The case to be heard on this day concerns a Mr Shaun Fergus Doherty.

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "The case to be heard on this day concerns a Mr Shaun Fergus Doherty."

Transcription

1 4 July 2016 Notice of hearing A hearing of 's Disciplinary Committee will take place at am July 2016, at the Radisson Blu Hotel, Dublin Airport, County Dublin, Ireland. The hearing is open to any member of the public or the media who wish to attend. The case to be heard on this day concerns a Mr Shaun Fergus Doherty. The allegations to be considered are: Allegation 1 (a) Pursuant to bye-law 8(a), Mr Doherty is guilty of misconduct in that he omitted to disclose in any or all of the following documents submitted to that the entities set out in Schedule 1 were audit clients of Company A: Schedule given to Practice Monitoring senior compliance officer at monitoring visit on 23 October 2013 Audit Client Information 2012 form, signed on 2 February 2012 (iii) Audit Client Information 2013 form, signed on 25 February 2013

2 (b) Mr Doherty's conduct also in respect of any or all of allegations 1(a) to 1(a)(iii) was: Dishonest Contrary to the Fundamental Principle of Integrity (as applicable from 2012 to 2013) (iii) Contrary to Global Practising Regulation 14(2) (as applicable from 2012 to 2013) or (c) Pursuant to bye-law 8(a)(iii), Mr Doherty s conduct in omitting to disclose in any or all of the following documents submitted to that the entities set out in Schedule 1 were audit clients of Company A breached Global Practising Regulation 14(2) (as applicable from 2012 to 2013): Schedule given to Practice Monitoring senior compliance officer at monitoring visit on 23 October 2013 Audit Client Information 2012 form, signed on 2 February 2012 (iii) Audit Client Information 2013 form, signed on 25 February 2013

3 Allegation 2 (a) Pursuant to bye-law 8(a), Mr Doherty is guilty of misconduct in that he signed the audit reports for the entities set out in Schedule 1, without having undertaken adequate audit work. (b) Mr Doherty's conduct also in respect of allegation 2(a) was: Dishonest. Contrary to the Fundamental Principle of Integrity (as applicable from 2012 to 2013). (iii) Contrary to Global Practising Regulation 18(1) Annex 1 (as applicable from 2012 to 2013) (iv) Contrary to Global Practising Regulation 16(1)(a) Annex 2 (as applicable from 2012 to 2013). or (c) Pursuant to bye-law 8(a)(iii), Mr Doherty s conduct in signing the audit reports for the entities set out in Schedule 1, without having undertaken adequate audit work breached: Global Practising Regulation 18(1) Annex 1 (as applicable from 2012 to 2013)

4 and/or Global Practising Regulation 16(1)(a) Annex 2 (as applicable from 2012 to 2013). Allegation 3 (a) Pursuant to bye-law 8(a), Mr Doherty is guilty of misconduct in that he issued a Statutory Duty Report to the Central Bank dated 23 October 2012, in respect of Company B, without having undertaken the necessary work. (b) Mr Doherty's conduct also in respect of allegation 3(a) was: Dishonest. Contrary to the Fundamental Principle of Integrity (as applicable in 2012). (iii) Contrary to Global Practising Regulation 16(2) Annex 2 (as applicable in 2012). or

5 (c) Pursuant to bye-law 8(a)(iii), Mr Doherty s conduct in issuing a Statutory Duty Report to the Central Bank dated 23 October 2012, in respect of Company B, without having undertaken the necessary work, breached Global Practising Regulation 16(2) Annex 2 (as applicable in 2012). The allegations listed above are current at the date of publication. The case will be heard by a panel of the s Disciplinary Committee. - ends For further information, please contact: Helen Thompson, Newsroom +44 (0) (0) Notes to Editors About 1. (the Association of Chartered Certified Accountants) is the global body for professional accountants. It offers business-relevant, first-choice qualifications to people of application, ability and ambition around the world who seek a rewarding career in accountancy, finance and management.

6 2. supports its 178,000 members and 455,000 students in 181 countries, helping them to develop successful careers in accounting and business, with the skills required by employers. works through a network of 95 offices and centres and more than 7,110 Approved Employers worldwide, who provide high standards of employee learning and development. Through its public interest remit, promotes appropriate regulation of accounting and conducts relevant research to ensure accountancy continues to grow in reputation and influence. 3. Founded in 1904, has consistently held unique core values: opportunity, diversity, innovation, integrity and accountability. It believes that accountants bring value to economies in all stages of development and seek to develop capacity in the profession and encourage the adoption of global standards. s core values are aligned to the needs of employers in all sectors and it ensures that through its range of qualifications, it prepares accountants for business. seeks to open up the profession to people of all backgrounds and remove artificial barriers, innovating its qualifications and delivery to meet the diverse needs of trainee professionals and their employers. More information is here:

Enhancing confidence in audit: the Financial Reporting Council s audit enforcement procedures

Enhancing confidence in audit: the Financial Reporting Council s audit enforcement procedures Enhancing confidence in audit: the Financial Reporting Council s audit enforcement procedures A consultation issued by the Financial Reporting Council Comments from May 2016 (the Association of Chartered

More information

ACCA and IIA Singapore sign Memorandum of Understanding. to collaborate on areas of common interest and mutual value.

ACCA and IIA Singapore sign Memorandum of Understanding. to collaborate on areas of common interest and mutual value. news release 20 September 2013 ACCA and IIA Singapore sign Memorandum of Understanding to collaborate on areas of common interest and mutual value. MoU signed between ACCA and IIA Singapore set to mutually

More information

SME EQUITY FINANCE. Comments from ACCA Ireland. May

SME EQUITY FINANCE. Comments from ACCA Ireland. May SME EQUITY FINANCE Comments from ACCA Ireland May 2014 equity@finance.gov.ie Introduction to ACCA ACCA (the Association of Chartered Certified Accountants) is the global body for professional accountants.

More information

DISCIPLINARY COMMITTEE OF THE ASSOCIATION OF CHARTERED CERTIFIED ACCOUNTANTS

DISCIPLINARY COMMITTEE OF THE ASSOCIATION OF CHARTERED CERTIFIED ACCOUNTANTS DISCIPLINARY COMMITTEE OF THE ASSOCIATION OF CHARTERED CERTIFIED ACCOUNTANTS REASONS FOR DECISION In the matter of: Kwek Hui Ying Heard on: Tuesday, 14 June 2016 Location: ACCA Offices, The Adelphi, 1-11

More information

Build a successful career in accountancy, finance and business with ACCA-X online courses

Build a successful career in accountancy, finance and business with ACCA-X online courses Build a successful career in accountancy, finance and business with ACCA-X online courses Contents Be part of something bigger 1 ACCA-X and partners 2 Our courses 5 Introduction to Financial and 6 Management

More information

DISCIPLINARY BYE-LAWS

DISCIPLINARY BYE-LAWS PROPOSED NEW DISCIPLINARY BYE-LAWS: NOT IN FORCE The Institute of Chartered Accountants In Ireland Incorporated by Royal Charter 14 th May 1888 Operating as DISCIPLINARY BYE-LAWS Effective Date: [ ] NOT

More information

Call for Research Proposals. International accounting education standards

Call for Research Proposals. International accounting education standards Call for Research Proposals International accounting education standards About ACCA ACCA (the Association of Chartered Certified Accountants) is the global body for professional accountants. We aim to

More information

PART 1: Relations with Colleagues, Clients, Employers and. Code of Ethics

PART 1: Relations with Colleagues, Clients, Employers and. Code of Ethics PART 1: Relations with Colleagues, Clients, Employers and Code of Ethics INTRODUCTION CODE OF ETHICS Membership of The Institution of Engineers of Ireland (Engineers Ireland) gives you rights and privileges.

More information

Application for ACCA membership

Application for ACCA membership 2016 MA Application for ACCA membership REGISTRATION NUMBER In order to meet ACCA s membership requirements you must have: Completed the ACCA Qualification exams. Demonstrated effectiveness and achievement

More information

Renewal of your firm s ACCA/AAPA auditing certificate for 2013

Renewal of your firm s ACCA/AAPA auditing certificate for 2013 Renewal of your firm s ACCA/AAPA auditing certificate for 2013 Your 2013 firm's* auditing certificate renewal must be completed in all circumstances and should be submitted as soon as possible. (* The

More information

Application for an Insolvency Licence from an ACCA member

Application for an Insolvency Licence from an ACCA member 2013 IL Application for an Insolvency Licence from an ACCA member This form should be completed only by an ACCA member or an individual applying for an ACCA insolvency licence in conjunction with an application

More information

DISCIPLINARY COMMITTEE OF THE ASSOCIATION OF CHARTERED CERTIFIED ACCOUNTANTS

DISCIPLINARY COMMITTEE OF THE ASSOCIATION OF CHARTERED CERTIFIED ACCOUNTANTS DISCIPLINARY COMMITTEE OF THE ASSOCIATION OF CHARTERED CERTIFIED ACCOUNTANTS REASONS FOR DECISION In the matter of: Mr Lee Christopher Jones Heard on: 16 September 2015 Location: The Chartered Institute

More information

Breaking out: public audit s new role in a post-crash world AN ENGLISH PERSPECTIVE

Breaking out: public audit s new role in a post-crash world AN ENGLISH PERSPECTIVE Breaking out: public audit s new role in a post-crash world AN ENGLISH PERSPECTIVE About ACCA ACCA (the Association of Chartered Certified Accountants) is the global body for professional accountants.

More information

What do investors expect from non-financial reporting? WHAT DO INVESTORS EXPECT FROM NON-FINANCIAL REPORTING?

What do investors expect from non-financial reporting? WHAT DO INVESTORS EXPECT FROM NON-FINANCIAL REPORTING? What do investors expect from non-financial reporting? 1 Contents Introduction 3 Key points 4 What sources of non-financial information do investors use today? 5 How adequate is current non-financial reporting

More information

CODE OF PROFESSIONAL CONDUCT

CODE OF PROFESSIONAL CONDUCT The Royal Town Planning Institute CODE OF PROFESSIONAL CONDUCT as last amended by the Board of Trustees on 28 September 2011 Effective from 1 January 2012 1. The Chartered Object of the Royal Town Planning

More information

Legal Services Commissioner L.G. Yves Michel Melbourne Vice President Judge I J K Ross Hearing

Legal Services Commissioner L.G. Yves Michel Melbourne Vice President Judge I J K Ross Hearing VICTORIAN CIVIL AND ADMINISTRATIVE TRIBUNAL CIVIL DIVISION LEGAL PRACTICE LIST VCAT REFERENCE NO. J33 & J57 OF 2009 CATCHWORDS Legal Profession Act 2004 s 4.4.11(1)(b) failure to provide documents and

More information

About ACCA. Global infrastructure

About ACCA. Global infrastructure About ACCA ACCA is the global body for professional accountants. We aim to offer business relevant, first choice qualifications to people of application, ability and ambition around the world who seek

More information

Accountancy futures. Quarterly small business credit update (UK): Q2, 2010

Accountancy futures. Quarterly small business credit update (UK): Q2, 2010 Accountancy futures Quarterly small business credit update (UK): Q2, 2010 About ACCA ACCA (the Association of Chartered Certified Accountants) is the global body for professional accountants. We aim to

More information

Renewal of your firm s investment business certificate (Ireland) for 2015

Renewal of your firm s investment business certificate (Ireland) for 2015 Renewal of your firm s investment business certificate (Ireland) for 2015 Your 2015 firm's* investment business certificate (Ireland) renewal must be completed in all circumstances and should be submitted

More information

ACCA Education Partners Conference

ACCA Education Partners Conference ACCA Education Partners Conference Education to Employment: Partnering Pathways 21 October 2014 WARSAW, POLAND welcome It gives us great pleasure to invite you to our first Education to Employment conference

More information

Appendix 1: General regulatory questions

Appendix 1: General regulatory questions Appendix 1: General regulatory questions ACCA regulates its members and students with due regard for the principles of better regulation. Regulatory procedures are proportionate and transparent, with hearings

More information

Charter of the Compliance and Operational Risk Management Office (CORMO)

Charter of the Compliance and Operational Risk Management Office (CORMO) Charter of the Compliance and Operational Risk Management Office (CORMO) Compliance Risk Compliance risk is defined as the risk of legal sanctions, material financial loss, or loss to reputation the Bank

More information

Corporate Governance and Risk Management Agenda

Corporate Governance and Risk Management Agenda Policy Paper Corporate Governance and Risk Management Agenda Introduction This Agenda sets out the corporate governance and risk management principles and aims which inform and guide the work of ACCA s

More information

BACKGROUND NOTE ON ACTION PLANS

BACKGROUND NOTE ON ACTION PLANS BACKGROUND NOTE ON ACTION PLANS Action Plans are developed by IFAC members and associates to address policy matters identified through their responses to the IFAC Compliance Self-Assessment Questionnaires.

More information

CERTIFICATION OF CONSTRUCTION (DRAINAGE, HEATING & PLUMBING) SCHEME GUIDE

CERTIFICATION OF CONSTRUCTION (DRAINAGE, HEATING & PLUMBING) SCHEME GUIDE CERTIFICATION OF CONSTRUCTION (DRAINAGE, HEATING & PLUMBING) SCHEME GUIDE GUIDE TO THE CERTIFICATION OF CONSTRUCTION (DRAINAGE, HEATING & PLUMBING) SCHEME In accordance with the requirements of the: Building

More information

ACCOUNTANTS FOR BUSINESS. Talent management in a shared services world: 2012 survey

ACCOUNTANTS FOR BUSINESS. Talent management in a shared services world: 2012 survey ACCOUNTANTS FOR BUSINESS Talent management in a shared services world: 2012 survey ABOUT ACCA ACCA (the Association of Chartered Certified Accountants) is the global body for professional accountants.

More information

ACCOUNTANTS FOR BUSINESS. Finance transformation: expert insights on shared services and outsourcing

ACCOUNTANTS FOR BUSINESS. Finance transformation: expert insights on shared services and outsourcing ACCOUNTANTS FOR BUSINESS Finance transformation: expert insights on shared services and outsourcing Finance transformation: expert insights on shared services and outsourcing The true prize of successful

More information

Equity Sponsors. Eligibility Criteria, Application Process and Other Regulations. Release 2

Equity Sponsors. Eligibility Criteria, Application Process and Other Regulations. Release 2 Equity Sponsors Eligibility Criteria, Application Process and Other Regulations Release 2 14 April 2014 1 INTRODUCTION 1.1 This paper sets out the Irish Stock Exchange s requirements for applications from

More information

Update approved by the Board of Directors of Fiat S.p.A. May 2, 2014. 2014 Fiat Group Whistleblowing Procedure

Update approved by the Board of Directors of Fiat S.p.A. May 2, 2014. 2014 Fiat Group Whistleblowing Procedure Update approved by the Board of Directors May 2, 2014 2014 Fiat Group 2 Fiat Group Contents 1. Foreword... 3 2. Applicable external and in-house regulations... 3 3. Duties and responsibilities... 3 4.

More information

GUIDANCE FOR EMPLOYED BARRISTERS. Part 1. General

GUIDANCE FOR EMPLOYED BARRISTERS. Part 1. General GUIDANCE FOR EMPLOYED BARRISTERS Part 1. General 1.1 This guidance has been issued by the Professional Standards Committee, the Professional Conduct and Complaints Committee and the Employed Barristers

More information

THE MALAYSIAN INSTITUTE OF CHARTERED SECRETARIES AND ADMINISTRATORS MAICSA PRACTISING CERTIFICATE SCHEME AND REGULATIONS

THE MALAYSIAN INSTITUTE OF CHARTERED SECRETARIES AND ADMINISTRATORS MAICSA PRACTISING CERTIFICATE SCHEME AND REGULATIONS THE MALAYSIAN INSTITUTE OF CHARTERED SECRETARIES AND ADMINISTRATORS MAICSA PRACTISING CERTIFICATE SCHEME AND REGULATIONS A. INTRODUCTION MAICSA recognises the need to provide a Public Practice Scheme that

More information

PLUMBING INDUSTRY LICENSING SCHEME (SCOTLAND AND NORTHERN IRELAND) DUTIES OF A LICENSED BUSINESS

PLUMBING INDUSTRY LICENSING SCHEME (SCOTLAND AND NORTHERN IRELAND) DUTIES OF A LICENSED BUSINESS PLUMBING INDUSTRY LICENSING SCHEME (SCOTLAND AND NORTHERN IRELAND) DUTIES OF A LICENSED BUSINESS January 2010 INTRODUCTION This document has been prepared to provide Licensed Business with a guide to their

More information

www.portsmouth.gov.uk Part 3D - Officers' Employment Procedure Rules 1

www.portsmouth.gov.uk Part 3D - Officers' Employment Procedure Rules 1 Part 3D - Officers' Employment Procedure Rules 1 These rules determine procedures to be followed in the recruitment of senior officers of the council and in any disciplinary action which may become necessary

More information

acie Association of charity independent examiners

acie Association of charity independent examiners Independent Examination update on Good Practice acie Association of charity independent examiners Overview Knowledge competence/independence Statutory requirements for IE limits IE report trustee annual

More information

BERMUDA 1973 : 93 INSTITUTE OF CHARTERED ACCOUNTANTS OF BERMUDA ACT 1973

BERMUDA 1973 : 93 INSTITUTE OF CHARTERED ACCOUNTANTS OF BERMUDA ACT 1973 BERMUDA 1973 : 93 INSTITUTE OF CHARTERED ACCOUNTANTS OF BERMUDA ACT 1973 ARRANGEMENT OF SECTIONS 1 Interpretation 2 Institute of Chartered Accountants of Bermuda established 3 Objects 4 Council of Institute

More information

Culture and channelling corporate behaviour. A joint research project by ACCA and the ESRC

Culture and channelling corporate behaviour. A joint research project by ACCA and the ESRC Culture and channelling corporate behaviour A joint research project by ACCA and the ESRC Culture and channelling corporate behaviour The 2008 global financial crisis demonstrated very clearly how regulation

More information

hiring an intern: acca s best practice guide for employers 1 Hiring an intern ACCA s best practice guide for employers

hiring an intern: acca s best practice guide for employers 1 Hiring an intern ACCA s best practice guide for employers hiring an intern: acca s best practice guide for employers 1 Hiring an intern ACCA s best practice guide for employers 2 hiring an intern: acca s best practice guide for employers Introduction The accountancy

More information

THE SOLICITORS (SCOTLAND) ACT 1980 THE SCOTTISH SOLICITORS DISCIPLINE TRIBUNAL (PROCEDURE RULES 2008)

THE SOLICITORS (SCOTLAND) ACT 1980 THE SCOTTISH SOLICITORS DISCIPLINE TRIBUNAL (PROCEDURE RULES 2008) 1 THE SOLICITORS (SCOTLAND) ACT 1980 THE SCOTTISH SOLICITORS DISCIPLINE TRIBUNAL (PROCEDURE RULES 2008) F I N D I N G S in Complaint by THE COUNCIL OF THE LAW SOCIETY of SCOTLAND, 26 Drumsheugh Gardens,

More information

HEARING HEARD IN PUBLIC GENERAL DENTAL COUNCIL PROFESSIONAL CONDUCT COMMITTEE FEBRUARY 2013 SHANKS, Thomas Alan Registration No: 54323

HEARING HEARD IN PUBLIC GENERAL DENTAL COUNCIL PROFESSIONAL CONDUCT COMMITTEE FEBRUARY 2013 SHANKS, Thomas Alan Registration No: 54323 HEARING HEARD IN PUBLIC GENERAL DENTAL COUNCIL PROFESSIONAL CONDUCT COMMITTEE FEBRUARY 2013 SHANKS, Thomas Alan Registration No: 54323 Thomas Alan SHANKS, registered as of Meadowhead, Moor Road, Strathblane,

More information

A LIQUIDATOR S INVESTIGATION INTO THE AFFAIRS OF AN INSOLVENT COMPANY- ENGLAND AND WALES. 1. Introduction 2 2. Best Practice 3 3.

A LIQUIDATOR S INVESTIGATION INTO THE AFFAIRS OF AN INSOLVENT COMPANY- ENGLAND AND WALES. 1. Introduction 2 2. Best Practice 3 3. INSOLVENCY GUIDANCE NOTE STATEMENT OF INSOLVENCY PRACTICE 2 (E & W): A LIQUIDATOR S INVESTIGATION INTO THE AFFAIRS OF AN INSOLVENT COMPANY- ENGLAND AND WALES Contents Pages 1. Introduction 2 2. Best Practice

More information

ALLIED HEALTH PRACTITIONERS SEEKING APPROVAL AS INDEPENDENT MEDICAL EXAMINERS

ALLIED HEALTH PRACTITIONERS SEEKING APPROVAL AS INDEPENDENT MEDICAL EXAMINERS ALLIED HEALTH PRACTITIONERS SEEKING APPROVAL AS INDEPENDENT MEDICAL EXAMINERS TRANSPORT ACCIDENT COMMISSION 1. Application Directed To Transport Accident Commission (TAC) WorkSafe Victoria (WorkSafe) Both

More information

DISCIPLINARY PROCEDURE

DISCIPLINARY PROCEDURE DISCIPLINARY PROCEDURE Author: Julie Newnham Revised : August 2013 Review Date: August 2014 Students First DISCIPLINARY PROCEDURES 1 Scope and purpose 1.1 This procedure applies to all employees other

More information

STATUTORY INSTRUMENTS. S.I. No. 578 of 2015

STATUTORY INSTRUMENTS. S.I. No. 578 of 2015 STATUTORY INSTRUMENTS. S.I. No. 578 of 2015 THE EUROPEAN COMMUNITIES (LAWYERS ESTABLISHMENT) REGULATIONS 2003 (QUALIFYING CERTIFICATE 2016) REGULATIONS 2015 2 [578] S.I. No. 578 of 2015 THE EUROPEAN COMMUNITIES

More information

Conduct and Competence Committee Substantive Hearing

Conduct and Competence Committee Substantive Hearing Conduct and Competence Committee Substantive Hearing 20 December 2013 NMC, 61 Aldwych, London, WC2B 4AE Name of Registrant Nurse: Anne Elizabeth Lambert NMC PIN: 73I1261E Part(s) of the register: Registered

More information

The Medical Laboratory Technologists Act

The Medical Laboratory Technologists Act 1 MEDICAL LABORATORY TECHNOLOGISTS c.m-9.3 The Medical Laboratory Technologists Act being Chapter M-9.3 of the Statutes of Saskatchewan, 1995 (effective February 1, 1996) as amended by the Statutes of

More information

APPLICATION FOR CERTIFIED ACCOUNTING TECHNICIAN (CAT) STATUS

APPLICATION FOR CERTIFIED ACCOUNTING TECHNICIAN (CAT) STATUS APPLICATION FOR CERTIFIED ACCOUNTING TECHNICIAN (CAT) STATUS This form should be completed if you satisfy the exam, Foundations in Professionalism and experience requirements to qualify for Certified Accounting

More information

The Interior Designers Act

The Interior Designers Act 1 The Interior Designers Act being Chapter I-10.02 of the Statutes of Saskatchewan, 1995 (effective June 19, 1997) as amended by the Statutes of Saskatchewan 2009, c.t-23.01; 2010, c.19 and 20; and 2014,

More information

Code of Practice for Student Discipline

Code of Practice for Student Discipline Code of Practice for Student Discipline Introduction This document presents the policy and procedures that form the Code of Practice for Student Discipline. The code defines conduct that is deemed by the

More information

SUMMARY OF CHANGES TO DELAWARE LAW CONCERNING PHYSICIANS DUTIES AND POLICIES AND PROCEDURES OF THE BOARD OF MEDICAL LICENSURE AND DISCIPLINE

SUMMARY OF CHANGES TO DELAWARE LAW CONCERNING PHYSICIANS DUTIES AND POLICIES AND PROCEDURES OF THE BOARD OF MEDICAL LICENSURE AND DISCIPLINE SUMMARY OF CHANGES TO DELAWARE LAW CONCERNING PHYSICIANS DUTIES AND POLICIES AND PROCEDURES OF THE BOARD OF MEDICAL LICENSURE AND DISCIPLINE ENACTED BY THE 145TH GENERAL ASSEMBLY Special thanks to Richard

More information

DISCIPLINE COMMITTEE OF THE ONTARIO COLLEGE OF TEACHERS NOTICE OF HEARING

DISCIPLINE COMMITTEE OF THE ONTARIO COLLEGE OF TEACHERS NOTICE OF HEARING DISCIPLINE COMMITTEE OF THE BETWEEN: and JOHN JOSEPH SYKO, OCT NOTICE OF HEARING THE INVESTIGATION COMMITTEE OF THE ONTARIO COLLEGE OF TEACHERS, pursuant to section 26, subsection (5) of the Ontario College

More information

MEDICAL PRACTITIONERS SEEKING APPROVAL AS INDEPENDENT MEDICAL EXAMINERS - GENERAL PRACTITIONERS

MEDICAL PRACTITIONERS SEEKING APPROVAL AS INDEPENDENT MEDICAL EXAMINERS - GENERAL PRACTITIONERS MEDICAL PRACTITIONERS SEEKING APPROVAL AS INDEPENDENT MEDICAL EXAMINERS - GENERAL PRACTITIONERS 1. Personal Details What is your medical specialty (if any)? Title: Dr Mr Mrs Ms Other (please specify) Family

More information

Queensland. Trust Accounts Act 1973

Queensland. Trust Accounts Act 1973 Queensland Trust Accounts Act 1973 Current as at 23 September 2013 Information about this reprint This reprint shows the legislation current as at the date on the cover and is authorised by the Parliamentary

More information

APPLICATION FOR A LICENCE TO ACT AS AN INSOLVENCY PRACTICTIONER Pursuant to The Insolvency Act 2003 (the ACT ), Section 475(1)

APPLICATION FOR A LICENCE TO ACT AS AN INSOLVENCY PRACTICTIONER Pursuant to The Insolvency Act 2003 (the ACT ), Section 475(1) APPLICATION FOR A LICENCE TO ACT AS AN INSOLVENCY PRACTICTIONER Pursuant to The Insolvency Act 2003 (the ACT ), Section 475(1) This application form should be read in conjunction with: - the Insolvency

More information

In association with. executive MasteRs in Risk ManaGeMent (exmrm) Postgraduate Education 2013 14

In association with. executive MasteRs in Risk ManaGeMent (exmrm) Postgraduate Education 2013 14 In association with executive MasteRs in Risk ManaGeMent (exmrm) Postgraduate Education 2013 14 summit finuas network The Summit Finuas Network is part of the Finuas Networks Programme, managed by Skillnets

More information

Professional Misconduct and Code of Professional Ethics Regulation

Professional Misconduct and Code of Professional Ethics Regulation Professional Misconduct and Code of Professional Ethics Regulation 1. Preamble 1.1 Capitalized terms used in this Regulation (and not otherwise defined herein) shall have the meanings ascribed to such

More information

Application for direct admission to membership

Application for direct admission to membership DM 2016 Application for direct admission to membership Scheme A (Membership Regulation 3(c)) is for applicants who are members of a body and hold an appropriate qualification recognised under the UK Companies

More information

2. Privacy guidelines for our members, groups, students and other parties

2. Privacy guidelines for our members, groups, students and other parties Privacy Policy 1. Outline SICA and Port Moresby Chapter of the Institute of Chartered Accountants of India (we, us or our) are a short name and a trading name respectively for the Society of Indian Chartered

More information

DISCIPLINARY COMMITTEE OF THE ASSOCIATION OF CHARTERED CERTIFIED ACCOUNTANTS

DISCIPLINARY COMMITTEE OF THE ASSOCIATION OF CHARTERED CERTIFIED ACCOUNTANTS DISCIPLINARY COMMITTEE OF THE ASSOCIATION OF CHARTERED CERTIFIED ACCOUNTANTS REASONS FOR DECISION In the matter of: DAVID LEUBEN ENACHU Heard on: 18 August 2015 Location: ACCA offices, 29 Lincoln s Inn

More information

BEFORE THE BOARD OF ACCOUNTANCY DEPARTMENT OF CONSUMER AFFAIRS STATE OF CALIFORNIA

BEFORE THE BOARD OF ACCOUNTANCY DEPARTMENT OF CONSUMER AFFAIRS STATE OF CALIFORNIA 6-" BEFORE THE BOARD OF ACCOUNTANCY DEPARTMENT OF CONSUMER AFFAIRS STATE OF CALIFORNIA In the Matter of the Accusation Against: KENNETH JOEL LEIB 4707 Medford Street Fair Oaks, CA 95628 certificate Number

More information

COMPLAINTS WHICH ACCA WILL INVESTIGATE

COMPLAINTS WHICH ACCA WILL INVESTIGATE COMPLAINTS WHICH ACCA WILL INVESTIGATE ACCA will investigate complaints about its members i, and, where appropriate, will attempt to conciliate matters between parties. This document sets out both the

More information

Guidance for New Nurse and Midwife Registrants JUNE 2010

Guidance for New Nurse and Midwife Registrants JUNE 2010 Guidance for New Nurse and Midwife Registrants JUNE 2010 Foreword Welcome to the profession of nursing and midwifery within Ireland. Nurses and midwives make a significant contribution to society in providing

More information

Conduct and Competence Committee Substantive Hearing. 21-22 & 26 July 2011. Nursing and Midwifery Council, First Floor, 61 Aldwych, London, WC2B 4AE

Conduct and Competence Committee Substantive Hearing. 21-22 & 26 July 2011. Nursing and Midwifery Council, First Floor, 61 Aldwych, London, WC2B 4AE Conduct and Competence Committee Substantive Hearing 21-22 & 26 July 2011 Nursing and Midwifery Council, First Floor, 61 Aldwych, London, WC2B 4AE Name of Registrant: NMC PIN: Part(s) of the Register:

More information

(2) name whose principal place of business is address (hereafter referred to as 'the Consultant').

(2) name whose principal place of business is address (hereafter referred to as 'the Consultant'). NB This is an example of the type of agreement we may require with a consultant. Individual circumstances and AACT s requirements may alter the format in particular instances. THIS AGREEMENT FOR CONSULTANCY

More information

CODE OF PROFESSIONAL PRACTICE for teachers registered with the Royal Academy of Dance

CODE OF PROFESSIONAL PRACTICE for teachers registered with the Royal Academy of Dance CODE OF PROFESSIONAL PRACTICE for teachers registered with the Royal Academy of Dance Contents 1. Overview 1 2. RAD vision, mission and values 1 3. Expected values and behaviour 2 3.1 Teaching 2 3.2 Continuing

More information

WOLTERS KLUWER WHISTLEBLOWER POLICY. Version: April 2009

WOLTERS KLUWER WHISTLEBLOWER POLICY. Version: April 2009 WOLTERS KLUWER WHISTLEBLOWER POLICY Contents 1 Introduction and summary 2 Type of behaviour that should be reported under this policy 3 Viewpoints on whistleblowing 3.1 Non-retaliation 3.2 Confidentiality

More information

Preparation of accounting records and financial statements for an audit client

Preparation of accounting records and financial statements for an audit client Issue 14 (18 February 2011) Dear members, Preparation of accounting records and financial statements for an audit client Recent court judgment on a disciplinary action by the Institute On 29th June 2009,

More information

Conduct and Competence Committee. Substantive Order Review Hearing. 18 August 2015

Conduct and Competence Committee. Substantive Order Review Hearing. 18 August 2015 Conduct and Competence Committee Substantive Order Review Hearing 18 August 2015 Nursing and Midwifery Council, 2 Stratford Place, Montfichet Road, London, E20 1EJ Name of Registrant Nurse: NMC PIN: Julie

More information

Pathways to a Career in Accounting

Pathways to a Career in Accounting Pathways to a Career in Accounting J. E. CAIRNES SCHOOL OF BUSINESS & ECONOMICS The Professional Accountant A Professional Qualification Why? Regulatory and legal recognition (to conduct statutory audits

More information

Chartered Accountants Australia & New Zealand Professional Indemnity and Management Liability Proposal Form

Chartered Accountants Australia & New Zealand Professional Indemnity and Management Liability Proposal Form Chartered Accountants Australia & New Zealand Professional Indemnity and Management Liability Proposal Form SECTION 1: Professional Indemnity 1. Insured Details 1.1 Is at least one principal, director

More information

Disciplinary Procedure

Disciplinary Procedure Approved by: Date of approval: November 2014 Originator: Helen Garfield, Chief Executive Officer Policy Area Human Resources Aim and Scope of Procedure The main aim of this procedure is to assist staff

More information

M O N T S E R R A T PUBLIC ADMINISTRATION ACT 2014 No. 12 of 2014 ARRANGEMENT OF SECTIONS PART 1 PRELIMINARY... 3

M O N T S E R R A T PUBLIC ADMINISTRATION ACT 2014 No. 12 of 2014 ARRANGEMENT OF SECTIONS PART 1 PRELIMINARY... 3 M O N T S E R R A T PUBLIC ADMINISTRATION ACT 2014 ARRANGEMENT OF SECTIONS PART 1 PRELIMINARY... 3 1 Short title and commencement... 3 2 Interpretation... 4 PART 2 PUBLIC SERVICE CODE OF CONDUCT... 10

More information

JOINT AGREEMENT ON GUIDANCE ON DISCIPLINARY PROCEDURES IN FURTHER EDUCATION COLLEGES

JOINT AGREEMENT ON GUIDANCE ON DISCIPLINARY PROCEDURES IN FURTHER EDUCATION COLLEGES JOINT AGREEMENT ON GUIDANCE ON DISCIPLINARY PROCEDURES IN FURTHER EDUCATION COLLEGES BETWEEN THE ASSOCIATION OF COLLEGES (AoC) AND ASSOCIATION FOR COLLEGE MANAGEMENT (ACM) ASSOCIATION OF TEACHERS & LECTURERS

More information

Improving natural capital reporting and finding the tools to help

Improving natural capital reporting and finding the tools to help Improving natural capital reporting and finding the tools to help About ACCA ACCA (the Association of Chartered Certified Accountants) is the global body for professional accountants. We aim to offer business-relevant,

More information

Protection of Clients' Personal Health Information G & G LIVING CENTERS, INC.'s Privacy Practices

Protection of Clients' Personal Health Information G & G LIVING CENTERS, INC.'s Privacy Practices Protection of Clients' Personal Health Information G & G LIVING CENTERS, INC.'s Privacy Practices G & G Living Centers, Inc. has had a longstanding commitment to protecting the privacy of its clients'

More information

Application for direct admission to membership

Application for direct admission to membership 2013 DM Application for direct admission to membership Scheme A (Membership Regulation 3(c)) is for applicants who are members of a body and hold an appropriate qualification recognised under the UK Companies

More information

Discussion Paper for Public Comment. Draft Code of Professional Ethics and Practice for the Australian Migration Advice Profession

Discussion Paper for Public Comment. Draft Code of Professional Ethics and Practice for the Australian Migration Advice Profession Discussion Paper for Public Comment Draft Code of Professional Ethics and Practice for the Australian Migration Advice Profession March 2009 Discussion Paper for Public Comment Draft Code of Professional

More information

SCHOOLS FRAUD RESPONSE PLAN

SCHOOLS FRAUD RESPONSE PLAN SCHOOLS FRAUD RESPONSE PLAN Author Jean Gleave, Chief Internal Auditor Date Last Agreed May 2012 Review Date May 2014 1 WARRINGTON BOROUGH COUNCIL SCHOOLS FRAUD RESPONSE PLAN Introduction The purpose of

More information

OFHEO Director of Supervision OFHEO Office of the Director and Associate Directors Chief Executive Officers of Fannie Mae and Freddie Mac

OFHEO Director of Supervision OFHEO Office of the Director and Associate Directors Chief Executive Officers of Fannie Mae and Freddie Mac OFHEO Examination Guidance Issuance Date: November 8, 2006 PG-06-002 Subject: Examination for Compensation Practices To: OFHEO Director of Supervision OFHEO Office of the Director and Associate Directors

More information

ASSEMBLY, No. 1129 STATE OF NEW JERSEY. 210th LEGISLATURE PRE-FILED FOR INTRODUCTION IN THE 2002 SESSION

ASSEMBLY, No. 1129 STATE OF NEW JERSEY. 210th LEGISLATURE PRE-FILED FOR INTRODUCTION IN THE 2002 SESSION ASSEMBLY, No. STATE OF NEW JERSEY th LEGISLATURE PRE-FILED FOR INTRODUCTION IN THE 00 SESSION Sponsored by: Assemblywoman JOAN M. QUIGLEY District (Bergen and Hudson) Assemblywoman LORETTA WEINBERG District

More information

The Institute of Chartered Accountants in Ireland

The Institute of Chartered Accountants in Ireland INSOLVENCY SERVICE The Institute of Chartered Accountants in Ireland CARB Monitoring Report December 2015 1 Insolvency Service, DETI Authorising Body The Institute of Chartered Accountants in Ireland Title

More information

(a) a member of the Institute engaged in public practice as a sole practitioner; or

(a) a member of the Institute engaged in public practice as a sole practitioner; or Regulations governing the use of the description Chartered Accountants ; and general affiliates 1 of the Institute of Chartered Accountants in England and Wales 1 These regulations were made by the Council

More information

Application for ACCA membership

Application for ACCA membership 2013 MA Application for ACCA membership Registration number In order to meet ACCA s membership requirements you must have: Completed the ACCA Qualification exams. Demonstrated effectiveness and achievement

More information

A Guide to the Financial Services Regulations

A Guide to the Financial Services Regulations A Guide to the Financial Services Regulations Contents Chapter 1 2 Introduction to the Financial Services Regulations Legislative Background Chapter 2 3 Overview of FSR Regulated Activities Authorisation

More information

THIRD SCHEDULE within referred to. Law Society of Ireland Practising Certificate Application for the practice year ending 31 December 2015

THIRD SCHEDULE within referred to. Law Society of Ireland Practising Certificate Application for the practice year ending 31 December 2015 THIRD SCHEDULE within referred to Law Society of Ireland Practising Certificate Application for the practice year ending 31 December 2015 GUIDANCE NOTES GENERAL Why you need a practising certificate It

More information

VIOLATIONS OF ARTICLES 7, 9 AND 10 OF THE IOC CODE OF ETHICS. Article 1 Scope of application

VIOLATIONS OF ARTICLES 7, 9 AND 10 OF THE IOC CODE OF ETHICS. Article 1 Scope of application This text is an extract of the complete document. Rules for the Application during the Games of the XXXI Olympiad in in Rio de Janeiro of the Articles 7, 9 and 10 of the IOC Code of Ethics and of the Olympic

More information

Audit Findings Letter

Audit Findings Letter Audit Findings Letter November 2010 The Institute of Certified Public Accountants in Ireland Sample Audit findings letter The Board of Directors XYZ Limited 30 Pembroke Street Dublin Date Dear Sirs Please

More information

Audit, Risk Management and Compliance Committee Charter

Audit, Risk Management and Compliance Committee Charter Audit, Risk Management and Compliance Committee Charter Woolworths Limited Adopted by the Board on 27 August 2013 page 1 1 Introduction This Charter sets out the responsibilities, structure and composition

More information

Professional Indemnity Insurance AILA Proposal

Professional Indemnity Insurance AILA Proposal Professional Indemnity Insurance AILA Proposal September 2013 Please return this completed proposal to: Lynn Wainstein Lauren Malkin Tel (03) 9613 1442 Tel (03) 9613 1423 Email Lynn.Wainstein@jlta.com.au

More information

Guidance Notes Applying for registration online

Guidance Notes Applying for registration online Guidance Notes Applying for registration online An Chomhairle um Ghairmithe Sláinte agus Cúraim Shóisialaigh Health and Social Care Professionals Council Important Please read these guidance notes before

More information

Conduct and Competence Committee. Substantive Order Review Meeting. 19 October 2015

Conduct and Competence Committee. Substantive Order Review Meeting. 19 October 2015 Conduct and Competence Committee Substantive Order Review Meeting 19 October 2015 Nursing and Midwifery Council, 2 Stratford Place, Montfichet Road, London, E20 1EJ Name of Registrant Nurse: NMC PIN: Venetsiya

More information

Ethics at the Games of the XXX Olympiad in London Betting on the Olympic Games

Ethics at the Games of the XXX Olympiad in London Betting on the Olympic Games Ethics at the Games of the XXX Olympiad in London Betting on the Olympic Games Table of Contents 1. Introduction... 2 2. Betting activities on the Olympic Games... 2 2.1. Prohibition of betting activities

More information

Whistleblower Policy February 8, 2016

Whistleblower Policy February 8, 2016 February 8, 2016 Contents Document Details... 3 1. Introduction and Scope... 4 2. Purpose... 5 3. Definitions... 6 4. Guiding Principles... 7 5. Coverage of Policy... 8 6. Procedure... 9 6.1. Reporting

More information

Life Insurance Council Bylaws

Life Insurance Council Bylaws Life Insurance Council Bylaws Effective January 1, 2007 Amended 05/2008 Bylaw 10, Section 2; Schedule A, Part II, Section 4 Amended 05/2009 Bylaw 5, Section 1, Section 5; Bylaw 7, Section 5 Amended 10/2009

More information

SETTLEMENT AGREEMENT

SETTLEMENT AGREEMENT Settlement Agreement File No. 201123 IN THE MATTER OF A SETTLEMENT HEARING PURSUANT TO SECTION 24.4 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA Re: David George Rounthwaite SETTLEMENT

More information

Professional Indemnity Insurance BDA Proposal

Professional Indemnity Insurance BDA Proposal Professional Indemnity Insurance BDA Proposal September 2012 Please return this completed proposal to: Kathleen Sutherland Unit 10, Building I1, 22 Powers Road Seven Hills NSW 2147 Tel 02 8824 1600 Fax

More information

BILL NO. 28. An Act to Amend the Public Health Act

BILL NO. 28. An Act to Amend the Public Health Act 2nd SESSION, 60th GENERAL ASSEMBLY Province of Prince Edward Island 48 ELIZABETH II, 1999 BILL NO. 28 An Act to Amend the Public Health Act Hon. Mildred A. Dover Minister of Health and Social Services

More information

CODE FOR UNDERWRITING AGENTS: SYNDICATE EXPENSES. Explanatory Note. This code was issued in a regulatory bulletin 069/00 dated 12 September 2000

CODE FOR UNDERWRITING AGENTS: SYNDICATE EXPENSES. Explanatory Note. This code was issued in a regulatory bulletin 069/00 dated 12 September 2000 CODE FOR UNDERWRITING AGENTS: SYNDICATE EXPENSES This code was issued in a regulatory bulletin 069/00 dated 12 September 2000 Explanatory Note This code has been made under the Core Principles Byelaw in

More information

Authorisation Requirements and Standards for Debt Management Firms

Authorisation Requirements and Standards for Debt Management Firms 2013 Authorisation Requirements and Standards for Debt Management Firms 2 Contents Authorisation Requirements and Standards for Debt Management Firms Contents Chapter Part A: Authorisation Requirements

More information

ACADEMIC INTEGRITY REPORT

ACADEMIC INTEGRITY REPORT ACADEMIC INTEGRITY REPORT Date: Academic area: Person reporting breach: Course authority / Lecturer: Course code: Undergraduate or postgraduate: Student s name: Student s University ID: Assessment item:

More information

NATIONAL COLLEGE FOR TEACHING AND LEADERSHIP PROFESSIONAL CONDUCT PANEL DECISION AND RECOMMENDATIONS AND DECISION ON BEHALF OF THE SECRETARY OF STATE

NATIONAL COLLEGE FOR TEACHING AND LEADERSHIP PROFESSIONAL CONDUCT PANEL DECISION AND RECOMMENDATIONS AND DECISION ON BEHALF OF THE SECRETARY OF STATE NATIONAL COLLEGE FOR TEACHING AND LEADERSHIP PROFESSIONAL CONDUCT PANEL DECISION AND RECOMMENDATIONS AND DECISION ON BEHALF OF THE SECRETARY OF STATE Teacher: Ms Maxine Jackson Teacher Ref: 7277360 NCTL

More information