York International Corporation, Navy Systems Supplementary Terms and Conditions of Purchase Last revised January 31, 2012

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1 York International orporation, Navy Systems Supplementary Terms and onditions of Purchase Last revised January 31, 2012 Legend of Limited pplicability: pplies to all P.O.s pplies if P.O. is greater than $100,000 pplies if P.O. is greater than $650,000 D pplies to ost Reimbursement-type P.O.s E pplies if P.O. is greater than or equal to $10,000 F pplies if P.O. is greater than $550,000 G pplies if P.O. has government property provided to seller H pplies if P.O. is greater than $5,000,000, has performance period greater than 120 days, is for non-commercial item and is not performed entirely outside the U.S. I pplies if P.O. is greater than $5,000,000, is for non-commercial item and is not performed entirely outside the U.S. J pplies if P.O. requires routine subcontractor access to any federally-controlled facility or information system K pplies if P.O. is greater than $100,000 and 1) is a cost-reimbursement, incentive, time-and-materials, labor-hour, or price-redeterminable type P.O., 2) requires cost or pricing data, or 3) requires cost, funding or performance reports by subcontractor L pplies if P.O. is greater than $100,000, except P.O.s for: construction/architectengineer services under FR Part 36, utility services under FR Part 41, services not requiring supplies, commercial items or petroleum products M pplies if P.O. requires cost/pricing data or if preaward/postaward determinations for P.O. are subject to ontract ost Principles and Procedures under FR Part 31 N pplies if P.O. requires or involves employing laborers and mechanics O pplies if ontractor has been awarded nonexempt federal contracts with aggregate value greater than $10,000 during any 12-month period and P.O. is not exempted by the Secretary of Labor under Executive Order from requirement to include the Equal Opportunity clause P pplies if P.O. is subject to Service ontract ct of 1965 (is for services and is greater than $2,500) Q pplies if P.O. is for experimental, developmental or research work by small business concern or nonprofit R pplies if P.O. is subject to the Defense ase ct (42 U.S , et seq.) S pplies if P.O. involves work on a Government installation T pplies to negotiated P.O.s greater than $500,000, not exempted by 48.F.R from the requirement to include a ost ccounting Standards clause U pplies if P.O. is issued in performance of a contract for a major system or item of supply V pplies if P.O. is for commercial items and prime contract is for other than commercial items W pplies if P.O. may involve international air transportation Form # EHQ. Effective Date: 21-January ny unauthorized use or copying is strictly prohibited. York International orporation, Navy Systems Supplementary Terms and onditions of Purchase Page 1 of 6

2 X pplies if P.O. is issued in performance of contract for items requiring Government-furnished precious metals Y pplies if P.O. is greater than $1,000,000 Z pplies if P.O. is issued under contract for items for which Government s unit acquisition cost is greater than $5,000 1 pplies to all P.O.s except firm-fixed price P.O. awarded on basis of adequate price competition, fixed-price P.O. with economic price adjustment awarded on basis of adequate price competition, firm-fixed-price P.O. for acquisition of commercial item and fixed-price P.O. with economic price adjustment for acquisition of commercial item 2 pplies to all P.O.s performed outside the U.S. and P.O.s for non-commercial services performed in the U.S. 3 pplies if P.O. requires or may require subcontractor to treat or dispose of toxic or hazardous materials not owned by DoD and Secretary of Defense has granted exception to the statutory prohibition on storing and disposing of such materials on DoD installations 4 pplies if P.O. is greater than $550,000 and is not for commercial item, construction, ore, natural gas, utility, petroleum product/crude, timber/log or subsistence 5 pplies if P.O. is for items covered by U.S. Munitions List 6 pplies if P.O. is for qualifying country components (countries are specified in DFRS ) or nonqualifying country components for which duty is estimated to be greater than $200 per unit 7 pplies if P.O. is greater than $100,000 and is for an article containing specialty metals 8 pplies if P.O. is for non-commercial item containing ball or roller bearings 9 pplies if P.O. is greater than $500, pplies if P.O. is issued under contract that requires subcontractor or supplier to deliver technical data for noncommercial items to Government 11 pplies if P.O. is issued under contract that requires subcontractor or supplier to deliver noncommercial computer software or documentation for such software to Government 12 pplies if P.O. is issued under contract that requires subcontractor or supplier to furnish computer software to Government 13 pplies if P.O. is for experimental, developmental or research work by other than a small business concern or nonprofit, unless FR requires different patent rights clause 14 pplies if P.O. is for commodities greater than $ pplies if P.O. requires development, production, construction, testing or operation of device requiring radio frequency authorization 16 pplies if P.O. is for critical safety item parts; systems, subsystems, assemblies and subassemblies integral to a system; or repair, maintenance, logistics support and overhaul services for systems, subsystems, assemblies, subassemblies and parts integral to a system 17 pplies if P.O. is equal to or less than $100, pplies if P.O. is for construction, noncommercial items, or certain commercial items specified in DFRS (b)(2)(ii)() Form # EHQ. Effective Date: 21-January ny unauthorized use or copying is strictly prohibited. York International orporation, Navy Systems Supplementary Terms and onditions of Purchase Page 2 of 6

3 The following provisions of the FR and DFR are incorporated into the purchase order mutatis mutandis: References therein to Government or ontracting officer are changed to read uyer except in such cases where the clear intent of the clause retains the original meaning of the terms. References to ontractor shall mean Seller. opies of the full text of a provision may be obtained through the uyer. If, from time to time, the Government revises or amends these clauses, the same revised or amended clauses shall be incorporated and applied to this purchase order. Note: York s contract includes requirements under the uy merican ct ( ) or the Trade greements ct ( T ). To the extent your product will be delivered to the government without incorporation into or substantial transformation into another product, you are required to provide only product that complies with the relevant or T provision of the prime contract. FR Definitions. (7/04) FR Restrictions on Subcontractor Sales to the Government. (9/06) FR nti-kickback Procedures. (7/95) (Less paragraph (c)(1).) FR ertification and Disclosure Regarding Payments to Influence ertain Federal Transactions. (9/07) FR Limitation on Payments to Influence ertain Federal Transactions. (9/07) FR ontractor ode of usiness Ethics and onduct. (12/07) FR Display of Hotline Poster(s). (12/07) FR Preventing Personal onflicts of Interest (DE 2011) FR Security Requirements. (8/96) FR Personal Identity Verification of ontractor Personnel. (9/07) FR Defense Priority and llocation Requirements. (9/90) FR udit and Records--Sealed idding. (10/97) FR Price Reduction for Defective ost or Pricing Data-- Modifications-- Sealed idding. (10/97) FR Subcontractor ost or Pricing Data--Modifications--Sealed idding. (10/97) FR udit and Records--Negotiation. (6/99) FR ertificate of urrent ost or Pricing Data. FR Price Reduction for Defective ost or Pricing Data. (10/97) FR Price Reduction for Defective ost or Pricing Data-- Modifications. (10/97) FR Subcontractor ost or Pricing Data. (10/97) FR Subcontractor ost or Pricing Data--Modifications. (10/97) FR Integrity of Unit Prices. (10/97) (Less paragraph (b).) FR Pension djustments and sset Reversions. (10/04) FR Reversion or djustment of Plans for Postretirement enefits (PR) Other Than Pensions. (7/05) FR Notification of Ownership hanges. (10/97) FR Requirements for ost or Pricing Data or Information Other Than ost or Pricing Data. (10/97) H I J K L M M M Form # EHQ. Effective Date: 21-January ny unauthorized use or copying is strictly prohibited. York International orporation, Navy Systems Supplementary Terms and onditions of Purchase Page 3 of 6

4 FR Requirements for ost or Pricing Data or Information Other Than ost or Pricing Data--Modifications. (10/97) FR llowable ost and Payment. (12/02) FR Small usiness Subcontracting Plan. (11/07) FR Liquidated Damages--Subcontracting Plan. (1/99) FR ontract Work Hours and Safety Standards ct Overtime ompensation. (7/05) FR Prohibition of Segregated Facilities. (2/99) FR Equal Opportunity. (3/07) FR Equal Opportunity for Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans. (9/06) FR ffirmative ction for Workers with Disabilities. (6/98) FR Employment Reports on Special Disabled Veterans, Veterans of the Vietnam Era, and Other Eligible Veterans. (9/06) FR Notification of Employee Rights oncerning Payment of Union Dues or Fees. (12/04) FR Service ontract ct of (11/07) FR Exemption from pplication of the Service ontract ct to ontracts for Maintenance, alibration, or Repair of ertain Equipment-- ertification. (11/07) FR ombating Trafficking in Persons. (8/07) FR Exemption from pplication of the Service ontract ct to ontracts for ertain Services--ertification. (11/07) FR Toxic hemical Release Reporting (8/03) (Less paragraph (e).) FR Restrictions on ertain Foreign Purchases. (2/06) FR uthorization and onsent. (12/07) FR Notice and ssistance Regarding Patent and opyright Infringement. (12/07) FR Patent Indemnity. (4/84) FR Filing of Patent pplications--lassified Subject Matter. (12/07) FR Patent Rights--Ownership by the ontractor. (12/07) FR Workers ompensation Insurance (Defense ase ct). (4/84) FR Insurance--Work on a Government Installation. (1/97) FR ost ccounting Standards. (4/98) (Less paragraph (b).) FR Disclosure and onsistency of ost ccounting Practices. (4/98) (Less paragraph (b).) FR dministration of ost ccounting Standards. (4/05) FR Limitation of ost. (4/84) FR Limitation of Funds. (4/84) FR Industrial Resources Developed Under Defense Production ct Title III. (12/94) FR ccident Prevention. (11/91) FR Subcontracts for ommercial Items. (3/07) FR Government Property (6/07) FR Preference for U.S.-Flag ir arriers. (6/03) FR Preference for Privately Owned U.S.-Flag ommercial Vessels. (2/06) D F F N O O E P P P Q R S T T T D D U V W Form # EHQ. Effective Date: 21-January ny unauthorized use or copying is strictly prohibited. York International orporation, Navy Systems Supplementary Terms and onditions of Purchase Page 4 of 6

5 FR Value Engineering (2/00) DFRS Prohibition on persons convicted of fraud or other defense-contract-related felonies. (12/04) DFRS Disclosure of Information. (12/91) DFRS Intent to Furnish Precious Metals as Government- X Furnished Material. (12/91) DFRS cquisition Streamlining. (12/91) Y DFRS Item Identified and Valuation. (6/05) Z DFRS Excessive Pass-Through harges. (4/07) 1 DFRS Restrictions on Employment of Personnel. (3/00) DFRS ombating Trafficking in Persons. (10/06) 2 DFRS Prohibition on Storage and Disposal of Toxic and 3 Hazardous Materials (lternate I - (11/95)) DFRS uy merican ct- alance of Payments Program ertificate (12/09) DFRS uy merican ct and alance of Payments Program (1/09) DFRS Quarterly Reporting of ctual ontract Performance 4 Outside the United States. (5/07) DFRS Prohibition on cquisition of United States Munitions List 5 Items from ommunist hinese Military ompanies. (9/06) DFRS Restriction on cquisition of Specialty Metals (7/09) DFRS Restriction on cquisition of ertain rticles ontaining Specialty Metals (1/11) DFRS Duty-Free Entry. (10/06) 6 DFRS Restriction on acquisition of ball and roller bearings. 8 (3/06) DFRS Utilization of Indian Organizations, Indian-Owned 9 Economic Enterprises, and Native Hawaiian Small usiness oncerns. (9/04) DFRS Rights in Technical Data--Noncommercial Items. (11/95) 10 DFRS Rights in Noncommercial omputer Software and 11 Noncommercial omputer Software Documentation. (6/95) DFRS Technical Data--ommercial Items. (11/95) DFRS Rights in id or Proposal Information. (6/95) DFRS Rights in Noncommercial Technical Data and omputer Software-- Small usiness Innovation Research (SIR) Program (6/95) 10 or 11 DFRS Validation of sserted Restrictions--omputer Software. 12 (6/95) DFRS Rights in Shop Drawings. (4/66) DFRS Validation of Restrictive Markings on Technical Data. 10 (9/99) DFRS Patent Rights--Ownership by the ontractor (Large 13 usiness). (12/07) DFRS ccident Reporting and Investigation Involving ircraft, Missiles, and Space Launch Vehicles. (12/91) DFRS Status of ontractor as a Direct ontractor (Spain). (6/97) Form # EHQ. Effective Date: 21-January ny unauthorized use or copying is strictly prohibited. York International orporation, Navy Systems Supplementary Terms and onditions of Purchase Page 5 of 6

6 DFRS Reporting of Foreign Taxes--U.S. ssistance Programs. 14 (9/05) DFRS Frequency uthorization. (12/91) 15 DFRS Notification of Potential Safety Issues. (1/07) 16 DFRS Transportation of Supplies by Sea. (5/02) DFRS Transportation of Supplies by Sea (5/02) (Less paragraphs 17 (f) and (g).) DFRS Transportation of Supplies by Sea. (lternate III - (5/02)) 18 DFRS Notification of Transportation of Supplies by Sea. (3/00) 18 FR Workers ompensation and War-Hazard Insurance Overseas. (4/84) (Less paragraph a.) The following applies if P.O. is for construction, alterations or repairs within the U.S. FR Davis-acon ct. (7/05) FR Withholding of Funds. (2/88) FR Payrolls and asic Records. (2/88) FR pprentices and Trainees. (7/05) FR ompliance with opeland ct Requirements. (2/88) FR Subcontracts (Labor Standards). (7/05) FR ontract Termination--Debarment. (2/88) FR ompliance with Davis-acon and Related ct Regulations. (2/88) FR Disputes oncerning Labor Standards. (2/88) FR ertification of Eligibility. (2/88) Form # EHQ. Effective Date: 21-January ny unauthorized use or copying is strictly prohibited. York International orporation, Navy Systems Supplementary Terms and onditions of Purchase Page 6 of 6

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