# The relationship of a trees to a graph is very important in solving many problems in Maths and Computer Science

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1 Trees Mathematically speaking trees are a special class of a graph. The relationship of a trees to a graph is very important in solving many problems in Maths and Computer Science However, in computer science terms it is sometimes convenient to think of certain trees (especially rooted trees more soon) as separate data structures. They have they own variations of data structure They have many specialised algorithms to traverse, search etc. Very common data structure in almost all areas of computer science. We will study both of the above aspects, but will focus on applications 114

2 Definition 2.27 (Tree). A tree T is a connected graph that has no cycles. Example 2.16 (Simple Trees). 115

3 Theorem 2.28 (Equivalent definitions of a tree). Let T be a graph with n vertices. Then the following statetments are equivalent. T is connected and has no cycles. T has n 1 edges and has no cycles. T is connected and has n 1 eges. T is connected and the removal of any edge disconnects T. Any two vertices of T are connected by exactly one path. T contains no cycles, but the additon of any new edge creates a cycle. 116

4 Problem 2.17 (Trees v Graphs). Why are trees a very common data structure in computer science algorithms and applications? Which are more commonly used: Trees or Graphs? 117 Research you answer by finding some key applications of trees and graphs. Justify any conclusion reached.

5 Rooted trees Many applications in Computer Science make use of so-called rooted trees, especially binary trees. Definition 2.29 (Rooted tree). If one vertex of a tree is singled out as a starting point and all the branches fan out from this vertex, we call such a tree a rooted tree. 118 Root

6 Binary Trees Rooted trees can have many different forms. A very simple form is also a very important one: Definition 2.30 (Binary Tree). A rooted tree in which there are at most two descending branches at any vertex is called a binary tree. 119

7 Example 2.17 (Binary Tree Example: Sorting). 120 Create tree via: First number is the root. Put number in tree by traversing to an end vertex If number less than or equal vertex number go left branch If number greater than vertex number go right branch Tree above for the sequence:

8 Example 2.18 (Root/Binary Tree Example: Stacks/Binary Tree). Rooted trees can be used to store data in a computer s memory in many different ways. Consider a list of seven numbers 1, 5, 4, 2, 7, 6, 8. The following trees show two ways of storing this data, as a binary tree and as a stack Both trees are rooted trees and both representations have their advantages. However it is important in both cases to know the starting point of the data, i.e. the root.

9 Example 2.19 (Huffman Coding: Data compression). The standard ASCII code uses 8 bits to represent a character 1. So any character sequence, of length n, is n 8 bits long E.g: EIEIO E(69) {}}{ I(73) {}}{ E(69) {}}{ I(73) {}}{ O(79) {}}{ = 5 8 = 40 bits 122 The Main aim of Data Compression is find a way to use less bits per character, E.g.: E(2bits) {}}{ xx bits I(2bits) {}}{ yy E(2bits) {}}{ xx I(2bits) {}}{ yy O(3bits) {}}{ zzz = 2 E {}}{ (2 2) + 2 I {}}{ (2 2) + O {}}{ 3 = 11 1 Note: We consider character sequences here for simplicity. Other token streams can be used e.g. Vectorised Image Blocks, Binary Streams.

10 Huffman Coding: Counting Up Using binary trees one can find a way of representing characters that requires less bits : We construct minimal length encodings for messages when the frequency of letters in the message is known. Build a binary tree based on the frequency essentially a special sorting procedure Traverse the tree to assemble to minimal length encodings 123 A special kind of binary tree, called a Huffman coding tree is used to accomplish this.

11 Basic Huffman Coding Compression Algorithm For a given sequence of letters: 1. Count the frequency of occurrance for the letters in the sequence. 2. Sort the frequencies into increasing order 3. Build the Huffman coding tree: Choose the two smallest values, make a (sub) binary with these values. Accumulate the sum of these values Replace the sum in place of original two smallest values and repeat from 1. Construction of tree is a bottom up insertion of sub-trees at each iteration. 4. Making the codes: Traverse tree in top down fashion Assign a 0 to left branch and a 1 to the right branch Accumulate 0s and 1s for each character from root to end vertex. This is the Huffman code for that character. 124

12 Basic Huffman Coding Example (1) Consider a sequence of characters: EIEIOEIEIOEEIOPPEEEEPPSSTT... EEEPPPPTTSS and suppose we know that the frequency of occurrance for six letters in a sequence are as given below: 125 E 29 I 5 O 7 P 12 S 4 T 8

13 Basic Huffman Coding Example (2) To build the Huffman tree, we sort the frequencies into increasing order (4, 5, 7, 8, 12, 29). S 4 I 5 O 7 T 8 P 12 E 29 Then we choose the two smallest values S and I (4 and 5), and construct a binary tree with labeled edges: 126 S I

14 Basic Huffman Coding Example (3) Next, we replace the two smallest values S (4) and I (5) with their sum, getting a new sequence, (7, 8, 9, 12, 29). O 7 T 8 SI 9 P 12 E 29 We again take the two smallest values, O and T, and construct a labeled binary tree: 127 O T

15 Basic Huffman Coding Example (4) We now have the frequencies (15, 9, 12, 29) which must be sorted into (9, 12, 15, 29) SI 9 P 12 OT 15 E 29 and the two lowest, which are IS (9) and P (12), are selected once again: S SI 0 1 I P

16 Basic Huffman Coding Example (5) We now have the frequencies (21,15, 29) which must be sorted into (15, 21, 29) OT 15 SIP 21 E 29 Now, we combine the two lowest which are OT (15) and ISP (21): OT SIP O 0 1 T S 0 1 SI 0 1 I P

17 Basic Huffman Coding Example (6): Final Tree The two remaining frequencies, 36 and 29, are now combined into the final tree E 29 OT SIP 36 E OT SIP OT 0 1 SIP 0 1 O T S SI 0 1 I P

18 Basic Huffman Coding Example (7) From this final tree, we find the encoding for this alphabet: E 0 I 1101 P 111 O 100 S 1100 T 101 E 0 OT OT SIP 0 1 SIP O T SI P S 0 1 I

19 Basic Huffman Coding Example (9): Getting the Message So looking at the frequency of the letters and their new compact codings: S I O T P E We see that the highest occurring has less bits

20 Basic Huffman Coding Example (10): Getting the Message Using this code, a message like EIEIO would be coded as: E {}}{ 0 I {}}{ 1101 E {}}{ 0 I {}}{ 1101 O {}}{ 100 This code is called a prefix encoding: 133 As soon as a 0 is read, you know it is an E is an I you do not need to see any more bits. When a 11 is seen, it is either I or P or S, etc. Note: Clearly for every message the code book needs to be known (= transmitted) for decoding

21 Basic Huffman Coding Example (11): Getting the Message If the message had been coded in the normal ASCII way, each letter would have required 8 bits. The entire message is 65 characters long so 520 bits would be needed to code the message (8*65). Using the Huffman code, the message requires: 134 E {}}{ P {}}{ T {}}{ O {}}{ I {}}{ S {}}{ 4 3 = 142 bits. A simpler static coding table can be applied to the English Language by using average frequency counts for the letters.

22 Problem Work out the Huffman coding for the following sequence of characters: BAABAAALLBLACKBAA 135

23 Example 2.20 (Prefix Expression Notation). In compiler theory and other applications this notation is important. Consider the expression: ((x + y) 2 + ((x 4)/3) We can represent this as a binary tree (an expression tree): / x y x 4 If we traverse the tree in preorder, that is top-down, we can obtain the prefix notation of the expression: + + x y 2 / x 4 3 Why is this so important?

24 Example 2.21 (Two Player Game Playing:The Min-Max Algorithm). A classic Artificial Intelligence Paradigm The Min-Max algorithm is applied in two player games, such as tic-tac-toe, checkers, chess, go, and so on. All these games have at least one thing in common, they are logic games. 137 This means that they can be described by a set of rules and premisses: It is possible to know from a given point in the game, all the next available moves to the end of the game. They are full information games : Each player knows everything about the possible moves of the adversary.

25 Two Player Game Playing:The Min-Max Algorithm (Cont.) A tree representation of the game is used: Vertices represent points of the decision in the search the state of play at a given position. Valid plays are connected with edges. We search the tree in special way to find winning moves 138

26 Two Player Game Playing:The Min-Max Algorithm (Cont.) Two players involved, MAX and MIN and we want MAX to win. A search tree is generated, depth-first, starting with the current game position upto the end game position. Then, the final game position is evaluated from MAX point of view: 5 Max Min Max Search works by selecting all vertices that belong to MAX receiving the maximun value of it s children, all vertices for MIN with the minimun value of it s children. Winning path is path with highest sum

27 Min-Max: Noughts and Crosses Example A real game example for a Noughts and Crosses game: 140

28 Spanning Tree Definition 2.31 (Spanning Tree). Let G be a connected graph. Then a spanning tree in G is a subgraph of G that includes every vertex and is also a tree. 141 A B A B C D E C D E Problem 2.19 (Spanning Tree). Draw another spanning tree of the above graph?

29 Minimum Connector Problem (1) In this section we investigate the problem of constructing a spanning tree of minimum weight. This is one of the important problems in graph theory as it has many applications in real life, such as networking/protocols and TSP. We start with the formal definition of a minimum spanning tree. 142 Definition Let T be a spanning tree of minimum total weight in a connected graph G. Then T is a minimum spanning tree or a minimum connector in G. Example A 6 B A B C 2 D 1 E C 2 D 1 E

30 Minimum Connector Problem (2) The minimum connector problem can now be stated as follows: Given a weighted graph G, find a minimum spanning tree. Problem 2.20 (Minimum Connector Problem). Find the minimum spanning tree of the following graph: 143 A 2 6 E B 7 D C 5

31 Minimum Connector Problem: Solution There exist various algorithms to solve this problem. The most famous one is Prim s algorithm. Algorithm 2.33 (Prim s algorithm). Alogirthm to find a minimum spanning tree in a connected graph. START with all the vertices of a weighted graph. Step 1: Choose and draw any vertex. Step 2: Find the edge of least weight joining a drawn vertex to a vertex not currently drawn. Draw this weighted edge and the corresponding new vertex. REPEAT Step 2 until all the vertices are connected, then STOP. Note: When there are two or more edges with the same weight, choose any of them. We obtain a connected graph at each stage of the algorithm. 144

32 Example 2.23 (Prim s algorithm). Use Prim s Algorithm to find the minimum spanning tree in the connected graph below: A E B D 9 C

33 Prim s Algorithm Summary Prim s algorithm can be summarised as follows: Put an arbitrary vertex of G into T Successively add edges of minimum weight joining a vertex already in T to a vertex not in T until a spanning tree is obtained. 146

34 The Travelling Salesperson Problem The travelling salesperson problem is one the most important problems in graph theory. It is simply stated as: A travelling salesperson wishes to vistit a number of places and return to his starting point, selling his wares as he goes. He wants to select the route with the least total length. There are two questions: Which route is the shortest Glasgow one? What is the total length of this route? Cardiff Exeter London

35 The Travelling Salesperson Problem: Maths Description The mathematical description of this problem uses Hamiltonian cycles. We also need the concept of a complete graph. Definition 2.34 (Complete Graph). 148 A complete graph G is a graph in which each vertex is joined to each of the other vertices by exactly one edge. The travelling salesperson problem can then be more mathematically formally stated as: Given a weighted, complete graph, find a minimum-weight Hamiltonian cycle.

36 The Travelling Salesperson Problem: Complexity The travelling salesperson problem is quite complex due to the fact that the numbers of cycles to be considered grows rapidly with each extra city (vertex). If for example the salesperson wanto to visit 100 cities, then cycles need to be considered. 1 (99!) = This leads to the following problems: There is no known efficient algorithm for the travelling salesperson problem. Thus we just look for a good (!) lower and/or upper bounds for the length of a minimum-weight Hamiltonian cycle.

37 Upper bound of the travelling salesperson problem To get an upper bound we use the following algorithm: Algorithm 2.35 (The heuristic algorithm). The idea for the heuristic algorithm is similar to the idea of Prim s algorithm, except that we build up a cycle rather than a tree. START with all the vertices of a complete weighted graph. Step 1: Choose any vertex and find a vertex joined to it by an edge of minimum weight. Draw these two vertices and join them with two edges to form a cycle. Give the cycle a clockwise rotation. Step 2: Find a vertex not currently drawn, joined by an edge of least weight to a vertex already drawn. Insert this new vertex into the cycle in front of the nearest already connected vertex. REPEAT Step 2 until all the vertices are joined by a cycle, then STOP. The total weight of the resulting Hamiltonian cycle is then an upper bound for the solution to the travelling salesperson problem. Be aware that the upper bound depends upon the city we start with. 150

38 Example 2.24 (Travelling salesperson problem: heuristic algorithm). Use the heuristic algorithm to find an upper bound for the Travelling salesperson problem for the following graph: A E B D 9 C

39 Travelling Salesperson Problem: Heuristic Algorithm Summary The heuristic algorithm can be summarized as follows: To construct a cycle C that gives an upper bound to the travelling salesperson problem for a connected weighted graph G, build up the cycle C step by step as follows. Choose an arbitrary vertex of G and its nearest neighbour and put them into C. Successively insert vertices joined by edges of minimum weight to a vertex already in C to a vertex not in C, until a Hamiltonian cycle is obtained. 152

40 Lower bound for the travelling salesperson problem To get a better approximation for the actual solution of the travelling salesperson: it is useful to get not only an upper bound for the solution but also a lower bound. 153 The following example outlines a simple method of how to obtain such a lower bound.

41 Example 2.25 (Lower bound for the travelling salesperson problem). Consider the graph below: A E B 154 D C Assume that ADCBEA is a minimum weight Hamiltonian cycle.

42 Lower bound for the travelling salesperson problem example cont. If we remove the vertex A from this graph and its incident edges: we get a path passing through the remaining vertices. E B 155 D C Such a path is certainly a spanning tree of the complete graph formed by these remaining vertices.

43 Lower bound for the travelling salesperson problem example cont. Therefore the weight of the Hamiltonian cycle ADCBEA is given by: total weight of Hamiltonian cycle = total weight of spanning tree connecting B, C, D, E + weights of two edges incident with A 156 A E B D C

44 Lower bound for the travelling salesperson problem example cont. A E B 157 D C and thus: total weight of Hamiltonian cycle total weight of spanning tree connecting B, C, D, E + weights of the two smallest edges incident with A The right hand side is therefore a lower bound for the solution of the travelling salesperson problem in this case.

45 Algorithm 2.36 (Lower bound for the travelling salesperson problem). Step 1: Choose a vertex V and remove it from the graph. Step 2: Find a minimum spanning tree connecting the remaining vertices, and calculate its total weight w. Step 3: Find the two smallest weights, w 1 and w 2, of edges incident with V. Step 4: Calculate the lower bound w + w 1 + w Note: Different choices of the initial vertex V give different lower bounds.

46 Example 2.26 (Travelling salesperson problem: Lower Bound). Use the Lower bound algorithm to find a lower bound for the Travelling salesperson problem for the following graph: A E B D 9 C

47 The Shortest Path Problem This problem sounds very simple, again it is one of the most important problems in graph theory. Problem 2.21 (Shortest path problem). Given a weighted graph G or a weighted digraph D, find the shortest path between two vertices of G or D. We will only consider digraphs in this course. 160 To solve it we will use Dijktstra s algorithm.

48 Example 2.27 (Idea of Dijkstra s algorithm). Consider the following digraph: A B 4 S C D We want to find the shortest path from S to T. T 161

49 Dijkstra s algorithm Example The idea behind Dijkstra s algorithm is simple: It is an iterative algorithm. We start from S and calculate the shortest distance to each intermediate vertex as we go. At each stage we assign to each vertex reached so far, a label reprsenting the distance from S to that vertex so far. 162 So at the start we assign S the potential 0. Eventually each vertex acquires a permanent label, called potential, that represents the shortest path from S to that vertex. We start each iteration from the vertex (or vertices) that we just assigned assigned a potential. Once T has been assigned a potential, we find the shortest path(s) from S to T by tracing back through the labels.

50 Algorithm 2.37 (Dijkstra s algorithm). Aim: Finding the shortest path from a vertex S to a vertex T in a weighted digraph. START: Assign potential 0 to S. General Step: 1. Consider the vertex (or vertices) just assigned a potential. 2. For each such vertex V, consider each vertex W that can be reached from V along an arc V W and assign W the label potential of V + distance V W unless W already has a smaller or equal label assigned from an earlier iteration. 3. When all such vertices W have been labelled, choose the smallest vertex label that is not already a potential and make it a potential at each vertex where it occurs. REPEAT the general step with the new potentials. STOP when T has been assigned a potential. 163 The shortest distance from S to T is the potential of T. To find the shortest path, trace backwards from T and include an arc V W whenever we have potential of W - potential of V = distance V W until S is reached.

51 Example 2.28 (Autoroute/Internet Routing). Two real world examples we have already mentioned a few times are: Autoroute apply Dijkstra s algorithm to work out how to go from place A to place B Internet Routing apply Dijkstra s algorithm to work out how to go from node A to node B Two possible variations: Static Routing apply Dijkstra s algorithm to find optimal paths through a Digraph representation of the network. Problem: Vulnerable if links or nodes modelled in network fail Dynamic Routing network continually monitors and updatdes link capacities. Each vertex maintains its own set of routing tables and so routing calculations can be distributed throughout the network. 164

52 Problem 2.22 (Internet Routing). For the network graph below: Apply Dijkstra s algorithm to work out the best paths for vertex 1 to all other vertices. Represent this as a shortest path tree. 2. Construct a routing table to represent this information 3. Do the same for vertex 2 etc. 4. Suppose the delay weight for vertex 2 to vertex 4 decreases from 3 to 1. How does this change the shortest path tree for vertex 2? 5. If the links between vertex 5 and 6 go down what happens to the shortest path trees and routing tables for vertices 1 and 2?

53 Larger network graph for problem on previous page:

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