Form ADV Part 2B: Brochure Supplement Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar, and Orion Fliessbach. December 16, 2011.

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "Form ADV Part 2B: Brochure Supplement Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar, and Orion Fliessbach. December 16, 2011."

Transcription

1 Form ADV Part 2B: Brochure Supplement Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar, and Orion Fliessbach December 16, 2011 CWMA Nevada, LLC d.b.a. Retirement Depot 2660 Crimson Canyon Dr., Suite 170 Las Vegas, Nevada Telephone: (702) Fax: (702) This Brochure Supplement provides information about Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar and Orion Fliessbach that supplements the CWMA Nevada, LLC brochure. You should have received a copy of that brochure. Please contact Kenneth Gulliver or Charles Hickmore if you did not receive CWMA Nevada, LLC's brochure or if you have any questions about the contents of this supplement. Additional information about Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar and Orion Fliessbach is available on the SEC's website at While Retirement Depot may refer to itself as a registered investment advisor or RIA, clients should be aware that registration itself does not imply any level or skill or training. 1

2 Item 2. al Background and Business Experience Kenneth Gulliver (b. 1973), President, Chief Compliance Officer and Investment Advisor Representative of Retirement Depot, 2008 to present -Attended 3 years of additional education coursework at the University of Phoenix. -Comprehensive Wealth Management Advisors, predecessor to CWMA Nevada, LLC and doing business as Retirement Depot, President, Chief Compliance Officer and Investment Advisor Representative, 2006 to Kenternational, Inc., President, 2007 to Merrill Lynch, Financial Advisor, 2004 to AG Edwards, Financial Consultant, 2003 to One America, Regional Representative, 2002 to 2003 Mr. Gulliver is exclusively engaged in management, supervising and providing investment advice through Retirement Depot Charles Hickmore (b. 1950), Vice President and Investment Advisor Representative of Retirement Depot, 2009 to present -B.S. in Business Administration, British Columbia Institute of Technology -Comprehensive Insurance Services, LLC, Manager and Sales Representative, 2009 to present -Alpine Meadows Financial Services Inc, Sales Manager, 1994 to present -US Allianz Securities Inc, Registered Representative, 2001 to 2003 Inc. Mr. Hickmore is actively in Alpine Meadows Financial Services, 2

3 Thomas Ketelaar (b. 1946), Investment Advisor Representative of Retirement Depot 2012 to present. - Master of al Administration from the University of Arizona -Independent Registered Tax Preparer, 1985 to Present -Independent Real State Broker 1978 to Present Mr. Ketelaar is actively servicing as an independent tax preparer and real state agent. Orion Fliessbach (b. 1985), Investment Advisor Representative of Retirement Depot 2012 to present. - Bachelor of Finance Financial Management and Investments from the University of Central Arkansas. -Retirement Depot, Investment Advisor, 2012 to present -Ameriprise Financial, Advisor In Training, 2012 to City Athletic Club, Personal Trainer, 2012 to Hour Fitness, Personal Trainer, 2010 to Independent Capital Management, Financial Planner t 2010 to Independent Personal Trainer, 2009 to Elite Landscaping, Landscaper, 2009 to Office Depot, Costumer Service Specialist, 2008 to Gourmet Foods Inc, Sales Representative, 2007 to Troyer Construction, Construction worker, 2006 to 2006 Mr. Fliessbach is exclusively engaged in providing investment advice through Retirement Depot. 3

4 Item 3. Disciplinary Information None of Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar or Orion Fliessbach have had any material legal or disciplinary events in their past. Clients and prospective clients can view the CRD records (registration records) for Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar and Orion Fliessbach through the SEC s Investment Adviser Public Disclosure (IAPD) website at or FINRA s Broker-Check database online at Item 4. Other Business Activities Mr. Charles Hickmore and Kenneth Gulliver are the sole and equal owners of RD and Comprehensive Insurance Services, LLC ("CIS"). Mr. Charles Hickmore also owns Alpine Meadows Financial Services, Inc. ("Alpine"). Alpine and CIS are insurance marketing companies with representation contracts to sell on behalf of various life insurance companies. Mr. Hickmore spends approximately 5% of his available time in the sale and wholesale sale support of insurance products through Alpine. No insurance products are sold to clients through Alpine. Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar or Orion Fliessbach may advise clients to acquire fixed annuities and/ or life and health insurance through CIS or unaffiliated third-parties. Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar or Orion Fliessbach are also licensed to sell insurance and may act as agents of CIS. When such recommendations or sales are made, a conflict of interest exists as the recommending adviser may earn insurance commissions for the sale of those products, which may create an incentive to recommend such products. RD requires that Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar or Orion Fliessbach disclose this conflict of interest when such recommendations are made. Also, RD requires Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar and Orion Fliessbach to disclose that advisory clients are not required to purchase products from CIS and may purchase recommended insurance products from other insurance agents not affiliated with RD Item 5. Additional Compensation Aside from the sales commissions paid by insurance companies to Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar or Orion Fliessbach (see the Other Business Activities section above), neither Kenneth Gulliver, Charles Hickmore Thomas Ketelaar or Orion Fliessbach receive any additional compensation from non-clients for providing advisory services. All advisory compensation is paid by clients directly. 4

5 Item 6. Supervision As president of RD, Kenneth Gulliver is primarily responsible for supervision of RD, Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar and Orion Fliessbach. As Mr. Gulliver is an advisor himself, his accounts are also reviewed by the vice-president of RD, Charles Hickmore. All financial plan recommendations are reviewed by Kenneth Gulliver before the financial plan is complete. Kenneth Gulliver also reviews accounts as a whole each quarter in conjunction with the calculation of advisory fees and recommendations. Advisory clients may contact either Kenneth Gulliver Charles Hickmore at Item 7. Requirements for State-Registered Advisers RD would be required to disclose additional information for Kenneth Gulliver, Charles Hickmore, Thomas Ketelaar and Orion Fliessbach if any had ever been found liable in certain: (a) arbitration proceedings; or (b) a civil, self-regulatory organization, or administrative proceedings. As none of these apply, RD has no information to disclose in this regard. Kenneth Gulliver filed for bankruptcy under Title 11, Chapter 7 of the U.S. Code on or about September 9, 2010 due to personal debts which he guaranteed or incurred. The case was discharged in or around December,

Form ADV Part 2B: Brochure Supplement Charles Hickmore, Thomas Ketelaar, and Orion Fliessbach. June 9, 2014. CWMA Nevada, LLC

Form ADV Part 2B: Brochure Supplement Charles Hickmore, Thomas Ketelaar, and Orion Fliessbach. June 9, 2014. CWMA Nevada, LLC Form ADV Part 2B: Brochure Supplement Charles Hickmore, Thomas Ketelaar, and Orion Fliessbach June 9, 2014 CWMA Nevada, LLC d.b.a. Retirement Depot 2660 Crimson Canyon Dr., Suite 170 Las Vegas, Nevada

More information

Investment Advisors. Form ADV Part II. 265 Brookview Centre Way, Suite 504 Knoxville, TN 37919 865-583-7390. www.trustfirst.com

Investment Advisors. Form ADV Part II. 265 Brookview Centre Way, Suite 504 Knoxville, TN 37919 865-583-7390. www.trustfirst.com Investment Advisors Form ADV Part II 2015 265 Brookview Centre Way, Suite 504 Knoxville, TN 37919 865-583-7390 www.trustfirst.com Table of Contents Page 3 Page 3 Page 4 Page 4 Page 4 Page 4 Page 4 Page

More information

Additional information about Justin D. Blevins is available on the SEC s website at www.adviserinfo.sec.gov.

Additional information about Justin D. Blevins is available on the SEC s website at www.adviserinfo.sec.gov. PlanMember Securities Corporation FORM ADV PART 2B BROCHURE SUPPLEMENT 6187 Carpinteria Avenue; Carpinteria, CA 93013 This brochure supplement provides information about Justin D. Blevins that supplements

More information

March 9, 2011. Additional information about Edward Vance also is available on the SEC s website at www.adviserinfo.sec.gov

March 9, 2011. Additional information about Edward Vance also is available on the SEC s website at www.adviserinfo.sec.gov Item 1 Cover Page EVIM, LLC dba Edward Vance Investment Management Business contact: Edward Vance 2607 Vineville Ave. Suite 104 Macon, GA 31204 vanceinvestments.com edwardvanceinvestmentmanagement.com

More information

Snowden Capital Advisors LLC

Snowden Capital Advisors LLC Snowden Capital Advisors LLC 660 Madison Avenue, Floor 14 New York, New York 10065 Phone: (646) 218 9760 Fax: (646) 218 9778 www.snowdenadvisors.com Form ADV Part 2B: Brochure Supplement for: Michael Bird

More information

Global Financial Planning Group, LLC

Global Financial Planning Group, LLC DARRYL G. DUERBUSCH DAVID B. LESZCYNSKI LYNN M. VANCE Global Financial Planning Group, LLC 1301 W. Long Lake Road, Suite 100 Troy, MI 48098 Phone: (248) 643-4820 Fax: (248) 643-4906 www.gfpgroup.com 1/31/2013

More information

Snowden Capital Advisors LLC

Snowden Capital Advisors LLC Snowden Capital Advisors LLC 540 Madison Ave, 9 th Floor New York, New York 10022 Phone: (646) 218-9760 Fax: (646) 218-9778 www.snowdenadvisors.com Form ADV Part 2B: Brochure Supplement for: 540 Madison

More information

Trident Advisors LLC 181 Crossways Park Drive Woodbury, NY 11797

Trident Advisors LLC 181 Crossways Park Drive Woodbury, NY 11797 Trident Advisors LLC 181 Crossways Park Drive Woodbury, NY 11797 Form ADV Part 2 Firm Brochure February 26, 2015 This brochure provides information about the qualifications and business practices of Trident

More information

Jeffrey Myers, CFP, Owner Personal CRD #3154149. Long Island Wealth Management, Inc.

Jeffrey Myers, CFP, Owner Personal CRD #3154149. Long Island Wealth Management, Inc. Item 1 Cover Page for Brochure Supplement Jeffrey Myers, CFP, Owner Personal CRD #3154149 jmyers@longislandwealthmgmt.com Long Island Wealth Management, Inc. Firm CRD #173363 14 Vanderventer Avenue, Suite

More information

Servus Capital Management, LLC FORM ADV PART 2B BROCHURE SUPPLEMENT

Servus Capital Management, LLC FORM ADV PART 2B BROCHURE SUPPLEMENT Servus Capital Management, LLC 1149 Vista Park Drive, Suite A Forest, Virginia 24551 Main Phone Number: (434) 316-0246 Toll Free Phone Number: (866) 396-6861 Fax Number: (866) 797-6711 www.servuscm.com

More information

115 N 50 th Avenue, Ste B Yakima WA Terry A. Cook. Financial Management, Inc. Yakima WA CRD# January 2014

115 N 50 th Avenue, Ste B Yakima WA Terry A. Cook. Financial Management, Inc. Yakima WA CRD# January 2014 Part 2B of Form ADV: Brochure Supplement Item 1 Cover Page Terry A. Cook 115 N 50 th Avenue, Ste B Yakima WA 98908 Financial Management, Inc. 115 N 50 th Avenue, Ste B Yakima WA 98908 CRD# 117578 January

More information

VERDE WEALTH GROUP, LLC

VERDE WEALTH GROUP, LLC VERDE WEALTH GROUP, LLC 2323 S. Shepherd Dr. Suite 845 Houston, TX 77019 www.verdewealthgroup.com This brochure provides information about the qualifications and business practices of Verde Wealth Group,

More information

ADVI Advisors, LLC 1050 K Street, NW Suite 340 Washington, DC 20001 Tel 202.509.0761. This brochure was last updated on March 18, 2014

ADVI Advisors, LLC 1050 K Street, NW Suite 340 Washington, DC 20001 Tel 202.509.0761. This brochure was last updated on March 18, 2014 ADVI Advisors, LLC 1050 K Street, NW Suite 340 Washington, DC 20001 Tel 202.509.0761 This brochure was last updated on March 18, 2014 This brochure provides information about the investment advisory qualifications

More information

IPS RIA, LLC CRD No. 172840

IPS RIA, LLC CRD No. 172840 IPS RIA, LLC CRD No. 172840 ADVISORY CLIENT BROCHURE 10000 N. Central Expressway Suite 1100 Dallas, Texas 75231 O: 214.443.2400 F: 214-443.2424 FORM ADV PART 2A BROCHURE 1/26/2015 This brochure provides

More information

Meridian Financial Advisors, LLC. Brochure Supplement Dated 3/31/2011

Meridian Financial Advisors, LLC. Brochure Supplement Dated 3/31/2011 Item 1 Cover Page A. Kevin Collins Meridian Financial Advisors, LLC Brochure Supplement Dated 3/31/2011 B. Contact: Kevin Collins, Chief Compliance Officer 75 Essex Street, Suite 200 Hackensack, NJ 07601

More information

Buffalo First Wealth Management, LLC

Buffalo First Wealth Management, LLC This brochure supplement provides information about Kevin Ray Connolly that supplements the brochure. You should have received a copy of that brochure. Please contact Kevin Ray Connolly if you did not

More information

Form ADV Part 2B Individual Disclosure Brochure. Mark W. McGorry Personal CRD Number: 327815 Investment Adviser Representative

Form ADV Part 2B Individual Disclosure Brochure. Mark W. McGorry Personal CRD Number: 327815 Investment Adviser Representative Form ADV Part 2B Individual Disclosure Brochure Mark W. McGorry Personal CRD Number: 327815 Investment Adviser Representative Wealth Partners Advisors, LLC 286 Madison Avenue, Suite 200 New York, NY 10017

More information

GREYLOCK PEAK VENTURES LLC 125 S. Main Street Sebastopol, CA 95472 707-515-6770 Fax 413.485.7008

GREYLOCK PEAK VENTURES LLC 125 S. Main Street Sebastopol, CA 95472 707-515-6770 Fax 413.485.7008 Item 1 Cover Page Firm Brochure (Part 2A of Form ADV) GREYLOCK PEAK VENTURES LLC 125 S. Main Street Sebastopol, CA 95472 707-515-6770 Fax 413.485.7008 March 8, 2016 This brochure provides information about

More information

Brochure Supplement (Part 2B of Form ADV)

Brochure Supplement (Part 2B of Form ADV) Brochure Supplement (Part 2B of Form ADV) MCNAMARA FINANCIAL SERVICES, INC. 1020 Plain Street, Suite 200 Marshfield, MA 02050 781-834-2010 Fax 781-834-2056 www.mcnamarafinancial.com This brochure supplement

More information

Anderson Financial Advisors, LLC

Anderson Financial Advisors, LLC This brochure supplement provides information about William David McShane that supplements the brochure. You should have received a copy of that brochure. Please contact William David McShane if you did

More information

Douglas W. Jones Associates Financial & Insurance Services, Inc. 26477 Rancho Parkway South Lake Forest, California 92630

Douglas W. Jones Associates Financial & Insurance Services, Inc. 26477 Rancho Parkway South Lake Forest, California 92630 Douglas W. Jones Associates Financial & Insurance Services, Inc. 26477 Rancho Parkway South Lake Forest, California 92630 Phone: 949-699-1660 Fax: 949-699-1069 Web Site: www.jonesfinancial.com February

More information

Part 2A of Form ADV: Firm Brochure. April 18, 2016

Part 2A of Form ADV: Firm Brochure. April 18, 2016 Part 2A of Form ADV: Firm Brochure Item 1 Cover Page April 18, 2016 This is the Firm Brochure, also known as Form ADV Part 2, for Naylor & Company Investments, LLC (Naylor & Company), which is owned and

More information

Financial Designs Corporation

Financial Designs Corporation Nino Gabriel Pavan Financial Designs Corporation 540 W. Baseline Rd., #10 Claremont, CA 91711 Toll Free (800) 823-0398 Phone (909) 626-1642 Fax (909) 626-1529 fdc@fdcadvisors.com www.financialdesignscorp.com

More information

Firm Brochure (Part 2A of Form ADV)

Firm Brochure (Part 2A of Form ADV) Firm Brochure (Part 2A of Form ADV) 275 Hill Street, Suite 210 Reno, NV 89501 PHONE: 775-674-2222 FAX: 775-348-8708 WEBSITE: www.nvretirementplanners.com EMAIL: info@nvretirementplanners.com This brochure

More information

Part 2B of Form ADV: Brochure Supplement

Part 2B of Form ADV: Brochure Supplement Capital Ideas, Inc. Charles M. Best 5950 Berkshire Lane, #1060 Dallas, TX 75225 214-750-4400 Item 1 - Cover Page This brochure supplement provides information about Charles M. Best that supplements the

More information

VanderPal Capital Management LLC

VanderPal Capital Management LLC This brochure supplement provides information about Geoffrey Alan VanderPal that supplements the brochure. You should have received a copy of that brochure. Please contact Geoffrey Alan VanderPal if you

More information

Tricor Advisory Services, LLC FORM ADV PART 2B BROCHURE SUPPLEMENT

Tricor Advisory Services, LLC FORM ADV PART 2B BROCHURE SUPPLEMENT Tricor Advisory Services, LLC 7201 W Lake Mead Blvd, Suite 114 Las Vegas, NV 89128 702-254-1263 3/31/2011 FORM ADV PART 2B BROCHURE SUPPLEMENT This brochure supplement provides information about Frank

More information

2900 McKinnon, Apt #1708 Dallas, TX 75201 800-829-7273 www.johnmauldin.com IARD#114323

2900 McKinnon, Apt #1708 Dallas, TX 75201 800-829-7273 www.johnmauldin.com IARD#114323 Part 2A of Form ADV: Firm Brochure Item 1 Cover Page 2900 McKinnon, Apt #1708 Dallas, TX 75201 800-829-7273 www.johnmauldin.com IARD#114323 This brochure provides information about the qualifications and

More information

Mutual of Omaha Investor Services, Inc. Mutual of Omaha Plaza Omaha, Nebraska [ ] March 31, 2011

Mutual of Omaha Investor Services, Inc. Mutual of Omaha Plaza Omaha, Nebraska [ ]  March 31, 2011 Item 1 Cover Page Mutual of Omaha Investor Services, Inc. Mutual of Omaha Plaza Omaha, Nebraska 68175 1020 [402 351 5770] www.mutualofomaha.com/mois March 31, 2011 This Brochure provides information about

More information

Webster Wealth Advisors, Inc.

Webster Wealth Advisors, Inc. Webster Wealth Advisors, Inc. 195 Danbury Road, Suite 220 Davenport Building Wilton, CT 06897 (888) 862 9644 www.websterwealthadvisors.com March 30, 2015 This Brochure provides information about the qualifications

More information

CUSH Capital Management LLC Disclosure Brochure 6711 W 121 st Street Overland Park, KS 66209

CUSH Capital Management LLC Disclosure Brochure 6711 W 121 st Street Overland Park, KS 66209 Primary Contact: Vern Cushenbery, CFA, CPA Owner/Portfolio Manager 913-660-0411 vern@cushcapital.com Website: www.cushcapital.com February, 2013 CUSH Capital Management LLC Disclosure Brochure 6711 W 121

More information

Clarus Financial Planning, Inc. A State of Illinois Registered Investment Advisor

Clarus Financial Planning, Inc. A State of Illinois Registered Investment Advisor Form ADV Part 2A February 17, 2015 Clarus Financial Planning, Inc. A State of Illinois Registered Investment Advisor 312 W. State Street, Suite 106 Geneva, IL 60134 Phone: 630-492-1244 www.clarusplans.com

More information

William R. Verhagen CFP, CPA, CFS, CLU, ChFC, CASL. 357 East Winslow Road Bloomington, IN 47401 812-337-1999. www.ioms.com.

William R. Verhagen CFP, CPA, CFS, CLU, ChFC, CASL. 357 East Winslow Road Bloomington, IN 47401 812-337-1999. www.ioms.com. Item 1 Cover Page William R. Verhagen CFP, CPA, CFS, CLU, ChFC, CASL 357 East Winslow Road Bloomington, IN 47401 812-337-1999 www.ioms.com January 1, 2015 This Brochure provides information about the qualifications

More information

Vega Capital Group LLC

Vega Capital Group LLC Vega Capital Group LLC Telephone: 415-318-8740 Facsimile: 415-318-8745 Email: info@vegacapital.com Website: www.vegacapital.com FORM ADV PART 2B BROCHURE SUPPLEMENT MARCH 14, 2014 This brochure supplement

More information

Form ADV Part 2B Individual Disclosure Brochure

Form ADV Part 2B Individual Disclosure Brochure Form ADV Part 2B Individual Disclosure Brochure for Kevin C. Leahy, CPA, CFP Chief Executive Officer CRD No: 4245603 Effective: June 1, 2015 This Brochure Supplement provides information about the background

More information

Financial Solutions LLC

Financial Solutions LLC Financial Solutions LLC Form ADV Part 2A February, 2014 4946 Donegal Cliffs Drive Dublin, Ohio 43017 614 604 3551 www.financialsols.com This brochure provides information about the qualifications and business

More information

Andrew C. Fisher. CIM Investment Management, Inc. Investment Building 239 Fourth Avenue, Suite 1302 Pittsburgh, PA 15222

Andrew C. Fisher. CIM Investment Management, Inc. Investment Building 239 Fourth Avenue, Suite 1302 Pittsburgh, PA 15222 Andrew C. Fisher CIM Investment Management, Inc. Investment Building 239 Fourth Avenue, Suite 1302 Pittsburgh, PA 15222 Telephone: 412.765.2771 Facsimile: 412.281.2159 www.ciminvests.com (Under construction)

More information

Castle Wealth Advisors LLC

Castle Wealth Advisors LLC This brochure supplement provides information about Misty Heather Castle that supplements the Castle Wealth Advisors LLC brochure. You should have received a copy of that brochure. Please contact Misty

More information

Clear Perspectives Financial Planning, LLC Firm Brochure

Clear Perspectives Financial Planning, LLC Firm Brochure Clear Perspectives Financial Planning, LLC Firm Brochure This brochure provides information about the qualifications and business practices of Clear Perspectives Financial Planning, LLC. If you have any

More information

ALAN S. WARDYGA WEALTH MANAGEMENT RESOURCES, INC.

ALAN S. WARDYGA WEALTH MANAGEMENT RESOURCES, INC. ALAN S. WARDYGA WEALTH MANAGEMENT RESOURCES, INC. 501 Great Road #201 North Smithfield, Rhode Island 02896 Tel. 401-356-1400 Fax 401-356-0688 February 3, 2016 FORM ADV PART 2B BROCHURE SUPPLEMENT This

More information

Gregory J. Martik, CFP Jayme A. Russo Robert M. Pulit 538 Valley Brook Road, Suite 100 Venetia, PA 15367 724-941-8625 March 2012 www.bluestonewa.

Gregory J. Martik, CFP Jayme A. Russo Robert M. Pulit 538 Valley Brook Road, Suite 100 Venetia, PA 15367 724-941-8625 March 2012 www.bluestonewa. Gregory J. Martik, CFP Jayme A. Russo Robert M. Pulit 538 Valley Brook Road, Suite 100 Venetia, PA 15367 724-941-8625 March 2012 www.bluestonewa.com Item 1. This brochure supplement provides information

More information

Form ADV Part 2B Brochure Supplement

Form ADV Part 2B Brochure Supplement Form ADV Part 2B Brochure Supplement For Terry L. Buffalo Managing Member Effective: August 11, 2015 This Brochure Supplement provides information about the background and qualifications of Terry L. Buffalo

More information

Financial Designs Corporation

Financial Designs Corporation Ronald Allan Bilecki Financial Designs Corporation 540 W. Baseline Rd., #10 Claremont, CA 91711 Toll Free (800) 823-0298 Phone (909) 626-1642 Fax (909) 626-1529 fdc@fdcadvisors.com www.financialdesignscorp.com

More information

Part 2A of Form ADV: Firm Brochure

Part 2A of Form ADV: Firm Brochure Part 2A of Form ADV: Firm Brochure Item 1 Cover Page A. VL Capital Management LLC 55 West Church Street Orlando, FL 32801 Mailing Address: P.O. Box 1493 Orlando, FL 32802 Phone: (407) 412-6298 Effective

More information

JASON M FOLSOM. 5103 Utica Ridge Rd Davenport, IA 52807-0000 563-383-0850. Princor Financial Services Corporation

JASON M FOLSOM. 5103 Utica Ridge Rd Davenport, IA 52807-0000 563-383-0850. Princor Financial Services Corporation JASON M FOLSOM 5103 Utica Ridge Rd Davenport, IA 52807-0000 563-383-0850 Princor Financial Services Corporation 650 8th Street Des Moines, IA 50392 (888)-774-6267 July 27, 2011 This Brochure Supplement

More information

Cranbrook Wealth Management, LLC 901 Wilshire Drive, Suite 350 Troy, Michigan 48084 (248) 362 0900

Cranbrook Wealth Management, LLC 901 Wilshire Drive, Suite 350 Troy, Michigan 48084 (248) 362 0900 Cranbrook Wealth Management, LLC 901 Wilshire Drive, Suite 350 Troy, Michigan 48084 (248) 362 0900 RICHARD E. BALAMUCKI PART 2B OF FORM ADV BROCHURE SUPPLEMENT March 26, 2012 This brochure supplement provides

More information

Pillar Wealth Management, LLC. Client Brochure

Pillar Wealth Management, LLC. Client Brochure Pillar Wealth Management, LLC. Client Brochure This brochure provides information about the qualifications and business practices of Pillar Wealth Management, LLC.. If you have any questions about the

More information

Item 1: Cover Page. Part 2B of Form ADV: Brochure Supplement

Item 1: Cover Page. Part 2B of Form ADV: Brochure Supplement Item 1: Cover Page Part 2B of Form ADV: Brochure Supplement Naples Money Management, LLC 10001 Tamiami Trail North Naples, Florida 34108 239-261-4800 www.naplesmoneymanagement.com Date of Brochure Supplement:

More information

Firm Brochure (Part 2A of Form ADV)

Firm Brochure (Part 2A of Form ADV) Firm Brochure (Part 2A of Form ADV) 7017 Hickman Road Urbandale, IA 50322 PHONE: 515-279-1400 FAX: 515-274-0990 EMAIL: staff@srmltd.com This brochure provides information about the qualifications and business

More information

Pefin Advisors, LLC. 39 West 32 nd Street, New York, NY 10001 Telephone # (917) 261-2416 Fax# (917) 210-3959. www.pefin.com.

Pefin Advisors, LLC. 39 West 32 nd Street, New York, NY 10001 Telephone # (917) 261-2416 Fax# (917) 210-3959. www.pefin.com. FORM ADV Uniform Application for Investment Advisor Registration Part 2A: Investment Advisor Brochure and Brochure Supplements Item 1: Cover Page Pefin Advisors, LLC 39 West 32 nd Street, New York, NY

More information

March 15, 2012 FORM ADV PART 2A BROCHURE

March 15, 2012 FORM ADV PART 2A BROCHURE Sparrow Wealth Management 10080 West Alta Drive, Suite 125 Las Vegas, NV 89145 Phone: 877-330-9191 Fax: 877-330-9191 Web Site: www.sparrowwealth.com March 15, 2012 FORM ADV PART 2A BROCHURE This brochure

More information

Sheila P. Padden, CFP

Sheila P. Padden, CFP Sheila P. Padden, CFP Padden Financial Planning LLC 10422 S. Longwood Chicago, Illinois 60643 (773) 718-3218 FORM ADV PART 2B BROCHURE SUPPLEMENT This brochure supplement provides information for Sheila

More information

C&L Financial Services LLC

C&L Financial Services LLC This brochure supplement provides information about Benjamin Paul Burkhead that supplements the brochure. You should have received a copy of that brochure. Please contact Benjamin Paul Burkhead if you

More information

Dennis M. Breier 16W455 S. Frontage Road Suite 311 Burr Ridge, IL 60527

Dennis M. Breier 16W455 S. Frontage Road Suite 311 Burr Ridge, IL 60527 Item 1 - Cover Page Dennis Matthew Breier d/b/a Fairwater Wealth Management Dennis M. Breier 16W455 S. Frontage Road Suite 311 Burr Ridge, IL 60527 (630) 282-6520 September 9, 2014 This brochure supplement

More information

Pillar Wealth Management, LLC. Client Brochure

Pillar Wealth Management, LLC. Client Brochure Pillar Wealth Management, LLC. Client Brochure This brochure provides information about the qualifications and business practices of Pillar Wealth Management, LLC.. If you have any questions about the

More information

Form ADV Part 2A Firm Brochure. Calamus Financial Planning

Form ADV Part 2A Firm Brochure. Calamus Financial Planning Item 1: Cover Page Form ADV Part 2A Firm Brochure Calamus Financial Planning Thomas Edward Donnelly, JD, PFP Chief Compliance Officer Calamus Financial Planning 8440 Fountain Avenue PH 6 West Hollywood,

More information

Form ADV Part 2B Individual Disclosure Brochure. George Christopher Williams Personal CRD Number: 3114848

Form ADV Part 2B Individual Disclosure Brochure. George Christopher Williams Personal CRD Number: 3114848 This brochure supplement provides information about George Christopher Williams that supplements the brochure. You should have received a copy of that brochure. Please contact George Christopher Williams,

More information

Assured Retirement Financial Group, Inc.

Assured Retirement Financial Group, Inc. DISCLOSURE BROCHURE Assured Retirement Financial Group, Inc. Office Address: 7760 France Ave S. Suite 1100 Bloomington, MN 55435 Tel: 612-840-2229 Vince.o@assuredretirementgroup.com www.assuredretirementgoup.com

More information

Item 1: Cover Page LLC. Firm Brochure - Form ADV Part 2A

Item 1: Cover Page LLC. Firm Brochure - Form ADV Part 2A Item 1: Cover Page Selective Wealth Management LLC Firm Brochure - Form ADV Part 2A This brochure provides information about the qualifications and business practices of Selective Wealth Management LLC.

More information

Michael Sedlak, CFP, CFA, CEPA, MBA

Michael Sedlak, CFP, CFA, CEPA, MBA Item 1: Cover Page Michael Sedlak, CFP, CFA, CEPA, MBA Golden Trail Advisers, LLC Managing Member of Golden Trail Advisers LLC www.golden-trail.com mikes@golden-trail.com 11S270 Jackson Street Suite 101

More information

7025 W Grandridge Blvd, Ste B Kennewick WA 99336. Erik R. Pielstick. 115 N 50 th Avenue, Ste B Yakima WA 98908 CRD# 117578. Financial Management, Inc.

7025 W Grandridge Blvd, Ste B Kennewick WA 99336. Erik R. Pielstick. 115 N 50 th Avenue, Ste B Yakima WA 98908 CRD# 117578. Financial Management, Inc. Part 2B of Form ADV: Brochure Supplement Item 1 Cover Page Erik R. Pielstick 7025 W Grandridge Blvd, Ste B Kennewick WA 99336 Financial Management, Inc. 115 N 50 th Avenue, Ste B Yakima WA 98908 CRD# 117578

More information

August 25, 2014 FORM ADV PART 2A BROCHURE

August 25, 2014 FORM ADV PART 2A BROCHURE Sparrow Wealth Management 10080 West Alta Drive, Suite 125 Las Vegas, NV 89145 Phone: 877-330-9191 Fax: 877-330-9191 Web Site: www.sparrowwealth.com August 25, 2014 FORM ADV PART 2A BROCHURE This brochure

More information

ADV Part 2A Brochure

ADV Part 2A Brochure Item 1: Cover Page ADV Part 2A Brochure Fee-Only Financial Planning (FOFP) 277 Bay Road Hadley, Massachusetts, 01035-0379 Office: 413-586-8002 Fax: 413-587-0015 March 2015 www.martula.com This brochure

More information

Keefer Pension Consulting, Inc. Form ADV Part 2A Disclosure Brochure

Keefer Pension Consulting, Inc. Form ADV Part 2A Disclosure Brochure Form ADV Part 2A Disclosure Brochure Effective: March 31, 2011 This Disclosure Brochure provides information about the qualifications and business practices of Keefer Pension Consulting, Inc. ( Keefer

More information

Form ADV Part 2A Brochure

Form ADV Part 2A Brochure Item 1 Cover Page Form ADV Part 2A Brochure Integrated Financial Planning, P.C. 450 S. Camino del Rio, Suite 205, Durango, CO 81301 (970) 259 6739 www.paullemon.com January 09, 2015 This Brochure provides

More information

Investment Advisor Brochure and Supplement Form ADV Parts 2A and 2B. Financial Advisor For You, LLC A Registered Investment Advisor

Investment Advisor Brochure and Supplement Form ADV Parts 2A and 2B. Financial Advisor For You, LLC A Registered Investment Advisor Investment Advisor Brochure and Supplement Form ADV Parts 2A and 2B Financial Advisor For You, LLC A Registered Investment Advisor Michael S Wroblewski, CFP, Managing Member 1820 Wyoming Avenue, NW Washington,

More information

Wise Planning, Inc. 1401 Tower Road, Winnetka, IL 60093 847-834-9473 www.wiseplanninginc.com March 10, 2016

Wise Planning, Inc. 1401 Tower Road, Winnetka, IL 60093 847-834-9473 www.wiseplanninginc.com March 10, 2016 Item 1 Cover Page Wise Planning, Inc. 1401 Tower Road, Winnetka, IL 60093 847-834-9473 www.wiseplanninginc.com March 10, 2016 This Brochure provides information about the qualifications and business practices

More information

A&B ASSET MANAGEMENT SERVICES, INC. dba A&B Advisors. FORM ADV, PART 2A FIRM BROCHURE Effective: 01/01/13

A&B ASSET MANAGEMENT SERVICES, INC. dba A&B Advisors. FORM ADV, PART 2A FIRM BROCHURE Effective: 01/01/13 [Type text] ASSET MANAGEMENT SERVICES, INC. dba Advisors FORM ADV, PART 2A FIRM BROCHURE Effective: 01/01/13 This Brochure provides information about the qualifications and business practices of Asset

More information

Craig G. Fischer Atlantic Financial Services, Inc. 920 Providence Rd. Suite 201 Towson, MD 21286 3/30/2011

Craig G. Fischer Atlantic Financial Services, Inc. 920 Providence Rd. Suite 201 Towson, MD 21286 3/30/2011 Craig G. Fischer Atlantic Financial Services, Inc. 920 Providence Rd. Suite 201 Towson, MD 21286 3/30/2011 This brochure provides information concerning the services and business practices of Atlantic

More information

MBA, CFP Financial Consultant

MBA, CFP Financial Consultant NATHAN MCNULTY, MBA, CFP Financial Consultant nathan.mcnulty@meritrustwm.com Direct: 502.882.4608 Nathan McNulty is a Financial Consultant at Meritrust Wealth Management. He specializes in providing individuals

More information

March 30, 2015 FORM ADV PART 2A BROCHURE

March 30, 2015 FORM ADV PART 2A BROCHURE Sparrow Wealth Management 10080 West Alta Drive, Suite 125 Las Vegas, NV 89145 Phone: 877-330-9191 Fax: 877-330-9191 Web Site: www.sparrowwealth.com March 30, 2015 FORM ADV PART 2A BROCHURE This brochure

More information

Summit Wealth Group, Inc. d/b/a Summit Wealth Management

Summit Wealth Group, Inc. d/b/a Summit Wealth Management d/b/a Summit Wealth Management Form ADV Part 2A Appendix 1 Wrap Fee Program Brochure Effective: March 6, 2015 This Wrap Fee Brochure provides information about the qualifications and business practices

More information

Form ADV Part 2A Brochure January 12, 2015. Oliver Financial Planning, LLC A State of Michigan Registered Investment Advisor

Form ADV Part 2A Brochure January 12, 2015. Oliver Financial Planning, LLC A State of Michigan Registered Investment Advisor Form ADV Part 2A Brochure January 12, 2015 Oliver Financial Planning, LLC A State of Michigan Registered Investment Advisor 202 E. Washington Street, Suite 303 Ann Arbor, MI 48104 Phone: 734-926-0022 www.oliverplanning.com

More information

Form ADV Part 2A Disclosure Brochure

Form ADV Part 2A Disclosure Brochure Form ADV Part 2A Disclosure Brochure Effective: February 3, 2014 This Disclosure Brochure provides information about the qualifications and business practices of Congress Capital Partners, LLP ( Congress

More information

Progressive Financial Planning Services, Inc.

Progressive Financial Planning Services, Inc. Progressive Financial Planning Services, Inc. Form ADV Part 2A Last Updated: February 2, 2015 Progressive Financial Planning Services, Inc. 6 Cabriolet Lane Melville, NY 11747 Toll Free (800) 895-6076

More information

Part 2B of Form ADV: Brochure Supplement. Financial Management Strategies, Inc. Carl Camillo 9050 Sweet Valley Drive Valley View, Ohio 44125

Part 2B of Form ADV: Brochure Supplement. Financial Management Strategies, Inc. Carl Camillo 9050 Sweet Valley Drive Valley View, Ohio 44125 Part 2B of Form ADV: Brochure Supplement Financial Management Strategies, Inc. Carl Camillo 9050 Sweet Valley Drive Valley View, Ohio 44125 Telephone: 216-642-1099 Email: carlc@plancorp.biz Web Address:

More information

CLARK INVESTMENT STRATEGIES, INC. 2100 Ross Avenue, Suite 2200 Dallas, TX 75201 214 871 8717 March 31, 2011

CLARK INVESTMENT STRATEGIES, INC. 2100 Ross Avenue, Suite 2200 Dallas, TX 75201 214 871 8717 March 31, 2011 CLARK INVESTMENT STRATEGIES, INC. 2100 Ross Avenue, Suite 2200 Dallas, TX 75201 214 871 8717 March 31, 2011 Form ADV, Part 2; our Disclosure Brochure or Brochure as required by the Investment Advisers

More information

Sound Financial Investment Management, LLC

Sound Financial Investment Management, LLC This brochure supplement provides information about Matthew G. Deller that supplements the brochure. You should have received a copy of that brochure. Please contact Matthew G. Deller, Managing Member

More information

Form ADV Brochure Supplement

Form ADV Brochure Supplement Cover page Form ADV Brochure Supplement 500 North Franklin Turnpike, Suite 212 Ramsey, New Jersey 07446 P: 201-447-5850 F: 201-447-5808 www.regencywealth.com Revised March 17, 2015 T his Brochure Supplement

More information

Trinity Wealth Management

Trinity Wealth Management ADV 2A Firm Brochure 6710 72 nd Street Lubbock TX 79424 Brent D Dickerson, CFP 806-584-8418 brent@trinitywm.com www.trinitywm.com www.brentdickerson.com www.nursepractitioner-financialplanning.com www.charitablefp.com

More information

Item 1 Cover Page. Berthel Fisher & Company Financial Services, Inc. 701 Tama St., Bldg. B Marion, IA 52302 (319) 447-5700 www.berthel.

Item 1 Cover Page. Berthel Fisher & Company Financial Services, Inc. 701 Tama St., Bldg. B Marion, IA 52302 (319) 447-5700 www.berthel. Item 1 Cover Page Berthel Fisher & Company Financial Services, Inc. 701 Tama St., Bldg. B Marion, IA 52302 (319) 447-5700 www.berthel.com Form ADV Part 2B Individual Disclosure Brochure For Bruce A Derks

More information

Frank and his wife, Denise, enjoy travel, golf, tennis and spending time with their twin daughters, Tori and Tate.

Frank and his wife, Denise, enjoy travel, golf, tennis and spending time with their twin daughters, Tori and Tate. FRANK P. HILL, CFP Senior Wealth Manager Partner frank.hill@meritrustwm.com Direct: 502.882.4603 Frank Hill is a Senior Wealth Manager and Partner at Meritrust Wealth Management. In 2007, after 15 years

More information

INSIGHT FINANCIAL ADVISORS 400 North Tustin Avenue, Suite 250 Santa Ana, CA 92705 (714) 541-1400 www.insightfa.com October 1, 2014

INSIGHT FINANCIAL ADVISORS 400 North Tustin Avenue, Suite 250 Santa Ana, CA 92705 (714) 541-1400 www.insightfa.com October 1, 2014 INSIGHT FINANCIAL ADVISORS 400 North Tustin Avenue, Suite 250 Santa Ana, CA 92705 (714) 541-1400 www.insightfa.com October 1, 2014 This Brochure provides information about the qualifications and business

More information

William K. Lang. Downriver Capital Management, LLC

William K. Lang. Downriver Capital Management, LLC Item 1- Cover Page William K. Lang Downriver Capital Management, LLC 1310 N. Maple, Spokane WA 99201 (509) 324-7869 April 1, 2011 This Brochure Supplement provides information about William K. Lang that

More information

Item 2 Material Changes

Item 2 Material Changes Item 1 Cover Page Prutzman Wealth Management, LLC dba Prutzman Wealth Management 201 W. Liberty Street, Suite 207 Reno, NV 89501 (800) 865-4202 www.prutzmanwm.com 8/31/2015 This Brochure provides information

More information

Canby Financial Advisors, LLC 161 Worcester Road, Suite 408 Framingham, MA 01701 (508)598-1082. http://www.canbyfinancial.

Canby Financial Advisors, LLC 161 Worcester Road, Suite 408 Framingham, MA 01701 (508)598-1082. http://www.canbyfinancial. Item 1 Cover Page Canby Financial Advisors, LLC 161 Worcester Road, Suite 408 Framingham, MA 01701 (508)598-1082 http://www.canbyfinancial.com March 5, 2015 This Brochure provides information about the

More information

REDROCK WEALTH MANAGEMENT, LLC 9480 South Eastern Avenue Suite 251 Las Vegas, Nevada 89123

REDROCK WEALTH MANAGEMENT, LLC 9480 South Eastern Avenue Suite 251 Las Vegas, Nevada 89123 REDROCK WEALTH MANAGEMENT, LLC 9480 South Eastern Avenue Suite 251 Las Vegas, Nevada 89123 Phone: 702-987-1607 Fax: 866-850-0922 Web Site: www.redrockwealth.com March 23, 2016 FORM ADV PART 2A. BROCHURE

More information

Mackenzie H. Arsenault, CFP

Mackenzie H. Arsenault, CFP Mackenzie H. Arsenault, CFP Cornerstone Financial Planning, LLC 70 Center Street, Level 2 Portland, ME 04101-3935 Telephone: 207-772-8133 Facsimile: 207-772-8139 February 2, 2015 FORM ADV PART 2B BROCHURE

More information

Trevor Holsinger Aspen Wealth Management, Inc.

Trevor Holsinger Aspen Wealth Management, Inc. Item 1- Cover Page Trevor Holsinger Aspen Wealth Management, Inc. 7300 College Blvd, Suite 306 Overland Park, KS 66210 (913) 491-0500 Additional information about Trevor Holsinger is available on the SEC

More information

ADV Part 2A Firm Brochure

ADV Part 2A Firm Brochure ADV Part 2A Firm Brochure Alpha Asset Consulting LLC 191 University Boulevard #334 Denver, Colorado 80206 Phone: 303.321.3837 Fax: 303.484.6887 Email: info@alpha-llc.com Website: www.alpha-llc.com Brochure

More information

Cutting through the Confusion

Cutting through the Confusion Cutting through the Confusion Where to Turn for Help with Your Investments What Services Do You Want? What Types of Providers Offer Assistance with Investments? How Do You Pay for These Services? What

More information

4099 William Penn Highway, Suite 303 Monroeville, PA 15146-2513 www.horizonfinancialadvisors.com

4099 William Penn Highway, Suite 303 Monroeville, PA 15146-2513 www.horizonfinancialadvisors.com Part 2A of Form ADV: Firm Brochure Item 1 Cover Page 4099 William Penn Highway, Suite 303 Monroeville, PA 15146-2513 www.horizonfinancialadvisors.com Contact us at: (412) 856-7300 / Fax (412) 856-3677

More information

Castle Financial Advisors, LLC Part 2A of Form ADV The Brochure

Castle Financial Advisors, LLC Part 2A of Form ADV The Brochure Castle Financial Advisors, LLC Part 2A of Form ADV The Brochure 145 Marcus Blvd, Suite 1, Hauppauge, NY 11788 www.castlefinancialadvisors.com Updated: March 2011 This brochure provides information about

More information

Wealth Preservation Tax Reduction Strategies. Wealth Transfer. Charitable Giving

Wealth Preservation Tax Reduction Strategies. Wealth Transfer. Charitable Giving BRIAN RAMSEY MBA, CFP, ChFC Senior Wealth Manager brian.ramsey@meritrustwm.com Direct: 502.882.4613 Brian Ramsey is a Senior Wealth Manager at Meritrust Wealth Management. Brian specializes in collaborating

More information

128 Union Street, Suite 507 New Bedford, MA (888)

128 Union Street, Suite 507 New Bedford, MA (888) Wrap Fee Brochure September 8, 2014 128 Union Street, Suite 507 New Bedford, MA 02740 (888) 992-8601 www.barryinvestmentadvisors.com This wrap fee brochure provides information about the qualifications

More information

DISCLOSURE BROCHURE. McConnell Financial Advisors, LLC. Office Address: 312 W. Idaho St. Boise, ID 83702. Tel: 208-287-3725 Fax: 208-345-3511

DISCLOSURE BROCHURE. McConnell Financial Advisors, LLC. Office Address: 312 W. Idaho St. Boise, ID 83702. Tel: 208-287-3725 Fax: 208-345-3511 DISCLOSURE BROCHURE McConnell Financial Advisors, LLC Office Address: 312 W. Idaho St. Boise, ID 83702 Tel: 208-287-3725 Fax: 208-345-3511 renee@reneemcconnell.com www.reneemcconnell.com This brochure

More information

MR Advisers, Inc. Rebalance IRA Client Brochure and Privacy Policy

MR Advisers, Inc. Rebalance IRA Client Brochure and Privacy Policy MR Advisers, Inc. Rebalance IRA Client Brochure and Privacy Policy This brochure provides information about the qualifications and business practices of MR Advisers, Inc. as well as it s Privacy Policy.

More information

DOMAIN CAPITAL ADVISORS, LLC

DOMAIN CAPITAL ADVISORS, LLC Item 1 Cover Page DOMAIN CAPITAL ADVISORS, LLC 1100 ABERNATHY ROAD NE, NORTHPARK 500, SUITE 700 ATLANTA, GEORGIA 30328 770-390-3928 Year: March 31, 2011 This Brochure has been prepared as part of the March

More information

Northview Asset Management, LLC. Form ADV Part 2B Brochure Supplement. Samuel R. Granett Chief Executive Officer & Chief Investment Officer

Northview Asset Management, LLC. Form ADV Part 2B Brochure Supplement. Samuel R. Granett Chief Executive Officer & Chief Investment Officer 12117 FM 2244 Building III, Suite 280 Austin, TX 78738 855-373-2900 www.northviewam.com Form ADV Part 2B Brochure Supplement May 5, 2016 Samuel R. Granett Chief Executive Officer & Chief Investment Officer

More information