INDIANA UNIVERSITY ALUMNI ASSOCIATION, INC. FORM 990 TAX YEAR 2013

Transcription

1 NDANA UNVERSTY ALUMN ASSOCATON, NC. FORM 99 TA YEAR 213

2 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 21 N. llinois Street, Suite 7 // P.O. Box // ndianapolis, N // Mr. JT Fores ndiana University Alumni Association, nc. 1 East 17th Street Bloomington, N Dear JT: Enclosed are the original and one copy of your income tax returns for the period ended June 3, 214 for: NDANA UNVERSTY ALUMN ASSOCATON, NC. as follows Return of Organization Exempt from ncome Tax 213 Schedule A Pulic Charity Status and Pulic Support 213 Schedule B Schedule of Contriutors 213 Schedule C Political Campaign and Loying Activities 213 Schedule D Supplemental Financial Statements 213 Schedule F Statement of Activities Outside the United States 213 Schedule Grants & Other Assist. to Org/Gov/nd. in the U.S 213 Schedule J Compensation nformation 213 Schedule O Supplemental nformation to Form 99 or 99EZ T Exempt Organization Business ncome Tax Return EO RS efile Signature Authorization 213 ndiana Form T2NP Nonprofit Organization UB Tax Return 213 ndiana Form NP2 Nonprofit Organization's Annual Report Each original should e dated, signed and filed in accordance with the filing instructions. The copy should e retained for your files. These returns were prepared from information provided y you or your representative. The preparation of tax returns does not include the independent verification of information used. Therefore, we recommend you review the returns efore signing to ensure there are no omissions or misstatements. f you note anything which may require a change to the returns, please contact us efore filing them. Under current RS regulations, your return is suject to pulic inspection. Before filing, you should review all information in this return to determine that the disclosures are appropriate, accurate and complete. Please contact us if you elieve any disclosures should e modified. Before preparing your tax return, we provided you with access to a summary of transactions identified y the U. S. Treasury as reportale transactions. The law provides for a penalty as high as $2, per transaction for failure to adequately disclose any of them on your tax return if applicale. Unless you notified us otherwise, your tax return was prepared with the assumption you have not engaged in any reportale transaction. Otherwise, we have prepared your tax return in accordance with the information you provided to us and have attached the appropriate disclosure statement to your tax return. We are not liale for any penalties L226 7

3 Mr. JT Fores resulting from your failure to provide us with accurate and timely information aout such transactions or to timely file the required disclosure statements. f you have any questions aout reportale transactions, please contact us efore filing your return. We sincerely appreciate this opportunity to serve you. Please contact us if you have questions concerning the returns or if we may e of further assistance. Sincerely, Nicole B. Fishack, CPA BKD, LLP Enclosure(s)

4 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 21 N. llinois Street, Suite 7 // P.O. Box // ndianapolis, N // nstructions for filing NDANA UNVERSTY ALUMN ASSOCATON, NC. Form 8879EO RS Efile Signature Authorization for the period ended June 3, 214 ************************* Signature... The original RS efile Signature Authorization form should e signed (use full name) and dated y the taxpayer. Filing... Return your signed Form 8879EO to: BKD, LLP 21 N. llinois Street ndianapolis N 4624 Or fax your signed Form 8879EO to: Payment of tax... No payment of tax is required. BKD, LLP EFile Coordinator Under current RS regulations, your return is suject to pulic inspection. Before filing, you should review all information in this return to determine that the disclosures are appropriate, accurate and complete. Please contact us if you elieve any of the disclosures should e modified. Form 8879EO serves as a replacement for your signature that would e affixed to form 99 if you paper filed your return. Please DO NOT separately file form 99 with the nternal Revenue Service. Doing so will delay the processing of your return. We must receive your signed form efore we can electronically transmit your return which is due on May 15, 215. We would appreciate your returning this form as soon as possile as this will expedite the processing of your return. The nternal L226 7

5 Revenue Service will notify us when your return is accepted. Your return is not considered filed until the nternal Revenue Service confirms their acceptance, which may occur after the due date of your return. *************************

6 Form 8879EO RS efile Signature Authorization for an Exempt Organization 7/1 6/3 14 For calendar year 213, or fiscal year eginning, 213, and ending, 2 Do not send to the RS. Keep for your records. nformation aout Form 8879EO and its instructions is at OMB No Department of the Treasury nternal Revenue Service À¾µ Name of exempt organization Name and title of officer Part Type of Return and Return nformation (Whole Dollars Only) Employer identification numer NDANA UNVERSTY ALUMN ASSOCATON, NC J. THOMAS FORBES, EECUTVE OFFCER Check the ox for the return for which you are using this Form 8879EO and enter the applicale amount, if any, from the return. f you check the ox on line 1a, 2a, 3a, 4a, or 5a, elow, and the amount on that line for the return eing filed with this form was lank, then leave line 1, 2, 3, 4, or 5, whichever is applicale, lank (do not enter ). But, if you entered on the return, then enter on the applicale line elow. Do not complete more than 1 line in Part. 1a 2a 3a 4a 5a Form 99 check here Total revenue, if any (Form 99, Part V, column (A), line 12) Form 99EZ check here Total revenue, if any (Form 99EZ, line 9) Form 112POL check here Total tax (Form 112POL, line 22) m m m m m m m m m m m m m Form 99PF check here Tax ased on investment income (Form 99PF, Part V, line 5) m Form 8868 check here Part m m m Balance Due (Form 8868, Part, line 3c or Part, line 8c) m m m m m Declaration and Signature Authorization of Officer Under penalties of perjury, declare that am an officer of the aove organization and that have examined a copy of the organization's 213 electronic return and accompanying schedules and statements and to the est of my knowledge and elief, they are true, correct, and complete. further declare that the amount in Part aove is the amount shown on the copy of the organization's electronic return. consent to allow my intermediate service provider, transmitter, or electronic return originator (ERO) to send the organization's return to the RS and to receive from the RS (a) an acknowledgement of receipt or reason for rejection of the transmission, () the reason for any delay in processing the return or refund, and (c) the date of any refund. f applicale, authorize the U.S. Treasury and its designated Financial Agent to initiate an electronic funds withdrawal (direct deit) entry to the financial institution account indicated in the tax preparation software for payment of the organization's federal taxes owed on this return, and the financial institution to deit the entry to this account. To revoke a payment, must contact the U.S. Treasury Financial Agent at no later than 2 usiness days prior to the payment (settlement) date. also authorize the financial institutions involved in the processing of the electronic payment of taxes to receive confidential information necessary to answer inquiries and resolve issues related to the payment. have selected a personal identification numer (PN) as my signature for the organization's electronic return and, if applicale, the organization's consent to electronic funds withdrawal Officer's PN: check one ox only authorize Officer's signature Part ERO firm name to enter my PN Enter five numers, ut do not enter all zeros as my signature on the organization's tax year 213 electronically filed return. f have indicated within this return that a copy of the return is eing filed with a state agency(ies) regulating charities as part of the RS Fed/State program, also authorize the aforementioned ERO to enter my PN on the return's disclosure consent screen. As an officer of the organization, will enter my PN as my signature on the organization's tax year 213 electronically filed return. f have indicated within this return that a copy of the return is eing filed with a state agency(ies) regulating charities as part of the RS Fed/State program, will enter my PN on the return's disclosure consent screen. Certification and Authentication ERO's EFN/PN. Enter your sixdigit electronic filing identification numer (EFN) followed y your fivedigit selfselected PN. Date do not enter all zeros certify that the aove numeric entry is my PN, which is my signature on the 213 electronically filed return for the organization indicated aove. confirm that am sumitting this return in accordance with the requirements of Pu. 4163, Modernized efile (MeF) nformation for Authorized RS efile Providers for Business Returns. ERO's signature BKD, LLP ERO Must Retain This Form See nstructions Do Not Sumit This Form To the RS Unless Requested To Do So For Paperwork Reduction Act Notice, see ack of form. Form 8879EO (213) Date /15/ /15/215 3E H D31 PAGE 2

7 Return of Organization Exempt From ncome Tax OMB No Form Under section 51(c), 527, or 4947(a)(1) of the nternal Revenue Code (except private foundations) 99 À¾µ Do not enter Social Security numers on this form as it may e made pulic. Open to Pulic Department of the Treasury nternal Revenue Service nformation aout Form 99 and its instructions is at nspection A For the 213 calendar year, or tax year eginning, 213, and ending, 2 B J Check if applicale: Address change Name change nitial return C Name of organization Doing Business As Numer and street (or P.O. ox if mail is not delivered to street address) Room/suite D E Employer identification numer Telephone numer Terminated City or town, state or province, country, and ZP or foreign postal code Amended return BLOOMNGTON, N 4748 G Gross receipts $ 11,318,267. Application F Name and address of principal officer: H(a) s this a group return for Yes No pending J. THOMAS FORBES suordinates? 1 E 17TH STREET BLOOMNGTON, N 4748 H() Are all suordinates included? Yes No Taxexempt status: 51(c)(3) 51(c) ( ) (insert no.) 4947(a)(1) or 527 f "No," attach a list. (see instructions) J Wesite: H(c) Group exemption numer N Part 1 Briefly descrie the organization's mission or most significant activities: DENTFY AND NVOLVE MORE THAN A HALFMLLON ALUMN TO SERVE NDANA UNVERSTY AND EACH OTHER. K Form of organization: Corporation Trust Association Other L Year of formation: M State of legal domicile: Summary Activities & Governance Revenue Expenses Net Assets or Fund Balances Part 2 Check this ox if the organization discontinued its operations or disposed of more than 25% of its net assets. 3 Numer of voting memers of the governing ody (Part V, line 1a) 3 4 Numer of independent voting memers of the governing ody (Part V, line 1) 4 5 Total numer of individuals employed in calendar year 213 (Part V, line 2a) 5 6 Total numer of volunteers (estimate if necessary) m m m m m m m m 6 7a Total unrelated usiness revenue from Part V, column (C), line 12 7a Net unrelated usiness taxale income from Form 99T, line 34 m m m m m m m m m m m m m m m m m m m m m m m m 7 Prior Year m m m m m m m m m m m m m m m m m m m m m m m 8 Contriutions and grants (Part V, line 1h) 9 Program service revenue (Part V, line 2g) 1 nvestment income (Part V, column (A), lines 3, 4, and 7d) m m m m m 11 Other revenue (Part V, column (A), lines 5, 6d, 8c, 9c, 1c, and 11e) m m m m m 12 Total revenue add lines 8 through 11 (must equal Part V, column (A), line 12) 13 Grants and similar amounts paid (Part, column (A), lines 13) 14 Benefits paid to or for memers (Part, column (A), line 4) m m m m m m m m m m 15 Salaries, other compensation, employee enefits (Part, column (A), lines 51) 16a Professional fundraising fees (Part, column (A), line 11e) m m m m m m m m m m m m m m m m m Total fundraising expenses (Part, column (D), line 25) 42, Other expenses (Part, column (A), lines 11a11d, 11f24e) m m m m m m 18 Total expenses. Add lines 1317 (must equal Part, column (A), line 25) m m m m m m m m m m 19 Revenue less expenses. Sutract line 18 from line 12 Total assets (Part, line 16) Total liailities (Part, line 26) Net assets or fund alances. Sutract line 21 from line 2 Signature Block m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 7/1 6/3 NDANA UNVERSTY ALUMN ASSOCATON, NC EAST 17TH STREET (812) Beginning of Current Year Current Year End of Year Under penalties of perjury, declare that have examined this return, including accompanying schedules and statements, and to the est of my knowledge and elief, it is true, correct, and complete. Declaration of preparer (other than officer) is ased on all information of which preparer has any knowledge ,5. 162,998. 5,273,219. 6,699,779. 2,459,725. 2,131,955. 1,353, , ,837. 1,35,725. 1,76,4. 1,713,6. 27,216. 1,419,96. 4,21,163. 4,12,447. 5,15,644. 4,884,453. 9,334,23. 1,424, , ,2. 21,999, ,469,347. 4,826,231. 5,667, ,173, ,81,558. Sign Here Paid M Signature of officer Date M Type or print name and title Print/Type preparer's name Preparer's signature Date Check if PTN selfemployed NCOLE B FSHBACK Firm's EN Phone no. m m m m m m m m m m m m m m m m m m m m m m m m m P Preparer Firm's name BKD, LLP Use Only Firm's address 21 N. LLNOS STREET NDANAPOLS, N May the RS discuss this return with the preparer shown aove? (see instructions) Yes No For Paperwork Reduction Act Notice, see the separate instructions. Form 99 (213) 3E H D31 PAGE 3

8 % f you are filing for an Additional (Not Automatic) 3Month Extension, complete only Part and check this ox m m m m m m m m Note. Only complete Part if you have already een granted an automatic 3month extension on a previously filed Form % Form 8868 (Rev. 1214) Page 2 f you are filing for an Automatic 3Month Extension, complete only Part (on page 1). Additional (Not Automatic) 3Month Extension of Time. Only file the original (no copies needed). Part Type or print File y the due date for filing your return. See instructions. Name of exempt organization or other filer, see instructions. Numer, street, and room or suite no. f a P.O. ox, see instructions. City, town or post office, state, and ZP code. For a foreign address, see instructions. Enter filer's identifying numer, see instructions Employer identification numer (EN) or Social security numer (SSN) BLOOMNGTON, N 4748 Enter the Return code for the return that this application is for (file a separate application for each return) m m m m m m m m m m m m Application s For Return Code Application s For Form 99 or Form 99EZ Form 99BL Form 472 (individual) Form 99PF Form 99T (sec. 41(a) or 48(a) trust) Form 99T (trust other than aove) Form 141A Form 472 (other than individual) Form 5227 Form 669 Form STOP! Do not complete Part if you were not already granted an automatic 3month extension on a previously filed Form % Telephone No. % 1 Return Code The ooks are in the care of ERN M. ZODY, 1 E 17TH STREET BLOOMNGTON, N Fax No.. f the organization does not have an office or place of usiness in the United States, check this ox m m m m m m m m m m m m m m m f this is for a Group Return, enter the organization's four digit Group Exemption Numer (GEN). f this is m m m m m m m m m m m m m for the whole group, check this ox. f it is for part of the group, check this ox and attach a list with the names and ENs of all memers the extension is for. 4 request an additional 3month extension of time until 5/15, For calendar year, or other tax year eginning 7/1, 2 13, and ending 6/3, f the tax year entered in line 5 is for less than 12 months, check reason: nitial return Final return 7 NDANA UNVERSTY ALUMN ASSOCATON, NC EAST 17TH STREET Change in accounting period State in detail why you need the extension ADDTONAL TME S REQURED TO ACCUMULATE THE NFORMATON NECESSARY TO FLE A COMPLETE AND ACCURATE RETURN. 8a c f this application is for Forms 99BL, 99PF, 99T, 472, or 669, enter the tentative tax, less any nonrefundale credits. See instructions. 8a $ f this application is for Forms 99PF, 99T, 472, or 669, enter any refundale credits and estimated tax payments made. nclude any prior year overpayment allowed as a credit and any amount paid previously with Form $ Balance Due. Sutract line 8 from line 8a. nclude your payment with this form, if required, y using EFTPS (Electronic Federal Tax Payment System). See instructions. Signature and Verification must e completed for Part only. 8c $ Under penalties of perjury, declare that have examined this form, including accompanying schedules and statements, and to the est of my knowledge and elief, it is true, correct, and complete, and that am authorized to prepare this form. Signature Title Date 2/15/215 Form 8868 (Rev. 1214) 3F H D31 PAGE 2

9 Form 8868 Application for Extension of Time To File an (Rev. January 214) Exempt Organization Return OMB No Department of the Treasury File a separate application for each return. nternal Revenue Service nformation aout Form 8868 and its instructions is at % m m m m m m m m m m m m m m m m m f you are filing for an Automatic 3Month Extension, complete only Part and check this ox f you are filing for an Additional (Not Automatic) 3Month Extension, complete only Part (on page 2 of this form). Do not complete Part unless you have already een granted an automatic 3month extension on a previously filed Form Electronic filing (efile). You can electronically file Form 8868 if you need a 3month automatic extension of time to file (6 months for a corporation required to file Form 99T), or an additional (not automatic) 3month extension of time. You can electronically file Form 8868 to request an extension of time to file any of the forms listed in Part or Part with the exception of Form 887, nformation Return for Transfers Associated With Certain Personal Benefit Contracts, which must e sent to the RS in paper format (see instructions). For more details on the electronic filing of this form, visit and click on efile for Charities & Nonprofits. Part Automatic 3Month Extension of Time. Only sumit original (no copies needed). A corporation required to file Form 99T and requesting an automatic 6month extension check this ox and complete Part only m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m All other corporations (including 112C filers), partnerships, REMCs, and trusts must use Form 74 to request an extension of time to file income tax returns. Enter filer's identifying numer, see instructions Type or print File y the due date for filing your return. See instructions. Name of exempt organization or other filer, see instructions. Numer, street, and room or suite no. f a P.O. ox, see instructions. City, town or post office, state, and ZP code. For a foreign address, see instructions. Enter the Return code for the return that this application is for (file a separate application for each return) Application s For Form 99 or Form 99EZ Form 99BL Form 472 (individual) Form 99PF Form 99T (sec. 41(a) or 48(a) trust) Form 99T (trust other than aove) % The ooks are in the care of Telephone No. % Return Code Application s For Form 99T (corporation) Form 141A Form 472 (other than individual) Form 5227 Form 669 Form 887 Employer identification numer (EN) or Social security numer (SSN) m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Return Code FA No. f the organization does not have an office or place of usiness in the United States, check this ox f this is for a Group Return, enter the organization's four digit Group Exemption Numer (GEN). f this is for the whole group, check this ox. f it is for part of the group, check this ox and attach a list with the names and ENs of all memers the extension is for. 1 request an automatic 3month (6 months for a corporation required to file Form 99T) extension of time until 2/15, 2 15, to file the exempt organization return for the organization named aove. The extension is for the organization's return for: calendar year 2 or tax year eginning 7/1, 2 13, and ending 6/3, f the tax year entered in line 1 is for less than 12 months, check reason: nitial return Final return Change in accounting period 3a f this application is for Form 99BL, 99PF, 99T, 472, or 669, enter the tentative tax, less any nonrefundale credits. See instructions. 3a $ f this application is for Form 99PF, 99T, 472, or 669, enter any refundale credits and estimated tax payments made. nclude any prior year overpayment allowed as a credit. 3 $ c Balance due. Sutract line 3 from line 3a. nclude your payment with this form, if required, y using EFTPS (Electronic Federal Tax Payment System). See instructions. 3c $ Caution. f you are going to make an electronic funds withdrawal (direct deit) with this Form 8868, see Form 8453EO and Form 8879EO for payment instructions. For Privacy Act and Paperwork Reduction Act Notice, see instructions. Form 8868 (Rev. 1214) 3F854 2 NDANA UNVERSTY ALUMN ASSOCATON, NC EAST 17TH STREET BLOOMNGTON, N 4748 ERN M. ZODY, 1 E 17TH STREET BLOOMNGTON, N H D31 PAGE

10 Form 99 (213) Page 2 Part Statement of Program Service Accomplishments Check if Schedule O contains a response or note to any line in this Part m m m m m m m m m m m m m m m m m m m m m m m m 1 Briefly descrie the organization's mission: SERVNG NDANA UNVERSTY'S ALUMN THROUGH PROGRAMS AND COMMUNCATONS. m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m f "Yes," descrie these new services on Schedule O. 2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 99 or 99EZ? Yes No m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m f "Yes," descrie these changes on Schedule O. 3 Did the organization cease conducting, or make significant changes in how it conducts, any program services? Yes No 4 Descrie the organization's program service accomplishments for each of its three largest program services, as measured y expenses. Section 51(c)(3) and 51(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported. 4a (Code: ) (Expenses $ 9,488,2. including grants of $ 1,419,96. ) (Revenue $ 2,137,63. ) PROVDE PROGRAMS, ACTVTES, COMMUNCATONS AND SERVCES TO GENERAL ALUMN BODY, ALUMN CHAPTERS, CONSTTUENT SOCETES AND AFFLATE GROUPS. PARTCULARLY FOCUSED ON PROVDNG CAREER AND PROFESSONAL DEVELOPMENT OPPORTUNTES N PROGRAMMNG, NETWORKNG, CAREER COACHNG AND MENTORNG. 4 (Code: ) (Expenses $ including grants of $ ) (Revenue $ ) 4c (Code: ) (Expenses $ including grants of $ ) (Revenue $ ) 4d Other program services (Descrie in Schedule O.) (Expenses $ including grants of $ ) (Revenue $ ) 4e Total program service expenses 9,488,2. 3E12 2 Form 99 (213) 37884H D31 PAGE 4

11 Form 99 (213) Page 3 Part V Checklist of Required Schedules a m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m s the organization required to complete Schedule B, Schedule of Contriutors (see instructions)? m m m m m m m m m Did the organization engage in direct or indirect political campaign activities on ehalf of or in opposition to candidates for pulic office? f "Yes," complete Schedule C, Part m m m m m m m m m m m m m m m m m m m m m m m m m m m Section 51(c)(3) organizations. Did the organization engage in loying activities, or have a section 51(h) election in effect during the tax year? f "Yes," complete Schedule C, Part m m m m m m m m m m m m m m m m m m m m m m s the organization descried in section 51(c)(3) or 4947(a)(1) (other than a private foundation)? f "Yes," complete Schedule A 1 2 s the organization a section 51(c)(4), 51(c)(5), or 51(c)(6) organization that receives memership dues, assessments, or similar amounts as defined in Revenue Procedure 9819? f "Yes," complete Schedule C, Part m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distriution or investment of amounts in such funds or accounts? f "Yes," complete Schedule D, Part m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, or historic structures? f "Yes," complete Schedule D, Part m m m m m m m m m m Did the organization maintain collections of works of art, historical treasures, or other similar assets? f "Yes," complete Schedule D, Part m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization report an amount in Part, line 21, for escrow or custodial account liaility; serve as a custodian for amounts not listed in Part ; or provide credit counseling, det management, credit repair, or det negotiation services? f "Yes," complete Schedule D, Part V m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasiendowments? f "Yes," complete Schedule D, Part V m m m m m m m 11 f the organization s answer to any of the following questions is "Yes," then complete Schedule D, Parts V, V, V,, or as applicale. a Did the organization report an amount for land, uildings, and equipment in Part, line 1? f "Yes," c d e f a a 3E121 1 complete Schedule D, Part V m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization report an amount for investmentsother securities in Part, line 12 that is 5% or more of its total assets reported in Part, line 16? f "Yes," complete Schedule D, Part V m m m m m m m m m m m m m m m m m Did the organization report an amount for investmentsprogram related in Part, line 13 that is 5% or more of its total assets reported in Part, line 16? f "Yes," complete Schedule D, Part V m m m m m m m m m m m m m m m m m Did the organization report an amount for other assets in Part, line 15 that is 5% or more of its total assets reported in Part, line 16? f "Yes," complete Schedule D, Part m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization report an amount for other liailities in Part, line 25? f "Yes," complete Schedule D, Part Did the organization s separate or consolidated financial statements for the tax year include a footnote that addresses the organization's liaility for uncertain tax positions under FN 48 (ASC 74)? f "Yes," complete Schedule D, Part m m m m m m Did the organization otain separate, independent audited financial statements for the tax year? f "Yes," complete Schedule D, Parts and m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Was the organization included in consolidated, independent audited financial statements for the tax year? f "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts and is optional m m m m s the organization a school descried in section 17()(1)(A)(ii)? f "Yes," complete Schedule E Did the organization maintain an office, employees, or agents outside of the United States?m m m m m m m m m m m m m Did the organization have aggregate revenues or expenses of more than $1, from grantmaking, fundraising, usiness, investment, and program service activities outside the United States, or aggregate foreign investments valued at $1, or more? f "Yes," complete Schedule F, Parts and V m m m m m m m m m m m Did the organization report on Part, column (A), line 3, more than $5, of grants or other assistance to or for any foreign organization? f "Yes," complete Schedule F, Parts and V m m m m m m m m m m m m m m m m m m m m m m Did the organization report on Part, column (A), line 3, more than $5, of aggregate grants or other assistance to or for foreign individuals? f "Yes," complete Schedule F, Parts and V m m m m m m m m m m m m m m m m Did the organization report a total of more than $15, of expenses for professional fundraising services on Part, column (A), lines 6 and 11e? f "Yes," complete Schedule G, Part (see instructions) m m m m m m m m m m m Did the organization report more than $15, total of fundraising event gross income and contriutions on Part V, lines 1c and 8a? f "Yes," complete Schedule G, Part m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization report more than $15, of gross income from gaming activities on Part V, line 9a? f "Yes," complete Schedule G, Part m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization operate one or more hospital facilities? f "Yes," complete Schedule H m m m m m m m f "Yes" to line 2a, did the organization attach a copy of its audited financial statements to this return? m m m m m m a 11 11c 11d 11e 11f 12a a a 2 Yes No Form 99 (213) 37884H D31 PAGE 5

12 Form 99 (213) Page 4 Part V Checklist of Required Schedules (continued) a d 25 a c a c a m m m m m m m m m m m m m m m on Part, column (A), line 2? f "Yes," complete Schedule, Parts and m m m m m m m m m m m m m m m m m m m m m m Did the organization report more than $5, of grants or other assistance to any domestic organization or government on Part, column (A), line 1? f "Yes," complete Schedule, Parts and 21 Did the organization report more than $5, of grants or other assistance to individuals in the United States 22 Did the organization answer "Yes" to Part V, Section A, line 3, 4, or 5 aout compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated employees? f "Yes," complete Schedule J m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization have a taxexempt ond issue with an outstanding principal amount of more than $1, as of the last day of the year, that was issued after Decemer 31, 22? f "Yes," answer lines 24 through 24d and complete Schedule K. f No, go to line 25a m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization invest any proceeds of taxexempt onds eyond a temporary period exception?m m m m m m m Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any taxexempt onds? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization act as an "on ehalf of" issuer for onds outstanding at any time during the year?m m m m m m m Section 51(c)(3) and 51(c)(4) organizations. Did the organization engage in an excess enefit transaction with a disqualified person during the year? f "Yes," complete Schedule L, Part m m m m m m m m m m m m m m m m m m m s the organization aware that it engaged in an excess enefit transaction with a disqualified person in a prior year, and that the transaction has not een reported on any of the organization's prior Forms 99 or 99EZ? f "Yes," complete Schedule L, Part m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization report any amount on Part, line 5, 6, or 22 for receivales from or payale to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? f so, complete Schedule L, Part m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, sustantial contriutor or employee thereof, a grant selection committee memer, or to a 35% controlled entity or family memer of any of these persons? f "Yes," complete Schedule L, Part m m m m m m m m m m m m m m m Was the organization a party to a usiness transaction with one of the following parties (see Schedule L, Part V instructions for applicale filing thresholds, conditions, and exceptions): A current or former officer, director, trustee, or key employee? f "Yes," complete Schedule L, Part Vm m m m m m m m A family memer of a current or former officer, director, trustee, or key employee? f "Yes," complete Schedule L, Part Vm m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m An entity of which a current or former officer, director, trustee, or key employee (or a family memer thereof) was an officer, director, trustee, or direct or indirect owner? f "Yes," complete Schedule L, Part V m m m m m m m m m Did the organization receive more than $25, in noncash contriutions? f "Yes," complete Schedule M Did the organization receive contriutions of art, historical treasures, or other similar assets, or qualified conservation contriutions? f "Yes," complete Schedule M m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization liquidate, terminate, or dissolve and cease operations? f "Yes," complete Schedule N, Part m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? f "Yes," complete Schedule N, Part m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization own 1% of an entity disregarded as separate from the organization under Regulations sections and ? f "Yes," complete Schedule R, Part m m m m m m m m m m m m m m m m m m m m Was the organization related to any taxexempt or taxale entity? f "Yes," complete Schedule R, Part,, or V, and Part V, line 1 m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization have a controlled entity within the meaning of section 512()(13)? m m m m m m m m m m m m m m f "Yes" to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512()(13)? f "Yes," complete Schedule R, Part V, line 2m m m m m m Section 51(c)(3) organizations. Did the organization make any transfers to an exempt noncharitale related organization? f "Yes," complete Schedule R, Part V, line 2 m m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? f "Yes," complete Schedule R, Part V m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 19? Note. All Form 99 filers are required to complete Schedule O m m m m m m m m m m m m m m m m m m m m m m m m m Did the organization complete Schedule O and provide explanations in Schedule O for Part V, lines 11 and 23 24a 24 24c 24d 25a a 28 28c a Yes No Form 99 (213) 3E H D31 PAGE 6

13 Form 99 (213) Page 5 Part V Statements Regarding Other RS Filings and Tax Compliance Check if Schedule O contains a response or note to any line in this Part V m m m m m m m m m m m m m m m m m m m m m Yes 1a 1a 1 95 c Did the organization comply with ackup withholding rules for reportale payments to vendors and reportale gaming (gamling) winnings to prize winners? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 1c 2a Enter the numer of employees reported on Form W3, Transmittal of Wage and Tax Statements, filed for the calendar year ending with or within the year covered y this return m 2a 45 f at least one is reported on line 2a, did the organization file all required federal employment tax returns? 2 3 4a f Yes, enter the name of the foreign country: See instructions for filing requirements for Form TD F 922.1, Report of Foreign Bank and Financial Accounts. 5a Was the organization a party to a prohiited tax shelter transaction at any time during the tax year? m m m m m m m m Did any taxale party notify the organization that it was or is a party to a prohiited tax shelter transaction? c f "Yes" to line 5a or 5, did the organization file Form 8886T? m m m m m m m m m m m m m m m m m m m m m m m m m m m m 6a Does the organization have annual gross receipts that are normally greater than $1,, and did the 7 a a c d e f g h a a a a c 14 a Enter the numer reported in Box 3 of Form 196. Enter if not applicale m Enter the numer of Forms W2G included in line 1a. Enter if not applicale m m m m m m m m m Note. f the sum of lines 1a and 2a is greater than 25, you may e required to efile (see instructions) Did the organization have unrelated usiness gross income of $1, or more during the year? m m m f "Yes," has it filed a Form 99T for this year? f "No" to line 3, provide an explanation in Schedule O m m m m m m m At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a ank account, securities account, or other financial account)? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m organization solicit any contriutions that were not tax deductile as charitale contriutions? m m m m m m m m m m m f "Yes," did the organization include with every solicitation an express statement that such contriutions or gifts were not tax deductile? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Organizations that may receive deductile contriutions under section 17(c). Did the organization receive a payment in excess of $75 made partly as a contriution and partly for goods and services provided to the payor? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m f "Yes," did the organization notify the donor of the value of the goods or services provided? m m m m m m m m m m m m Did the organization sell, exchange, or otherwise dispose of tangile personal property for which it was required to file Form 8282? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m f "Yes," indicate the numer of Forms 8282 filed during the year m m m m m m m m m m m m m m m m 7d Did the organization receive any funds, directly or indirectly, to pay premiums on a personal enefit contract? Did the organization, during the year, pay premiums, directly or indirectly, on a personal enefit contract? m m m m m f the organization received a contriution of qualified intellectual property, did the organization file Form 8899 as required? f the organization received a contriution of cars, oats, airplanes, or other vehicles, did the organization file a Form 198C? Sponsoring organizations maintaining donor advised funds and section 59(a)(3) supporting organizations. Did the supporting organization, or a donor advised fund maintained y a sponsoring organization, have excess usiness holdings at any time during the year? m m m m m m m m m m m m m m m m m m m m m m m Sponsoring organizations maintaining donor advised funds. Did the organization make any taxale distriutions under section 4966? m m m m m m m Did the organization make a distriution to a donor, donor advisor, or related person? m m m m m m m m m m m m m m m m Section 51(c)(7) organizations. Enter: nitiation fees and capital contriutions included on Part V, line 12 m m m m m m m m m m 1a Gross receipts, included on Form 99, Part V, line 12, for pulic use of clu facilities m m m m 1 Section 51(c)(12) organizations. Enter: Gross income from memers or shareholders m m m m m m m m m m m m m m m m m m m m m m m m m m 11a Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) m m m m m m m m m m m m m m m m m m m m m m m m m m m 11 Section 4947(a)(1) nonexempt charitale trusts. s the organization filing Form 99 in lieu of Form 141? f "Yes," enter the amount of taxexempt interest received or accrued during the year m m m m m 12 Section 51(c)(29) qualified nonprofit health insurance issuers. s the organization licensed to issue qualified health plans in more than one state? m m m m m m m m m m m m m m m m m m 13 a Note. See the instructions for additional information the organization must report on Schedule O. Enter the amount of reserves the organization is required to maintain y the states in which 3E14 1 the organization is licensed to issue qualified health plans 13 Enter the amount of reserves on hand m m m m m m m m m m m m m m m m m m m m m m m m m m m m m 13c Did the organization receive any payments for indoor tanning services during the tax year? m m m m m m m f "Yes," has it filed a Form 72 to report these payments? f "No," provide an explanation in Schedule O m m m m m m 3a 3 4a 5a 5 5c 6a 6 7a 7 7c 7e 7f 7g 7h 8 9a 9 12a 13a 14a 14 No Form 99 (213) 37884H D31 PAGE 7

14 Form 99 (213) Page 6 Part V Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7 elow, and for a "No" response to line 8a, 8, or 1 elow, descrie the circumstances, processes, or changes in Schedule O. See instructions. Check if Schedule O contains a response or note to any line in this Part V Section A. Governing Body and Management 1a a Enter the numer of voting memers of the governing ody at the end of the tax year m m m m m m m m m m m m m m m m m m m m m m m m m m m m m f there are material differences in voting rights among memers of the governing ody, or if the governing ody delegated road authority to an executive committee or similar committee, explain in Schedule O. Enter the numer of voting memers included in line 1a, aove, who are independent m m m m m 1 any other officer, director, trustee, or key employee? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m supervision of officers, directors, or trustees, or key employees to a management company or other person? Did the organization make any significant changes to its governing documents since the prior Form 99 was filed? m m Did the organization ecome aware during the year of a significant diversion of the organization's assets? Did the organization have memers or stockholders? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m one or more memers of the governing ody? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m stockholders, or persons other than the governing ody? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Did any officer, director, trustee, or key employee have a family relationship or a usiness relationship with Did the organization delegate control over management duties customarily performed y or under the direct Did the organization have memers, stockholders, or other persons who had the power to elect or appoint Are any governance decisions of the organization reserved to (or suject to approval y) memers, 8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year y the following: a The governing ody? m m m m m m m m m m m m m m m m m m m m m m m m m m m m 8a Each committee with authority to act on ehalf of the governing ody? m m m m m m m m m m m m m m m m m m m m m m 8 9 s there any officer, director, trustee, or key employee listed in Part V, Section A, who cannot e reached at the organization's mailing address? f "Yes," provide the names and addresses in Schedule O m m m m m m m m m m m 9 Section B. Policies (This Section B requests information aout policies not required y the nternal Revenue Code.) 1a 11a 12a c a 16a Did the organization have local chapters, ranches, or affiliates? m m m m m m m m m m m m m m m m m m m m m m m m m m f "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and ranches to ensure their operations are consistent with the organization's exempt purposes? m m m Has the organization provided a complete copy of this Form 99 to all memers of its governing ody efore filing the form? m Descrie in Schedule O the process, if any, used y the organization to review this Form 99. Did the organization have a written conflict of interest policy? f "No," go to line 13 m m m m m m m m m m m m m m m m rise to conflicts? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m descrie in Schedule O how this was done m m m m m m m m Did the organization have a written whistlelower policy? m m m m m m m m m m m m Did the organization have a written document retention and destruction policy? m m m m m m m m m m m m m m m m m m Were officers, directors, or trustees, and key employees required to disclose annually interests that could give Did the organization regularly and consistently monitor and enforce compliance with the policy? f "Yes," Did the process for determining compensation of the following persons include a review and approval y independent persons, comparaility data, and contemporaneous sustantiation of the delieration and decision? The organization's CEO, Executive Director, or top management official m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m Other officers or key employees of the organization f "Yes" to line 15a or 15, descrie the process in Schedule O (see instructions). Did the organization invest in, contriute assets to, or participate in a joint venture or similar arrangement with a taxale entity during the year? m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m m f "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicale federal tax law, and take steps to safeguard the organization's exempt status with respect to such arrangements? m m m m m m m m m m m m m m m m m m m m m m m m m List the states with which a copy of this Form 99 is required to e filed N, Section C. Disclosure Section 614 requires an organization to make its Forms 123 (or 124 if applicale), 99, and 99T (Section 51(c)(3)s only) availale for pulic inspection. ndicate how you made these availale. Check all that apply. Own wesite Another's wesite Upon request Other (explain in Schedule O) Descrie in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements availale to the pulic during the tax year. State the name, physical address, and telephone numer of the person who possesses the ooks and records of the organization: ERN M. ZODY 1 E 17TH STREET BLOOMNGTON, N Form 99 (213) 3E H D31 PAGE 8 1a a 7 1a 1 11a 12a 12 12c a 15 16a 16 Yes Yes No No

15 Form 99 (213) Page 7 Part V Section A. Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated Employees, and ndependent Contractors Check if Schedule O contains a response or note to any line in this Part V m m m m m m m m m m m m m m m m m m m m m m Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 1a Complete this tale for all persons required to e listed. Report compensation for the calendar year ending with or within the organization's % tax year. List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation. Enter in columns (D), (E), and (F) if no compensation was paid. % List all of the organization's current key employees, if any. See instructions for definition of "key employee." List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportale compensation (Box 5 of Form W2 and/or Box 7 of Form 199MSC) of more than $1, from the organization and any related organizations. % List all of the organization's former officers, key employees, and highest compensated employees who received more than $1, of reportale compensation from the organization and any related organizations. % List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization, more than $1, of reportale compensation from the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees; and former such persons. Check this ox if neither the organization nor any related organization compensated any current officer, director, or trustee. (C) (A) (B) Position (D) (E) (F) Name and Title Average hours per week (list any (do not check more than one ox, unless person is oth an officer and a director/trustee) hours for related organizations elow dotted line) ndividual trustee or director nstitutional trustee Officer Key employee Highest compensated employee Former Reportale compensation from the organization (W2/199MSC) Reportale compensation from related organizations (W2/199MSC) Estimated amount of other compensation from the organization and related organizations (1) J THOMAS FORBES 4 EECUTVE DRECTOR AND CEO 192,154. 7,669. (2) BARBARA POPP 1 TREASURER (3) NANCY HAMBLN 1 PASTCHAR (4) PATRCK O'CONNOR 1 CHAR (5) BREANNA QUNN 1 SECRETARY (6) JEFFERSON SHREVE 1 CHARELECT (7) NATHAN FELTMAN 1 MEMBER (8) ROBERT JOHNSON 1 MEMBER (9) SANDRA HERRON 1 MEMBER (1) THAO NELSON 1 MEMBER (11) DEANNA CRSPEN 1 MEMBER (12) EMLY POTTS 1 MEMBER (13) ERN ZODY 4 DRECTOR OF FNANCE 99,399. 1,327. (14) STEFAN DAVS 4 EECUTVE DRECTOR, UPU ALUM 15,475. 5,455. Form 99 (213) 3E H D31 PAGE 9