# Multi-Way Search Trees (B Trees)

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1 Multi-Way Search Trees (B Trees)

2 Multiway Search Trees An m-way search tree is a tree in which, for some integer m called the order of the tree, each node has at most m children. If n <= m is the number of children of a node, then it contains exactly n-1 keys, which partition all the keys into n subsets consisting of all the keys less than the first key in the node, all the keys between a pair of keys in the node, and all keys greater than the largest key in the node.

3 Formal Definition A m-way search tree T is a tree in which all nodes are of degree m. If T = Null, then T is a m-way search tree. If T Null then it should satisfy the properties listed on next slide.

4 Properties of m-way search tree Properties: i. T is a node of the type [n, T 0, (k 1, T 1 ), (k 2, T 2 ),, (k n-1, T n-1 ) ] where T i (0 i < n) are pointers to the sub-trees of T and k i (1 i < n) are keys; and 1 n < m ii. k i < k i+1, (1 i< n) III. All the keys in sub-tree T i < k i+1, (0 i < n-1) IV. All the keys in sub-tree T n-1 > k n-1 V. The sub-tree T i, (0 i < n) are also m-way search trees

5 Example M-way Search Tree

6 Example 3-way search tree

7 Cont In m-way search tree, each node may have more than two child nodes there is a specific ordering relationship among the nodes m-way search tree if it is unbalanced then the purpose is defeated. To achieve a better performance, it has to be balanced m-way search tree. Particular variety of balanced m-way search tree is called B-tree.

8 Motivation - (for B-Trees) Remember that performance is related to the height of the tree. We want to minimize the height of the tree. Used to process external records (information too large to put into memory), minimizes number of accesses to secondary peripheral. Index structures for large datasets that cannot be stored in main memory. Storing it on disk requires different approach to efficiency.

9 Motivation contd Assume that we use an AVL tree to store about 20 million records We end up with a very deep binary tree with lots of different disk accesses; log 2 20,000,000 is about 24, so this takes about 0.2 seconds We know we can t improve on the (log 2 n) lower bound on search for a binary tree. But, the solution is to use more branches and thus reduce the height of the tree! As branching increases, depth decreases

10 Cont When searching tables held on disc, the cost of each disc transfer is high but doesn't depend much on the amount of data transferred, especially if consecutive items are transferred A B-tree of order 101 and height 3 can hold items (approximately 100 million) and any item can be accessed with 3 disc reads (assuming we hold the root in memory)

11 Definition of a B-tree A B-tree of order m is an m-way tree (i.e., a tree where each node may have up to m children) in which: all leaves are on the same level all non-leaf nodes except the root have at least m / 2 children the root is either a leaf node, or it has from 2 to m children a leaf node contains no more than m 1 keys The number m should always be odd.

12 Example B tree

13 Analysis of B-Trees The maximum number of items in a B-tree of order m and height h: Root m 1 level 1 m(m 1) level 2 m 2 (m 1)... level h m h (m 1) So, the total number of items is (1 + m + m 2 + m m h )(m 1) = [(m h+1 1)/(m 1)](m 1) = m h+1 1 When m = 5 and h = 2 this gives = 124

14 An example B-Tree A B-tree of order 5 containing 26 items Note that all the leaves are at the same level

15 Inserting into a B-Tree Attempt to insert the new key into a leaf. If this results in leaf becoming too big, split the leaf into two, moving up the middle key to the parent of that leaf. If this again results in the parent becoming too big, split the parent into two, move the middle key up. This strategy might have to be repeated all the way to the top. If necessary, the root is split in two and the middle key is promoted to a new root, making the tree one level higher.

16 Construction of B-tree of order 3

17 Contd

18

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20 50 Inserted Now insert 70

21 Now insert 90

22 90 Inserted

23 Constructing a B-tree of order 5 - Example Create B tree of order with the following sequence of keys: 1, 8, 2, 14, 12, 6, 14, 28, 17, 7, 52, 16, 48, 68, 3, 26, 29, 53, 55, 45,

24 Constructing a B-tree of order 5 - Example , 14, 28 get added to the leaf nodes:

25 Example Cont Adding 17 to the right leaf node would over-fill it, so we take the middle key, promote it (to the root) and split the leaf , 52, 16, 48 get added to the leaf nodes

26 Contd. Adding 68 causes us to split the right most leaf, promoting 48 to the root, and adding 3 causes us to split the left most leaf, promoting 3 to the root; 26, 29, 53, 55 then go into the leaves Adding 45 causes a split of and promoting 28 to the root then causes the root to split

27 Constructing a B-tree (contd.)

28 Deletion from a B-tree During insertion, the key always goes into a leaf. For deletion, there are three possible ways we can do this: 1: If the key is already in a leaf node, and removing it doesn t cause that leaf node to have too few keys, then simply remove the key to be deleted. 2: If the key is not in a leaf then it is guaranteed (by the nature of a B-tree) that its predecessor or successor will be in a leaf In this case we can delete the key and promote the predecessor or successor key to the non-leaf deleted key s position.

29 Deletion Contd.. If (1) or (2) leads to a leaf node containing less than the minimum number of keys then look at the siblings immediately adjacent to the leaf in question: 3: if one of them has more than the min. number of keys, then we can promote one of its keys to the parent and take the parent key into our lacking leaf 4: if neither of them has more than the min. number of keys then the lacking leaf and one of its neighbours can be combined with their shared parent (the opposite of promoting a key) and the new leaf will have the correct number of keys; if this step leave the parent with too few keys then we repeat the process up to the root itself, if required

30 Delete 70

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33 Now delete 100

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35 Now delete 80

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40 Example: Simple leaf deletion Assuming a B-Tree of order DELETE: 2, 52, 72, 22 Delete 2: Since there are enough keys in the node, just delete it

41 Simple non-leaf deletion Delete DELETE: 2, 52, 72, 22 Delete 52: Borrow the predecessor or (in this case) successor Note when printed: this slide is animated

42 Too few keys in node and its siblings Join back together DELETE: 2, 52, 72, 22 Delete 72: Delete 72 Too few keys! Note when printed: this slide is animated

43 Cont...Too few keys in node and its siblings DELETE: 2, 52, 72, 22 Delete 22: Note when printed: this slide is animated

44 Enough siblings Demote root key and promote leaf key Delete 22: Delete 22 Note when printed: this slide is animated

45 Cont.. Enough siblings Note when printed: this slide is animated

46 2-3 Search Trees It is B-Tree of degree 3. It is balanced search tree. Either the tree T is empty or it has two children: root contains 1 data item Root value is greater than each value in left subtree Root value is less than each value in right subtree T is of the form: root, left subtree, middle subtree, right subtree Root has two data items Smaller value in root is greater than everything in left subtree and smaller than everything in middle subtree Larger value in root is greater than everything in middle subtree and small than everything in right subtree

47 Example Nodes with 2 children must have 1 item Nodes with 3 children must have 2 items Leaves may contain 1 or 2 items

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