Department of Navy (DON) Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR)

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1 Department of Navy (DON) Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR) Mr. Bob Smith Director, DON SBIR/STTR (Acting) 5 February 2015 DISTRIBUTION STATEMENT A. Approved for public release

2 DON SBIR/STTR Program Primary Program Goals: Use small business to develop innovative R&D that addresses DON need Commercialize (Phase III) that technology into a DON platform or weapons/communication system, or for facilities use About the Program: Acquisition driven process with strong technology pull ~$275M annual funding supporting small business innovation/research Wide range of SBIR/STTR topics driven by PEO/PM/FNC specific needs We Succeed When You Succeed DISTRIBUTION STATEMENT A. Approved for public release 2

3 DON SBIR/STTR Topic Focus Weapons Technologies Sensors & Processing Materials & Manufacturing Processes Human Systems Ground & Sea Platforms FY14 Command, Control, Communications, Compters, & Air Platforms Advanced Electronics, Electronics Warfare, Electroncis Protection # of Topics Note: Research in areas of Cyber Security, Engineered Resilient Systems, Counter-IED, Autonomy, and Energy & Power Technologies were all funded during the period; however, these topics were included in other research categories based on prior taxonomies. DISTRIBUTION STATEMENT A. Approved for public release 3

4 DON Program by the Numbers FY10 FY11 FY12 FY13 FY14 Total DON SBIR Funding per FY ($M) $342 $264 $271 $231 $243 DON SBIR Topics issued that FY Number Of Phase I Proposals 4,098 3,282 2,533 2,227 1,984 Phase I Awards from FY Solicitation Avg. time to award Phase I contracts (months) Navy Phase II Awards during FY Navy Phase III Awards during FY Amount of Direct Navy Phase III Awards ($M) $566 $552 $725 $412 $490 DON STTR Funding Per FY ($M) $41 $33 $36 $31 $34 DON STTR Topics Per Year DON STTR Phase I Awards in FY DON STTR Phase II Awards in FY DISTRIBUTION STATEMENT A. Approved for public release 4

5 SBIR/STTR Program Award Structure DON SYSCOMs tailor as needed Feasibility Study Technology Development and Prototype Demonstration Prototype Testing & Evaluation Technology Demo & Validation Commercialization Transition Phase I Phase II Subsequent Phase II Phase III Phase I Base 6 Months (SBIR) 7 Months (STTR) $80K Phase I Option 6 Months $70K FFP Contract NTE $150K Phase II Base 18 Months $500K Phase II Option 1 9 Months $250K TTP required SBIR PM/PO review for Option 2 at exit CPFF Contract NTE $1.125M SBIR/STTR Funding Phase II Option 2 ~12-18 Months 750K total 1:1 cost match $375K SBIR/STTR $375K match Signed TTA required TRL 4 at exit Contingent upon having a successful project with a committed Transition Sponsor/Path Up to 24 months 1:1 cost match Signed TTA required Minimum TRL 4 at entry CPFF Contract NTE $1.5M SBIR/STTR Funding NOTE: A Subsequent Phase II is a Requirements Driven process; i.e., based upon Acquisition program needs. Transition to Acquisition Program Non-SBIR/STTR $ (Private sector or Non- SBIR/STTR Gov. $) Unlimited POP SBC Extension of Data Rights and Sole Source Designation Contract Type Varies Phase III contracts may be awarded without competition after Phase I or Phase II No limit on funding (Just Non-SBIR/STTR) NTE $2.775M Total SBIR /STTR Funding Phase III can occur anytime after Phase I and is funded with non-sbir/sttr $ TRL: TTP: Technology Transition Plan TTA: Technology Transition Agreement DISTRIBUTION STATEMENT A. Approved for public release 5

6 Commercialization Readiness Program (CRP) Created by Congress in FY06 Goal: Accelerate transition of SBIR/STTR technology to Phase III DON sets aside approximately 20% of its annual SBIR funding Selection process is very rigorous Validation of the Navy requirement, technology maturity, and firm capabilities Matching funds (non-sbir/sttr $) investment is required DON CRP invested over $510M into 276 projects Return on Investment: $327M in direct government funding (Phase III); and $526M in non-government funding (reported in CCR) DISTRIBUTION STATEMENT A. Approved for public release 6

7 Free! DISTRIBUTION STATEMENT A. Approved for public release 7

8 DON SBIR/STTR Points of Contact Mr. Bob Smith Director, DON SBIR/STTR (Acting) SYSCOM Program Manager Address Naval Sea Systems Command (NAVSEA) Dean Putnam Naval Air Systems Command (NAVAIR) Donna Moore Office of Naval Research (ONR) Lore-Anne Ponirakis Space & Warfare Systems Command (SPAWAR) John Thom Marine Corps Systems Command (MARCOR) Elizabeth Madden Naval Supply Systems Command (NAVSUP) Mark Deebel Naval Facilities Engineering Command (NAVFAC) Kail Macias Check for the most up to date information about the program, topics, awards, and more! DISTRIBUTION STATEMENT A. Approved for public release 8

9 Questions We Succeed When You Succeed DISTRIBUTION STATEMENT A. Approved for public release 9