SECURITIES SERVICE NETWORK, INC. MEMBER FINRA/SIPC 9729 COGDILL ROAD SUITE 301 KNOXVILLE, TN 37932
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1 SECURITIES SERVICE NETWORK, INC. MEMBER FINRA/SIPC 9729 COGDILL ROAD SUITE 301 KNOXVILLE, TN SEC Rule 606 Quarterly Report for the Quarter Ending June 30, 2015 Accounts are carried by National Financial Services LLC, member NYSE/SIPC, a Fidelity Investments company and Pershing LLC. When an order is placed at the current market price to either purchase or sell, the order may then be shown to a third market provider. If the provider can execute the order at the current market price or better, the order will flow to that provider. The transaction will clear and settle through National Financial Services LLC or Pershing LLC. Securities Service Network, Inc. may receive a fluctuating payment per share for each transaction routed to a third market provider. Summary Statistics : Securities Listed on New York Stock Exchange Non-directed orders as percentage of total customer orders % Market orders as percentage of total non-directed orders 93.71% Limit orders as percentage of total non-directed orders 3.14% Other orders as percentage of total non-directed orders 3.16% Venues Receiving Significant Percentage of Total Non-Directed Orders : 1. KCG Americas LLC 38.53% 2. Citadel Securities LLC 33.03% 3. Goldman, Sachs & Co. 9.89% 4. UBS Securities, LLC 7.88% 5. Citigroup Global Markets, Inc. 2.63% 6. Instinet LLC 2.52% 7. National Financial Services LLC 1.37% 8. EDGX Exchange, Inc. 1.15% 9. BATS Exchange, Inc. 1.06% 10. Two Sigma Securities, LLC 0.99% Information Concerning Significant Venues : 1. KCG Americas LLC Market orders as percentage of total market orders 38.71% Limit orders as percentage of total limit orders 24.65% Other orders as percentage of total other orders 46.85% 2. Citadel Securities LLC Market orders as percentage of total market orders 34.33% Limit orders as percentage of total limit orders 13.38% Other orders as percentage of total other orders 13.99% Page 1 of 8
2 3. Goldman, Sachs & Co. Market orders as percentage of total market orders 10.44% Limit orders as percentage of total limit orders 3.52% 4. UBS Securities, LLC Market orders as percentage of total market orders 7.02% Limit orders as percentage of total limit orders 4.23% Other orders as percentage of total other orders 37.06% 5. Citigroup Global Markets, Inc. 6. Instinet LLC Market orders as percentage of total market orders 2.76% Limit orders as percentage of total limit orders 1.41% Market orders as percentage of total market orders 2.69% 7. National Financial Services LLC Market orders as percentage of total market orders 1.39% Limit orders as percentage of total limit orders 2.11% 8. EDGX Exchange, Inc. Limit orders as percentage of total limit orders 36.62% 9. BATS Exchange, Inc. Market orders as percentage of total market orders 1.13% 10. Two Sigma Securities, LLC Market orders as percentage of total market orders 1.04% Limit orders as percentage of total limit orders 0.70% Page 2 of 8
3 Securities Listed on The Nasdaq Stock Market Summary Statistics : Non-directed orders as percentage of total customer orders % Market orders as percentage of total non-directed orders 84.37% Limit orders as percentage of total non-directed orders 7.62% Other orders as percentage of total non-directed orders 8.01% Venues Receiving Significant Percentage of Total Non-Directed Orders : 1. KCG Americas LLC 42.53% 2. Citadel Securities LLC 32.31% 3. Goldman, Sachs & Co. 8.23% 4. UBS Securities, LLC 6.63% 5. Citigroup Global Markets, Inc. 1.99% 6. EDGX Exchange, Inc. 1.99% 7. National Financial Services LLC 1.60% 8. Instinet LLC 1.43% 9. BATS Exchange, Inc. 1.21% 10. Two Sigma Securities, LLC 1.00% Information Concerning Significant Venues : 1. KCG Americas LLC Market orders as percentage of total market orders 38.96% Limit orders as percentage of total limit orders 27.84% Other orders as percentage of total other orders 94.05% 2. Citadel Securities LLC Market orders as percentage of total market orders 35.93% Limit orders as percentage of total limit orders 23.86% Other orders as percentage of total other orders 2.16% 3. Goldman, Sachs & Co. Market orders as percentage of total market orders 9.50% Limit orders as percentage of total limit orders 2.84% 4. UBS Securities, LLC Market orders as percentage of total market orders 7.55% Limit orders as percentage of total limit orders 3.41% 5. Citigroup Global Markets, Inc. Market orders as percentage of total market orders 2.31% Limit orders as percentage of total limit orders 0.57% Page 3 of 8
4 6. EDGX Exchange, Inc. Limit orders as percentage of total limit orders 26.14% 7. National Financial Services LLC 8. Instinet LLC Market orders as percentage of total market orders 1.33% Limit orders as percentage of total limit orders 6.25% Market orders as percentage of total market orders 1.64% Limit orders as percentage of total limit orders 0.57% 9. BATS Exchange, Inc. Market orders as percentage of total market orders 1.13% Limit orders as percentage of total limit orders 3.41% 10. Two Sigma Securities, LLC Market orders as percentage of total market orders 1.13% Limit orders as percentage of total limit orders 0.57% Page 4 of 8
5 Securities Listed on NYSE MKT or Regional Exchanges Summary Statistics : Non-directed orders as percentage of total customer orders % Market orders as percentage of total non-directed orders 92.90% Limit orders as percentage of total non-directed orders 4.93% Other orders as percentage of total non-directed orders 2.17% Venues Receiving Significant Percentage of Total Non-Directed Orders : 1. KCG Americas LLC 36.13% 2. Citadel Securities LLC 35.46% 3. Goldman, Sachs & Co % 4. UBS Securities, LLC 9.65% 5. Citigroup Global Markets, Inc. 2.30% 6. BATS Exchange, Inc. 1.80% 7. Two Sigma Securities, LLC 1.21% 8. EDGX Exchange, Inc. 0.96% 9. Instinet LLC 0.92% 10. National Financial Services LLC 0.75% Information Concerning Significant Venues : 1. KCG Americas LLC Market orders as percentage of total market orders 37.41% Limit orders as percentage of total limit orders 23.73% Other orders as percentage of total other orders 9.62% 2. Citadel Securities LLC Market orders as percentage of total market orders 36.47% Limit orders as percentage of total limit orders 27.97% Other orders as percentage of total other orders 9.62% 3. Goldman, Sachs & Co. Market orders as percentage of total market orders 10.61% Limit orders as percentage of total limit orders 3.39% 4. UBS Securities, LLC Market orders as percentage of total market orders 8.18% Limit orders as percentage of total limit orders 7.63% Other orders as percentage of total other orders 76.92% 5. Citigroup Global Markets, Inc. Market orders as percentage of total market orders 2.47% Page 5 of 8
6 6. BATS Exchange, Inc. Market orders as percentage of total market orders 1.62% Limit orders as percentage of total limit orders 5.08% Other orders as percentage of total other orders 1.92% 7. Two Sigma Securities, LLC Market orders as percentage of total market orders 1.17% Limit orders as percentage of total limit orders 2.54% 8. EDGX Exchange, Inc. 9. Instinet LLC Limit orders as percentage of total limit orders 19.49% Market orders as percentage of total market orders 0.94% Limit orders as percentage of total limit orders 0.85% 10. National Financial Services LLC Market orders as percentage of total market orders 0.76% Limit orders as percentage of total limit orders 0.85% Page 6 of 8
7 Exchange - Listed Options Summary Statistics : Non-directed orders as percentage of total customer orders % Market orders as percentage of total non-directed orders 16.35% Limit orders as percentage of total non-directed orders 78.85% Other orders as percentage of total non-directed orders 4.81% Venues Receiving Significant Percentage of Total Non-Directed Orders : 1. Nasdaq Options Market 40.38% 2. NYSE Arca Options 25.96% 3. The Chicago Board Options Exchange 15.38% 4. NASDAQ PHLX 5.77% 5. NYSE Amex Options 3.85% 6. BATS Options Exchange, Inc. 2.88% 7. WOLVERINE EXECUTION SERVICES, LLC 2.88% 8. The MIAX Options Exchange 1.92% 9. The Boston Option Exchange 0.96% Information Concerning Significant Venues : 1. Nasdaq Options Market Limit orders as percentage of total limit orders 51.22% 2. NYSE Arca Options Limit orders as percentage of total limit orders 32.93% 3. The Chicago Board Options Exchange Market orders as percentage of total market orders 29.41% Limit orders as percentage of total limit orders 8.54% Other orders as percentage of total other orders 80.00% 4. NASDAQ PHLX Market orders as percentage of total market orders 17.65% Limit orders as percentage of total limit orders 2.44% Other orders as percentage of total other orders 20.00% 5. NYSE Amex Options Market orders as percentage of total market orders 17.65% Limit orders as percentage of total limit orders 1.22% Page 7 of 8
8 6. BATS Options Exchange, Inc. Limit orders as percentage of total limit orders 3.66% 7. WOLVERINE EXECUTION SERVICES, LLC Market orders as percentage of total market orders 17.65% 8. The MIAX Options Exchange Market orders as percentage of total market orders 11.76% 9. The Boston Option Exchange Market orders as percentage of total market orders 5.88% Page 8 of 8
SECURITIES SERVICE NETWORK, INC. MEMBER FINRA/SIPC 9729 COGDILL ROAD SUITE 301 KNOXVILLE, TN 37932
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