DLV665-T CME CLEARING - COMEX RUN DATE: 08/23/2016 BUSINESS DATE: 08/23/2016 YEAR TO DATE DELIVERY NOTICES RUN TIME: 08:20:08AM PRODUCT GROUP: METALS

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1 PRODUCT ALUMINUM FUTURES 104 I MIZUHO C S I 70 MACQUARIE FUTURES USA L C S I SG AMERICAS SECURITIES C S I 0 0 MAREX C S I 55 8 JP MORGAN SECURITIES C S I JP MORGAN SECURITIES H S I ABN AMRO CLEARING CHICA C S I RBC CAPITAL MARKETS COR C S I 13 RBC CAPITAL MARKETS COR H S I ADM INVESTOR SERVICES I C S

2 DLV665-T CME CLEARING - RUN DATE: 08/23/2016 EXCHANGE: PRODUCT TOTALS:

3 PRODUCT COMEX 100 GOLD FUTURES 072 I GOLDMAN SACHS & CO. C S I 12 DEUTSCHE BANK SECURITIE C S I 4 EFL FUTURES LIMITED C S I 7 MIZUHO C S I MACQUARIE FUTURES USA L C S I 0 MACQUARIE FUTURES USA L H S I SG AMERICAS SECURITIES C S I 1 2 SG AMERICAS SECURITIES H S I 0 0 RAND FINANCIAL SERVICES H S I 10 DORMAN TRADING, LLC C S 10

4 PRODUCT COMEX 100 GOLD FUTURES 159 I ED&F MAN CAPITAL MARKET C S I 75 MAREX H S I 5 NANHUA USA, LLC C S I 1 TRADESTATION SECURITIES C S I HSBC SECURITIES (USA) I C S I HSBC SECURITIES (USA) I H S I 2 CREDIT SUISSE SECURITIE C S I 2 0 WEDBUSH SECURITIES INC. C S I 1 WEDBUSH SECURITIES INC. H S I 4 ED&F MAN CAPITAL MARKET C S 4

5 PRODUCT COMEX 100 GOLD FUTURES 549 I 9 TIMBER HILL LLC 2 H S I BNP PARIBAS PRIME BROKE C S I MERRILL LYNCH PIERCE FE C S I 5 MERRILL LYNCH PIERCE FE H S I BANK OF NOVA SCOTIA H S I MORGAN STANLEY & CO. LL C S I 315 MORGAN STANLEY & CO. LL H S I JP MORGAN SECURITIES C S I JP MORGAN SECURITIES H S I R.J. O'BRIEN & ASSOCIAT C S

6 PRODUCT COMEX 100 GOLD FUTURES 686 I INTL FCSTONE FINANCIAL C S I ABN AMRO CLEARING CHICA C S I 31 UBS SECURITIES, LLC C S I 1 UBS SECURITIES, LLC H S I 2 8 BARCLAYS C S I BARCLAYS H S I PTG DIVISION OF SG AMER C S I RBC CAPITAL MARKETS COR C S I ADVANTAGE FUTURES, LLC C S I 3 1 G.H. FINANCIALS C S 3 1

7 PRODUCT COMEX 100 GOLD FUTURES 800 I ROSENTHAL COLLINS GROUP C S I 6 ROSENTHAL COLLINS GROUP H S I CITIGROUP GLOBAL MARKET C S I ADM INVESTOR SERVICES I C S I CME H S TOTALS:

8 PRODUCT GOLD KILO FUTURES 661 I JP MORGAN SECURITIES C S I 0 1 ROSENTHAL COLLINS GROUP C S 1 0 TOTALS: 100 1

9 PRODUCT COMEX COPPER FUTURES 104 I MIZUHO C S I 1 MIZUHO H S I MACQUARIE FUTURES USA L C S I SG AMERICAS SECURITIES C S I 8 10 SG AMERICAS SECURITIES H S I 11 MAREX C S I 1 ED&F MAN CAPITAL MARKET C S I 1 MORGAN STANLEY & CO. LL C S I 14 MORGAN STANLEY & CO. LL H S I JP MORGAN SECURITIES C S

10 PRODUCT COMEX COPPER FUTURES 661 I JP MORGAN SECURITIES H S I R.J. O'BRIEN & ASSOCIAT C S I INTL FCSTONE FINANCIAL C S I ABN AMRO CLEARING CHICA C S I 788 ABN AMRO CLEARING CHICA H S I PTG DIVISION OF SG AMER C S I RBC CAPITAL MARKETS COR C S I 2 36 RBC CAPITAL MARKETS COR H S I 1 G.H. FINANCIALS C S I 7 6 ROSENTHAL COLLINS GROUP C S 7 6

11 PRODUCT COMEX COPPER FUTURES 880 I 0 CITIGROUP GLOBAL MARKET C S I ADM INVESTOR SERVICES I C S TOTALS:

12 PRODUCT LEAD FUTURES 104 I 0 MIZUHO C S I 5 JP MORGAN SECURITIES H S 0 TOTALS: 5

13 PRODUCT 10 TROY OZ GOLD FUTURES 686 I 0 0 INTL FCSTONE FINANCIAL C S I ADM INVESTOR SERVICES I C S I CME H S TOTALS:

14 DLV665-T CME CLEARING - THE NEW YORK MERCANTILE EXCHANGE RUN DATE: 08/23/2016 EXCHANGE:NYMEX PRODUCT PALLADIUM FUTURES NYMEX 132 I 7 5 SG AMERICAS SECURITIES C S I HSBC SECURITIES (USA) I H S I 1 BNP PARIBAS PRIME BROKE C S I 5 9 MERRILL LYNCH PIERCE FE C S I 1 MORGAN STANLEY & CO. LL C S I JP MORGAN SECURITIES C S I JP MORGAN SECURITIES H S I 0 2 R.J. O'BRIEN & ASSOCIAT C S I 2 2 INTL FCSTONE FINANCIAL C S I ABN AMRO CLEARING CHICA C S

15 DLV665-T CME CLEARING - THE NEW YORK MERCANTILE EXCHANGE RUN DATE: 08/23/2016 EXCHANGE:NYMEX PRODUCT PALLADIUM FUTURES NYMEX 709 I 3 BARCLAYS H S I RBC CAPITAL MARKETS COR C S I CITIGROUP GLOBAL MARKET C S I ADM INVESTOR SERVICES I C S TOTALS:

16 DLV665-T CME CLEARING - THE NEW YORK MERCANTILE EXCHANGE RUN DATE: 08/23/2016 EXCHANGE:NYMEX PRODUCT PLATINUM FUTURES NYMEX 072 I 32 GOLDMAN SACHS & CO. C S I 3 SG AMERICAS SECURITIES C S I 2 HSBC SECURITIES (USA) I C S I HSBC SECURITIES (USA) I H S I 4 WEDBUSH SECURITIES INC. C S I 0 MERRILL LYNCH PIERCE FE C S I MORGAN STANLEY & CO. LL C S I JP MORGAN SECURITIES C S I JP MORGAN SECURITIES H S I R.J. O'BRIEN & ASSOCIAT C S 1 0 0

17 DLV665-T CME CLEARING - THE NEW YORK MERCANTILE EXCHANGE RUN DATE: 08/23/2016 EXCHANGE:NYMEX PRODUCT PLATINUM FUTURES NYMEX 686 I 22 INTL FCSTONE FINANCIAL C S I ABN AMRO CLEARING CHICA C S I RBC CAPITAL MARKETS COR C S I CITIGROUP GLOBAL MARKET C S I ADM INVESTOR SERVICES I C S TOTALS:

18 PRODUCT COMEX 5000 SILVER FUTURES 072 I GOLDMAN SACHS & CO. C S I 728 GOLDMAN SACHS & CO. H S I 1 MACQUARIE FUTURES USA L C S I SG AMERICAS SECURITIES C S I 1 RAND FINANCIAL SERVICES H S I DORMAN TRADING, LLC C S I ED&F MAN CAPITAL MARKET C S I 5 TRADESTATION SECURITIES C S I 16 HSBC SECURITIES (USA) I C S I 0 0 HSBC SECURITIES (USA) I H S

19 PRODUCT COMEX 5000 SILVER FUTURES 357 I 20 0 WEDBUSH SECURITIES INC. C S I 1 TIMBER HILL LLC 2 H S I MERRILL LYNCH PIERCE FE C S I BANK OF NOVA SCOTIA H S I MORGAN STANLEY & CO. LL C S I JP MORGAN SECURITIES C S I JP MORGAN SECURITIES H S I R.J. O'BRIEN & ASSOCIAT C S I INTL FCSTONE FINANCIAL C S I ABN AMRO CLEARING CHICA C S

20 PRODUCT COMEX 5000 SILVER FUTURES 700 I 3 UBS SECURITIES, LLC C S I 2 BARCLAYS C S I 0 6 BARCLAYS H S I 9 PTG DIVISION OF SG AMER C S I RBC CAPITAL MARKETS COR C S I 11 ADVANTAGE FUTURES, LLC C S I ROSENTHAL COLLINS GROUP C S I 1 11 ROSENTHAL COLLINS GROUP H S I ADM INVESTOR SERVICES I C S I 2 ADM INVESTOR SERVICES I H S 0

21 PRODUCT COMEX 5000 SILVER FUTURES 991 I CME H S TOTALS:

22 PRODUCT 1000 OZ SILVER FUTURES 135 I RAND FINANCIAL SERVICES H S I 5 ED&F MAN CAPITAL MARKET C S I 3 INTL FCSTONE FINANCIAL C S I 1 RBC CAPITAL MARKETS COR C S I 3 ROSENTHAL COLLINS GROUP C S I ADM INVESTOR SERVICES I C S I CME H S TOTALS:

23 PRODUCT ZINC FUTURES 104 I 0 MIZUHO C S I 0 0 MACQUARIE FUTURES USA L C S I MAREX C S I JP MORGAN SECURITIES H S TOTALS: <<< End of Report >>>

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