Return of Organization Exempt From Income Tax

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2 Return of Organization Exempt From Income Tax OMB No Form Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations) 990 Do not enter Social Security numbers on this form as it may be made public. Open to Public Department of the Treasury Internal Revenue Service Information about Form 990 and its instructions is at Inspection A For the 2013 calendar year, or tax year beginning, 2013, and ending, 20 B Check if applicable: C Name of organization D Employer identification number Address change Doing Business As Name change Number and street (or P.O. box if mail is not delivered to street address) Room/suite E Telephone number Initial return CONTROLLER'S OFFICE 441 E. FORDHAM ROAD FHM522 (718) Terminated City or town, state or province, country, and ZIP or foreign postal code Amended return BRON, NY G Gross receipts $ 974,124,064. Application F Name and address of principal officer: H(a) Is this a group return for Yes No pending JOSEPH M MCSHANE, S.J. subordinates? 441 EAST FORDHAM ROAD BRON, NY H(b) Are all subordinates included? Yes No I Tax-exempt status: 501(c)(3) 501(c) ( ) (insert no.) 4947(a)(1) or 527 If "No," attach a list. (see instructions) J Website: H(c) Group exemption number NY Part I 1 Briefly describe the organization's mission or most significant activities: TO PROVIDE HIGHEST QUALITY EDUCATION TO UNDERGRADUATE AND GRADUATE STUDENTS IN THE JESUIT TRADITION. K Form of organization: Corporation Trust Association Other L Year of formation: M State of legal domicile: Summary Activities & Governance Revenue Expenses Net Assets or Fund Balances 2 Check this box 3 Number of voting members of the governing body (Part VI, line 1a) 4 Number of independent voting members of the governing body (Part VI, line 1b) 5 Total number of individuals employed in calendar year 2013 (Part V, line 2a) 6 Total number of volunteers (estimate if necessary) 7a Total unrelated business revenue from Part VIII, column (C), line 12 b Net unrelated business taxable income from Form 990-T, line 34 if the organization discontinued its operations or disposed of more than 25% of its net assets. 8 COPY FOR 9 Program service revenue (Part VIII, line 2g) PUBLIC INSPECTION 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) 11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 12 Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) 13 Grants and similar amounts paid (Part I, column (A), lines 1-3) 14 Benefits paid to or for members (Part I, column (A), line 4) 15 Salaries, other compensation, employee benefits (Part I, column (A), lines 5-10) 16a Professional fundraising fees (Part I, column (A), line 11e) b Total fundraising expenses (Part I, column (D), line 25) 8,983, Other expenses (Part I, column (A), lines 11a-11d, 11f-24e) 18 Total expenses. Add lines (must equal Part I, column (A), line 25) 19 Revenue less expenses. Subtract line 18 from line Part II FORDHAM UNIVERSITY Contributions and grants (Part VIII, line 1h) Total assets (Part, line 16) Total liabilities (Part, line 26) Net assets or fund balances. Subtract line 21 from line 20 Signature Block 07/01 06/ Prior Year a 7b Beginning of Current Year , , ,674. Current Year 63,887, ,790, ,072, ,055, ,177, ,532,990. 1,452, , ,590, ,942, ,435, ,018, ,434, ,079, , , ,830, ,803, ,263, ,427, ,326, ,515,156. End of Year 1,729,196,097. 1,877,208, ,393, ,243,728. 1,138,802,914. 1,238,964,510. Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge. Sign Signature of officer Date Here Type or print name and title Print/Type preparer's name Preparer's signature Date Check if PTIN Paid Jocelyne C. Miller 5/6/15 self-employed P Preparer Firm's name Use Only KPMG LLP Firm's EIN Firm's address 345 PARK AVENUE NEW YORK, NY Phone no May the IRS discuss this return with the preparer shown above? (see instructions) Yes No For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2013) 3E M 2231 V PAGE 2

3 Form 8868 Application for Extension of Time To File an (Rev. January 2014) Exempt Organization Return OMB No Department of the Treasury File a separate application for each return. Internal Revenue Service Information about Form 8868 and its instructions is at If you are filing for an Automatic 3-Month Extension, complete only Part I and check this box If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part II (on page 2 of this form). Do not complete Part II unless you have already been granted an automatic 3-month extension on a previously filed Form Electronic filing (e-file). You can electronically file Form 8868 if you need a 3-month automatic extension of time to file (6 months for a corporation required to file Form 990-T), or an additional (not automatic) 3-month extension of time. You can electronically file Form 8868 to request an extension of time to file any of the forms listed in Part I or Part II with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts, which must be sent to the IRS in paper format (see instructions). For more details on the electronic filing of this form, visit and click on e-file for Charities & Nonprofits. Part I Automatic 3-Month Extension of Time. Only submit original (no copies needed). A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and complete Part I only All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns. Enter filer's identifying number, see instructions Type or print File by the due date for filing your return. See instructions. Name of exempt organization or other filer, see instructions. Number, street, and room or suite no. If a P.O. box, see instructions. City, town or post office, state, and ZIP code. For a foreign address, see instructions. Enter the Return code for the return that this application is for (file a separate application for each return) Application Is For Form 990 or Form 990-EZ Form 990-BL Form 4720 (individual) Form 990-PF Form 990-T (sec. 401(a) or 408(a) trust) Form 990-T (trust other than above) The books are in the care of Return Code Application Is For Form 990-T (corporation) Form 1041-A Form 4720 (other than individual) Form 5227 Form 6069 Form 8870 Employer identification number (EIN) or Social security number (SSN) Return Code Telephone No FA No. If the organization does not have an office or place of business in the United States, check this box If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN). If this is for the whole group, check this box. If it is for part of the group, check this box and attach a list with the names and EINs of all members the extension is for. 1 I request an automatic 3-month (6 months for a corporation required to file Form 990-T) extension of time until 02/15, 20 15, to file the exempt organization return for the organization named above. The extension is for the organization's return for: calendar year 20 or tax year beginning 07/01, 20 13, and ending 06/30, If the tax year entered in line 1 is for less than 12 months, check reason: Initial return Final return Change in accounting period 3a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. 3a $ NONE b If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit. 3b $ NONE c Balance due. Subtract line 3b from line 3a. Include your payment with this form, if required, by using EFTPS (Electronic Federal Tax Payment System). See instructions. 3c $ NONE Caution. If you are going to make an electronic funds withdrawal (direct debit) with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions. For Privacy Act and Paperwork Reduction Act Notice, see instructions. Form 8868 (Rev ) 3F FORDHAM UNIVERSITY CONTROLLER'S OFFICE, 441 E. FORDHAM ROAD BRON,NY FRANK SIMIO

4 Form 8868 (Rev ) Page 2 If you are filing for an Additional (Not Automatic) 3-Month Extension, complete only Part II and check this box Note. Only complete Part II if you have already been granted an automatic 3-month extension on a previously filed Form If you are filing for an Automatic 3-Month Extension, complete only Part I (on page 1). Part II Additional (Not Automatic) 3-Month Extension of Time. Only file the original (no copies needed). Type or print Name of exempt organization or other filer, see instructions. Number, street, and room or suite no. If a P.O. box, see instructions. Enter filer's identifying number, see instructions Employer identification number (EIN) or Social security number (SSN) File by the due date for CONTROLLER'S OFFICE, 441 E. FORDHAM ROAD filing your City, town or post office, state, and ZIP code. For a foreign address, see instructions. return. See instructions. BRON, NY Enter the Return code for the return that this application is for (file a separate application for each return) Application Is For Form 990 or Form 990-EZ Form 990-BL Form 4720 (individual) Form 990-PF Form 990-T (sec. 401(a) or 408(a) trust) Form 990-T (trust other than above) Return Code Application Is For Form 1041-A Form 4720 (other than individual) Form 5227 Form 6069 Form STOP! Do not complete Part II if you were not already granted an automatic 3-month extension on a previously filed Form Return Code The books are in the care of FRANK SIMIO. Telephone No Fax No.. If the organization does not have an office or place of business in the United States, check this box If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN). If this is for the whole group, check this box. If it is for part of the group, check this box and attach a list with the names and EINs of all members the extension is for. 4 I request an additional 3-month extension of time until 5/15, For calendar year, or other tax year beginning 07/01, 20 13, and ending 06/30, FORDHAM UNIVERSITY If the tax year entered in line 5 is for less than 12 months, check reason: Initial return Final return Change in accounting period State in detail why you need the extension INFORMATION NECESSARY TO PREPARE A COMPLETE AND ACCURATE RETURN IS NOT YET AVAILABLE. 8a b c If this application is for Forms 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. 8a $ If this application is for Forms 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit and any amount paid previously with Form b $ Balance Due. Subtract line 8b from line 8a. Include your payment with this form, if required, by using EFTPS (Electronic Federal Tax Payment System). See instructions. Signature and Verification must be completed for Part II only. 8c $ Under penalties of perjury, I declare that I have examined this form, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete, and that I am authorized to prepare this form. AUTHORIZED AGENT AUTHORIZED AGENT 1/27/15 Signature Title Date NONE NONE NONE Form 8868 (Rev ) 3F

5 FORDHAM UNIVERSITY Form 990 (2013) Page 2 Part III Statement of Program Service Accomplishments Check if Schedule O contains a response or note to any line in this Part III 1 Briefly describe the organization's mission: SEE SCHEDULE O. If "Yes," describe these new services on Schedule O. 2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-EZ? Yes No If "Yes," describe these changes on Schedule O. 3 Did the organization cease conducting, or make significant changes in how it conducts, any program services? Yes No 4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported. 4a (Code: ) (Expenses $ 602,918,545. including grants of $ 148,018,193. ) (Revenue $ 627,055,523. ) INSTRUCTION, RESEARCH AND PUBLIC SERVICE IN THE GRADUATE (6,500 STUDENTS ENROLLED) AND UNDERGRADUATE (8,000 STUDENTS ENROLLED) SCHOOLS OF THE UNIVERSITY. 4b (Code: ) (Expenses $ including grants of $ ) (Revenue $ ) 4c (Code: ) (Expenses $ including grants of $ ) (Revenue $ ) 4d Other program services (Describe in Schedule O.) (Expenses $ including grants of $ ) (Revenue $ ) 4e Total program service expenses 602,918,545. 3E Form 990 (2013) 27922M 2231 V PAGE 3

6 FORDHAM UNIVERSITY Form 990 (2013) Page 3 Part IV Checklist of Required Schedules a Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A 1 Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? 2 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I 3 Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II 4 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III 5 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I 6 Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II 7 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part III 8 Did the organization report an amount in Part, line 21, for escrow or custodial account liability; serve as a custodian for amounts not listed in Part ; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV 9 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V If the organization s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, I, or as applicable. a Did the organization report an amount for land, buildings, and equipment in Part, line 10? If "Yes," b c d e f b a b a b 3E complete Schedule D, Part VI Did the organization report an amount for investments-other securities in Part, line 12 that is 5% or more of its total assets reported in Part, line 16? If "Yes," complete Schedule D, Part VII Did the organization report an amount for investments-program related in Part, line 13 that is 5% or more of its total assets reported in Part, line 16? If "Yes," complete Schedule D, Part VIII Did the organization report an amount for other assets in Part, line 15 that is 5% or more of its total assets reported in Part, line 16? If "Yes," complete Schedule D, Part I Did the organization report an amount for other liabilities in Part, line 25? If "Yes," complete Schedule D, Part Did the organization s separate or consolidated financial statements for the tax year include a footnote that addresses the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete Schedule D, Parts I and II Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts I and II is optional Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E Did the organization maintain an office, employees, or agents outside of the United States? Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV Did the organization report on Part I, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If "Yes," complete Schedule F, Parts II and IV Did the organization report on Part I, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If "Yes," complete Schedule F, Parts III and IV Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part I, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see instructions) Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return? 11a 11b 11c 11d 11e 11f 12a 12b 13 14a 14b a 20b Yes No Form 990 (2013) 27922M 2231 V PAGE 4

7 FORDHAM UNIVERSITY Form 990 (2013) Page 4 Part IV Checklist of Required Schedules (continued) a d 25 a b c b a b c a b Did the organization report more than $5,000 of grants or other assistance to any domestic organization or government on Part I, column (A), line 1? If "Yes," complete Schedule I, Parts I and II 21 Did the organization report more than $5,000 of grants or other assistance to individuals in the United States on Part I, column (A), line 2? If "Yes," complete Schedule I, Parts I and III 22 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated 23 employees? If "Yes," complete Schedule J Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes," answer lines 24b through 24d and complete Schedule K. If No, go to line 25a Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt bonds? Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I Did the organization report any amount on Part, line 5, 6, or 22 for receivables from or payable to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If so, complete Schedule L, Part II Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions): A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections and ? If "Yes," complete Schedule R, Part I Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1 Did the organization have a controlled entity within the meaning of section 512(b)(13)? If "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2 Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O 24a 24b 24c 24d 25a 25b a 28b 28c a 35b Yes No 38 Form 990 (2013) 3E M 2231 V PAGE 5

8 Form 990 (2013) Page 5 Part V d e f g h a b a b Statements Regarding Other IRS Filings and Tax Compliance Check if Schedule O contains a response or note to any line in this Part V Enter the number reported in Box 3 of Form Enter -0- if not applicable Yes 1a 1a 1,062 b Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable 1b 0 c Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? 1c 2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements, filed for the calendar year ending with or within the year covered by this return 2a 7,396 b If at least one is reported on line 2a, did the organization file all required federal employment tax returns? 2b Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions) 3a Did the organization have unrelated business gross income of $1,000 or more during the year? 3a b If "Yes," has it filed a Form 990-T for this year? If "No" to line 3b, provide an explanation in Schedule O 3b 4a At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? b If Yes, enter the name of the foreign country: UNITED KINGDOM See instructions for filing requirements for Form TD F , Report of Foreign Bank and Financial Accounts. 5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? b Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? c If "Yes" to line 5a or 5b, did the organization file Form 8886-T? 6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? b If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? 7 Organizations that may receive deductible contributions under section 170(c). a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? b If "Yes," did the organization notify the donor of the value of the goods or services provided? c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? If "Yes," indicate the number of Forms 8282 filed during the year 7d Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year? Sponsoring organizations maintaining donor advised funds. Did the organization make any taxable distributions under section 4966? Did the organization make a distribution to a donor, donor advisor, or related person? Section 501(c)(7) organizations. Enter: Initiation fees and capital contributions included on Part VIII, line 12 10a 10b Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities 11 Section 501(c)(12) organizations. Enter: a Gross income from members or shareholders 11a b Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) 11b 12a Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? b If "Yes," enter the amount of tax-exempt interest received or accrued during the year 12b 13 Section 501(c)(29) qualified nonprofit health insurance issuers. a Is the organization licensed to issue qualified health plans in more than one state? Note. See the instructions for additional information the organization must report on Schedule O. b Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans 13b c Enter the amount of reserves on hand 13c 14a Did the organization receive any payments for indoor tanning services during the tax year? b If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O 3E FORDHAM UNIVERSITY a 5a 5b 5c 6a 6b 7a 7b 7c 7e 7f 7g 7h 8 9a 9b 12a 13a 14a 14b No Form 990 (2013) 27922M 2231 V PAGE 6

9 Form 990 (2013) Page 6 Part VI Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions. Check if Schedule O contains a response or note to any line in this Part VI Section A. Governing Body and Management 1a Enter the number of voting members of the governing body at the end of the tax year If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O. b Enter the number of voting members included in line 1a, above, who are independent 1b 37 2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? 2 3 Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors, or trustees, or key employees to a management company or other person? 3 4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? 4 5 Did the organization become aware during the year of a significant diversion of the organization's assets? 5 6 Did the organization have members or stockholders? 6 7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? 7a b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? 7b 8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following: a The governing body? 8a b Each committee with authority to act on behalf of the governing body? 8b 9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization's mailing address? If "Yes," provide the names and addresses in Schedule O 9 Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.) 10a b c a b 16a b Did the organization have local chapters, branches, or affiliates? If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? 11a b 12a b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? Describe in Schedule O the process, if any, used by the organization to review this Form 990. Did the organization have a written conflict of interest policy? If"No,"gotoline13 rise to conflicts? describe in Schedule O how this was done Did the organization have a written whistleblower policy? Did the organization have a written document retention and destruction policy? Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision? The organization's CEO, Executive Director, or top management official Other officers or key employees of the organization If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions). Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? List the states with which a copy of this Form 990 is required to be filed CA, If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's exempt status with respect to such arrangements? Section C. Disclosure Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (Section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply. Own website Another's website Upon request Other (explain in Schedule O) Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year. State the name, physical address, and telephone number of the person who possesses the books and records of the organization: FRANK SIMIO, FORDHAM UNIVERSITY, 441 FORDHAM RD BRON, NY Form 990 (2013) 3E FORDHAM UNIVERSITY M 2231 V PAGE 7 1a 39 10a 10b 11a 12a 12b 12c a 15b 16a 16b Yes Yes No No

10 Form 990 (2013) FORDHAM UNIVERSITY Page 7 Part VII Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors Check if Schedule O contains a response or note to any line in this Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization's tax year. List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid. List all of the organization's current key employees, if any. See instructions for definition of "key employee." List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations. List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of reportable compensation from the organization and any related organizations. List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than $10,000 of reportable compensation from the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees; and former such persons. Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee. (C) (A) (B) Position (D) (E) (F) Name and Title Average hours per week (list any (do not check more than one box, unless person is both an officer and a director/trustee) Reportable compensation from Reportable compensation from related the organizations organization (W-2/1099-MISC) (W-2/1099-MISC) hours for related organizations below dotted line) Individual trustee or director Institutional trustee Officer Key employee Highest compensated employee Former Estimated amount of other compensation from the organization and related organizations (1) JOSEPH MCSHANE S.J PRESIDENT/TRUSTEE ,052. (2) ROBERT D. DALEO 1.00 CHAIR (3) ROSEMARY T. BERKERY 1.00 TRUSTEE (4) VINCENT L. BIAGI, S.J TRUSTEE (5) KENNETH BOLLER, S.J TRUSTEE (6) JAMES BROWN 1.00 TRUSTEE (7) DARRYL EMERSON BROWN 1.00 TRUSTEE (8) ELIZABETH BURNS 1.00 TRUSTEE (9) VINCENT CAPPUCCI 1.00 TRUSTEE (10) DONNA M. CARROLL 1.00 TRUSTEE (11) JOHN J. CECERO S.J TRUSTEE (12) MICHAEL J. COSGROVE 1.00 TRUSTEE (13) GERALD C. CROTTY 1.00 TRUSTEE (14) CAROLYN N. DOLAN 1.00 TRUSTEE Form 990 (2013) 3E M 2231 V PAGE 8

11 FORDHAM UNIVERSITY Form 990 (2013) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and title Average Position Reportable Reportable hours per (do not check more than one compensation compensation from week (list any box, unless person is both an from related hours for officer and a director/trustee) the organizations related organization (W-2/1099-MISC) organizations (W-2/1099-MISC) below dotted line) Individual trustee or director Institutional trustee Officer Key employee Highest compensated employee 1b Sub-total c Total from continuation sheets to Part VII, Section A d Total (add lines 1b and 1c) 2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual 3 4 For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If Yes, complete Schedule J for such individual 4 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If Yes, complete Schedule J for such person 5 Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization's tax year. Former Estimated amount of other compensation from the organization and related organizations ( 15) CHRISTOPHER F. FITZMAURICE 1.00 TRUSTEE ( 16) HONORA AHERN GROSE 1.00 TRUSTEE ( 17) PATRICIA HELLER 1.00 TRUSTEE ( 18) DARLENE LUCCIO JORDAN 1.00 TRUSTEE ( 19) JOHN M. KEANE 1.00 TRUSTEE ( 20) ANDREW C. KERIN 1.00 TRUSTEE ( 21) WILLIAM LOSCHERT 1.00 TRUSTEE ( 22) BRIAN MACLEAN 1.00 TRUSTEE ( 23) J. THOMAS MCCLAIN, S.J TRUSTEE ( 24) STEPHEN J. MCGUINNESS 1.00 TRUSTEE ( 25) HENRY S. MILLER 1.00 TRUSTEE ,052. 6,672, ,957. 6,672, ,009. Yes No ATTACHMENT 1 (A) Name and business address (B) Description of services (C) Compensation 2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization 293 3E Form 990 (2013) 27922M 2231 V PAGE 9

12 FORDHAM UNIVERSITY Form 990 (2013) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and title Average Position Reportable Reportable hours per (do not check more than one compensation compensation from week (list any box, unless person is both an from related hours for officer and a director/trustee) the organizations related organization (W-2/1099-MISC) organizations (W-2/1099-MISC) below dotted line) Individual trustee or director Institutional trustee Officer Key employee Highest compensated employee 1b Sub-total c Total from continuation sheets to Part VII, Section A d Total (add lines 1b and 1c) 2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual 3 4 For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If Yes, complete Schedule J for such individual 4 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If Yes, complete Schedule J for such person 5 Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization's tax year. Former Estimated amount of other compensation from the organization and related organizations ( 26) PATRICIA A. NAZEMETZ 1.00 TRUSTEE ( 27) ARMANDO NUNEZ, JR TRUSTEE ( 28) JOSEPH P. PARKES, S.J TRUSTEE ( 29) THOMAS REGAN, S.J TRUSTEE ( 30) DENNIS G. RUPPEL 1.00 TRUSTEE ( 31) PETER JOHN SACRIPANTI 1.00 TRUSTEE ( 32) THOMAS P. SALICE 1.00 TRUSTEE ( 33) LUIS E. SAN MIGUEL 1.00 TRUSTEE ( 34) EDWARD M. STROZ 1.00 TRUSTEE ( 35) WILLIAM J. TOPPETA 1.00 TRUSTEE ( 36) MARK H. TUOHEY, III 1.00 TRUSTEE Yes No (A) Name and business address (B) Description of services (C) Compensation 2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization 3E Form 990 (2013) 27922M 2231 V PAGE 10

13 FORDHAM UNIVERSITY Form 990 (2013) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and title Average Position Reportable Reportable hours per (do not check more than one compensation compensation from week (list any box, unless person is both an from related hours for officer and a director/trustee) the organizations related organization (W-2/1099-MISC) organizations (W-2/1099-MISC) below dotted line) Individual trustee or director Institutional trustee Officer Key employee Highest compensated employee 1b Sub-total c Total from continuation sheets to Part VII, Section A d Total (add lines 1b and 1c) 2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual 3 4 For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If Yes, complete Schedule J for such individual 4 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If Yes, complete Schedule J for such person 5 Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization's tax year. Former Estimated amount of other compensation from the organization and related organizations ( 37) VINCENT VIOLA 1.00 TRUSTEE ( 38) JOHN M. ZIZZO 1.00 TRUSTEE ( 39) LILIAN WU 1.00 TRUSTEE ( 40) MARGRET BALL UNIVERSITY SECRETARY 167, ,299. ( 41) BRIAN BYRNE VP OF ADMINISTRATION 307, ,244. ( 42) THOMAS A. DUNN VP OF GOV'T REL & URBAN AFFAIR 371, ,197. ( 43) STEPHEN FREEMAN PROVOST 480, ,408. ( 44) JEFFREY GRAY VP OF STUDENT SERVICES 346, ,383. ( 45) JOHN LORDAN SENIOR VP, CFO, & TREASURER 483, ,623. ( 46) ROGER MILLICI VP OF DEVELOPMENT 356, ,428. ( 47) MSGR. JOSEPH QUINN VP OF MISSION AND MINISTRY 150, ,948. Yes No (A) Name and business address (B) Description of services (C) Compensation 2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization 3E Form 990 (2013) 27922M 2231 V PAGE 11

14 FORDHAM UNIVERSITY Form 990 (2013) Page 8 Part VII Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and title Average Position Reportable Reportable hours per (do not check more than one compensation compensation from week (list any box, unless person is both an from related hours for officer and a director/trustee) the organizations related organization (W-2/1099-MISC) organizations (W-2/1099-MISC) below dotted line) Individual trustee or director Institutional trustee Officer Key employee Highest compensated employee Former Estimated amount of other compensation from the organization and related organizations ( 48) FRANK SIMIO VP OF FINANCE 300, ,948. ( 49) FRANK SIRIANNI VP OF INFORMATION TECHNOLOGY 305, ,886. ( 50) PETER STACE VP OF ENROLLMENT SVCS 342, ,680. ( 51) MARCO VALERA VP OF FACILITIES 291, ,131. ( 52) ERIC WOOD CHIEF INVESTMENT OFFICER 228, ,285. ( 53) THOMAS PECORA HEAD MENS BASKETBALL COACH 695, ,677. ( 54) DONNA RAPACCIOLI SCHOOL OF BUSINESS DEAN 482, ,504. ( 55) MICHAEL M. MARTIN LAW SCHOOL DEAN 471, ,649. ( 56) DAVID GAUTSHI GRAD BUS. SCH OF ADMIN DEAN 452, ,239. ( 57) IFTEKHAR HASAN PROFESSOR AND CHAIR 437, ,428. 1b Sub-total c Total from continuation sheets to Part VII, Section A d Total (add lines 1b and 1c) 2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization Did the organization list any former officer, director, or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual 3 4 For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If Yes, complete Schedule J for such individual 4 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If Yes, complete Schedule J for such person 5 Section B. Independent Contractors 1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization's tax year. Yes No (A) Name and business address (B) Description of services (C) Compensation 2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 in compensation from the organization 3E Form 990 (2013) 27922M 2231 V PAGE 12

15 FORDHAM UNIVERSITY Statement of Revenue Check if Schedule O contains a response or note to any line in this Part VIII Form 990 (2013) Page 9 Part VIII Contributions, Gifts, Grants and Other Similar Amounts Program Service Revenue Other Revenue 1a b c d e f g h 2a b c d e f g 6a b c d 7a 8a b c 9a b c 10a b c 11a b c d e 1a 1b 1c 2,073,860. 1d 1e 15,148, ,568,486. 1,177,703. Total. Add lines 1a-1f (A) Total revenue (B) Related or exempt function revenue (C) Unrelated business revenue (D) Revenue excluded from tax under sections Federated campaigns Membership dues Fundraising events Related organizations Government grants (contributions) All other contributions, gifts, grants, and similar amounts not included above 1f Noncash contributions included in lines 1a-1f: $ 82,790,803. Business Code TUITION AND FEES ,707, ,707,908. AUILIARY ENTERPRISES ,871, ,656,264. 1,215,453. ATHLETIC AND SUMMER PROGRAMS ,910,894. 3,910,894. FEES FOR EDUCATIONAL SERVICES ,372,580. 2,372,580. VISITING PROFESSORS SALARY , ,749. All other program service revenue 2,508,675. 2,508,675. Total. Add lines 2a-2f 627,055,523. Investment income (including dividends, interest, and other similar amounts) 11,812, , ,545,930. Income from investment of tax-exempt bond proceeds 6,795. 6,795. Royalties 568, ,641. (i) Real (ii) Personal Gross rents 500,000. Less: rental expenses Rental income or (loss) 500,000. Net rental income or (loss) Gross amount from sales of (i) Securities (ii) Other assets other than inventory 250,376, ,038. b Less: cost or other basis and sales expenses 199,007,032. c Gain or (loss) 51,369, ,038. d Net gain or (loss) Gross income from fundraising events (not including $ 2,073,860. of contributions reported on line 1c). See Part IV, line 18 a 159,000. Less: direct expenses b 1,174,566. Net income or (loss) from fundraising events Gross income from gaming activities. See Part IV, line 19 a Less: direct expenses b Net income or (loss) from gaming activities Gross sales of inventory, less returns and allowances a Less: cost of goods sold b Net income or (loss) from sales of inventory Miscellaneous Revenue Business Code PARKING INCOME - OPEN TO PUBLIC , ,942. TRAVEL TOURS , ,745. NET GAIN FROM REFUNDING DEBT , ,388. All other revenue Total. Add lines 11a-11d 510, ,942, ,840, , ,916, Total revenue. See instructions 3E , , ,713, ,713, ,015, ,015, Form 990 (2013) 27922M 2231 V PAGE 13