NORDIC MONTHLY SURVEILLANCE REPORT APRIL 2013

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "NORDIC MONTHLY SURVEILLANCE REPORT APRIL 2013"

Transcription

1 NORDIC MONTHLY SURVEILLANCE REPORT APRIL 2013 The rules of the exchange as well as the methodology of the surveillance are in substance harmonized between the NASDAQ OMX exchanges in the Nordic countries. Due to national regulations however, there might be differences. For the reader to be able to distinguish the differences, some of the articles will be marked with flags to highlight this circumstance. The Exchange refers to NASDAQ OMX as relevant in each local jurisdiction. All necessary forms and other relevant documents related to listings and issuer specific matters are available on NASDAQ OMX Nordic: or STOCKHOLM Issuer Surveillance On April 10, 2013, the shares of NeuroVive Pharmaceuticals AB were admitted to trading on NASDAQ OMX. DISCLOSURE OF NOTICE S TO ATTEND GENERAL MEETINGS NASDAQ OMX has, as in previous years, conducted a thematic review for the listed companies compliance with the rules regarding disclosure of notice to attend general meetings of shareholders. This year the review has included such notices disclosed in March. As a consequence of the review NASDAQ OMX has issued reprimands towards 45 companies on the Main Market. The reprimands were related to the timing of the publication of the press release and/or the content in the press release. The Exchange would like to take the opportunity to remind all companies that a press release regarding notice to attend a general meeting of shareholders, shall be published no later than when the notice is sent to the newspaper for publication. This applies in all cases, except when the notice is not complete when sent to the newspaper. In such cases, the press release shall at latest; be published the evening before it is expected to be published in the newspaper. Referring to the content of the press release, if the company chooses not to include the complete notice in the actual release text, the Exchange accepts that details regarding the time and place for the meeting, who has the right to participate and the summary of the agenda is included in the release text and that the complete notice is attached to the press release. Nordic Surveillance 1

2 Observation status Company Date Reason Market Diamyd Medical AB EpiCept The company plans to make an extensive change in its business or organization. The company plans to make an extensive change in its business or organization Luxonen S.A Proposal to liquidate the company. Sigma AB The company is subject to a public offer. Höganäs AB The company is subject to a public offer. Trading Surveillance Three cases have been reported to the Swedish FSA during the month, in accordance with the Exchange s obligation to refer matters of suspected market abuse. One of these cases concerned suspected illegal insider trading and the other two cases concerned suspected market manipulation. Surveillance of financial reporting 2013 Category Annual report (shares) 0 (0) 0 (0) 0 (0) 0 (0) Interim report (shares) N.A 0 (0) 0 (0) 0 (0) Annual report (bonds) 0 (0) 0 (0) 0 (0) 0 (0) Interim report (bonds) N.A 0 (0) 0 (0) 0 (0) Follow-up/other cases 11 (11) 0 (0) 0 (0) 0 (0) Category 1 - no remark Category 2 - remark regarding disclosure Category 3 - criticism Category 4 - statement of reprimand transferred to the disciplinary committee Nordic Surveillance 2

3 DISCLOSURE AND PUBLI CATION OF FINANCIAL REPORTS In April The Exchange sent a letter to all companies on the Main Market since it had come to our attention that some companies appear to apply certain methods for the publication of financial reports on the company website, that carry an increased risk that the report will leak before it has been disclosed through a press release. The method referred to amounts to that the report is uploaded into the website's file archives, in preparation for the publication of the report, and the file is named according to the structure that the company normally applies for their reports. The consequence is that once the report has been uploaded to the website, it could easily be accessed before publication by making the necessary replacement in the link where the last report was available, e.g., "Q1" would be replaced by "Q2". Therefore the Exchange urges all companies to review their systems and procedures for publication of financial reports on the company website. Further, considering today s technical possibilities and the methodologies tapped for accessing information, the Exchange, in the above mentioned letter, recommends that companies, regarding disclosure of information that can be planned in time, disclose such information outside the Exchange opening hours. During trading, even minor time discrepancies regarding the access to information, made available through different channels, may have major consequences. HELSINKI Three cases of possible misuse of insider information were forwarded to the Finnish FSA. Observation status Helsinki Company Date Reason Exchange GeoSentric Oyj Uncertainty concerning the Helsinki COPENHAGEN NASDAQ OMX reprimanded an investment company, following that the development of the ordinary general meeting was not disclosed immediately after the meeting took place, in accordance with the Rules for issuers of investment undertakings rule NASDAQ OMX reprimanded an investment company, following that the notice convening the general meeting was not published in compliance with rule in Rules for issuers of investment undertakings, cf. rule 3.2. NASDAQ OMX reprimanded a company following that the notice to attend the ordinary general meeting had not been published in a newspaper prior to the disclosure of an announcement from the company in accordance with rule in Rules for issuers of shares. Nordic Surveillance 3

4 Matching halt was made in 1 Maj invest fund due to a technical problem. The trading was resumed after the problem was resolved. Matching halt was made in 86 Danske Invest fund due to a technical problem. The trading was resumed after the problem was resolved. Matching halt was made in 3 Dexia Invest funds, as it was decided to merge some of the sub-funds. The trading was resumed after the changes took effect. Matching halt was made in the DKIBIO fund due to a technical problem. The trading was resumed after the problem was resolved. Matching halt was made in the GRIDKA fund due to a technical problem. The trading was resumed after the problem was resolved. Brøndby IF B was halted until an announcement from the company about the result from the rights issue was disclosed. The trading was resumed after normal auction procedure after disclosure of the announcement. Lastas A/S has been the qualified auditors' reports doubt about going concern. BioPorto A/S has been the company's auditors have not been able to obtain sufficient appropriate audit evidence to provide a basis for an audit opinion. Formuepleje Optimum has been the company has initiated a process for migrating to a new legal entity. Formuepleje LimiTTellus has been the company has initiated a process for migrating to a new legal entity. Netop Solutions A/S has been removed from the observation list as Consolidated Holdings A/S has published the results of the voluntary offer. Erria A/S has been removed from the observation list as the company has restored its share capital. Mols-Linien A/S has been removed from the observation list as the company at the general meeting has explained that the equity can be reestablished through ongoing operations. Nordic Surveillance 4

5 Observation status Company Date Reason Market Sjælsø Gruppen Sjælsø Gruppen A/S has been the company in the annual report 2012 draws attention to the significant uncertainty to the conditions existing with respect to the cash position of the company and, consequently, the presentation of the annual report under a going concern assumption. Formuepleje LimiTTellus Formuepleje LimiTTellus has been the company has initiated a process for migrating to a new legal entity. Formuepleje Optimum Formuepleje Optimum has been the company has initiated a process for migrating to a new legal entity. BioPorto Lastas Blue Vision A/S Mols-Linien Netop Solutions BioPorto A/S has been transferred to the observation list as the company's auditors have not been able to obtain sufficient appropriate audit evidence to provide a basis for an audit opinion. Lastas A/S has been transferred to the observation list as the qualified auditors' reports doubt about going concern. Blue Vision A/S has been transferred to the observation list as the company in the annual report 2012 draws attention to the fact that the company has lost more than 50% of the share capital. Mols-Linien A/S has been transferred to the observation list as the company has lost more than half of the share capital. Netop Solution A/S has been the company has announced that the company's controlling shareholder makes tender offer to the shareholders of Netop Solutions A/S. Nordic Surveillance 5

6 Vestjysk Bank Vestjysk Bank A/S has been the bank s independent auditor has assessed that if the bank s capital plan is not realized, in all material respects, in 2013, there is a significant risk that the bank will not be able to continue operating. Brøndby IF Fodbold A/S Requested by the company. Victoria Properties Initiated a sales process of the company's property portfolio KlimaInvest KlimaInvest A/S has been transferred to the observation list as the company has announced that they have received a binding offer on the company's wind assets. Formueevolution II Formueevolution I Nordicom Nordic Shipholding A/S Erria A/S FormueEvolution I A/S and FormueEvolution II A/S have been the companies have announced that they intend to apply for delisting from NASDAQ OMX of the company s shares. FormueEvolution I A/S and FormueEvolution II A/S have been the companies have announced that they intend to apply for delisting from NASDAQ OMX of the company s shares. Nordicom A/S has been transferred to the observation list as the company has lost more than half of the share capital. DKTI The company has announced that SmallCap Denmark A/S has signed a conditional agreement with a group of investors concerning the sale of its shares in DKTI A/S. Danionics Uncertainty concerning the company's financial situation. Nordic Surveillance 6

7 ICELAND One case of suspected insider trading was forwarded to the ic FSA. Farice ehf. has been removed from the Observation list due to an improved financial position and a service agreement with the ic Government. Observation status Company Date Reason Market Íbúðalánasjóður Fljótsdalshérað HS Orka hf Jeratún ehf Reykjanesbær Reykjaneshöfn Due to uncertainty regarding the price information of the bonds. Uncertainty concerning the issuer's financial position. Uncertainty concerning financial restructuring. Uncertainty concerning the issuer's financial position. Uncertainty concerning the issuer's financial position. Uncertainty concerning the issuer's financial position. FIRST NORTH NASDAQ OMX First North has given a reprimand to Schrøder Partners (). As Certified Adviser for FastPassCorp A/S they did not make sure that the company published the qualified auditors report through First North immediately after it had been submitted to the company; cf. the First North Rulebook rule 5.2. NASDAQ OMX First North has given a reprimand to FastPassCorp A/S () as the company did not publish the qualified auditors report via First North immediately after it had been submitted to the company; cf. the First North Rulebook rule 4.7. The exchange further reprimanded that the annual earnings report of the company had not been published directly following the board meeting, where the annual accounts had been approved; cf. the First North Rulebook rule 4.6 (a). On April 3, 2013, FastPassCorp A/S () was it became evident from the company's report of annual earnings figures 2012 that the company had lost more than 50% of the share capital. FastPassCorp A/S () was removed from the observation list following the general meeting where it was concluded that the equity can be reestablished through ongoing operations. On April 3, 2013, NetBooster A/S () was mistakenly it was assumed from the company's report of annual earnings figures 2012 that the company had lost more than 50% of the share capital. After further review, NetBooster A/S was removed from the observation list. Nordic Surveillance 7

8 On April 9, 2013, XCounter AB () received observation status. The company has applied for delisting. On April 18, 2013, the trading in the shares of Selena Oil & Gas AB () was halted. The trading was resumed on April 19, 2013, with reference to a press release issued by the company. On April 26, 2013, the trading in the shares of Selena Oil & Gas AB () was halted. The trading was resumed on April 29, 2013, with reference to a press release issued by the company. Observation status First North Company Date Reason Market XCounter AB The company has applied for delisting. Aktiv Formue Forvaltning Stratego Aktiv Formue Forvaltning Stratego A/S has been transferred to the observation list as the Board of Directors of the company has decided to propose a delisting of the company from First North ForestLight Entertainment AB Due to financial difficulties Mediaprovider Scandinavia AB Due to financial difficulties Selena Oil & Gas AB RURIC AB Kancera ChronTech Pharma Aqualife KIF Håndbold Elite Wirtek company's assets The company announced it will seek to raise capital as soon as possible in order to generate sufficient capital resources for continued operation of group activities. The company has lost more than half of the share capital. The company has lost more than half of the share capital. Nordic Surveillance 8

9 CONTACTS Issuer Surveillance (switchboard) Helsinki (switchboard) Island (switchboard) Trading Surveillance Helsinki (switchboard) Island (switchboard) Nordic Surveillance Nordic Surveillance 9

NORDIC STOCKHOLM. Issuer Surveillance. Nordic Surveillance. All necessary forms. On January 11, the. The company made listed

NORDIC STOCKHOLM. Issuer Surveillance. Nordic Surveillance. All necessary forms. On January 11, the. The company made listed NORDIC MONTHLY SURVEILLANCE REPORT JANUARY 2013 The rules of the exchange as well as the methodology of the surveillance are in substance harmonized between the NASDAQ OMX exchanges in the Nordic countries.

More information

NORDIC MONTHLY SURVEILLANCE REPORT DECEMBER 2012

NORDIC MONTHLY SURVEILLANCE REPORT DECEMBER 2012 NORDIC MONTHLY SURVEILLANCE REPORT DECEMBER 2012 The rules of the exchange as well as the methodology of the surveillance are in substance harmonized between the NASDAQ OMX exchanges in the Nordic countries.

More information

NORDIC MONTHLY SURVEILLANCE REPORT MARCH 2012

NORDIC MONTHLY SURVEILLANCE REPORT MARCH 2012 NORDIC MONTHLY SURVEILLANCE REPORT MARCH 2012 The rules of the exchange as well as the methodology of the surveillance are in substance harmonized between the NASDAQ OMX exchanges in the Nordic countries.

More information

NORDIC MONTHLY SURVEILLANCE REPORT NOVEMBER 2012

NORDIC MONTHLY SURVEILLANCE REPORT NOVEMBER 2012 NORDIC MONTHLY SURVEILLANCE REPORT NOVEMBER 2012 The rules of the exchange as well as the methodology of the surveillance are in substance harmonized between the NASDAQ OMX exchanges in the Nordic countries.

More information

NORDIC MONTHLY SURVEILLANCE REPORT FEBRUARY 2012

NORDIC MONTHLY SURVEILLANCE REPORT FEBRUARY 2012 NORDIC MONTHLY SURVEILLANCE REPORT FEBRUARY 2012 The rules of the exchange as well as the methodology of the surveillance are in substance harmonized between the NASDAQ OMX exchanges in the Nordic countries.

More information

NORDIC SURVEILLANCE QUARTERLY REPORT

NORDIC SURVEILLANCE QUARTERLY REPORT NORDIC SURVEILLANCE QUARTERLY REPORT JULY - SEPTEMBER 2014 The exchange rules as well as the methodology of the surveillance are in substance harmonized between the Nasdaq exchanges in the Nordic countries.

More information

NORDIC SURVEILLANCE QUARTERLY REPORT

NORDIC SURVEILLANCE QUARTERLY REPORT NORDIC SURVEILLANCE QUARTERLY REPORT JANUARY - MARCH 2014 The exchange rules as well as the methodology of the surveillance are in substance harmonized between the NASDAQ OMX exchanges in the Nordic countries.

More information

NORDIC SURVEILLANCE QUARTERLY REPORT

NORDIC SURVEILLANCE QUARTERLY REPORT NORDIC SURVEILLANCE QUARTERLY REPORT January-March 2015 The exchange rules as well as the methodology of the surveillance are in substance harmonized between the Nasdaq exchanges in the Nordic countries.

More information

NORDIC SURVEILLANCE QUARTERLY REPORT

NORDIC SURVEILLANCE QUARTERLY REPORT NORDIC SURVEILLANCE QUARTERLY REPORT APRIL - JUNE 2014 The exchange rules as well as the methodology of the surveillance are in substance harmonized between the NASDAQ OMX (NOMX) exchanges in the Nordic

More information

NORDIC SURVEILLANCE QUARTERLY REPORT

NORDIC SURVEILLANCE QUARTERLY REPORT NORDIC SURVEILLANCE QUARTERLY REPORT - 2016 The exchange rules as well as the methodology of the surveillance are in substance harmonized between the Nasdaq exchanges in the Nordic countries. Due to national

More information

First North Bond Market Rulebook 3 July 2016

First North Bond Market Rulebook 3 July 2016 First North Bond Market Rulebook 3 July 2016 Table of Contents 1. Introduction... 4 2. Admission to trading and removal from trading of fixed income instruments on First North Bond Market... 6 2.1 General...

More information

First North Bond Market Rulebook January 2014

First North Bond Market Rulebook January 2014 First North Bond Market Rulebook January 2014 Table of contents 1. Introduction... 4 2. Admission to trading and removal from trading of fixed income instruments on First North Bond Market... 5 2.1 General...

More information

NORDIC SURVEILLANCE QUARTERLY REPORT

NORDIC SURVEILLANCE QUARTERLY REPORT NORDIC SURVEILLANCE QUARTERLY REPORT July-September 2016 The exchange rules as well as the methodology of the surveillance are in substance harmonized between the Nasdaq exchanges in the Nordic countries.

More information

Guide to listing on. Nasdaq First North

Guide to listing on. Nasdaq First North Guide to listing on Nasdaq First North First North is a Multilateral Trading Facility (MTF) and does not have the legal status of a regulated market. Regulated market is a term used in the Markets in the

More information

First North Bond Market Rulebook January 2014 3 July 2016

First North Bond Market Rulebook January 2014 3 July 2016 First North Bond Market Rulebook January 2014 3 July 2016 Table of contentscontents 1. Introduction... 7 2. Admission to trading and removal from trading of fixed income instruments on First North Bond

More information

NASDAQ OMX Nordic Surveillance Annual Report 2009

NASDAQ OMX Nordic Surveillance Annual Report 2009 NASDAQ OMX Nordic Surveillance Annual Report 2009 INTRODUCTION... 4 STOCKHOLM... 5 LISTINGS, DELISTINGS AND TAKEOVERS... 5 Shares... 5 Bonds... 6 Warrants and certificates... 6 Exchange Traded Funds (ETFs)...

More information

GUIDE TO LISTING ON NASDAQ OMX FIRST NORTH

GUIDE TO LISTING ON NASDAQ OMX FIRST NORTH GUIDE TO LISTING ON NASDAQ OMX FIRST NORTH FIRST NORTH* IS NASDAQ OMX S EUROPEAN GROWTH MARKET FOR COMPANIES LOOKING FOR A FIRST STEP INTO THE FINANCIAL MARKET FIRST NORTH OPERATES PARALLEL TO THE MAIN

More information

First North Bond Market Rulebook

First North Bond Market Rulebook First North Bond Market Rulebook 7. December 2012 Table of Contents 1. Introduction... 4 2. Admission and removal of fixed income instruments to trading on First North... 5 2.1 General... 5 2.2 Admission

More information

First North Nordic Rulebook

First North Nordic Rulebook First North Nordic Rulebook 1 January 2014 1. Introduction... 4 2. Admission and removal of financial instruments to trading on First North... 5 2.1 General... 5 2.2 Admission requirements... 5 2.2.1 Requirements

More information

Guide to become a Certified Adviser on

Guide to become a Certified Adviser on 1 Guide to become a Certified Adviser on First North First North NASDAQ OMX s Growth Market First North is an alternative marketplace for growth companies, providing a world of opportunities on the European

More information

Liquidation Financial Statements as of March 20, 2009

Liquidation Financial Statements as of March 20, 2009 Page 1 of 13 Announcement no. 04/2009 To the NASDAQ OMX Copenhagen Copenhagen, as of March 20, 2009 At the Company s Extraordinary General Meeting held on December 11, 2008, it was resolved to commence

More information

Guidelines for cancellation of trades based on Nasdaq Nordic Member Rules section Applicable to the following Nasdaq Nordic exchanges:

Guidelines for cancellation of trades based on Nasdaq Nordic Member Rules section Applicable to the following Nasdaq Nordic exchanges: Guidelines for cancellation of trades based on Nasdaq Nordic Member Rules section 5.7.3 Applicable to the following Nasdaq Nordic exchanges: NASDAQ OMX Stockholm NASDAQ OMX Helsinki NASDAQ OMX Copenhagen

More information

Nasdaq First North Nordic Rulebook

Nasdaq First North Nordic Rulebook Nasdaq First North Nordic Rulebook 1 January 2016 1. Introduction... 4 2. Admission and removal of financial instruments to trading on Nasdaq First North... 5 2.1 General... 5 2.2 Admission requirements...

More information

The NASDAQ OMX Helsinki - IPO Overview

The NASDAQ OMX Helsinki - IPO Overview The NASDAQ OMX Helsinki - IPO Overview 1. Regulatory Background 1.1 Overview of Regulatory Background EC Regulations 809/2004 (on prospectuses) and 2273/2003 (on buy-back programmes) are directly applicable,

More information

The Warsaw Stock Exchange Rules

The Warsaw Stock Exchange Rules (text consolidated at 20 June 2012)* * 1) The Rules adopted by the Supervisory Board by Resolution No. 1/1110/2006 dated 4 January 2006, as amended by the Exchange Supervisory Board: - by Resolution No.

More information

ALTERNATIVE TRADING SYSTEM RULES

ALTERNATIVE TRADING SYSTEM RULES ALTERNATIVE TRADING SYSTEM RULES (text according to legal condition at 20 June 2012) 1 NOTE: Only the Polish version of this document is legally binding. This translation is provided for information only.

More information

The Tender Offer does not correspond to tender offers as stipulated in Article 27, Section 2-1 of Japan s Financial Instruments and Exchange Law.

The Tender Offer does not correspond to tender offers as stipulated in Article 27, Section 2-1 of Japan s Financial Instruments and Exchange Law. February10, 2015 Canon Inc. Chairman & CEO: Fujio Mitarai Securities code: 7751 [Tokyo (First section) and other Stock Exchanges] Inquiries: Shinichi Aoyama General Manager Consolidated Accounting Division

More information

NASDAQ OMX HELSINKI LTD RULES OF THE EXCHANGE. 2 October 2013

NASDAQ OMX HELSINKI LTD RULES OF THE EXCHANGE. 2 October 2013 NASDAQ OMX HELSINKI LTD RULES OF THE EXCHANGE 2 October 2013 RULES OF THE EXCHANGE INTRODUCTION According to the Act on Trading in Financial Instruments (748/2012), the Exchange shall draw up and keep

More information

Going Concern disclosures in financial statements. June 2014

Going Concern disclosures in financial statements. June 2014 Going Concern disclosures in financial statements June 2014 Contents Introduction... 3 Going Concern... 3 FMA s review of issuers going concern disclosures... 4 Findings... 4 Use of the Emphasis of Matter

More information

NASDAQ OMX NORDIC SURVEILLANCE ANNUAL REPORT 2010

NASDAQ OMX NORDIC SURVEILLANCE ANNUAL REPORT 2010 NASDAQ OMX NORDIC SURVEILLANCE ANNUAL REPORT 2010 Surveillance Nordic INTRODUCTION... 3 ABOUT... 4 LISTING ACTIVITIES... 5 TRADING HALTS... 9 SUSPECTED MARKET ABUSE... 11 OBSERVATION STATUS... 13 BREACH

More information

Buy-in Procedure and Guideline

Buy-in Procedure and Guideline Buy-in Procedure and Guideline Nasdaq Nordic Member Rules 1.6 May 4, 2015 1(17) Table of contents Introduction... 3 References... 3 Change to the Buy-in Procedure and Guideline... 3 General Procedure and

More information

April Statistics report from the OMX Nordic Exchange

April Statistics report from the OMX Nordic Exchange il Statistics report from the OMX Nordic Exchange Share Trading in il The value of average daily share trading amounted to EUR 4.3 billion, as compared to EUR 5.0 billion during the past 12-month period.

More information

Procedures and guidelines for listed companies facing delisting due to operations or financial conditions

Procedures and guidelines for listed companies facing delisting due to operations or financial conditions (Bor.Jor./Phor. 11-00) Procedures and guidelines for listed companies facing delisting due to operations or financial conditions In order to supervise listed companies compliance with the Exchange s rules,

More information

RULES OF THE STOCK EXCHANGE

RULES OF THE STOCK EXCHANGE Rules of the Stock Exchange 1(44) RULES OF THE STOCK EXCHANGE LISTING PROCEDURES AND DISCLOSURE AND OTHER REQUIREMENTS APPLICABLE TO THE ISSUERS OF LISTED SECURITIES 1. GENERAL PROVISIONS... 3 1.1 SCOPE

More information

The Warsaw Stock Exchange Rules

The Warsaw Stock Exchange Rules The Warsaw Stock Exchange Rules (text according to legal condition at 1 June 2015)* *The Warsaw Stock Exchange Rules adopted in Resolution No. 1/1110/2006 of the Exchange Supervisory Board dated 4 January

More information

COMPANY PRESENTATION OF THE TERMS FOR TRANSATLANTIC S DEBT CERTIFICATES 2013

COMPANY PRESENTATION OF THE TERMS FOR TRANSATLANTIC S DEBT CERTIFICATES 2013 COMPANY PRESENTATION OF THE TERMS FOR TRANSATLANTIC S DEBT CERTIFICATES 2013 This summary of the terms and conditions for Rederi AB Transatlantic s (publ) (the Issuer ) maximum SEK 140,000,000 senior unsecured

More information

Announcement of prospectus and offer to the shareholders of CSE

Announcement of prospectus and offer to the shareholders of CSE Press Release, December 16, 2004 Announcement of prospectus and offer to the shareholders of CSE On November 15, 2004, OMX AB (publ) ( OMX ) and Copenhagen Stock Exchange A/S ( CSE ) announced plans to

More information

LISTING ON NASDAQ OMX BALTIC MARKET

LISTING ON NASDAQ OMX BALTIC MARKET LISTING ON NASDAQ OMX BALTIC MARKET 1 ROAD TO THE NASDAQ OMX BALTIC MARKET There are many ways to foster the growth and development of a company. One is to publicly list the company on the stock exchange.

More information

Stock Exchange Release February 24, 2011 at 8.00 am (CET+1) 1/7

Stock Exchange Release February 24, 2011 at 8.00 am (CET+1) 1/7 February 24, 2011 at 8.00 am (CET+1) 1/7 Kemira Oyj: Notice of Annual General Meeting The shareholders of Kemira Oyj ( Kemira ) are invited to the Annual General Meeting to be held on Tuesday, March 22,

More information

NASDAQ NORDIC MEMBER RULES

NASDAQ NORDIC MEMBER RULES NASDAQ NORDIC MEMBER RULES VERSION 2.7 May 4, 2015 1. GENERAL... 4 2. DEFINITIONS AND ABBREVIATIONS... 7 3. GENERAL PROVISIONS... 16 3.1 General provisions regarding the Nasdaq Nordic Member Rules... 16

More information

Equity Product Nordic Equity Distributor FilterView 2. Fixed income product Nordic fixed income TotalView including market-by-order messages 3

Equity Product Nordic Equity Distributor FilterView 2. Fixed income product Nordic fixed income TotalView including market-by-order messages 3 Global Data Products NORDIC WEEKLY NEWSLETTER CONTENTS September 28th 2011 #24 Page CURRENT PRODUCTS AND POLICIES Equity Product Nordic Equity Distributor FilterView 2 Fixed income product Nordic fixed

More information

LISTING AND CAPITAL RAISING ON THE STOCK EXCHANGE

LISTING AND CAPITAL RAISING ON THE STOCK EXCHANGE LISTING AND CAPITAL RAISING ON THE STOCK EXCHANGE FRAMTIDENS GRUV & MINERAL 2015 January 26, 2015 Erja Retzén NASDAQ NORDIC 2014 Market Cap 991 BEUR Iceland Sweden Finland Average daily trading: 2,6 BEUR

More information

AMENDMENTS TO THE LISTINGS RULES

AMENDMENTS TO THE LISTINGS RULES AMENDMENTS TO THE LISTINGS RULES Legend: additions are underlined. Rule Making History 1. The draft rules were presented to the Rules and Adjudication Committee of Council (RAC) on 22 May 2013 for consideration;

More information

#18 NORDIC NEWSLETTER. September 20 2012 NOTICE HIGHLIGHT. Global Data Products. NASDAQ OMX Nordic is pleased to invite you to a new set of IT Forums.

#18 NORDIC NEWSLETTER. September 20 2012 NOTICE HIGHLIGHT. Global Data Products. NASDAQ OMX Nordic is pleased to invite you to a new set of IT Forums. Global Data Products NORDIC NEWSLETTER NOTICE NASDAQ OMX Nordic is pleased to invite you to a new set of IT Forums. - page 3 September 20 2012 #18 HIGHLIGHT Change to the official price distribution for

More information

OSC STAFF NOTICE Going Concern Disclosure Review

OSC STAFF NOTICE Going Concern Disclosure Review OSC STAFF NOTICE 52-719 Going Concern Disclosure Review Introduction Staff of the Ontario Securities Commission conducted a review to assess the timeliness and adequacy of disclosures in financial statements

More information

Complete terms and conditions for warrants 201[ ]/201[ ] in Avanza Bank Holding AB (publ)

Complete terms and conditions for warrants 201[ ]/201[ ] in Avanza Bank Holding AB (publ) Unofficial translation Complete terms and conditions for warrants 201[ ]/201[ ] in Avanza Bank Holding AB (publ) 1. DEFINITIONS The following terms referred to in these terms and conditions shall have

More information

Collective Investment Undertakings of the Closed-Ended Type

Collective Investment Undertakings of the Closed-Ended Type P a g e 1 Listing Conditions Chapter 14 Collective Investment Undertakings of the Closed-Ended Type 1 P a g e 2 14.1 APPLICATION This chapter applies to securities issued by collective investment undertakings

More information

Oslo Børs VPS Holding ASA 4th Quarter 2010

Oslo Børs VPS Holding ASA 4th Quarter 2010 Oslo Børs VPS Holding ASA 4th Quarter 2010 17 February 2011 Overview Fourth quarter highlights Increased market activity compared to last quarter Proposed dividend of NOK 8,- per share Operating revenues:

More information

NASDAQ OMX Nordic Surveillance Annual Report 2008

NASDAQ OMX Nordic Surveillance Annual Report 2008 NASDAQ OMX Nordic Surveillance Annual Report 2008 INTRODUCTION...4 STOCKHOLM...5 LISTINGS, DELISTINGS AND TAKEOVERS...5 Shares...5 Bonds...6 Warrants...7 Exchange Traded Funds (ETFs)...7 Takeovers...7

More information

Summary published in connection to the admission to trading of shares in Atea ASA on NASDAQ OMX Stockholm

Summary published in connection to the admission to trading of shares in Atea ASA on NASDAQ OMX Stockholm Summary published in connection to the admission to trading of shares in Atea ASA on NASDAQ OMX Stockholm This summary is entirely based on information available in Atea ASA (also referred to as the Company

More information

NASDAQ OMX NORDIC MEMBER RULES

NASDAQ OMX NORDIC MEMBER RULES NASDAQ OMX NORDIC MEMBER RULES VERSION 1.5 JUNE 2011 1. GENERAL... 4 2. DEFINITIONS AND ABBREVIATIONS... 7 3. GENERAL PROVISIONS... 16 3.1 General provisions regarding the NASDAQ OMX Nordic Member Rules...

More information

The Float Guide How to float a company on the Finland Securities Exchange

The Float Guide How to float a company on the Finland Securities Exchange The Float Guide How to float a company on the Finland Securities Exchange Contact: Tom Fagernäs Finland tom.fagernas@krogerus.com INTRODUCTION his guide gives an overview of what T is involved in listing

More information

DECISION NO (94/R) OF 2005 CONCERNING THE LISTING OF DEBT SECURITIES

DECISION NO (94/R) OF 2005 CONCERNING THE LISTING OF DEBT SECURITIES DECISION NO (94/R) OF 2005 CONCERNING THE LISTING OF DEBT SECURITIES The Chairman of the Board of Directors of the Stocks and Commodities Authority has, After pursuing the provisions of Federal Law No.

More information

NASDAQ OMX Nordic Cash Market fee list

NASDAQ OMX Nordic Cash Market fee list NASDAQ OMX Nordic is not charging any fee for granting new cash market memberships. NASDAQ OMX Nordic minimum monthly fee is payable to only one of the NASDAQ OMX exchanges (NASDAQ OMX Copenhagen, NASDAQ

More information

WELCOME TO INSIDE AIM

WELCOME TO INSIDE AIM CONTENTS Issue 5 October 2012 WELCOME TO INSIDE AIM Education of Directors on AIM Due Diligence on AIM Directors Application Forms Rule 21 Directors Participation in a Fundraise Capital Reorganisations

More information

Unauthorised translation ARTICLES OF ASSOCIATION NEUROSEARCH A/S. (CVR-no. 12546106)

Unauthorised translation ARTICLES OF ASSOCIATION NEUROSEARCH A/S. (CVR-no. 12546106) Unauthorised translation ARTICLES OF ASSOCIATION OF NEUROSEARCH A/S (CVR-no. 12546106) Name, registered office and objects Article 1. The name of the company is NeuroSearch A/S. Article 2. The objects

More information

LONDON STOCK EXCHANGE HIGH GROWTH SEGMENT RULEBOOK 27 March 2013

LONDON STOCK EXCHANGE HIGH GROWTH SEGMENT RULEBOOK 27 March 2013 LONDON STOCK EXCHANGE HIGH GROWTH SEGMENT RULEBOOK 27 March 2013 Contents INTRODUCTION... 2 SECTION A ADMISSION... 3 A1: Eligibility for admission... 3 A2: Procedure for admission... 4 SECTION B CONTINUING

More information

Rules of Alternative Trading System organised by the BondSpot S.A.

Rules of Alternative Trading System organised by the BondSpot S.A. Rules of Alternative Trading System organised by the BondSpot S.A. text according to legal condition at 1 January 2013 Only the Polish version of these documents is legally binding. This translation is

More information

NunaMinerals: Notice of extraordinary general meeting

NunaMinerals: Notice of extraordinary general meeting NunaMinerals: Notice of extraordinary general meeting Nuuk, 20 January 2015 Announcement no. 03/2015 Page 1 of 15 The meeting will be held on Thursday, 29 January 2015 at Hotel Hans Egede, Nuuk at 4.00

More information

Staff Paper. IFRIC Meeting Agenda reference 18. Going concern disclosure. Purpose of this paper

Staff Paper. IFRIC Meeting Agenda reference 18. Going concern disclosure. Purpose of this paper IFRIC Meeting Agenda reference 18 Staff Paper Date May 2009 Project Topic IAS 1 Financial Statement Presentation Going concern disclosure Purpose of this paper 1. The purpose of this paper is to document

More information

List of Insider Information of Gazprombank (Open Joint-Stock Company) 1. General Provisions

List of Insider Information of Gazprombank (Open Joint-Stock Company) 1. General Provisions Approved by Order No.79 issued by Gazprombank (Open Joint-Stock Company) on July 28, 2011 List of Insider Information of Gazprombank (Open Joint-Stock Company) 1. General Provisions 1.1. The list of insider

More information

Enbridge Income Fund Holdings Inc. Announces Second Quarter Results; Declares Monthly Dividend

Enbridge Income Fund Holdings Inc. Announces Second Quarter Results; Declares Monthly Dividend NEWS RELEASE Enbridge Income Fund Holdings Inc. Announces Second Quarter Results; Declares Monthly Dividend HIGHLIGHTS (all financial figures are unaudited and in Canadian dollars) Earnings for the second

More information

5 August 2010 CVR no. 24 25 67 82 Company announcement no. 10/2010 Page 1 of 5

5 August 2010 CVR no. 24 25 67 82 Company announcement no. 10/2010 Page 1 of 5 Company announcement no. 10/2010 Page 1 of 5 Not for release, publication or distribution in Australia, Canada, Japan or the United States This announcement does not constitute an offer to sell or the

More information

THE ROAD TO THE STOCK EXCHANGE AN OVERVIEW

THE ROAD TO THE STOCK EXCHANGE AN OVERVIEW THE ROAD TO THE STOCK EXCHANGE AN OVERVIEW ADVOKATFIRMAN LINDAHL, NOVEMBER 2013 There are several reasons for an Initial Public Offering (IPO) on a stock exchange. A listing will enable the company to

More information

CONTENTS August 2nd 2010 #24. NASDAQ OMX Nordic Market Data news subscription 2. Nordic subscription service for Market Data 2

CONTENTS August 2nd 2010 #24. NASDAQ OMX Nordic Market Data news subscription 2. Nordic subscription service for Market Data 2 Global Data Products NORDIC WEEKLY NEWSLETTER CONTENTS August 2nd 2010 #24 NASDAQ OMX Nordic Market Data news subscription 2 Page Nordic subscription service for Market Data 2 NASDAQ OMX Nordic Markets

More information

TABLE OF CONTENTS INTRODUCTION. 3 ABOUT. 4 LISTING ACTIVITIES. 6 TRADING HALTS. 14 SUSPECTED MARKET ABUSE. 16 OBSERVATION STATUS. 34 FIRST NORTH.

TABLE OF CONTENTS INTRODUCTION. 3 ABOUT. 4 LISTING ACTIVITIES. 6 TRADING HALTS. 14 SUSPECTED MARKET ABUSE. 16 OBSERVATION STATUS. 34 FIRST NORTH. NORDIC SURVEILLANCE ANNUAL REPORT 2015 TABLE OF CONTENTS INTRODUCTION... 3 ABOUT... 4 LISTING ACTIVITIES... 6 TRADING HALTS... 14 SUSPECTED MARKET ABUSE... 16 OBSERVATION STATUS... 19 BREACH OF RULES BY

More information

Denmark Takeover Guide

Denmark Takeover Guide Denmark Takeover Guide Contact Jacob Bier Plesner Corporate Finance jbi@plesner.com Contents Page INTRODUCTION 1 REGULATORY FRAMEWORK 1 CONDITIONS TO OFFER 1 MINIMUM PRICE 1 PUBLICATION AND AMENDMENTS

More information

INTERNATIONAL STANDARD ON AUDITING 560 SUBSEQUENT EVENTS CONTENTS

INTERNATIONAL STANDARD ON AUDITING 560 SUBSEQUENT EVENTS CONTENTS INTERNATIONAL STANDARD ON AUDITING 560 SUBSEQUENT EVENTS (Effective for audits of financial statements for periods beginning on or after December 15, 2009) CONTENTS Paragraph Introduction Scope of this

More information

RusForest Strengthens Equity by SEK 450 million and Secures Russian Strategic Investor

RusForest Strengthens Equity by SEK 450 million and Secures Russian Strategic Investor PRESS RELEASE RusForest Strengthens Equity by SEK 450 million and Secures Russian Strategic Investor Intended offer to bondholders of debt restructuring, whereby the bond s nominal amount and accrued interest

More information

GUIDELINES FOR MARKET MAKING FOR NASDAQ OMX BALTIC EXCHANGES

GUIDELINES FOR MARKET MAKING FOR NASDAQ OMX BALTIC EXCHANGES Entry into force July 1, 2013 GUIDELINES FOR MARKET MAKING FOR NASDAQ OMX BALTIC EXCHANGES For the purposes of these Guidelines for Market Making (hereinafter: the Guidelines), NASDAQ OMX Baltic Exchanges

More information

The Stock Exchange of Hong Kong Limited. Practice Note 5

The Stock Exchange of Hong Kong Limited. Practice Note 5 The Stock Exchange of Hong Kong Limited Practice Note 5 to the Rules Governing the Listing of Securities (the Exchange Listing Rules ) Issued pursuant to rule 1.06 of the Exchange Listing Rules DISCLOSURE

More information

Rules for issuers of shares NASDAQ OMX Copenhagen A/S

Rules for issuers of shares NASDAQ OMX Copenhagen A/S NASDAQ OMX Copenhagen A/S 1-6-2013 Shares Table of contents INTRODUCTION... 3 1 GENERAL PROVISIONS... 4 1.1 THE APPLICABILITY OF THE RULES... 4 1.2 ENTRY INTO FORCE... 4 2. LISTING REQUIREMENTS FOR ADMITTING

More information

Eimskipafélag Íslands hf.

Eimskipafélag Íslands hf. Eimskipafélag Íslands hf. 1 January to 30 June 2016 EUR Eimskipafélag Íslands hf. Korngardar 2 104 Reykjavík Iceland Reg. no. 690409-0460 This page has been left blank intentionally of Eimskipafélag Íslands

More information

MODERN TIMES GROUP MTG AB INTERIM REPORT FOR THE FIRST QUARTER OF 2000

MODERN TIMES GROUP MTG AB INTERIM REPORT FOR THE FIRST QUARTER OF 2000 MODERN TIMES GROUP MTG AB INTERIM REPORT FOR THE FIRST QUARTER OF 2000 Modern Times Group MTG AB (Nasdaq: MTGNY) announces the results of operations for the first quarter of 2000 today, Monday May 8, 2000.

More information

NASDAQ OMX Clearing. Investor Risks. 1 Introduction. 2 Background. Version 1.1/5.11.13

NASDAQ OMX Clearing. Investor Risks. 1 Introduction. 2 Background. Version 1.1/5.11.13 Version 1.1/5.11.13 NASDAQ OMX Clearing Investor Risks 1 Introduction This document describes the levels of protection and the costs associated with the different levels of segregation offered by, and

More information

E X C H A N G E R U L E S A N D C L E A R I N G R U L E S O F N A S D A Q O M X D E R I V A T I V E S M A R K E T S

E X C H A N G E R U L E S A N D C L E A R I N G R U L E S O F N A S D A Q O M X D E R I V A T I V E S M A R K E T S Appendix 4 TRADING- AND ACCESSIBILITY HOURS During accessibility hours in prior to the trading hours Orders can only be revoked. STOCK AND INDEX RELATED PRODUCTS Swedish stock related products For Swedish

More information

Nasdaq Stockholm Petrogrand AB

Nasdaq Stockholm Petrogrand AB DISCIPLINARY COMMITTEE DECISION 2015:5 NASDAQ STOCKHOLM DECEMBER 4, 2015 Nasdaq Stockholm Petrogrand AB The shares in Petrogrand AB (publ) ( Petrogrand or the Company ) are traded on Nasdaq Stockholm AB

More information

List of information categorised as inside information of Open Joint-Stock Company Sistema Joint-Stock Financial Corporation 1

List of information categorised as inside information of Open Joint-Stock Company Sistema Joint-Stock Financial Corporation 1 List of information categorised as inside information of Open Joint-Stock Company Sistema Joint-Stock Financial Corporation 1 The inside information of Open Joint-Stock Company Sistema Joint-Stock Financial

More information

Chapter 7 GENERAL ACCOUNTANTS REPORTS AND PRO FORMA FINANCIAL INFORMATION. When required

Chapter 7 GENERAL ACCOUNTANTS REPORTS AND PRO FORMA FINANCIAL INFORMATION. When required Chapter 7 GENERAL ACCOUNTANTS REPORTS AND PRO FORMA FINANCIAL INFORMATION When required 7.01 This Chapter sets out the detailed requirements for accountants reports on the profits and losses, assets and

More information

CONTENTS February 22 2010 #6. GENIUM Consolidated Feed update 2. File schedule improvement in File Delivery System (FDS) 2

CONTENTS February 22 2010 #6. GENIUM Consolidated Feed update 2. File schedule improvement in File Delivery System (FDS) 2 Global Data Products NORDIC WEEKLY NEWSLETTER CONTENTS February 22 2010 #6 GENIUM Consolidated Feed update 2 Page File schedule improvement in File Delivery System (FDS) 2 Known issues related to launch

More information

Main Board/Debt Market Listing Rules APPENDIX 1

Main Board/Debt Market Listing Rules APPENDIX 1 Main Board/Debt Market Listing Rules APPENDIX 1 Part A (Rules 10.3.2 and 10.4.2) Preliminary Announcements Full and Half Year Results 1 Full Year Results: The following information must be contained in

More information

30 June 2016. Scandinavian Private Equity A/S CVR no 29824088 ARTICLES OF ASSOCIATION

30 June 2016. Scandinavian Private Equity A/S CVR no 29824088 ARTICLES OF ASSOCIATION [Translation] 30 June 2016 Scandinavian Private Equity A/S CVR no 29824088 ARTICLES OF ASSOCIATION 1 Name and registered office 1.1 The Company name is Scandinavian Private Equity A/S. The Company also

More information

Articles of Association. for. Exiqon A/S (CVR no )

Articles of Association. for. Exiqon A/S (CVR no ) Articles of Association for Exiqon A/S (CVR no. 18 98 44 31) 1 NAME AND OBJECTS Article 1 The name of the Company is Exiqon A/S. Article 2 The objects of the Company are to carry out research, development,

More information

Significant investment in Slovenia and bond issuance

Significant investment in Slovenia and bond issuance DDM DEBT AB (publ) Corporate Registration Number: 559053-6230 Interim Report Q3 1 July 30 September Significant investment in Slovenia and bond issuance Highlights third quarter Net collections of EUR

More information

Statement of Financial Accounting Standards No. 7. Consolidated Financial Statements

Statement of Financial Accounting Standards No. 7. Consolidated Financial Statements Statement of Financial Accounting Standards No. 7 Statement of Financial Accounting Standards No. 7 Consolidated Financial Statements 30 November 2004 Translated by Wei-heng Lin, Associate Professor (Chung

More information

Oslo Børs the leading European market for Oil & Gas

Oslo Børs the leading European market for Oil & Gas Oslo Børs the leading European market for Oil & Gas Oslo, Wednesday 15 June 2011 What Oslo Børs can offer International E&P Access to knowledgeable and international capital Great visibility in a market

More information

Invitation to the Annual General Meeting of shareholders of Betsson AB (publ)

Invitation to the Annual General Meeting of shareholders of Betsson AB (publ) 9 APRIL 2013 PRESS RELEASE Invitation to the Annual General Meeting of shareholders of Betsson AB (publ) The shareholders of Betsson AB (publ) (the Company ), are hereby invited to the Annual General Meeting

More information

F INANCIAL S TATEMENTS. BSFC-Private Student Loan Trust Year Ended June 30, 2014 With Independent Auditors Report

F INANCIAL S TATEMENTS. BSFC-Private Student Loan Trust Year Ended June 30, 2014 With Independent Auditors Report F INANCIAL S TATEMENTS BSFC-Private Student Loan Trust Year Ended June 30, 2014 With Independent Auditors Report BSFC-PRIVATE STUDENT LOAN TRUST Financial Statements Year Ended June 30, 2014 Contents Independent

More information

PRINCIPLES FOR PERIODIC DISCLOSURE BY LISTED ENTITIES

PRINCIPLES FOR PERIODIC DISCLOSURE BY LISTED ENTITIES PRINCIPLES FOR PERIODIC DISCLOSURE BY LISTED ENTITIES Final Report TECHNICAL COMMITTEE OF THE INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSIONS FEBRUARY 2010 CONTENTS Chapter Page 1 Introduction 3 Uses

More information

Eimskipafélag Íslands hf.

Eimskipafélag Íslands hf. Eimskipafélag Íslands hf. 1 January to 31 March 2014 EUR Eimskipafélag Íslands hf. Korngardar 2 104 Reykjavík Iceland Reg. no. 690409-0460 Contents Endorsement and Statement by the Board of Directors and

More information

DEMERGER PLAN. concerning the partial demerger of. Digia Plc

DEMERGER PLAN. concerning the partial demerger of. Digia Plc 1 DEMERGER PLAN concerning the partial demerger of Digia Plc 1 Demerger Digia Plc (hereinafter the Demerging Company ) will be split such that part of its assets and liabilities will be transferred to

More information

CFAspace. CFA Level I. Provided by APF. Academy of Professional Finance 专业金融学院. Financial Reporting and Analysis (FRA) CFA Lecturer: Juyun Lu

CFAspace. CFA Level I. Provided by APF. Academy of Professional Finance 专业金融学院. Financial Reporting and Analysis (FRA) CFA Lecturer: Juyun Lu CFAspace Provided by APF CFA Level I Financial Reporting and Analysis (FRA) CFA Lecturer: Juyun Lu Contents 1 Brief introduction of FRA part in CFA exam 2 Reading 22. FRA: An Introduction (LOS a. & b)

More information

Why then do the AIM Rules not require adherence to a particular set of corporate governance rules?

Why then do the AIM Rules not require adherence to a particular set of corporate governance rules? Issue 2 - July 2010 WELCOME TO INSIDE AIM Welcome to our second edition of Inside AIM. Following positive feedback on our inaugural issue, in this edition we have followed a similar format, with a continuing

More information

NOTICE FOR ANNUAL GENERAL MEETING OF SHAREHOLDERS in Reinhold Europe AB (publ), 556706-3713

NOTICE FOR ANNUAL GENERAL MEETING OF SHAREHOLDERS in Reinhold Europe AB (publ), 556706-3713 NOTICE FOR ANNUAL GENERAL MEETING OF SHAREHOLDERS in Reinhold Europe AB (publ), 556706-3713 The shareholders of Reinhold Europe AB ( publ), 556706-3713, are hereby invited to attend an Annual General Meeting

More information

Articles of Association. for. Exiqon A/S (CVR no )

Articles of Association. for. Exiqon A/S (CVR no ) Articles of Association for Exiqon A/S (CVR no. 18 98 44 31) 1 NAME AND OBJECTS Article 1 The name of the Company is Exiqon A/S. Article 2 The objects of the Company are to carry out research, development,

More information

Interim Report January-June 2015 Nordea Kredit Realkreditaktieselskab. Business registration number

Interim Report January-June 2015 Nordea Kredit Realkreditaktieselskab. Business registration number Interim Report January-June 2015 Nordea Kredit Realkreditaktieselskab Business registration number 15134275 Nordea Kredit Realkreditaktieselskab is part of the Nordea Group. Nordea s vision is to be a

More information

Articles of Association. for. Exiqon A/S (CVR no )

Articles of Association. for. Exiqon A/S (CVR no ) Articles of Association for Exiqon A/S (CVR no. 18 98 44 31) 1 NAME AND OBJECTS Article 1 The name of the Company is Exiqon A/S. Article 2 The objects of the Company are to carry out research, development,

More information

The Tokyo Stock Exchange - IPO Overview

The Tokyo Stock Exchange - IPO Overview The Tokyo Stock Exchange - IPO Overview 1 Regulatory Background 1.1 Overview of Regulatory Background There are six exchanges in Japan; Tokyo, Osaka, Nagoya, Sapporo, Fukuoka, and JASDAQ. Among these,

More information

D a n s k e Invest. 1 The Fund. 3 Agents. 4 Custodian. 5 The Fund s investment policy. 2 The Fund Management Company. Alternative Asset Class Funds

D a n s k e Invest. 1 The Fund. 3 Agents. 4 Custodian. 5 The Fund s investment policy. 2 The Fund Management Company. Alternative Asset Class Funds D a n s k e Invest C o m modity Fund (AIF) Alternative Asset Class Funds Fund Regulations The Board of Directors of Danske Invest Fund Management Ltd approved the Regulations on 22 May, 2015. The Regulations

More information