Control Center and are dependent on Reserve requirements and/or ACE and frequency. Refer to CAISO 4510A Load Shed Calculation Guideline 7 Issue a Stage 3 System Emergency Firm Load Interruptions notice using the AWE Notification System. 8 Using MNS, notify Market Participants of the total amount of load interruptions requested, in MW, for the CAISO BA. Page 13 of 20

14 3.5. Emergency Downgrade The CAISO will make notifications and downgrade (step down) to necessary level of emergency as conditions improve, or cancel the System Emergency and return to normal operations. Step CAISO System Operator Actions 1 Whenever possible, restore firm load before interruptible load and/or Schedules. 2 Terminate the Stage 3 System Emergency Load Interruptions notice using the AWE Notification System. 3 Downgrade the emergency stage when possible by backing out of each step that was performed for that stage. Issue a cancellation notice for the current emergency stage and issue an implementation notice for the new emergency stage (for example, cancel a stage 2 and issue a stage 1). If non-market resources are still required to maintain WECC Reserve requirements, issue a warning notice. Page 14 of 20

15 4. Supporting Information Operationally Affected Parties Shared on the internet, Peak RC. References Resources studied in the development of this procedure and that may have an effect upon some steps taken herein include but are not limited to: CAISO Tariff 7.7.1, , , , , , CAISO 4410 Emergency Assistance 4510 Load Management Programs and Underfrequency Load Shedding NERC Standards WECC Standards 4510A Load Shed Calculation Guideline BAL-004 Time Error Correction EOP-002 R2, R3, R4, R6, R7.1, R7.2 EOP-003 R1, R3 PER-001 R1 TOP-001 Reliability Responsibilities and Authorities BAL-STD-002 Reserves Definitions Unless the context otherwise indicates, any word or expression defined in the Master Definitions Supplement to the CAISO Tariff shall have that meaning when capitalized in this. The following additional terms are capitalized in this when used as defined below: ERC RMT Emergency Response Coordinator Reliability Management Tool Page 15 of 20

16 Version History Version Change By Date 6.0 Annual Review, replaced WECC 6/16/10 Requirements with MSSC Requirements in the Regional Reserve Deficiency section, replaced specific Operators/Dispatchers to System Operator, added System Operator to Definitions, realigned action steps in order of priority, aligned NERC Energy Emergency Alerts to be consistent with E-508 Warning/Emergency sequence, aligned E-508 with E-508B, validated procedure current, correct and up to date. 7.0 Reformatting for new prototype 1/20/ Changed Purpose statement to original found 6/2/11 in E-508, added Policy section from E-508 to Scope/Applicability section. Deleted Transmission Emergency section (section 1.0 in E-508). On 5/1/11, 4420 (E-508), Added Responsibilities, Scope/Applicability, and Periodic Review Criteria. Section 1-4 from E- 508 moved to section 3.0. Added Transmission Emergency section from E-508 and placed in section 1.0 and removed Transmission Emergency content from System Emergency content in section 3.1. Policy from E-508 moved to Scope/Applicability. 8.0 Major Rewrite: Provided clarification regarding when we issue Alerts, Warnings, and Stages1, 2, & 3 Emergencies. Merged the 24 Hour Forecast Notice with the Alert Notice Added language for Demand Response under the Warning section, Warning with a Stage 1 Imminent steps. Merged 4220 Restricted Maintenance Operations (RMO) procedure with RMO is under section 3.1 Attachment B changes: Added RMO Section at the beginning Provided clarification regarding when we issue Alerts, Warnings, and Stages1, 2, & 3 Emergencies. 5/14/12 Page 16 of 20

17 Updated steps throughout Added language for Demand Response under the Warning section, Warning with a Stage 1 Imminent steps. Merged the 24 Hour Forecast Notice with the Alert Notice Attachment C: added flex alert, added Load interruption Templates for Stage 3 Emergency and Transmission Emergency template, and deleted 24 hrs forecast template, and deleted system emergency template. Attachment D: retired New Attachments E, F, G: Contents haven t changed. These were previously attachments to 4220 Restricted Maintenance Operations so now they are becoming attachments to this procedure due to the merge. 8.1 Section 3.2 CAISO System Operator Actions: Added step to issue a Transmission Emergency-Load Interruption notice Section CAISO System Operator Actions: Added a step to issue a Stage 3 System Emergency-Load Interruptions notice Section CAISO System Operator Actions, step 13: revised step to add Demand Response programs Attachment B changes: Added language for Demand Response under the Warning section, Warning with a Stage 1 Imminent steps. Added a step to issue a Stage 3 System Emergency-Load Interruptions notice, and added a step to issue a Transmission Emergency-Load Interruptions notice Attachment C changes: added two templates: Stage 3 System Emergency- Load Interruptions Cancellation notice and Transmission Emergency-Load Interruptions Cancellation notice 5/31/12 Page 17 of 20

18 8.2 Updated references to procedure 4510 and to the Stage 3 System Emergency Firm Load Interruptions notice and to the Transmission Emergency Firm Load Interruptions notice. Attachments B and C: same updates. 8.3 Section 3.2 added reference to Demand Response Programs and deleted step 16 referencing PG&E Commercial & Industrial Customer Voluntary Conservation Program > 300 kw Section moved step 13 to call on available Demand Response programs ahead of step 12 to Canvas other entities and Balancing Authorities 8.4 Section 3.2 step 11 and section step 7 added participating 9.0 Annual Review: Changed WECC RC to RC Removed references to 4420F SONGS Essential Component List Section 3.2.: Page 5, Step 10, 11 & 12: Added Demand Response steps for enabling RDRR Section 3.2.2: Page 5, Step 10, 11 & 12: Added Demand Response steps for enabling RDRR and Energy Emergency Alert 2 (EEA-2) 10.0 Periodic Review- Section 3.1 added new section 3.1 for Flex Alert and renumbered all sections Section 3.3 clarified EEAs under Transmission Emergency conditions Section 3.3 Step 15- removed reference if used for System or Competitive Path mitigation. Throughout procedure: Added clarity to maintain hourly updates to the peak RC until alert 1/ 2/ 3 is terminated. Replaced all references to WECCNet with new tool Reliability Messaging Tool (RMT). Removed references to CA Hotline Aka. 137 Intertie. Removed Flex Alert steps Page 18 of 20 8/27/12 7/1/13 1/09/14 6/16/15 8/26/16

19 from each section to consolidate in new section 3.1 Definitions: added Reliability Messaging Tool (RMT). 5. Periodic Review Review Criteria There are no specific review criteria identified for this procedure, follow instructions in s 5510 and Frequency Review as recommended in s 5510 and Incorporation of Changes There are no specific criteria for changing this document, follow instructions in s 5510 and Page 19 of 20

20 Technical Review System Emergency Reviewed By Content Expert Signature Date Operations s 8/15/16 Real-Time Operations 8/15/16 *Signed previous version only, changes to this version were minor and did not require full signature approval. Approval Approved By Signature Date Director, Real-Time Operations 8/17/16 *Signed previous version only, changes to this version were minor and did not require full signature approval. Appendix Attachments: 4420B Alert/Warning/Emergency (AWE) Guide 4420C System Emergency Notice Templates 4420E Allowable Transmission Maintenance Activities During Restricted Maintenance Operations 4420G Diablo Canyon Essential Component List Page 20 of 20