How To Care For A Mental Health Patient

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1 STAR+PLUS MMP UnitedHealthcare Connected TM Optum

2 Overview of UnitedHealthcare Connected TM TEXAS MEDICARE-MEDICAID PLAN (TX MMP) The Texas Health and Human Services Commission (HHSC) and Centers for Medicare and Medicaid Services (CMS) are implementing a Dual Eligibles Integrated Care Demonstration in Texas for members who are eligible for both Medicare and Medicaid. This three-year demonstration, which highlights coordination of care, will be in Harris county for UnitedHealthcare Community Plan and will be referred to as UnitedHealthcare Connected TM. As a valued provider in Optum s network, you are automatically included as a participating provider for this program beginning March 1, Propriety and Confidential. Do not distribute. 2

3 Introduction to Optum United Behavioral Health (UBH) was officially formed on February 2, 1997, via the merger of U.S. Behavioral Health, Inc. (USBH) and United Behavioral Systems, Inc. (UBS). United Behavioral Health, operating under the brand Optum, is a wholly owned subsidiary of UnitedHealth Group. Optum is a health services business. You will see both UBH and Optum in our communications to you. Optum will assume management of the behavioral health benefits for Texas Medicare and Medicaid eligible (MME) members with coverage through UnitedHealthcare Connected TM UHC Community Plan of Texas has contracted with Optum to administer the behavioral health portion of UnitedHealthcare Connected TM to include mental health and substance use disorders. We are dedicated to making the health system better for everyone. For the individuals we serve, you play a critical role in our commitment to helping people live their lives to the fullest. Propriety and Confidential. Do not distribute. 3

4 Eligible Members Participating members meet all of the following criteria: Age 21 or older at the time of enrollment Entitled to benefits under Medicare Part A and enrolled under Medicare Parts B and D, and receiving full Medicaid benefits Required to receive their Medicaid benefits through the STAR+PLUS program. Generally, these are individuals who are age 21 or older who: o o o Have a physical disability or a mental disability and qualify for SSI, or Qualify for Medicaid because they receive Home and Community Based Services (HCBS) STAR+PLUS Waiver services; and Reside in Harris County, Texas Propriety and Confidential. Do not distribute. 4

5 Providers in our Behavioral Health Network Individual Practitioners Licensed to practice independently, without supervision or oversight as determined by state law. Possession of an independent license from the Texas state licensing board Groups MD, DO Ph.D LPC, LMFT, LCSW APRN Community Mental Health Centers, Federally Qualified Health Centers (CMHC/FQHC), and provider groups that employ licensed professional staff to render services under the agency. Services include mental health and/or substance use services Facilities General Hospitals with mental health and/or substance use services. Free standing mental health centers and free standing substance abuse centers Acute Inpatient Residential Partial Intensive Outpatient (IOP) Propriety and Confidential. Do not distribute. 5

6 Covered Behavioral Services Inpatient Hospitalization Partial Hospitalization Program / Extended Day Treatment Intensive Outpatient Treatment / Day Treatment Residential Care Residential substance use disorder treatment, including detoxification Psychiatry Services Outpatient substance use disorder treatment services including: Assessment, Detoxification Services, Counseling, Medication-assisted Therapy Individual, group and/or family therapy provided by a psychologist or behavioral health professional Targeted case managed and psychosocial rehabilitation services Propriety and Confidential. Do not distribute. 6

7 Member Verification Benefits Always verify member benefits and health plan designation. All relevant contact information will be on the back of the card for both medical and behavioral customer service. Please note this image is for illustrative purposes only.. Propriety and Confidential. Do not distribute. 7

8 Authorization Non-emergent situations Member Initiated Optum assesses the request over the phone with the Member (or representative) by addressing safety, collecting demographic information, explaining the services available under their benefit plan, and obtaining a brief description of the presenting problem. Clinician Initiated Optum assesses the request over the phone with a Clinician who has assessed Member safety and can verify demographic member information. Services are reviewed and a brief description of the presenting problem is documented. Emergent situations A medical professional in an emergency setting calls for prior authorization by identifying the need for behavioral health services. Conditions that warrant an emergency admission are situations in which there is a clear and immediate risk to the safety of the Member or another person as a direct result of mental illness or substance use. Optum is then contacted for a prior authorization Propriety and Confidential. Do not distribute. 8

9 Who to Call for Utilization Management Phone Dedicated Intake Team Information is Gathered Benefits / Authorization Provided Optum staff are available 24 hours a day, 365 days a year. Propriety and Confidential. Do not distribute. 9

10 Authorization Process MDs and providers with prescriptive authority do not require prior authorization Master level and PhDs need to obtain prior authorization prior to rendering any services Authorizations for therapy are given in one-year increments. Details are available at providerexpress.com. See Alert Program, then Eligibility and Certification. Propriety and Confidential. Do not distribute. 10

11 Information Necessary for Authorization Request Necessary information includes: Member First and Last Name Member ID number as listed on UnitedHealthcare Community Plan ID card, or Date of Birth Date of Service Description of Services Number of Units Date Range Proposed for Service Delivery Supporting Clinical Information Name of Provider Contact Name Contact Phone Number Provider Texas Identification Number Propriety and Confidential. Do not distribute. 11

12 Authorization Process PRS/TCM For State Fiscal Year (SFY) 2015, Optum must cover Mental Health Rehabilitative Services and Targeted Case Management using the Department of State Health Services (DSHS) Resiliency and Recovery Utilization Management Guidelines (RRUMG) and the Adult Needs and Strengths Assessment (ANSA) or the Child and Adolescent Needs and Strengths (CANS) tools for assessing a Member s needs for services. The MCO is not responsible for providing any services listed in the RRUMG that are not Covered Services. Optum will ensure during SFY 2015 that Providers of Mental Health Rehabilitative Services and Targeted Case Management use, and are trained and certified to administer, the ANSA and CANS assessment tools to recommend a level of care to MCO by using the current DSHS Clinical Management for Behavioral Health Services (CMBHS) web based system Propriety and Confidential. Do not distribute. 12

13 Authorization Process PRS/TCM The following Mental Health Rehabilitative Services may be provided to individuals with an SPMI or a SED as defined in the DSM-IV-TR and who require rehabilitative services as determined by either the ANSA or the CANS: Adult Day Program Medication Training and Support Crisis Intervention * Skills Training and Development ** Psychosocial Rehabilitative Services The above-listed Mental Health Rehabilitative Services, as well as any limitations to these services, are described in the most current Texas Medicaid Provider Procedures Manual (TMPPM), including the Behavioral Health, Rehabilitation, and Case Management Services Handbook. Mental Health Rehabilitative Services must be billed using appropriate procedure codes and modifiers as listed in the TMPPM with the following exception. The MCO is not responsible for providing Criminal Justice Agency funded procedure codes with modifier HZ because these services are excluded from the capitation. Propriety and Confidential. Do not distribute. 13

14 Americans With Disabilities Act (ADA) Providers have a legal obligation to adhere to the ADA standards, governing the ready access and usability of facilities by individuals with disabilities; and are expected to provide reasonable accommodations to those with hearing, vision, cognitive, and psychiatric disabilities when requested, promoting the social model of disability. This commitment includes: Waiting room and exam room furniture that meet needs of all members, including those with physical and non-physical disabilities. Accessibility along public transportation routes and/or provide enough parking Clear signage and directions(e.g., color and symbol signage) throughout facilities. For information about ADA regulations, please visit or call the toll-free ADA Information Line at (Voice) or (TTY). ADA Definitions are located in the Medicare and Medicaid Program Texas Administrative Guide and can be downloaded at UHCCommunityPlan.com Propriety and Confidential. Do not distribute. 14

15 Cultural Competency Cultural and linguistic competence is a set of congruent behaviors, attitudes, and policies that come together in a system, agency, or among professionals, that enables effective work in cross-cultural situations Culture refers to integrated patterns of human behavior within various racial, ethnic, religious or social groups, including: Language Thoughts Communications Actions Customs Beliefs Values Institutions Competence implies having the capacity to function effectively as an individual or an organization within the context of the cultural beliefs, behaviors, and needs presented by consumers and their communities Propriety and Confidential. Do not distribute. 15

16 Importance and Value of Cultural Competency A growing diversity impacts the field of behavioral health by increasing the need for services that are tailored to specific cultures Given the diverse ethnic population in the United States we must ensure that we provide culturally appropriate services We need to address how services are delivered and ensure that people are comfortable approaching us and using our services We must be able to address the stigma many individuals perceive towards mental illness and to encourage open discussion on mental health or substance abuse It is critical to emphasize the aspect of our programs and services that enable the clients or consumers to become self-sufficient and to embrace life completely Propriety and Confidential. Do not distribute. 16

17 Protected Health Information What is Protected Health Information (PHI)? HIPAA Privacy Rule defines PHI as individually identifiable health information about the past, present, or future physical or mental health or condition (including the provision of his/her health care, insurance, payment status, etc.) of an individual that is held or transmitted by a covered entity or its business associate, in any form. PHI is information that is recorded electronically, on paper, or transmitted orally about an individual. PHI must be protected from unauthorized use or disclosure by the Covered Entity and its Business Associates under HIPAA regulations. For additional guidance on PHI, please see the Privacy Rule at: Propriety and Confidential. Do not distribute. 17

18 Discharge Planning Effective discharge planning addresses how a Member s needs will be met during transition from one level of care to another or to a different treating clinician. Care Advocates begin this planning with the onset of care and it is documented and reviewed over the course of care. It includes, the Member, Member Representative, the Clinician at the next level of care, and/or relevant community resources. Involves assessment of the Member s needs including current functioning, resources, and barriers to treatment access or compliance. Discharge instructions are specific, clearly documented and provided to the Member prior to discharge. For discharge from an acute inpatient level of care, Optum expects that a patient s follow-up appointment will be scheduled prior to discharge and within seven (7) days of the date of discharge. Members have the right to decline permission to release information to other treating professionals, but should be informed about the potential risks and benefits of this decision and how it affects coordination of care. Propriety and Confidential. Do not distribute. 18

19 Treatment Record Documentation Member name or identification number on each page of the record Member address; employer or school; home and work telephone numbers, including emergency contacts; marital or legal status; appropriate consent forms; and guardianship information Date of service, start/stop time of service, CPT code billed, notation of session attendees, the responsible clinician s name, professional degree, license, and relevant identification number Medication allergies, adverse reactions and relevant medical conditions; if the Member has no known allergies, history of adverse reactions or relevant medical conditions Medication tracking that provides a thorough picture of all medications taken by the patient from the onset of care through discharge Presenting problems, the results of mental status exam's, relevant psychological and social conditions affecting the Member s medical and psychiatric status, and the source of such information Assessment and reassessment of special status situations, when present, including but not limited to imminent risk of harm, suicidal or homicidal ideation, self-injurious behaviors, or elopement potential. It is also important to document the absence of such conditions Propriety and Confidential. Do not distribute. 19

20 Treatment Record Documentation (continued) History: Medical and Psychiatric (previous treatment, clinician or facility identification, therapeutic interventions and responses, sources of clinical data, and relevant family information) Tobacco, alcohol and drug use (illicit, prescribed or over-the-counter) should be included past and present for Members 12 years and older Developmental (prenatal, perinatal through present age) for school-aged Members DSM Diagnosis (presenting problem(s), safety assessment, mental status examination, and other assessment data) Discharge Plan (beginning at the initiation of treatment and changing as appropriate) Coordination of care (with PCP and other providers) Billing records should reflect the Member who was treated and the modality of care All non-electronic treatment records are written legibly in BLUE or BLACK ink Visit for a complete description of expected Treatment Record Documentation Propriety and Confidential. Do not distribute. 20

21 Clinician Responsibilities Verify Member s eligibility prior to performing services Refer to in-network providers Adhere to the Optum s authorization policies appointment and accessibility standards medical record keeping and chart review standards Provide appropriate health education and instructions Provide services consistent with professional and ethical standards as set forth by national certification and state licensing boards, and applicable law and/or regulation regardless of a Member s Benefit Plan or terms of coverage Provide services that are accessible, family-centered, sensitive to cultural differences, comprehensive, coordinated, and compassionate. To ensure that all members receive the right services at the right time for their individual health care needs in a non discriminatory manner Determine if Members have medical benefits through other insurance coverage Advocate for members as needed Propriety and Confidential. Do not distribute. 21

22 Complaints: Quality and Non-Quality Send written complaint to: United Behavioral Health Appeals and Complaints P.O. Box Salt Lake City, UT Customer Service is available to assist with the complaint process at Written notification of receipt of the complaint will be forwarded to the Member or provider within five business days. The complaint will be fully investigated and resolved within 30 calendar days. A resolution letter will be sent to the Member and Clinician. Propriety and Confidential. Do not distribute. 22

23 Complaint Investigation and Resolution You are required to cooperate with Optum in the complaint investigation and resolution process. If Optum requests written records for the purpose of investigating a Member complaint, you must submit these to Optum within 14 business days, or sooner as requested. Complaints filed by Members should not interfere with the professional relationship between you and the Member. Optum requires the development and implementation of appropriate Corrective Action Plans (CAP) for legitimate problems discovered in the course of investigating complaints. Propriety and Confidential. Do not distribute. 23

24 Sentinel Events Sentinel events are unexpected occurrences involving death or serious physical or psychological injury, or risk thereof, which occur during the course of a Member receiving behavioral health treatment. If you are aware of a sentinel event involving a Member, you must notify Optum Care Advocacy within one business day of the occurrence. You are required to cooperate with sentinel event investigations. Optum supports the Joint Commission s National Patient Safety Goals as they apply to behavioral health care. These Safety Goals are available on the Joint Commission web site at Propriety and Confidential. Do not distribute. 24

25 Appeals Non Urgent (Standard) Urgent (Expedited) Must be requested within 30 days from receipt of the notice of the complaint decision Pre-Service An Appeal of a service that has not yet been received by a Member. When a pre-service Appeal is requested, Optum will make an Appeal determination and notify the provider, facility, Member or authorized Member representative in writing within 15 calendar days of the request. Post-Service- An Appeal of a service after it has been received by a Member. When a post service Appeal is requested, Optum will make the Appeal determination and notify the provider, facility, Member or authorized Member representative in writing within 30 calendar days of the request. Must be requested within 10 days of the mailing of complaint decision notice or the intended effective date of the complaint decision, which ever is later. In Writing Unless the Appeal is urgent (expedited), an Appeal request must be in writing by the Member or Member Representative Propriety and Confidential. Do not distribute. 25

26 Services While in Appeal You may continue to provide service following an adverse determination, but the Member, or representative should be informed of the adverse determination by you in writing. The Member should be informed that the care will become the financial responsibility of the Member from the date of the adverse determination forward. The Member must agree in writing to these continued terms of care and acceptance of financial responsibility. You may charge no more than the Optum contracted fee for such services, although a lower fee may be charged. The consent of the Member to such care and responsibility will not impact the appeals determination, but will impact your ability to collect reimbursement from the Member for these services. If the Member does not consent in writing to continue to receive such care and Optum upholds the determination regarding the cessation of coverage for such care, you cannot collect reimbursement from the Member pursuant the terms of your Agreement. Propriety and Confidential. Do not distribute. 26

27 Texas Fair Hearing Process 90 Day Deadline A provider may be a representative for a Member. A fair hearing must be requested within 90 days of the date on the health plan s letter that tells of the decision you are challenging. If you do not ask for the fair hearing within 90 days, you may lose your right to a fair hearing. 10 Day Deadline for Service Continuation If you ask for a fair hearing within 10 days from the time you get the hearing notice from the health plan, you have the right to keep getting any service the health plan denied, at least until the final hearing decision is made. If you do not request a fair hearing within 10 days from the time you get the hearing notice, the service the health plan denied will be stopped UnitedHealthcare Community Plan Southwest Freeway, Suite 800 Sugar Land, TX Propriety and Confidential. Do not distribute. 27

28 Important Reminders Verify benefits prior to rendering any services and receive authorization as appropriate Members may not be balanced billed No co-pay, no out of pocket maximum, no deductible Notify Optum within 10 calendar days whenever you make changes to your office location, billing address, phone number, Tax ID number, your entity name, close your business or retire *Copy and paste this text box to enter notations/source information. 7pt type. Aligned to bottom. No need to move or resize this box. Propriety and Confidential. Do not distribute. 28

29 Claims Required claim forms are CMS-1500 or UB-04 (hospitals) Online Claims: Submit and check on the status of electronic claims online at Paper Claims: Submit claims by paper, by mailing to the following address: Optum P.O. Box Salt Lake City, UT Customer Service is available for paper claim questions Title of presentation goes here Propriety and Confidential. Do not distribute. 29

30 Claims Submission Providers must submit claims using the current CMS-1500 or UB-04 with appropriate coding including, but not limited to, ICD-9, CPT, and HCPCS coding Optum requires that you initially submit your claim within your contracted deadline. Please consult your Optum contract to determine your initial filing requirement. The timely filing limit is contained within your provider agreement All claim submissions must include: Member name, Medicaid identification number and date of birth Provider s Federal Tax I.D. number National Provider Identifier (NPI) Providers are responsible for billing in accordance with nationally recognized CMS Correct Coding Initiative (CCI) standards. Additional information is available at Once claims are submitted, Electronic Payment & Statements (EPS) can also be accessed by requesting an ID and Log-In through Title of presentation goes here Propriety and Confidential. Do not distribute. 30

31 Claims Submission Option 1 Online Entry through Secure HIPAA-compliant transaction features streamline the claim submission process Performs well on all connection speeds Submitting claims closely mirrors the process of manually completing a CMS-1500 form Allows claims to be paid quickly and accurately You must be an Optum network clinician or group practice and have a registered user ID and password to gain access to the online claim submission function. To obtain a user ID, call toll-free (866) Propriety and Confidential. Do not distribute. 31

32 Claims Submission Option 2 EDI/ Electronically Electronic Data Interchange (EDI) is an exchange of information Performing claim submission electronically offers distinct benefits: It's fast - eliminates mail and paper processing delays It's convenient - easy set-up and intuitive process, even for those new to computers It's secure - data security is higher than with paper-based claims It's efficient - electronic processing helps catch and reduce pre-submission errors, so more claims auto-adjudicate It's complete- you get feedback that your claim was received by the payer It's cost-efficient - you eliminate mailing costs, the solutions are free or low-cost You may use any clearinghouse vendor to submit claims Payer ID for submitting claims to Optum is Additional information regarding EDI is available on Propriety and Confidential. Do not distribute. 32

33 Claim Tips Always file clean claims Ensure complete diagnosis is listed Code to the highest specificity Claims filing deadline 95 days from date of service Clean Claims Paid within 30 days of receipt Appeal Deadline 120 days from date of explanation of benefits Title of presentation goes here Propriety and Confidential. Do not distribute. 33

34 UnitedHealthcare Provider Website Secure transactions for TX MMP include: Check eligibility and authorization or notification of benefits requirements Obtain initial authorization requests, if applicable Submit professional claims and view claim status Make claim adjustment requests Register for Electronic Payments and Statements (EPS), including Electronic Funds Transfer (EFT) To request a user ID to the secure transactions on the Enroll Today from the Home Page. Obtain additional information through the Help Desk at For member eligibility, claim status, and reference materials, go to > Tools and Resources > UnitedHealthcare Community Plan Resources. Propriety and Confidential. Do not distribute. 34

35 Provider Portals This Portal Directory will help you know at-a-glance which website to refer to for assistance with your questions: 1: Optum Provider Manual 2: Level of Care. Best Practice and Coverage Determination Guidelines, 3: Provider demographic changes / Roster management 4: Provider education materials (e.g., webinars, FAQ s) Providers who also see Commercial membership will have additional functionality on the website that will be specific to the Commercial business. 1: Member eligibility 2. Claims status, Explanation of Benefit / Provider Remittance Advice (EOB/PRA) review 3. Authorizations Propriety and Confidential. Do not distribute. 35

36 Joining Our Network Clinicians can access the application and contract on our website: providerexpress.com Follow the prompts and answer all questions Providers must have a TPI number and/or Medicare Number and NPI number Licensed Clinicians must have an active professional license For practices that do not meet malpractice limits, submit the application and exceptions may be considered Fax or mail the entire application and contract signature page to: Texas Network Management 2000 West Loop South Ste 900 Houston, TX Main Number: Fax Number: Facilities should call their network manager for an application and contract. Propriety and Confidential. Do not distribute. 36

37 Thank you

Targeted Case Management and Mental Health Rehabilitative Service through UnitedHealthcare Community Plan. Doc#201481.24

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