DIRECCIÓN GENERAL DE CAPITANÍAS Y GUARDACOSTAS NATIONAL MARITIME AUTHORITY

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1 DIRECCIÓN GENERAL DE CAPITANÍAS Y GUARDACOSTAS NATIONAL MARITIME AUTHORITY THE MARITIME AUTHORITY OF PERU WITH REGARD TO THE MARITIME SAFETY AND THE PREVENTION OF MARINE POLLUTION Rear Admiral Juan Carlos DEL ALAMO C. Lima, 13 September, 2010

3 PRESIDENT OF THE REPUBLIC MINISTRY OF DEFENSE ARMY NAVY COMGEMAR AIR FORCE GENERAL COMMAND OF PACIFIC OPERATIONS DIRECTORATE-GENERAL OF CAPTAINCIES AND COAST GUARD GENERAL COMMAND OF AMAZON OPERATIONS

4 ORGANIZATION CHART Internal Inspection Office DIRECTORATE GENERAL EXECUTIVE DIRECTORATE Support Bodies Advising Bodies Hydrography and Navegation Directorate Coast Guard Naval Station Water-Related Affairs Control Directorate Environment Directorate Command of Coast Guard Operations Districts of Captaincies Port Captaincies

5 JEDICAP 5 Districts of Captaincies JEDICAP 1 5 JEDICAP 4 JEDICAP 2 JEDICAP II JEDICAP 3

7 MISSION To execute control and surveillance on all activities developed in sea, river and lake areas in order to: Ensure the safety and protection of life and navigation in sea and navigable rivers and lakes; Protect the aquatic environment; Suppress unlawful activities.

9 JURISDICTION VESSELS AND NAVAL ARTIFACTS MARITIME 18,927 RIVER 9,885 LAKE 794 TOTAL 29,606 WATER-BASED FACILITIES GRANTED BY THE MARITIME AUTHORITY NATIONAL TOTAL 2,371 SQUARE METERS , FISHING STAFF MERCHANT NAVY STAFF SPORT NAUTIC STAFF PILOTS EXPERTS LEGAL ENTITIES 64,811 6,

11 INTERNATIONAL INTERACTION ROCRAM Regional Operative Network for Cooperation among Latin American Maritime Authorities CPPS Permanent Commission for the South Pacific IMO International Maritime Organization DIHIDRONAV World Maritime University (Malmö - Sweden) IHO (Intern.Hidrographic Org.) IOC (Intergovernm. Oceanographic Comm.) PAIGH (Pan American Inst. of Geography and History) IALA (Intern. Assoc. of Lighthouse Authorities) ICA (Intern. Cartographic Assoc.) CPPS (Permanent Commission for the South Pacific Regional Study on El Niño Phenomenon) ANTARCTIC TREATY SYSTEM (Scientific Committee, Logistic Committee, Logistic Program Management Meeting) VIÑA DEL MAR AGREEMENT ON PORT STATE CONTROL INMARSAT COSPAS SARSAT

12 OSINERG INDECOPI INDECI ITP FONDEPES DECENTRALIZED BODIES NATIONAL INTERACTION MINISTRIES DEFENSE PRODUCTION FOREIGN AFFAIRS ENERGY & MINES INTERIOR ENVIRONMENT JUDICIARY ATTORNEY S GENERAL OFFICE ASSOCIATIONS ARTISANAL FISHING INDUSTRIAL FISHING MERCHANT NAVY PORT NAUTICAL BUSINESS GROUPS SHIPOWNERS SHIP AGENCIES PORT OPERATORS COMPANIES MARITIME USERS

14 ASSETS STAFF DESCRIPTION NUMBER OFFICERS 145 SUB-OFFICERS 1370 RATINGS 413 CIVIL EMPLOYEES 138 TOTAL 2066

15 INFRASTRUCTURE ZORRITOS PUTUMAYO IQUITOS TALARA NAPO PAITA PIMENTEL JEDICAP I JEDICAP V MARAÑON YURIMAGUAS UCAYALI NAUTA YURIMAGUAS PUCALLPA SALAVERRY HUALLAGA CHIMBOTE SUPE HUACHO UCAYALI PACHITEA JEDICAP IV PTO. MALDONADO JEDICAP II TAMBO MADRE DE DIOS CHANCAY CALLAO PISCO ENE-APURIMAC URUBAMBA PUNO PTO.MALD TAMBOPATA JEDICAP PORT CAPTAINCIES CAPTAINCY STATIONS RADIO STATIONS SAN JUAN MOLLENDO JEDICAP III ILO

16 ASSETS MARITIME UNITS Coastal Patrol Boats Fokker Airplanes Bay Speedboats

17 ASSETS River Patrol Boats River Speedboats Interdiction Units Interdiction Motorboats

18 ASSETS MGP-type Lake Patrol Boat B.A.P. PUNO Lake Speedboat Ramis-type Lake Patrol Boat

19 ASSETS IMMEDIATE RESPONSE GROUP

20 ASSETS TECHNOLOGICAL ASSETS COSPAS-SARSAT GROUND STATION FOR SEARCH AND RESCUE AUTOMATIC IDENTIFICATION SYSTEM STATIONS FOR SECURITY AND CONTROL OF VESSELS IN PORT SATELLITE SYSTEM FOR CONTROL OF FISHING VESSELS

22 In accordance with the provisions: the ISPS Code entered into force on 1 July 2004 SUPREME DECREE No MTC established measures for applying the International Ship and Port Facility Security (ISPS) Code NATIONAL MARITIME AUTHORITY NATIONAL PORT PORT AUTHORITY

23 THE MARITIME AUTHORITY HAS REGULATED UNDER THE ISPS CODE ON THE FOLLOWING: - Director s Resolution No /DGC on 15/12/2003: Standards for obtaining Ship Security Certificate under ISPS Code. - Director s Resolution No /DGC on 09/03/2004: Standards for registration and authorization of recognized security organizations - RSO. - Director s Resolution No DGC: It establishes that a vessel entering port shall submit maritime security information to the Maritime Authority with SEVENTY TWO (72) hours in advance. In the event that time of navigation to port is less than the above-mentioned, information required shall be provided when leaving.

24 THE MARITIME AUTHORITY HAS REGULATED UNDER THE ISPS CODE ON THE FOLLOWING: For implementation of the ISPS Code, US Coast Guard rules (Navigational Vessel Inspection Circulars NVIC 04-02, 09-02, 10-02, and 11-02) have been taken as references for ship and port facility security. Also, rules developed by countries in the region have been taken into account. DICAPI conducts audits for checking Ship Security Plan SSP through its own Auditors, upon previous approval of SSP developed by the company or any authorized RSOs. DICAPI does not require the SSA or SSP to be developed or endorsed by a RSO

25 Additionally, there are complementary rules relative to: a. Security Patrol of Waterfront with permanently decentralized vessels in Northern and Southern coasts. b. Supervision of 14 ports and coves on the Peruvian coastline. c. Maritime Traffic Control. d. Immediate Response Group. e. SAR responsibility. f. NAVAREA XVI

27 NATIONAL REGULATIONS Guidelines establishing profile, competence and training of PSCO Director s Resolution No DGC, on 10 Dec To regulate procedures of PSC inspections and appointment of PSCO DICAPI Order No.7408, on 27 March 2009 Recognition of 39 PSCO Director s Resolution No DCG, on 16 March 2010

28 LATIN AMERICAN AGREEMENT ON PORT STATE CONTROL ROCRAM Argentina Bolivia Brasil Chile Colombia Cuba Ecuador Honduras Mexico Panama Peru Uruguay Venezuela VIÑA VIÑA DEL DEL MAR MAR PURPOSES (OF ROCRAM) AIM AT: SAFETY OF LIFE AT SEA AND IN PORTS; AND PROTECTION OF MARINE ENVIRONMENT AND ITS RESOURCES, AS SHOWN BY ITS STRATEGY PARAGRAPH 63 IN THE ROCRAM STRATEGY CONSIDERS ADOPTION OF MEASURES FOR ADOPTING AN EFFECTIVE PORT STATE CONTROL SYSTEM AND DEVELOPING A COORDINATED INSPECTION SYSTEM. BY RESOLUTION A.682(17), NOVEMBER 1991, THE IMO ASSEMBLY INVITES GOVERNMENTS TO ESTABLISH REGIONAL AGREEMENTS ON APPLICATIN OF PORT STATE CONTROL MEASURES. THE LATIN AMERICAN AGREEMENT ON PORT STATE CONTROL WAS ADOPTED.

29 PUTUMAYO ZORRITOS - 01 NAPO PSCO TALARA - 01 MARAÑON NAUTA In Province 14 PAITA - 02 PIMENTEL - 01 UCAYALI Overseas 02 In Lima 23 SALAVERRY- 00 CHIMBOTE - 02 HUALLAGA UCAYALI PAC HITEA TOTAL 39 SUPE - 00 HUACHO - 01 CHANCAY - 00 CALLAO - 23 TAMBO ENE-APURIMAC URUBAMBA MADRE DE DIOS PTO.MALD TAMBOPATA PISCO - 00 SAN JUAN - 01 MOLLENDO - 00 ILO - 01

31 POLLUTION BY OIL AND SEWAGE THE PERUVIAN GOVERNMENT, THROUGH THE NATIONAL MARITIME AUTHORITY, IMPLEMENTS THE PROVISIONS OF MARPOL 73/78 ANNEXES I AND IV PREVENTION OF POLLUTION BY OIL AND SEWAGE. INTERNATIONAL OIL/SEWAGE POLLUTION PREVENTION CERTIFICATES No. Ship Type of Ship 01 HUMBOLT Scientific Ship 02 YACUPUMA Cargo Carrier 03 BAYOVAR Tanker 04 ZORRITOS Tanker 05 ALORCA Tanker 06 ANGELICA Tanker 07 VIRGO GAS I Gas Carrier 08 CAPRICORNIO GAS Gas Carrier 09 ANDOAS Tanker 10 SAMIRIA Tanker Inspections and assessments carried out by representatives of the National Maritime Authority to verify the compliance with the provisions of the MARPOL 73/78 Annexes I and IV.

32 DOUBLE HULL THE PERUVIAN GOVERNMENT, THROUGH THE NATIONAL MARITIME AUTHORITY, IMPLEMENTS PROVISIONS ON COMPLIANCE WITH DOUBLE HULL IN TANKERS MARPOL 73/78 ANNEX 1, REGULATIONS 20 AND 21. DATES WHEN TANKERS SHALL BE PROVIDED WITH DOUBLE HULL OR WITHDRAWN FROM OPERATION CATEGORY OF OIL TANKERS DATE OF OUT OF SERVICE Category 1 31 JULY 2010 Categories 2 and 3 31 DECEMBER 2011 DOUBLE HULL TANKER

33 ANTIFOULING 1.- It is applicable to vessels of 400 gross tons and above. 2.- Application or reapplication of organostannic paints on vessels is prohibited, unless those are provided with a coating that prevents lixiviation. 3.- It approves the National Compliance Document issued by the Maritime Authority that certifies that the implemented antifouling system does not pose risks to the marine environment and health. IMPLEMENTED PROVISIONS 4.- It establishes obligation to submit accredited documentation that shows a null toxicity of the paint. 5.- It establishes obligation to submit lab tests that show a null damage to marine biota and health. The Peruvian State is not a Party to the International Antifouling Convention; therefore, the regulation is of national nature.

34 AIR POLLUTION 1.- Any deliberate emissions of ozone-depleting substances shall be prohibited. 2.- It shall be prohibited on all vessels flying the Peruvian flag of 400 gross tons or above and engaged in international maritime navigation. 3.- Shipboard incineration of the following substances shall be prohibited: 3.1. Polychlorinated biphenyls (PCB) Garbage containing more than traces of heavy metals Refined petroleum products containing halogen compounds. 4.- Documentation accrediting sulphur content of any fuel oil used on board ships shall not exceed 4.5% m/m; in order to reduce sulphur oxide (SOX) emission Documentation accrediting that ship s engine is provided with an exhaust gas cleaning system to reduce nitrogen oxides (NOX) emission Documentation accrediting that ship is provided with a control system for volatile organi c compounds (VOCs). The Peruvian State is not a Party to the MARPOL 73/78 Annex VI; therefore, the regulation is of national nature.

35 CIVIL LIABILITY THE PERUVIAN GOVERNMENT, THROUGH THE NATIONAL MARITIME AUTHORITY, IMPLEMENTS PROVISIONS OF THE INTERNATIONAL CIVIL LIABILITY CONVENTION (CLC 92) INTERNATIONAL CERTIFICATE ON CIVIL LIABILITY FOR OIL SPILL No. Ship Type of Ship 03 BAYOVAR Tanker 04 ZORRITOS Tanker 05 ALORCA Tanker 06 ANGELICA Tanker 07 ANDOAS Tanker 08 SAMIRIA Tanker SHIP S SCOPE AND CARRYING VOLUME Ships carrying over 2,000 tons of persistent oils in bulk as cargo by sea. To 5,000 GT 4 510,000 SDR. Over 5,000 GT 631SDR by addition al GT

36 END OF PRESENTATION NATIONAL MARITIME AUTHORITY ----ooo---- SECURITAS DOMINATUS VIGILANTIA

Frequently Asked Questions

United States Environmental Protection Agency Air and Radiation EPA420-F-99-038 October 1999 Office of Mobile Sources Frequently Asked Questions MARPOL 73/78 Annex VI Marine Diesel Engine Requirements