1 THE WORD PROBLEM AS GENRE IN MATHEMATICS EDUCATION Susan Gail Gerofsky M.A., University of Durham, England, 1990 P.D.P., Simon Fraser University, 1992 Hon. B.A., University of Toronto, 1977 A THESIS SUBMlTTED IN PARTIAL FULmLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY IN THE FACLJLTY OF EDUCATION O Susan Gail Gerofsky 1999 SIMON FRASER UNIVERSITY November 1999 Al1 rights reserved. This work may not be reproduced in whole or in part, by electronic or other means, without permission of the author.
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3 ABSTRACT Word problems establish a foundational narrative in Our mathematical education from the earliest years of primary schooling. Obliquely, word problems let us know what mathematics is allowed to be about, how we are to go about doing mathematics, and particularly, what is the uneasy relationship between the world of mathematics and Our lived lives. Word problem stories are poor quality fiction at best. They appear to be about real people, places and things but they are not really abolit those things. Rather, they are ambiguous, referring in a coded way to the world of mathematical objects and processes through tangentid references to the world of human experience. This thesis looks at the word problem in mathematics education as a genre, viewed from a number of points of view: from the standpoints of linguistics, literary theory, pedagogic intentions. and the history of the genre. The central questions asked are: What are word problems? What other genres are they like? What do we think they are for? and Where do they cornefrom? An analysis of mathematical word problems using the area of linguistics called pragmatics reveals the following features typical to word problems: a three-component structure, indeterminate deixis of nouns and pronouns, a non-deictic use of metalinguistic verb tense, strong illocutionary force, "no truth value" (according to Frege's binary notion of tmth value). and a flouting of the "Gricean maxim of quality" (one of H. P. Grice's formulations of the necessary CO-operative bases for conversation).word problems are found to have generic and historical connections to parables, nddles and puzzles. 1 conjecture that, over their 4000 year history, the conscious pedagogic purposes for word problems may have changed sharply with the introduction of algebra. Through a small-scale empirical study, 1 elicit teachers', curriculum writers' and students' insights on pedagogic intentions attached to word problems. The cross-disciplinary notion of "genre" is explored, and some suggestions are made for improvements in mathematics teaching based on an understanding of the word problem as genre, by considenng mathematical word problems "as if' they were parables, riddles or recreations. iii
4 DEDICATION This thesis is dedicated, with love, to Phil, Adriana and Nicholas and to my parents.
5 Many thanks to faculty and colleagues in the Faculty of Education at Simon Fraser University and to members of the Canadian Mathematics Education Study Group for their ongoing support, challenges and s tirnula tion- Thanks to the teachers, sîudents and curriculum writers who agreed to be interviewed for this thesis. Thanks to al1 the members of my cornmittee for their unfailing interest and guidance. A special and heartfelt "thank you" to Dr. David Pimm for his very thoughtful mentorship, excellent editorial advice, and for al1 the time he has contributed throughout this project. It is much appreciated. Work on this thesis was supported by a Canadian Social Sciences and Humanities Research Council (SSHRC) doctoral grant. The author would like to express gratitude to SSHRC and to Simon Fraser University for financial support in the form of grants, scholarships, bursaries and research assistantships.
6 TABLE OF CONTENTS Approvals page *....JI Abstract a..,..lu Dedication Acknowledgements....IV....v Chapter 1: Introduction Chapter 2: What is meant by genre? Bakhtin and genre Genre ideas from film studies Genre ideas from linguistics, folklore studies and li terary theory. -23 Chapter 3: What is a word problem? A linguistic and literary analysis of mathematical word problems as genre Areas of linguistics used in this study...29 Word problems and their three-component structure...30 Word problems, intentions and speech acts: Locutionary, illocutionary and perlocutionary force and uptake The question of 'truth value' Linguistic and metalinguistic verb tense...a...a Flouting the Gricean maxim of quality...46 Tradition: "1 did them, and my kids should do them too"...at3 Word problems as parables?...50
7 Chapter 4 : An empirical study of teachers' and students' intentions around word problems: Methodology and description of study Methodology A question of intentions: conscious intentions vs. the rhetorical corkraints of genre Interviewing: Getting beyond the obvious answer Chapter 5: Teachers' and curriculum writers' intentions around word problems Curriculum writers and cri tics University mathematics teachers Secondary and elementary school mathematics teachers Chapter 6: Students' uptake of their teachers' intentions around word problems Undergraduate mathematics and statistics students French immersion student teachers Secondary students Elementary students Conclusions Chapter 7: The history of the mathematical word problem genre and pedagogic intentions Babylonian word problems: Were they practical? The relationship between the history of word problems and riddles, puzzles and recreational mathematics....1% A summary and a conjecture vii
8 Chapter 8 : Conclusions A summary of earlier chapters Some implications for teaching....la Appendix: A glossary of terms used from linguistics, discourse analysis and genre analysis...ir List of references
9 Chapter 1 Introduction Overheard in a Finnish pancake restaurant in Thunder Bay, Ontario: Child: OK Mom, here's one for ycu. "A man left Albuquerque heading east at 55 miles per hour. At the same time, another man left Nashville heading West at 60 miles per hour. After some time the two men met. When they met, which man was closrr to Nashville?" Parent: Oh God 1 hate these problems. OK, I think 1 can do it. Just let me get a pen. Pass that napkin. OK, here's Albuquerwe and here's Nashville. Now the one guy is doing 55 going this way, and the other guy is doing 60 t hat way. We have to assume that there is a straight road between, what was it, Albuquerque and Memphis? Which 1 actually doubt. Why are these things always about American cities anyway? Child: It ' s Nashville, but it doesn' t matter. Nnyway it sounds good. Albuquerque. Parent: Bugs Bunny was always making a wrong türn st Albuquerque, wasn' t he? Anyway, 1 guess the n?xï step -- you'd have to know how far it tras between Albuquerque and Nashville. Child: It doesn't matter. Parent: It doesn't matter. Well, they don't give it to you, so you must be able to do it without it. So we'll just cal1 it x. So it's x miles rom one place to the other, and the one guy, we'll câll him A, starts in Albuquerque, and goes 55 milss an hour and the other guy, E, goes 60, so he would go farther and so 1 guess guy A would be closer to Nashville. Right? God, 1 always hatsd these problems in school. Child: Ha ha, 1 got you! It doesn't matter how fast they went, because when they met, they would both be the same distance from Nashville! Get it? Parent : (doubtful) Oh yeah... Child: Because they met, you see? So whexe the- met, they were both in the same spot. So they were the same distance rom Nashville. Parent: 1 still don't get it.
10 Mathematical word problems, or "story-problems", have long been a familiar feature of school mathematics. For many students, the transformation of word problems into arithmetic or algebra causes grea t difficulty, and a number of recent studies have addressed the linguistic and mathematical sources of that difficulty from a psychological pin t of view (Burton, 1991; Harel & Hoz, 1990 ; Hoz & Harel, 1990; Mangan, 1989; Ormell, 1991; Plane, 1990; Puchalska & Semadeni, 1987). There have also been a great many studies dating from the mid- seventies onward that have looked at mathematical word problems in terms of their "readability" (that is, the linguistic factors that make them easier or harder to read and understand) or students' ease or di ffic~il ty in translating them from "normal language" to mathematical symbolism. (See, for example, Burton, 1991 and Nesher & Katriel, 1977.) Although such studies use linguistics to analyze word problems, the) presuppose the value of word problems as they are presently used in mathematics teaching and testing, and the need for students to become more proficient at solving them. Recent curriculum policy documents such as, for example, the Cockcroft Report in Britain (DES, 1982, para 243, quoted in Prestage & Perks, 1992) and the NCTM Standards documents in the United States (NCTM, 1989, ) and many other national and provincial math curriculum documents (for example, Alberta Education, 1999; Ontario Ministrv of Education & Training, 1999) cal1 for curricular relevance and an
11 emphasis on the generic skills of problem solving. Many mathematics educators have interpreted these imperatives as rnerely a cal1 for more, better and more varied word problems. A few researchers (Borasi, 1986; Brown & Walter, 1990; Pinder, 1987) have begun to question the prevalent view that "problem-solving" means exclusive1 y the sol LI tion of word problems, and studies in ethnomathematics (Lave, 1988; Law, 1992; Nunes, Schliemann & Carraher, 1993) have revealed that people who are successful and efficient mathematical problem-solvers in "real- life" (Le., life outside of school) may be unable to solve school word problems with pencil and paper, even when these word problems appear to be similar to "real-life" problems that the person is quite capable of solving. Paraphrase of an exchange overheard in an elementary school classroom (taken from Keitel, 1989, p. 7) : Teacher: Alright class, here is a ratio problem for you. In order to paint a certain wall pink, a painter uses a gallon of white paint mixed with three drops of red paint. How much white and rec paint would he use to paint a wall three timss chat size? Student: Teacher, 1 know! My parents run a painting Company, so I learned this rom them. If you paint a really big wall, you have to mix the colour a little bit darker, because the sunlight falling on a large wall will make the colour appear lighter. And you would have to rnix up the first gallon, and then rnix the other batches to a chip, because there might be a slight colour difference in different job lots of paint rom the factory. In any case, you wouldn't mix up three batches of paint al1 at once, because the colours would start to separats before you were ready to use them. You're usually better to trust your eye than just to go by the measurement s anyway. Teacher: Alright! Enough! What you have to realize is that we're not talking about painting here, we're talking about ratio!
12 Yet word problems are firmly entrenched as a classroom tradition, particularly in North American schools. They figure prominently in virtually al1 school mathematics textbooks and in the previous school experience of those who are now teachers and curriculum developers, and continue to be used unquestioningly by most teachers of school ma thematics. In this shidy of word problems in mathematics education, 1 considcr mathematical word problems as a genre, using analytic theory from linguistics, literary criticism and mathematics education. 1 consider the question, "what are word problems?", and try to answer it bv "taking a walk" around the word problem genre as an object, in order to see it from many points of view, including the linguistic, the historical and the pedagogical. This study is,rot intended to find ways to teach students to be more efficient solvers of mathematical word problems. Neither is it intended to use linguistic analysis to recommend better or more efficient ways to write word problems aimed at students of particular school grade Ic\-els or reading levels. Rather than ask, "How can we make better word problems?" or "How can we make our students better solvers of word problems?", 1 ask, "What are word problems?" My answers to this question follow from my observation that mathematical word problems can be seen as a linguistic and literarv
13 genre that forms part of the traditional pedagogy of mathematics. In Chapter 2 of this thesis, 1 write about the concept of genre in itself, its cross-disciplinary origins and uses, and justify using the concept of genre in a study of word problems in mathematics education. Considering a set of disparate texts as a genre is to view this set as a conceptual object (as in the term "mathematical object"). In rnetaphorical terms, my aim in this project is to see "the mathematical word problem" as a figure set against a variety of different backgrounds. Since mathematical word problems are texts written in natural languages (although some would question how "natural" their language really is), 1 begin my walk around the word problem from the point of view of linguistics, in particular the branch of linguistics called pragmatics, the shidy of language in use. From this point of 1-ieru, t\.ord problems can be seen as a form of linguistic utterance, set against the background of al1 other forms of linguistic utterance. Certain oddities or particularities about the language of word problems can been seen from this point of view, including unusual forms of reference, an anomalous use of verb tense, and a particular discourse structure. Problems of reference and huth value are evident in word problems generally. Examples like the following, where the words are clearlv not meant to refer to the things they appear to point to, give clear instances of what is generally true of the word problern genre:
14 You walked for 20 km at 5 kdh. Later you returned mnning at 10 kmfh. What was your average speed? (Kelly, Alexander & Atkinson, 1987b:, p.136) Here the second person pronoun is used to address and describe, presumably, the reader. In this word problem, however, declarati\.e statements about "you", the reader, clearly do not refer to me, or likelv to any actuai readers of the problem. The problem couid be restated in any of the following ways without changing its mathematical or pedagogical status as a word problem: (a) (Stated hypothetically:) Imagine that vou walked for 20 km a t 5 km/h, and that later you returned runnkg at 10 krn/li. What would your average speed have been? (b) (Stated in the first person, presumably about the author of the problem:) I walked for 20 km at 5 km/h. Later 1 returned running at 10 km/h. What was my average speed? (c) (Stated in the third person, about a fictional character or object:) Leslie walked for 20 km at 5 km/h. Later she returned running at 10 km/h. What was her average speed? or: A horse walked for 20 km at 5 km/h. Later it returned running at 10 km/h. What was its average speed? or: A train travels slowly down a track for 20 km at 5 km/h. Tlien it travels a further 20 km at 10 km/h. What is its average speed? The equivalence of these various versions of the problem point out the indifference towards referentiality inherent in its story. For the writer or the teacher, it does not matter whether the reader, or a horse or train for that matter, would actually travel at 10 km/h, nor whether the
15 travel in question is a retum trip or not. What matters is the mathematical structure seen to bbe underlying the various versions «i the hypothetical story. Nonetheless, the use of "you" in the original version of the question has a somewhat aggressive, accusatory tone. Other readers may respond to the statement "You walked..." as 1 did, with an interna1 protestation of "No 1 didn't!" Word problems are also sto y yroblei~rs, and pose mathematical questions in the form of stories. So mathematical word problems can also be seen from the point of view of literature and narrati1.e theorv, and can be viewed against a background of stories in general. Again certain peculiarities become evident, this time in terms of plot and character, the positioning of the narrator and reader, the placement of the narration in tirne and place -- and these peculiarities are closelv linked to word problems' linguistic features. In Chapter 3 1 analyze mathematical word problems from the related points of view of linguistics and literary/narrative theory and find cohesion in the singular "object" seen from these hvo vantage points. The word problem genre does indeed seem to be a unified, distinctive object, and this analysis provides suggestions as to wwhich other genres it may be related to in terms of its linguistic and literary features.
16 Soms word problems in my calculus textbook were difficult to approach, not because of the unfamiliarity of their subject matter, but because their extreme whimsicality distracted me from approaching a solution method. For sxample: 33. A 160-lb maa carrias a 25-lb can of paint up a helical staixcasa that encircle8 a silo with a radius of 20 ft. ff tha dl0 im 90 ft high and the man makes oxactly thraa complota rovolutions, how much work is dona by the mari against gravity climbing to the top? 34. Suppoea there is a holr in the can of paint in Exsrcise 33 and 9 lb of paint leak steadily out of the caa during the ancent. Haw much work is done? (Stewart, 1991, p. 866) 1 found myself distracted by these stories to the point of being unable to consider the mathematics involved. I imagined nine pounds of paint -- surely a large quantity of paint, perhaps a whole gallon! -- dripping steadily down the helical staircase around the ta11 silo. Would the paint drip ont0 the silo itself, producing a kind of spiral action painting that visitors to the farm would admire, or would it drip steadily through the rungs of the stairway ont0 the cows below? When the man reached the top of the nine-storey silo and finally realized that mors than a third of his paint was gone, would he curse and thxow the rest of the bucket down after it? Or ~oulc! he run back own the stairs with the leaky can, slip on the spilled paint and tumble the rest of the.:ay down? A description of genre requires us to ask not only, "What is it?" but ah, "What is it for?" and "Who is it for?" Considerations of genre, at leest since Bakhtin (1986), inevitably lead to questions of addressivitv and intention. Addressivity refers to the author's real or imagined ûudicnce for a particular utterance or piece of writing. Bakhtin writes: Both the composition and, particularly, the style of the u tterance depend on those to whom the utterance is addressed, and the force of their effect on the utterance. Each speech [or written] genre in
17 each area of... communication has its own typical conception of the addressee, and this defines it as a genre. (1986, p. 45) In the case of word problems, intention includes educators' conscious, stated intentions when writing or teaching word problems, but ais«intentions carried by the word problem genre itself and students' uptake of their teachers' intentions, of which educators may not be aware. In Chapters 4, 5 and 6, 1 outline a small-scale empirical study in which I interviewed some teachers, students and curriculum writers in primary, secondary and tertiary mathematics educa tion, in order tco begin tu understand their intentions, or uptake of others' intentions, around the word problem genre in mathematics education. 1 saw this part of the study as a way of testing my analytic findings about word problems in conversation with others -- students, teachers, ~ïriters -- people who are intimately involved in the use of word problemr in mathematics education. Again, there are many resonances rvith linguistics, since the study of linguistic pragmatics is deeply invol\-ed in questions of intentionality in language in use. As part of a walk around the word problem genre, 1 take a standpoint in the practical, day-to-day world of mathematics pedagogy in schools, and view the tvord problem genre against a background of other pedagogic forms and intentions.
18 From an interview with a tezcher of college calculus Teacher: I guess as 1 go through life 1 look for real-world situations that match the ca1c;lluç I'm teaching. So when 1 saw some people playing with a mode1 rocket in the park near rny house, 1 thouqht, gee, that's like a linear motion problem in calculus. 1 was very familiar with problems rom textbooks that addressed exactly the same abstract mathematical issues. And so it was easy enough to write Ft as a woxd problem. Interviewer: Do you find you start seeing the world through " calculus eyes "? Do you f ocus your attention on things that are possible examr>les sf the things that you're teaching? Teacher: Yes. Very much so. And yes, 1 do have the theoretical library stored there and then look for examples as they manifest themselves. And that 's probably the factor that 1 use most in creating word problerns. Interviewer: What do you hope your students will cake away with them once they've solved that particular problem or a whole bunch of problems? Do you xant them to start looking at the worlà with calculus eyes too? Teacher: Certainly. Yes. 1 would like them to be abls to see mathematics in or project mathematics oncc situations around them. What 1 try to do is sali, well look, that abstract thing, we can see it here too, in the backyard. A final viewpoint in this study is a historical one. My question hem is, "What are the origins of the genre?" and "How has it changed over the course of its history?" Mathematical word problems have very ancient origins, and a very long continuous history of use in the teaching and learning of mathematics. In Chapter 7, following on the analysis of earlier chapters, 1 look at the history of forms and intentions related to the word problem genre. There is difficulty in ascribing particular intentions to written texts which span a very long history and wideranging cultural geography, and which we are often obliged to read in
19 translation. Nonetheless, there are at least some likely conjectures and intriguing suggestions to be gained from this point of view, looking at the word problem genre as an object set against other historical texts in ma thematics educa tion. From ancient Babylonian clay tablets, 4000 years old: f found a #tons, but did aot weigh it; after 1 mubtractœd one-mixth and addad one-third of oneeighth, 1 weighed it: 1 ma-na. What was the original weight of the Stone? (Fauve1 & Gray, 1987, p. 26 How could someone subtract one-sixth of the weighc of s tone they weighed the f irst Why wouldn't they weigh it in the first place? place? From the 3500 year old Rhind Mathematical Papyrus: Houses, 7. Cats, 49 (7 X 7). Mice, 343 (7 X 7 X 7). Sheavea of wheat, 2401 (7 to the power 4). Hekats of grain, 16,807 (7 to the power 5). Total, 19,607. (Gillings, 1972, p. 169). kd an old English nursery rhyme: As 1 was going to S t. Ives, 1 met a man wi th seven wives. Each wife had seven sacks, each sack had seven cats. Each cat had seven kits. Kits, cats, sacks, wives, how many going to Sr. 17,-es? From the Chiu-chang suan -snu, f rom 3rd century 2. C. China: hso men starting from the same point begin walking in L different directions. Their ratea of travel are in the ratio 7: 3, The slower man walks toward the east. Bis faster coniganion walks to the aouth 10 pu and then turas toward the northeast and proceeds until both men meet. Xow many pu did each man walk? ( SV.vetz 5c Kao, 1977, p. 45) From a Renaissance Italian mathematics textbook: Phe Holy Father sent a courier from Rome to Venice, ronrmanding him that he should xeach Venice in 7 days. bd the most illustrious Signoria of Venice also sent motber courier to Rome, who should reach Rome in 9 iays. And from Rome to Venice f s 250 miles. It happenod that by order of theue lords the couriers started thair journeys at the same time. It is cequired to find in how maay daye they will meet, and aow many miles each will have traveled. (Swetz, 1987, 3-158) 5 Che so-called "two trains problem" existed two :housand years bef ore the invention of trains. I)
20 Finally, in Chapter 8,1 suggest that an exploration of genre in mathematics teaching and leaming can be a source for innovation and renewal in mathematics education practices. 1 propose that identifying and describing the genres, or forms, of teaching can be a creative step toward improving teaching. Knowing more about educational genres allows us to take a more playhl or artful attitude towards the forms that we have inherited. This aspect of playing with forms is in contrast to the ovenvheimingly moralizing tone which has traditionally been central to educational writing. A primarily moral stance tends to foreclose on the possibilities of a genre with a stern "yea" or "nav" ("Use nothing but word problems!" or "Never again use word problems!") without ever taking the time to investigate what the genre is and whv it is that way. Knowing more about what a genre is in descriptive terms cm allow LIS to play with the boundaries of the genre, changing or emphasizing its typical features and pushing it to the edge of its genre boundaries to create new forms. Knowing what a genre is iike (Le., what other genres it reminds us of or is structurally similar to) allows us to treat one genre ns ifit were another, to recontextualize it, and by placing an old genre in new settings, to give it new meanings by using analogy to other, similar genres.
21 Riddles, parables or word problems? A poor man said to a rich one: "Al1 my money goes or food. " "Now that ' s youx trouble, " said the rich man. " 1 only spend ive per cent of my money on food." (Sufi tale, from Shah, 1981, p. 51) The f iddler and his wif e The piper and his mother Ate three cakes, three half cakes and thre2-quari-rs of another. (Traditional British rhyme, rom Opie & Opie, 1963, P- 72) A certain gentleman ordered that ninety measures of grain were to be moved from one of his houses to another, thirty half-leagues away. One camol was CG transport the grain in three journeys, carrying thirty measures on each journey. A came1 eats one measure each half-league. How many measures will be le t, when al1 has been transported? ( rom Alcuin of York, quoted in Olivastro, 1993, p. 131) Three sailors and their pet monkey ars shipwrecksd on an island. They spend al1 day gathering a pile of coconuts and decide to divicie them in the morning. But in the night, one sailor awakes and decides to take his third. He divides the pile into three equal parts, but there is one coconut extra, which he gives to the monkey. He then takes and hides his third and puts the rest back in a pile. Then another wakes up and does exactly the same, and then the third. Ir! the morning, they divide the pile that remains inco three equal parts, again finding one extra coconut, which they give to the rnonkey. How many coconuts were there at the start? ( rom Ganita-sara-sangrata by Mahavira, India, 850 AD, quoted in Olivastro, 1993, p. 180) Knowing some of the irztentioris encoded within a generic form, knowing rdio it is addressing and some of what it is striving to say to its intended audience, allows us to know what a particular genre upill or will not allow us to Say by its very form. An awareness of codified
22 intentions allows us to play with various ways of saying what (we think) rue intend. Finally, understanding something of the history of a genre, knowinp where a genre cornes froni, allows us to retrieve cultural mernories, to revive old meanings in new settings and make new meanings in old settings. Revisiting archaic forrns and intentions can give inspiration and energy in the present.
23 Chapter 2 What is meant by genre? In this study 1 consider mathematical word problems as an object, set as a figure in the ground of other textual, literary and linguistic forms. That is to Say, 1 look at "the mathematical word problem" as a literary and linguistic genre. Since the concept of genre is seldom invoked in discussions of mathematics education, 1 want to discuçs its implications further here. Many writers (for example, Buscombe, 1970; Palmer, 1991; Sobchack, 1975) credit Aristotle with outlining the first notions of genre in western culture. In the Poef ics, Aristotle tried to establish a comprehensive set of categories that would encompass al1 types oi poetry (tragic, epic, lyric, etc.), along with definitions and rules for each of these categories, an analysis of the function of each poetic tvpe and a ranking of their relative importance. Aristotle's universalist. taxonornic program dominated studies of literary types until a t least the eighteenth century, and its influence is still felt in modern attempts to create comprehensive lists of "types" of oral and written iiterature (for example, folklorists' motif-index or tale-type index, cited in Scott, 1965, p. 17).
J. T. M. Miller, Department of Philosophy, University of Durham 1 Methodological Issues for Interdisciplinary Research Much of the apparent difficulty of interdisciplinary research stems from the nature
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