GENERAL MOTORS COMPANY

Transcription

1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC Form SD Specialized Disclosure Report GENERAL MOTORS COMPANY (Exact name of registrant as specified in its charter) STATE OF DELAWARE (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 300 Renaissance Center, Detroit, Michigan (Address of principal executive offices) (Zip Code) Mark L. Reuss - Executive Vice President, Global Product Development, Purchasing and Supply Chain (313) (Name and telephone number, including area code, of the person to contact in connection with this report) Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies: þ Rule 13p-1 under the Securities Exchange Act (17 CFR p-1) for the reporting period from January 1 to December 31, 2015

2 INFORMATION TO BE INCLUDED IN THE REPORT Section 1 - Conflict Minerals Disclosure Item 1.01 Conflict Minerals Disclosure and Report A Conflict Minerals Report is filed as Exhibit 1.01 and is also publicly available at the following Internet website: Item 1.02 Exhibit The Conflict Minerals Report required by Item 1.01 and 1.02 is filed as Exhibit 1.01 to this Form SD. * * * * * * * Section 2 - Exhibits Item 2.01 Exhibits Exhibit Conflict Minerals Report * * * * * * *

3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. GENERAL MOTORS COMPANY (Registrant) /s/ MARK L. REUSS Date: May 31, 2016 By: Mark L. Reuss Executive Vice President, Global Product Development, Purchasing and Supply Chain

4 Exhibit 1.01 Conflict Minerals Report This Conflict Minerals Report (CMR) of General Motors Company is for calendar year 2015 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the SEC Rule). The SEC Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of The SEC Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals. The SEC Rule defines conflict minerals as columbite-tantalite (coltan), cassiterite, gold, wolframite, or their derivatives, which are limited to tantalum, tin, and tungsten (3TG), and any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo or an adjoining country. In this CMR, references to General Motors, GM, our, us, or we refer to General Motors Company. I. Company and Supply Chain Overview We, through our direct and indirect subsidiaries, design, build, and sell cars, trucks, crossovers, and automobile parts worldwide. We have an extensive and complex supply chain. Generally, multiple tiers of supplier manufacturers exist between the smelters/refiners that process 3TG and the ultimate first tier supplier that delivers parts to us. We have no direct business relationship with any smelters/refiners of 3TG. We procure components and other raw materials from a global, diversified multi-tiered supply base, much of which also supplies, directly or indirectly, other automotive original equipment manufacturers. We rely on our suppliers at the top tier of our supply chain, the suppliers we have direct contracts with, to provide information on the origin of, and facilities used to process, the 3TG contained in components and materials supplied to us. As subsequently discussed, we have conducted a Reasonable Country of Origin Inquiry (RCOI) and performed reasonable due diligence on the source and chain of custody of 3TG contained in components and material supplied to us, in compliance with the SEC Rule. Based on the results of our RCOI, and after conducting reasonable due diligence, we are unable to definitively determine the origin of the 3TG utilized in our products. II. Reasonable Country of Origin Inquiry To conduct our RCOI, we solicited conflict minerals declarations from our first tier suppliers of parts that we believe may contain 3TG. These parts include original equipment incorporated into our vehicles, as well as service and aftermarket parts. We used the industry standard reporting form, the Conflict Minerals Reporting Template (CMRT) published by the Conflict-Free Sourcing Initiative (CFSI), to obtain information from these suppliers regarding their manufacturing locations that we believe may provide the 3TGcontaining products. We identified these supplier locations based on information in our material data system and prior year supplier CMRT submissions. We also surveyed certain of our employees whose function may provide relevant information to identify any additional supplier locations that may supply us with products that contain 3TG. For 2015, we received completed CMRTs from 77% of the 3,512 supplier locations that we believe supply components that contain 3TG.

5 III. Due Diligence Process To obtain information regarding the source and chain of custody of 3TG, we conducted due diligence through our direct suppliers based on the Organisation for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas published by the OECD. The OECD Guidance provides an internationally recognized framework for conflict minerals due diligence. A. Establish Strong Company Management Systems 1. Company Position Statement We communicate to our suppliers and to the public our policy relating to the use of 3TG in our Global Supply Chain. Our conflict minerals position statement is found at This position statement is also communicated to our suppliers through our supplier portal and is stated below: On Aug. 22, 2012, the U.S. Securities and Exchange Commission adopted final rules to implement reporting and disclosure requirements related to conflict minerals, as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of The term conflict minerals is defined as columbite-tantalite (coltan), cassiterite, gold, wolframite, tantalum, tin, tungsten and any other mineral or its derivatives determined by the U.S. Secretary of State to be financing conflict in the Democratic Republic of the Congo (DRC) or an adjoining country. Through industry collaboration, GM has adopted a common methodology to obtain chain of custody declarations from suppliers to increase the transparency of conflict minerals in our global supply chain. GM has been an active contributor within the Automotive Industry Action Group (AIAG) in developing an automotive industry-wide approach in reporting the use of conflict minerals. We require our suppliers to engage in due diligence of their supply chains to understand and report the content of their parts supplied to GM. Further, we encourage our suppliers to source responsibly with certified conflict-free smelters, wherever possible, to increase our level of confidence that the parts in our vehicles and products contain conflict-free minerals. 2. Internal Management Team We have structured an internal management organization that supports our due diligence activities relating to 3TG. We have a fulltime team to lead our conflict minerals compliance program. To support this team, we organized a Conflict Minerals Compliance Committee, composed of representatives from the following functional areas: Global Purchasing and Supply Chain, Public Policy, Finance, Information Technology, Communications, SEC Reporting and Materials Engineering. The Conflict Minerals Compliance Committee provides cross functional expertise for our conflict minerals compliance program. We also have a Conflict Minerals Executive Steering Committee composed of Executives in Global Purchasing and Supply Chain, Legal and Public Policy. The Executive Steering Committee exercises oversight over the conflict minerals compliance program. 3. System of Supply Chain Controls and Transparency Since 2013, our standard terms and conditions for purchase contracts require our direct suppliers to report their use of 3TG in products supplied to us. We expect our direct suppliers to be fair, humane and

6 lawful employers, and to enforce similar requirements with their sub-suppliers. We rely on our first tier suppliers, as part of their response process to our request for conflict minerals information, to solicit and compile information from lower tier suppliers comprising our supply chain. We review each of the first tier supplier responses and work with our suppliers, as necessary, to improve the accuracy of the information we receive, both directly from our first tier suppliers as well as indirectly from downstream suppliers. We also participate in conflict minerals initiatives with other automobile manufacturers through the Automotive Industry Action Group (AIAG), a non-profit automotive industry trade association. Through our membership with AIAG, we collaborate with other AIAG member companies to develop common methods to obtain 3TG chain of custody declarations from suppliers in the automotive industry. 4. Supplier Engagement We engage with our suppliers to assist them in building capabilities to improve chain of custody declarations and to increase the transparency of 3TG in our global supply chain. We communicate our conflict minerals reporting requirements to suppliers via various mechanisms including teleconferences, s, publications, and webinars. We have also established a direct address ( address: conflictminerals@gm.com) to provide our suppliers a streamlined path of communication relating to conflict minerals. We make conflict minerals documents available through our supplier portal and have created and provide FAQs, instructions, webinar presentations, and leadership messages relating to conflict minerals. 5. Grievance Mechanism We maintain procedures for reporting potential safety concerns, potential misconduct, and concerns about potential ethical violations, including concerns regarding conflict minerals. One of those methods is the Awareline, which allows employees, suppliers, and others to report concerns about us, our management, supervisors, employees, or agents. Reports can be made to Awareline in over a dozen different languages 24 hours per day, 7 days per week by phone, web, , postal service or fax. Individuals filing reports on the Awareline may remain anonymous and calls and messages are never recorded or traced. A link to access information for the Awareline is: GM employees and contract workers may also communicate, anonymously or otherwise, with our independent Monitor, appointed in October 2015 under GM s Deferred Prosecution Agreement with the Southern District of New York. The Monitor maintains an independent toll-free phone number for reporting any violation of law or unethical conduct, as well as a globally available online web form. B. Identify and Assess Risk in the Supply Chain We analyzed the CMRT responses for completeness and consistency. We also requested suppliers who reported procuring 3TG from a covered country to report to us the identity of the applicable smelters/refiners. We then compared these identified smelters/refiners to those listed in the Conflict-Free Smelter Program to identify suppliers that deliver parts that may contain 3TG from smelters/refiners that are not in the Conflict-Free Smelter Program. We are also a member company of the Conflict-Free Sourcing Initiative (CFSI). Through our membership (ID # 5515), we are able to obtain specific information on smelters/refiners that is available only to CFSI member companies. We use this information internally within GM, to analyze the smelter

7 lists provided to us through our suppliers CMRT submissions. Many supplier CMRTs contain duplicate entries on the smelter lists and include names of companies that may not be actual smelters/refiners. We provided feedback to those suppliers showing the line items that are duplicates, and the company names that may not be legitimate smelters/refiners. In addition, we provided to suppliers the names of smelters/refiners that are not yet in the Conflict-Free Smelter Program and are listed in their CMRTs. We requested our suppliers, through individual s, to send letters to these smelters/refiners to join this program. In addition to the smelter name, the CMRT form also seeks information related to the location (country) of the mine from which the 3TG is procured. Although we requested that our suppliers include this information in their responses, we did not consistently receive responses with country (origin) information. We will continue to educate our suppliers on the importance of determining the origin of 3TG. C. Design and Implement a Strategy to Respond to Identified Risk As previously described, we review each supplier CMRT response in order to (i) provide feedback to our suppliers and (ii) identify risks in our supply chain related to use of 3TG. We also have established a formal escalation process for resolving concerns regarding the use of 3TG in our supply chain. Specifically, when our conflict minerals team identifies defects or other problems in a supplier s CMRT response (including a failure to respond), we first attempt to work directly with the supplier to resolve the issue. If our conflict minerals team does not receive an acceptable response from the supplier, the issue is escalated to the appropriate leadership, and eventually to the Conflict Minerals Executive Steering Committee. If necessary, we may preclude a supplier from receiving future business. Smelter/refiner outreach and certification are also important risk mitigation components of our conflict minerals program. To increase the number of conflict-free smelters/refiners, we conducted outreach to 90 smelters/refiners by sending letters to encourage them to join the Conflict-Free Smelter Program. We also encouraged our suppliers to send outreach letters to the smelters/refiners in their smelter lists who are not in the Conflict-Free Smelter Program. Results of our monitoring and outreach efforts are reported to the Conflict Minerals Executive Steering Committee at regular periodic meetings and tracked against prior year results. D. Carry Out Independent Third-Party Audit of Supply Chain Due Diligence Since we do not source directly with smelters/refiners, we rely on information through industry involvement and membership in CFSI. We actively support industry-wide initiatives to improve both reporting and knowledge regarding the smelters/refiners supplying 3TG materials for our products. Through contributions to the AIAG Conflict Minerals Work Group, we also support visits to smelters/refiners to encourage participation by smelters/refiners that are not yet in the Conflict-Free Smelter Program. E. Report on Supply Chain Due Diligence We file the Specialized Disclosure Form including the Conflict Minerals Report annually with the SEC as directed by the Dodd- Frank Wall Street Reform and Consumer Protection Act of Our Form SD and CMR are available on our website at

8 IV. Steps We Have Taken or Will Take to Improve Due Diligence During this reporting year, we experienced favorable improvement in two key metrics measuring the effectiveness of our conflict minerals program: (i) the number of suppliers submitting CMRTs to us increased by more than 40% over the prior year, and (ii) as identified by CFSI, the number of smelters/refiners in the Conflict-Free Smelter Program also increased over the prior year. We are continuing to work with our suppliers to gather more information through the supply chain. Through s, webinars, and our position statement, we are encouraging our suppliers to work with their supply chains to source responsibly, including utilizing conflict-free smelters/refiners. We will continue to work with AIAG to further educate suppliers and utilize common methods to determine the origin of 3TG in our products. We co-chair the main AIAG Conflict Minerals Work Group. Through this group, we will continue to develop and participate in AIAG training and to support AIAG publishing white papers for use by the automotive industry. We, as a member company of CFSI, are further developing a reliable smelter/refiner list by assisting CFSI in identifying legitimate smelters/refiners. Working with CFSI and AIAG, we are sending letters to smelters/refiners who are not yet engaged in the Conflict- Free Smelter Program. We believe that increasing the participation of smelters/refiners in the Conflict-Free Smelter Program will not only expand the availability of conflict-free 3TG, but will also enhance the ability for our supply base to reliably source 3TG from conflict-free smelters/refiners. V. Product Determination Based on the results of our RCOI and after conducting due diligence, because of the complexity of our supply chain and the inherent imprecision of reporting information through our elaborate supply chain, we cannot confirm whether the 3TG reported to us by our suppliers, some of which may have been sourced from a covered country, are in our products. We have not identified any instances where 3TG minerals are directly or indirectly financing or benefiting armed groups in the covered countries. VI. Appendix Utilizing the information provided by our first tier suppliers in their CMRT submissions, we compiled a list of smelters/refiners that may provide 3TG used in our products. The smelter/refiner list is provided as an appendix in this report. However, because most of our suppliers reported 3TG usage at a company-wide level, the information provided by our suppliers, including the identity of smelters/refiners included in the appendix, may relate to non-gm products. In addition, not all of our suppliers provided to us smelter/refiner identity and country of origin information for 3TG. Further, we understand that smelters/refiners generally commingle minerals from different mine sources, which may further impair our suppliers ability to track the source of 3TG. Accordingly, the attached appendix of potential smelters/refiners cannot be confirmed as accurate and complete, and we are unable to definitively determine the origin of all of the 3TG we utilize in our products.

9 Appendix Smelter Metal Smelter Name Smelter ID Gold Advanced Chemical Company CID Gold Aida Chemical Industries Co., Ltd. CID Gold Al Etihad Gold Refinery DMCC CID Gold Allgemeine Gold-und Silberscheideanstalt A.G. CID Gold Almalyk Mining and Metallurgical Complex (AMMC) CID Gold AngloGold Ashanti Córrego do Sítio Mineração CID Gold Argor-Heraeus S.A. CID Gold Asahi Pretec Corp. CID Gold Asahi Refining Canada Ltd. CID Gold Asahi Refining USA Inc. CID Gold Asaka Riken Co., Ltd. CID Gold Atasay Kuyumculuk Sanayi Ve Ticaret A.S. CID Gold AURA-II CID Gold Aurubis AG CID Gold Bangalore Refinery CID Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) CID Gold Boliden AB CID Gold C. Hafner GmbH + Co. KG CID Gold Caridad CID Gold CCR Refinery - Glencore Canada Corporation CID Gold Cendres + Métaux S.A. CID Gold Chimet S.p.A. CID Gold Chugai Mining CID Gold Daejin Indus Co., Ltd. CID Gold Daye Non-Ferrous Metals Mining Ltd. CID Gold DODUCO GmbH CID Gold Dowa CID Gold DSC (Do Sung Corporation) CID Gold Eco-System Recycling Co., Ltd. CID Gold Elemetal Refining, LLC CID Gold Emirates Gold DMCC CID Gold Faggi Enrico S.p.A. CID Gold Fidelity Printers and Refiners Ltd. CID Gold Gansu Seemine Material Hi-Tech Co., Ltd. CID Gold Geib Refining Corporation CID Gold Great Wall Precious Metals Co., Ltd. of CBPM CID Gold Guangdong Jinding Gold Limited CID Gold Guoda Safina High-Tech Environmental Refinery Co., Ltd. CID Gold Hangzhou Fuchunjiang Smelting Co., Ltd. CID Gold Heimerle + Meule GmbH CID Gold Heraeus Ltd. Hong Kong CID Gold Heraeus Precious Metals GmbH & Co. KG CID Gold Hunan Chenzhou Mining Co., Ltd. CID Gold Hwasung CJ Co., Ltd. CID000778

10 Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. CID Gold Ishifuku Metal Industry Co., Ltd. CID Gold Istanbul Gold Refinery CID Gold Japan Mint CID Gold Jiangxi Copper Co., Ltd. CID Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant CID Gold JSC Uralelectromed CID Gold JX Nippon Mining & Metals Co., Ltd. CID Gold Kaloti Precious Metals CID Gold Kazakhmys Smelting LLC CID Gold Kazzinc CID Gold Kennecott Utah Copper LLC CID Gold KGHM Polska Miedź Spółka Akcyjna CID Gold Kojima Chemicals Co., Ltd. CID Gold Korea Metal Co., Ltd. CID Gold Korea Zinc Co., Ltd. CID Gold Kyrgyzaltyn JSC CID Gold L'azurde Company For Jewelry CID Gold Lingbao Gold Co., Ltd. CID Gold Lingbao Jinyuan Tonghui Refinery Co., Ltd. CID Gold LS-NIKKO Copper Inc. CID Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. CID Gold Materion CID Gold Matsuda Sangyo Co., Ltd. CID Gold Metalor Technologies (Hong Kong) Ltd. CID Gold Metalor Technologies (Singapore) Pte., Ltd. CID Gold Metalor Technologies (Suzhou) Ltd. CID Gold Metalor Technologies S.A. CID Gold Metalor USA Refining Corporation CID Gold Metalúrgica Met-Mex Peñoles S.A. De C.V. CID Gold Mitsubishi Materials Corporation CID Gold Mitsui Mining and Smelting Co., Ltd. CID Gold MMTC-PAMP India Pvt., Ltd. CID Gold Morris and Watson CID Gold Moscow Special Alloys Processing Plant CID Gold Nadir Metal Rafineri San. Ve Tic. A.Ş. CID Gold Navoi Mining and Metallurgical Combinat CID Gold Nihon Material Co., Ltd. CID Gold Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH CID Gold Ohura Precious Metal Industry Co., Ltd. CID Gold OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) CID Gold OJSC Novosibirsk Refinery CID Gold PAMP S.A. CID Gold Penglai Penggang Gold Industry Co., Ltd. CID Gold Prioksky Plant of Non-Ferrous Metals CID Gold PT Aneka Tambang (Persero) Tbk CID001397

11 Gold PX Précinox S.A. CID Gold Rand Refinery (Pty) Ltd. CID Gold Remondis Argentia B.V. CID Gold Republic Metals Corporation CID Gold Royal Canadian Mint CID Gold SAAMP CID Gold Sabin Metal Corp. CID Gold SAFINA A.S. CID Gold Samduck Precious Metals CID Gold SAMWON Metals Corp. CID Gold SAXONIA Edelmetalle GmbH CID Gold Schone Edelmetaal B.V. CID Gold SEMPSA Joyería Platería S.A. CID Gold Shandong Tiancheng Biological Gold Industrial Co., Ltd. CID Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. CID Gold Sichuan Tianze Precious Metals Co., Ltd. CID Gold Singway Technology Co., Ltd. CID Gold So Accurate Group, Inc. CID Gold SOE Shyolkovsky Factory of Secondary Precious Metals CID Gold Solar Applied Materials Technology Corp. CID Gold Sumitomo Metal Mining Co., Ltd. CID Gold T.C.A S.p.A CID Gold Tanaka Kikinzoku Kogyo K.K. CID Gold The Refinery of Shandong Gold Mining Co., Ltd. CID Gold Tokuriki Honten Co., Ltd. CID Gold Tongling Nonferrous Metals Group Co., Ltd. CID Gold Tony Goetz NV CID Gold Torecom CID Gold Umicore Brasil Ltda. CID Gold Umicore Precious Metals Thailand CID Gold Umicore S.A. Business Unit Precious Metals Refining CID Gold United Precious Metal Refining, Inc. CID Gold Valcambi S.A. CID Gold Western Australian Mint trading as The Perth Mint CID Gold WIELAND Edelmetalle GmbH CID Gold Yamamoto Precious Metal Co., Ltd. CID Gold Yokohama Metal Co., Ltd. CID Gold Yunnan Copper Industry Co., Ltd. CID Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation CID Gold Zijin Mining Group Co., Ltd. Gold Refinery CID Tantalum Changsha South Tantalum Niobium Co., Ltd. CID Tantalum Conghua Tantalum and Niobium Smeltry CID Tantalum D Block Metals, LLC CID Tantalum Duoluoshan CID Tantalum Exotech Inc. CID Tantalum F&X Electro-Materials Ltd. CID000460

12 Tantalum FIR Metals & Resource Ltd. CID Tantalum Global Advanced Metals Aizu CID Tantalum Global Advanced Metals Boyertown CID Tantalum Guangdong Zhiyuan New Material Co., Ltd. CID Tantalum H.C. Starck Co., Ltd. CID Tantalum H.C. Starck GmbH Goslar CID Tantalum H.C. Starck GmbH Laufenburg CID Tantalum H.C. Starck Hermsdorf GmbH CID Tantalum H.C. Starck Inc. CID Tantalum H.C. Starck Ltd. CID Tantalum H.C. Starck Smelting GmbH & Co. KG CID Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. CID Tantalum Hi-Temp Specialty Metals, Inc. CID Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. CID Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CID Tantalum Jiujiang Tanbre Co., Ltd. CID Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. CID Tantalum KEMET Blue Metals CID Tantalum KEMET Blue Powder CID Tantalum King-Tan Tantalum Industry Ltd. CID Tantalum LSM Brasil S.A. CID Tantalum Metallurgical Products India Pvt., Ltd. CID Tantalum Mineração Taboca S.A. CID Tantalum Mitsui Mining & Smelting CID Tantalum Molycorp Silmet A.S. CID Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CID Tantalum Plansee SE Liezen CID Tantalum Plansee SE Reutte CID Tantalum QuantumClean CID Tantalum Resind Indústria e Comércio Ltda. CID Tantalum RFH Tantalum Smeltry Co., Ltd. CID Tantalum Solikamsk Magnesium Works OAO CID Tantalum Taki Chemicals CID Tantalum Telex Metals CID Tantalum Tranzact, Inc. CID Tantalum Ulba Metallurgical Plant JSC CID Tantalum XinXing HaoRong Electronic Material Co., Ltd. CID Tantalum Yichun Jin Yang Rare Metal Co., Ltd. CID Tantalum Zhuzhou Cemented Carbide CID Tantalum E.S.R. Electronics CID Tantalum Jiangxi Tuohong New Raw Material CID Tin Alpha CID Tin An Vinh Joint Stock Mineral Processing Company CID Tin Jiangxi Ketai Advanced Material Co., Ltd. CID Tin China Tin Group Co., Ltd. CID Tin CNMC (Guangxi) PGMA Co., Ltd. CID000278

13 Tin Cooperativa Metalurgica de Rondônia Ltda. CID Tin CV Ayi Jaya CID Tin CV Gita Pesona CID Tin PT Justindo CID Tin CV Serumpun Sebalai CID Tin CV United Smelting CID Tin CV Venus Inti Perkasa CID Tin Dowa CID Tin Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company CID Tin Elmet S.L.U. CID Tin EM Vinto CID Tin Estanho de Rondônia S.A. CID Tin Feinhütte Halsbrücke GmbH CID Tin Fenix Metals CID Tin Gejiu Kai Meng Industry and Trade LLC CID Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. CID Tin Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. CID Tin Gejiu Zili Mining And Metallurgy Co., Ltd. CID Tin HuiChang Hill Tin Industry Co., Ltd. CID Tin Nankang Nanshan Tin Manufactory Co., Ltd. CID Tin Linwu Xianggui Ore Smelting Co., Ltd. CID Tin Magnu's Minerais Metais e Ligas Ltda. CID Tin Malaysia Smelting Corporation (MSC) CID Tin Melt Metais e Ligas S.A. CID Tin Metallic Resources, Inc. CID Tin Metallo-Chimique N.V. CID Tin Mineração Taboca S.A. CID Tin Minsur CID Tin Mitsubishi Materials Corporation CID Tin Nghe Tinh Non-Ferrous Metals Joint Stock Company CID Tin O.M. Manufacturing (Thailand) Co., Ltd. CID Tin O.M. Manufacturing Philippines, Inc. CID Tin Operaciones Metalurgical S.A. CID Tin Phoenix Metal Ltd. CID Tin PT Aries Kencana Sejahtera CID Tin PT Artha Cipta Langgeng CID Tin PT ATD Makmur Mandiri Jaya CID Tin PT Babel Inti Perkasa CID Tin PT Bangka Prima Tin CID Tin PT Bangka Tin Industry CID Tin PT Belitung Industri Sejahtera CID Tin PT BilliTin Makmur Lestari CID Tin PT Bukit Timah CID Tin PT Cipta Persada Mulia CID Tin PT DS Jaya Abadi CID Tin PT Eunindo Usaha Mandiri CID001438

14 Tin PT Inti Stania Prima CID Tin PT Mitra Stania Prima CID Tin PT Panca Mega Persada CID Tin PT Prima Timah Utama CID Tin PT Refined Bangka Tin CID Tin PT Sariwiguna Binasentosa CID Tin PT Stanindo Inti Perkasa CID Tin PT Sumber Jaya Indah CID Tin PT Timah (Persero) Tbk Kundur CID Tin PT Timah (Persero) Tbk Mentok CID Tin PT Tinindo Inter Nusa CID Tin PT Tirus Putra Mandiri CID Tin PT Tommy Utama CID Tin PT Wahana Perkit Jaya CID Tin Resind Indústria e Comércio Ltda. CID Tin Rui Da Hung CID Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. CID Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. CID Tin Gejiu Jinye Mineral Company CID Tin Huichang Jinshunda Tin Co., Ltd. CID Tin Yunnan Tin Company Limited CID Tin Soft Metais Ltda. CID Tin Thaisarco CID Tin Tuyen Quang Non-Ferrous Metals Joint Stock Company CID Tin VQB Mineral and Trading Group JSC CID Tin White Solder Metalurgia e Mineração Ltda. CID Tin PT Alam Lestari Kencana CID Tin PT Bangka Kudai Tin CID Tin PT Bangka Timah Utama Sejahtera CID Tin PT Fang Di MulTindo CID Tin PT Karimun Mining CID Tin PT Pelat Timah Nusantara Tbk CID Tin PT Seirama Tin Investment CID Tin PT Sukses Inti Makmur CID Tin CV Dua Sekawan CID Tin An Thai Minerals Co., Ltd. CID Tin CV Tiga Sekawan CID Tin Gejiu Fengming Metallurgy Chemical Plant CID Tin Guanyang Guida Nonferrous Metal Smelting Plant CID Tin PT Kijang Jaya Mandiri CID Tungsten A.L.M.T. TUNGSTEN Corp. CID Tungsten Asia Tungsten Products Vietnam Ltd. CID Tungsten Chenzhou Diamond Tungsten Products Co., Ltd. CID Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CID Tungsten Dayu Jincheng Tungsten Industry Co., Ltd. CID Tungsten Dayu Weiliang Tungsten Co., Ltd. CID000345

15 Tungsten Fujian Jinxin Tungsten Co., Ltd. CID Tungsten Ganxian Shirui New Material Co., Ltd. CID Tungsten Ganzhou Huaxing Tungsten Products Co., Ltd. CID Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CID Tungsten Ganzhou Non-ferrous Metals Smelting Co., Ltd. CID Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CID Tungsten Ganzhou Yatai Tungsten Co., Ltd. CID Tungsten Global Tungsten & Powders Corp. CID Tungsten Guangdong Xianglu Tungsten Co., Ltd. CID Tungsten H.C. Starck GmbH CID Tungsten H.C. Starck Smelting GmbH & Co.KG CID Tungsten Hunan Chenzhou Mining Co., Ltd. CID Tungsten Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji CID Tungsten Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin CID Tungsten Hunan Chunchang Nonferrous Metals Co., Ltd. CID Tungsten Hydrometallurg, JSC CID Tungsten Japan New Metals Co., Ltd. CID Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CID Tungsten Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. CID Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. CID Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CID Tungsten Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. CID Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. CID Tungsten Kennametal Fallon CID Tungsten Kennametal Huntsville CID Tungsten Malipo Haiyu Tungsten Co., Ltd. CID Tungsten Niagara Refining LLC CID Tungsten Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC CID Tungsten Pobedit, JSC CID Tungsten Sanher Tungsten Vietnam Co., Ltd. CID Tungsten Tejing (Vietnam) Tungsten Co., Ltd. CID Tungsten Vietnam Youngsun Tungsten Industry Co., Ltd. CID Tungsten Wolfram Bergbau und Hütten AG CID Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CID Tungsten Xiamen Tungsten Co., Ltd. CID Tungsten Xinhai Rendan Shaoguan Tungsten Co., Ltd. CID Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. CID Tungsten ACL Metais Eireli CID Tungsten Jiangxi Dayu Longxintai Tungsten Co., Ltd. CID Tungsten Moliren Ltd CID Tungsten Philippine Chuangxin Industrial Co., Inc. CID Tungsten South-East Nonferrous Metal Company Limited of Hengyang City CID Tungsten Woltech Korea Co., Ltd. CID Tungsten Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. CID002830