Supplemental Certification for MRO SMS System. 11th Meeting of the Steering Committee COSCAP-NA 21 to 23, June,2011 Ulan Bator, Mongolia

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1 Supplemental Certification for MRO SMS System 11th Meeting of the Steering Committee COSCAP-NA 21 to 23, June,2011 Ulan Bator, Mongolia

2 Contents 1 Overview of SMS Implementation in China 2 Regulatory Requirements 3 Supplemental Certification for MRO s SMS 4 Challenges

3 Contents 1 Overview of SMS Implementation in China 2 Regulatory Requirements 3 Supplemental Certification for MRO s SMS 4 Challenges

4 Overview of SMS Implementation in China ICAO requires states to set up requirement for air operators to establish Safety Management System (SMS) Start SMS education early Obtain top-level management commitment Promulgate guidance document early Develop SMS implementation plan

5 Overview of SMS Implementation in China 2005 SMS Introduction 2006 Industry education and sharing 2008 AC-121/ for Air Operator CE Airline as test point AC for MRO MRO SMS implementation plan CCAR-121 Revision 4 issued Air operators Supplemental Certification Completed by the end of 2010 MRO Supplemental Certification Completed

6 Overview of SMS Implementation in China Industries Concerned with Flight Standards SMS Implementation Requirements 34 CCAR-121 Air Operators 389 Domestic Maintenance Repair Organizations (MRO) SMS Supplemental Certification for CCAR-121 Air Operators have been completed by the end of year 2010

7 Contents 1 Overview of SMS Implementation in China 2 Regulatory Requirements 3 Supplemental Certification for MRO s SMS 4 Challenges

8 Regulatory Requirements AC MROs SMS Requirement was issued in July, 2009 In accordance with ICAO Doc.9859 Guidance material for domestic MRO SMS implementation Training provided for inspectors of Regional Administration of CAAC Training provided for all MROs

9 Regulatory Requirements Support document for MRO SMS implementation plan issued in 2009 SMS shall be set up by MRO within 3 years Three phases implementation CAAC will start Supplementation Certification to all MRO in July 2012

10 Regulatory Requirements Phase 1 Phase 2 Phase 3 Nov Dec Jan Dec Jan TO Jul Training & learning for SMS Familiarization Manual and procedures amendment Start to implement SMS according to the procedure

11 Contents 1 Overview of SMS Implementation in China 2 Regulatory Requirements 3 Supplemental Certification for MRO s SMS 4 Challenges

12 Supplemental Certification for MRO SMS Three MROs have completed SMS Supplemental Certification Ameco-Beijing, STARCO and Northwest Maintenance Base of CE Airlines have completed SC in Apr.2011 SMS has been established in MRO s management structure Manuals and procedures were revised to comply with SMS requirement

13 Supplemental Certification for MRO SMS Demonstration and Case Study are required to be present to CAAC inspectors The integrated check list using for Supplemental Certification was developed Supplemental Certification experience sharing

14 Supplemental Certification for MRO SMS Safety Management System Safety Policy Safety Promotion Risk Management Safety Assurance

15 Contents 1 Overview of SMS Implementation in China 2 Regulatory Requirements 3 Supplemental Certification for MRO s SMS 4 Challenges

16 Challenges A new system being introduced into regulation s requirement Viewing SMS as a management system rather than a traditional safety program The strong safety culture is encouraged to be set up in MRO Large volume of safety data need to be collected and filtered

17 Challenges The acceptable level of safety How to assess the effectiveness of SMS? Continuous oversight Varity of MROs Different complexities and sizes

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