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1 Issuers of Split Corps are required to disclose their taxable breakdown information through the Canadian Depository for Securities (CDS) - CDS Innovation website. This information is not approved or audited by RBC Canadian Wealth Management Operations and is provided directly by the issuer. Any inquiries on any of the taxable breakdown information on the spreadsheet should be addressed with the issuer directly. How to steps: click on link above and choose CDS SERVICES scroll down and choose Tax Breakdown Service click on: Display tax information for year 2014 (on the right) click on: I accept this will give you full access to all securities and taxable information to view info, find security and open excel document found under the "Form" heading data can be viewed by desired heading by clicking on said header INCOME TRUST UNITS 2014 TAX REPORTING SEC CUSIP ISSUER DATE CODE NAME MAILED AB0 CANADA LIFE CAPITAL TRUST SER B CLICS March QAB7 SUN LIFE CAPITAL TR PERP CALL SER B March HAD5 BMO CAPITAL TRUST PERP CALL SER D 31/12/2014 March RAB6 HSBC CANADA ASSET CAPITAL TR FLTG (PERP/CALL March HAE3 BMO CAPITAL TRUST PERP/CALL(31DEC15) SER E March YAC6 RBC CAPITAL TRUST March WAA3 NATIONAL BANK CANADA CAPTIAL TRUST SER-1 March AC4 CWB CAPITAL TRUST March BAC0 SCOTIABANK CAP TR SER 06-1 CALL March BCRPT WAA0 NBC ASSET CAPITAL TRUST SR 1 FLTG (PERP/CALL March BDFNX YAD4 RBC CAP TRUST TRUCS 08-1 FIX TO FLT PERP/CALL March BDQCS WAB8 NBC ASSET CAPITAL TRUST SR-2 FIX-FLT PERP/CAL March BDYXV BAA3 TD CAPITAL TR FIX-FLT III SECU SE-08 PERP/CAL March RANGE ROYALTY TRUST March N13167 ADELAIDE INCOME FUND TRUST March T38046 TREZ CAPITAL YIELD TRUST March A A&W REVENUE ROYALTIES March A Y105 AGELLAN COMMERCIAL REAL March A G308 ARGENT ENERGY TRUST UNITS March A J106 ASTON HILL ADVANTAGE BOND March A ASTON HILL ADVANTAGE VIP March A F104 ASTON HILL ADVANTAGE OIL & March A E107 ASTON HILL OIL & GAS INCOME March A D109 ASTON HILL VIP INCOME FUND March A L303 ARTIS REAL ESTATE INVT TR March A L501 ARTIS REAL ESTATE INVT TR March A X106 AUSTRALIAN REIT INCOME FUND March A X205 AUSTRALIAN REIT INCOME FUND March A L709 ARTIS REAL ESTATE INVT TR March A L881 ARTIS REAL ESTATE INVT TR March A A107 AMERICAN CORE SECTORS DIVID March A ALLIED PROPERTIES REAL March A E108 ACTIVENERGY INCOME FUND March A ADVANTAGED PREFERRED SHARE March A L105 ARTIS REAL ESTATE INVT March A AUSTRALIAN BANC CAPITAL March A AUSTRALIAN BANC CAPITAL March A W118 ADVANTAGED CANADIAN HIGH March A W100 ADVANTAGED CANADIAN HIGH March A Q102 AUSTRALIAN BANC INCOME FUND March A Q110 AUSTRALIAN BANC INCOME FUND March A J114 ASTON HILL ADVANTAGE BOND March B A107 BMO ULTRA SHORT-TERM BD FD March B F106 BMO US HIGH DIVID COVERED March B V106 BMO EQUAL WEIGHT US BKS March

2 B X102 BMO DISC BD INDEX ETF March B B105 BMO MSCI EUROPE HIGH March B E109 BMO MSCI EAFE INDEX ETF March B D101 BMO SHORT TERM US IG CORP March B G104 BMO FLOATING RATE HIGH March B C107 BROOKFIELD SELECT March B BLUE RIBBON INCOME FD March B N104 BMO COVERED CALL UTILITIES March B X103 BMO COVERED CALL DOW JONES March B R105 BMO CANADIAN DIVIDEND ETF March B T102 BMO LOW VOLATILITY CANADIAN March B BLOOM SELECT INCOME FUND March B BROOKFIELD HIGH YIELD March B P300 BTB REAL ESTATE INVT TR March B G109 BMO S&P/TSX CAPPED March B C108 BMO S&P 500 HEDGED TO CAD March B H106 BMO CHINA EQUITY INDEX ETF March B G108 BMO INDIA EQUITY INDEX ETF March B Q106 BMO S&P / TSX EQUAL WEIGHT March B P108 BMO S&P / TSX EQUAL WEIGHT March B R104 BMO S&P/TSX LADDERED PFD SH March B T100 BMO S&P 500 INDEX ETF March B T118 BMO S&P 500 INDEX ETF March B K109 BRAND LEADERS PLUS INCOME March B BLOOM U.S INCOME & GROWTH March B BLOOM U.S. ADVANTAGED March B C106 BMO US DIVIDEND HEDGED March B X119 BMO US DIVIDEND ETF March B X101 BMO US DIVID ETF March B D103 BMO LOW VOLATILITY US March B D202 BMO LOW VOLATILITY US March B W103 BMO MID TERM US IG March B M103 BMO MID-TERM US IG March B M111 BMO MID-TERM US IG March B Q105 BMO MID PROVINCIAL BOND March B K107 BMO LONG PROVINCIAL BOND March B N101 BMO MSCI EAFE HEDGED CAD March B Y108 BMO MSCI EMERGING MKTS March B BROOKFIELD GLOBAL March B X100 BLF REAL ESTATE INVESTMENT March B K102 BMO MSCI ALL COUNTRY WORLD March B L100 BMO MSCI USA HIGH QUALITY March B Q108 BMO INTERNATIONAL March B BOSTON PIZZA ROYALTIES March B BOYD GROUP INCOME FUND March B BOARDWALK REAL ESTATE INVT March B BMO SHORT FEDERAL BOND March B BMO SHORT PROVINCIAL BOND March B BMO SHORT CORPORATE BOND March B B100 BMO HIGH YIELD US CORPORATE March B Y104 BMO S&P/TSX EQUAL WEIGHT March B F104 BMO S&P/TSX EQUAL WEIGHT March B H100 BMO S&P/TSX EQUAL WEIGHT March B D102 BMO DOW JONES INDUSTRIAL March B P109 BROOKFIELD SOUNDVEST EQUITY March B B102 BUILD AMERICA INVESTMENT March B D106 BMO EQUAL WEIGHT UTILITIES March B N107 BMO NASDAQ 100 EQUITY March B K103 BMO MID CORPORATE BOND March B J106 BMO LONG CORPORATE BOND March B C108 BMO AGGREGATE BOND INDEX March B G109 BMO GLOBAL INFRASTRUCTURE March B BROOKFIELD CANADA OFFICE March B K100 BMO LONG FEDERAL BOND March

3 B G105 BMO EQUAL WEIGHT REITS March B F105 BMO JUNIOR OIL INDEX ETF March B X105 BMO JUNIOR GAS INDEX ETF March B R101 BMO EQUAL WEIGHT US HEALTH March B J109 BMO EQUAL WEIGHT US BANKS March B V109 BMO REAL RETURN BOND INDEX March B F107 BMO EMERGING MARKETS BOND March B L108 BMO MID FEDERAL BOND INDEX March B P101 BMO MONTHLY INCOME ETF March B K102 BMO 2015 CORPORATE BOND March B J105 BMO 2020 CORPORATE BOND March B V104 BMO 2025 CORPORATE BOND March B U104 BMO COVERED CALL CANADIAN March B BROOKFIELD NEW HORIZONS March B H106 BRAND LEADERS INCOME FUND March B BLOOM INCOME & GROWTH CDN March C E107 CONVERTIBLE DEBS INCOME FD March C Q108 CANADIAN CONVERTIBLES March C T110 CANADIAN 50 ADVANTAGED March C T102 CANADIAN 50 ADVANTAGED March C R115 CRIUS ENERGY TRUST March C A103 CHARTWELL RETIREMENT March C A106 CHOICE PROPERTIES REAL March C W106 CANSO SELECT OPPORTUNITIES March C W205 CANSO SELECT OPPORTUNITIES March C CT REAL ESTATE INVT TR March C R109 CANOE EIT INCOME FD March C J104 CANADIAN REAL ESTATE March C CANADIAN RESOURCES INCOME March C CANADIAN APARTMENT PPTYS March C COMINAR REAL ESTATE March C P103 CHEMTRADE LOGISTICS INCOME March C Y108 COMPASS INCOME FUND March C CALLOWAY REAL ESTATE March C CROMBIE REAL ESTATE INVT TR March C N107 CORE CANADIAN DIVIDEND March C U101 COPERNICAN INTL PREMIUM March C R106 CANADIAN BANC CAPITAL March C A106 CITADEL INCOME FUND March C CANADIAN HIGH INCOME EQUITY March C CANSO CREDIT INCOME FUND March C CANSO CREDIT INCOME FUND March C CANADIAN UTILITIES & March C CANADIAN ADVANTAGED CONV March C CANADIAN HIGH YIELD FOCUS March C B109 COXE GLOBAL AGRIBUSINESS March D Q106 DOUBLELINE INCOME SOLUTIONS March D Q114 DOUBLELINE INCOME SOLUTIONS March D W109 DREAM INDL REAL ESTATE INVT March D A106 DREAM GLOBAL REAL ESTATE March D P104 DREAM OFFICE REAL ESTATE March D V101 DREAM HARD ASSET March D X104 DIVERSIFIED ALPHA FUND II March D K105 DUNDEE INDUSTRIAL REAL March D Y109 DDJ HIGH YIELD FUND March D Y204 DPF INDIA OPPORTUNITIES March D DUNDEE REAL ESTATE March D R209 DUNDEE INTERNATIONAL REAL March E W104 EDGEFRONT REAL ESTATE INVT March E C103 EUROPE BLUE-CHIP DIVIDEND March E N103 EURO BANC CAP SECS TR March E B206 ENERGY INCOME FUND March E EAGLE ENERGY TRUST UNIT March E EAST COAST INVT GRADE March E EXCEL LATIN AMERICA BOND March

4 E EXCEL LATIN AMERICA BOND March E D103 ENERGY LEADERS INCOME FD March E EXCEL LATIN AMER BD FD II March E EXCEL LATIN AMER BD FD II March E EXCEL LATIN AMER BD FD II March E G105 ENERGY INDEXPLUS DIV FUND March F K203 FIRST TR GLBL March F H207 FIRST TR ALPHADEX EUROPEAN March F T102 FRONSAC CAPITAL REAL March F FOREMOST INCOME FUND March F V102 FIRST ASSET CDN CONV BD ETF March F V110 FIRST ASSET CDN CONV BD ETF March F R101 FIRST ASSET MORNINGSTAR March F B108 FIRST ASSET CAN-60 COVERED March F B207 FIRST ASSET CAN-60 COVERED March F L104 FIRST ASSET CAN FINANCIALS March F L112 FIRST ASSET CAN FINANCIALS March F M102 FIRST ASSET CAN ENERGY March F M110 FIRST ASSET CAN ENERGY March F N100 FIRST ASSET CAN MATLS March F N118 FIRST ASSET CAN MATLS March F X108 FIRST ASSET TECH GIANTS March F X116 FIRST ASSET TECH GIANTS March F FIRST ASSET MORNINGSTAR March F FIRST ASSET MORNINGSTAR March F J100 FIRST ASSET MORNINGSTAR March F J118 FIRST ASSET MORNINGSTAR March F A109 FIRST ASSET MORNINGSTAR March F A117 FIRST ASSET MORNINGSTAR March F A107 FIRST ASSET MORNINGSTAR March F A115 FIRST ASSET MORNINGSTAR CDA March F B107 FIRST ASSET MORNINGSTAR CDA March F B115 FIRST ASSET MORNINGSTAR CDA March F K106 FIRST ASSET DEX PROVINCIAL March F K209 FIRST ASSET GOVERNMENT BOND March F H103 FIRST ASSET CORPORATE BOND March F Y109 FIRST NATL MTG INVT FD March F W100 FIRST ASSET CDN REIT INCOME March F FIRM CAPITAL PROPERTY TRUST March F Y106 FIRST ASSET PROVINCIAL BOND March F FAM REAL ESTATE INVESTMENT March F H102 FIRST ASSET MORNINGSTAR U.S March F C104 FIRST ASSET CANADIAN DIV March F G204 FIRST TR ALPHADEX EMERGING March F G105 FIRST TR ALPHADEX EMERGING March F R101 FIRST TR ALPHADEX CDN DIVID March F H103 FIRST TR ALPHADEX U S DIVID March F B105 FIRST ASSET 1-5 YEAR March F K105 FIRST ASSET US & CDA LIFECO March F J206 FIRST TRUST SENIOR LOAN ETF March F J107 FIRST TRUST SENIOR LOAN ETF March F J134 FIRST ASSET MORNINGSTAR US March F L129 FIRST ASSET MORNINGSTAR US March F L111 FIRST ASSET MORNINGSTAR US March F D309 FIRST ASSET MSCI WORLD LOW March F D101 FIRST ASSET MSCI WORLD LOW March F C103 FIRST ASSET MSCI CANADA LOW March F R308 FIRST ASSET MSCI EUROPE LOW March F R100 FIRST ASSET MSCI EUROPE LOW March F E307 FIRST ASSET MSCI USA LOW March F E109 FIRST ASSET MSCI USA LOW March F FAM (MARK TOWNS) March F R109 FIRST TR SHORT DURATION March F F106 FIRST ASSET ACTIVE CANADIAN March F W109 FIRST ASSET U S & CDA March

5 F W117 FIRST ASSET U S AND CANADA March F T204 FIRST TR GLOBAL RISK MANAGE March F T105 FIRST TR GLOBAL RISK MANAGE March F V100 FIRST TRUST March F W108 FIRST TRUST March F X101 FIRST TRUST March F K101 FIRST TRUST March F Y103 FLAHERTY & CRUMRINE March F N300 FAIRCOURT SPLIT TRUST March F FIRST ASSET PIPES & POWER March F V103 FIRST ASSET DIVERSIFIED March F FIRST ASSET ACTIVE CREDIT March F FIRST ASSET ACTIVE CREDIT March F N104 FIRST TRUST ADV SHORT March F N112 FIRST TRUST ADV SHORT March F W103 FLOATING RATE INCOME FUND March G E102 GOLDMAN SACHS U S INCOME March G E201 GOLDMAN SACHS U S INCOME March G GRANITE REAL ESTATE March G G107 GOODMAN GOLD TR March G Q107 GLOBAL HEALTHCARE DIVIDEND March G GLOBAL DIVERSIFIED INVT March G GLOBAL DIVERSIFIED March G GLOBAL DIVIDEND FUND March G T106 GOLD PARTICIPATION AND March G F107 GLOBAL ADVANTAGED TELECOM March H M103 ISHARES S&P/TSX CAPPED March H R102 ISHARES GLOBAL HEALTHCARE March H A108 ISHARES J P MORGAN USD March H P106 ISHARES S&P/TSX CAPPED March H L113 ISHARES CORE S&P/TSX March H T108 ISHARES S&P/TSX GLOBAL BASE March H Y107 HORIZONS AUSTRALIAN DLR March H V201 HORIZONS ENHANCED INCOME March H A203 HORIZONS ENHANCED INCOME March H W100 HORIZONS ENHANCED INCOME March H W118 HORIZONS ENHANCED INCOME March H N100 HORIZONS ENHANCED INCOME March H N209 HORIZONS ENHANCED INCOME March H Q104 ISHARES S&P/TSX VENTURE March H X109 ISHARES CORE CANADIAN SHORT March H G101 HORIZONS S&P/TSX 60 EQUAL March H U104 HORIZONS SEASONAL ROTATION March H U203 HORIZONS SEASONAL ROTATION March H B106 ISHARES FLOATING RATE INDEX March H V103 ISHARES NASDAQ 100 INDEX March H F103 HORIZONS GOLD YIELD ETF March H F202 HORIZONS GOLD YIELD ETF March H R107 HORIZONS NATURAL GAS YIELD March H G404 ISHARES ADVANTAGED SHORT March H G305 ISHARES ADVANTAGED SHORT March H B204 ISHARES US FUNDAMENTAL March H B303 ISHARES US FUNDAMENTAL March H B113 ISHARES US FUNDAMENTAL March H B105 ISHARES US FUNDAMENTAL March H G105 ISHARES ADVANTAGED U.S. March H G204 ISHARES ADVANTAGED U.S. March H Q102 ISHARES 1-5 YR LADDERED March H Q201 ISHARES 1-5 YR LADDERED March H E100 ISHARES 1-5 YR LADDERED March H E209 ISHARES 1-5 YR LADDERED March H J109 ISHARES 1-10 YEAR LADDERED March H J208 ISHARES 1-10 YEAR LADDERED March H U105 ISHARES 1-10 YR LADDERED March H U204 ISHARES 1-10 YR LADDERED March

6 H R100 ISHARES GLOBAL March H R118 ISHARES GLOBAL March H U109 ISHARES BALANCED GROWTH March H U208 ISHARES BALANCED GROWTH March H Y102 ISHARES BALANCED INCOME March H Y201 ISHARES BALANCED INCOME March H K205 ISHARES CONVERTIBLE BOND March H K106 ISHARES CONVERTIBLE BOND March H E109 ISHARES GLOBAL MONTHLY March H E208 ISHARES GLOBAL MONTHLY March H Y205 ISHARES INTL FUNDAMENTAL March H Y106 ISHARES INTL FUNDAMENTAL March H A206 ISHARES GLOBAL REAL ESTATE March H A107 ISHARES GLOBAL REAL ESTATE March H C103 ISHARES EMERGING MARKETS March H C202 ISHARES EMERGING MARKETS March H G205 ISHARES S&P/TSX CDN PFD March H G304 ISHARES S&P/TSX CDN PFD March H V104 ISHARES S&P GLOBAL WTR March H V203 ISHARES S&P GLOBAL WTR March H D101 ISHARES S&P/TSX GLOBAL March H D200 ISHARES S&P/TSX GLOBAL MN March H Q303 ISHARES CDN FUNDAMENTAL March H Q204 ISHARES CDN FUNDAMENTAL March H P104 ISHARES BRIC INDEX ETF March H P203 ISHARES BRIC INDEX ETF March H H103 ISHARES CORE HIGH QUALITY March H H202 ISHARES CORE HIGH QUALITY March H H102 ISHARES CANADIAN FINANCIAL March H H201 ISHARES CANADIAN FINANCIAL March H J108 ISHARES EQUAL WEIGHT BANC & March H J207 ISHARES EQUAL WEIGHT BANC & March H P107 ISHARES OIL SANDS INDEX ETF March H P206 ISHARES OIL SANDS INDEX ETF March H G104 ISHARES US DIVIDEND GROWERS March H G112 ISHARES US DIVIDEND GROWERS March H F106 ISHARES S&P/TSX CANADIAN March H F205 ISHARES S&P/TSX CANADIAN March H V200 ISHARES JAPAN FUNDAMENTAL March H V101 ISHARES JAPAN FUNDAMENTAL March H T106 ISHARES CHINA ALL CAP INDEX March H W109 ISHARES GLOBAL AGRICULTURE March H W208 ISHARES GLOBAL AGRICULTURE March H M101 ISHARES PREMIUM MONEY March H M200 ISHARES PREMIUM MONEY March H W106 HORIZONS MORNINGSTAR HEDGE FUND ETF March H Y102 HORIZONS UNIVERSA US BLACK March H Y110 HORIZONS UNIVERSA US BLACK March H A103 HORIZONS UNIVERSA CDN BLACK March H A111 HORIZONS UNIVERSA CDN BLACK March H T132 INNVEST REAL ESTATE INVT TR March H X112 HORIZONS ENHANCED U S March H X104 HORIZONS ENHANCED U S March H HEALTHLEASE PROPERTIES REAL March H U103 ISHARES MSCI EAFE MINIMUM March H S108 ISHARES MSCI USA MINIMUM March H N109 ISHARES MSCI CANADA MINIMUM March H A106 ISHARES MSCI ALL COUNTRY March H Y105 ISHARES MSCI EMERGING March H T140 INNVEST REAL ESTATE INVT TR March H B104 ISHARES U S HIGH DIVIDEND March H N113 HORIZONS ACTIVE CDN BOND March H M206 HORIZONS ACTIVE EMERGING March H P101 HORIZONS ACTIVE CDN DIVID March H F110 HORIZONS ACTIVE CORPORATE March H G100 HORIZONS ACTIVE GLOBAL March

7 H G209 HORIZONS ACTIVE GLOBAL March H D107 HORIZONS ACTIVE PFD SH ETF March H D115 HORIZONS ACTIVE PFD SH ETF March H H108 HORIZONS ACTIVE FLOATING March H H116 HORIZONS ACTIVE FLOATING March H R114 HORIZONS ACTIVE U S FLOATIN March H B206 HORIZONS ACTIVE HIGH YIELD March H B107 HORIZONS ACTIVE HIGH YIELD March H F102 HORIZONS ACTIVE CORPORATE March H P209 HORIZONS ACTIVE S&P 60 March H P100 HORIZONS March H W113 HORIZONS ACTIVE DIVERSIFIED March H Q116 ING DIVERSIFIED FLOATING March H Q108 ING DIVERSIFIED FLOATING March H E100 INOVALIS REAL ESTATE INVT March H P103 ISHARES S&P GLOBAL CONSUMER March H Q101 ISHARES S&P GLOBAL March H T105 ISHARES CORE MSCI EAFE IMI March H U102 ISHARES CORE MSCI EMERGING March H R109 ISHARES CORE S&P 500 INDEX March H Q129 HORIZONS ENHANCED INCOME March H Q137 HORIZONS ENHANCED INCOME March H H109 ING HIGH INC FLTG RATE FUND March H H208 ING HIGH INC FLTG RATE FUND March H X111 HORIZONS ACTIVE YIELD March H A201 HORIZONS ACTIVE FLOATING March H W108 ISHARES MSCI EUROPE IMI March H X106 ISHARES MSCI EUROPE IMI March H T165 INNVEST (MARK TOWNS) March H T603 INNVEST (MARK TOWNS) March H F119 HORIZONS CDN BLACK SWAN ETF March H F101 HORIZONS CDN BLACK SWAN ETF March H D205 HORIZONS US BLACK SWAN ETF March H D106 HORIZONS US BLACK SWAN ETF March H T173 INNVEST (MARK TOWNS) March H H108 HIGH ROCK CANADIAN HIGH March H T181 INNVEST (MARK TOWNS) March H H107 HORIZONS CDN MIDSTREAM OIL March H A105 ISHARES CORE SHORT TERM March H T702 INNVEST (MARK TOWNS) March H T801 INNVEST (MARK TOWNS) March H T884 INNVEST (MARK TOWNS) March H L207 HORIZONS ACTIVE FLOATING March H J111 HORIZONS CDN EQUITY MANAGED March H J103 HORIZONS CDN EQUITY MANAGED March H G208 HORIZONS US EQUITY MANAGED March H G109 HORIZONS US EQUITY MANAGED March H INCOME FINANCIAL TRUST March H M104 INDEXPLUS INCOME FUND March H HIGH YIELD & MORTGAGE PLUS March H W205 INTERRENT REAL ESTATE March H H&R REAL ESTATE March H ISHARES CONSERVATIVE CORE March H J104 ISHARES GROWTH CORE March H A100 ISHARES GLOBAL COMPLETION March H K101 ISHARES ALTERNATIVES March H X103 ISHARES CHINA INDEX ETF March H C106 ISHARES MSCI BRAZIL INDEX March H B108 ISHARES LATIN AMERICA INDEX March H Q108 ISHARES U S IG CORPORATE March H D104 ISHARES U S HIGH YIELD BOND March H R106 ISHARES INDIA INDEX ETF March H D108 ISHARES S&P/TSX 60 INDEX March H J101 ISHARES CORE S&P/TSX CAPPED March H H105 ISHARES S&P/TSX COMPLETION March

8 H G200 ISHARES S&P/TSX SMALLCAP March H C100 ISHARES S&P/TSX CAPPED March H B107 ISHARES S&P/TSX CAPPED March H N106 ISHARES S&P/TSX CAPPED March H D103 ISHARES S&P/TSX CAPPED REIT March H E101 ISHARES S&P/TSX CAPPED March H F108 ISHARES DIVERSIFIED MONTHLY March H W102 ISHARES CANADIAN SELECT March H X100 ISHARES CANADIAN GROWTH March H U106 ISHARES CANADIAN VALUE March H F109 ISHARES JANTZI SOCIAL INDEX March H A109 ISHARES CANADIAN SHORT March H K108 ISHARES CANADIAN CORPORATE March H L106 ISHARES CANADIAN GOVERNMENT March H M104 ISHARES CORE CANADIAN LONG March H T109 ISHARES CANADIAN UNIVERSE March H C105 ISHARES CANADIAN REAL March H E102 ISHARES MSCI EMERGING March H Y108 ISHARES MSCI WORLD INDEX March H M108 ISHARES S&P/TSX GLOBAL GOLD March H J105 ISHARES CORE S&P 500 INDEX March H L100 ISHARES MSCI EAFE INDEX ETF March H R202 ISHARES U S SMALL CAP INDEX March H T100 HBANC CAPITAL SECURITIES March H T118 HBANC CAPITAL SECURITIES March H T126 HBANC CAPITAL SECURITIES March H N101 ISHARES CANADIAN HYBRID March H J100 ISHARES S&P/TSX NORTH March H H109 ING FLOATING RATE SENIOR March H H208 ING FLOATING RATE SENIOR March H V102 HORIZONS ENHANCED INC March H X108 HORIZONS ENHANCED INC March H A104 HORIZONS ENHANCED INC FINL March J JFT March J JFT March K KEG ROYALTIES INCOME FUND March K Q107 KINGSWAY LINKED RETURN OF March L T105 LOW VOLATILITY CANADIAN March L E107 LEGG MASON BW INVT GRADE March L V100 LOW VOLATILITY U S EQUITY March L LIMITED DURATION INVT GRADE March L LIMITED DURATION INVT GRADE March L LIMITED DURATION INVT GRADE March M D106 MANULIFE U S REGIONAL BANK March M D205 MANULIFE U S REGL BK TR March M P108 MARRET MULTI STRATEGY March M P116 MARRET MULTI STRATEGY March M B204 MOSAIC CAPITAL CORPORATION March M R108 MONEDA LATAM CORPORATE BOND March M V109 MONEDA LATAM FIXED INCOME March M V117 MONEDA LATAM FIXED INCOME March M E100 MORGUARD NORTH AMERICAN March M MIDDLEFIELD CAN GLOBAL REIT March M P101 MILESTONE APARTMENTS REAL March M R109 MELCOR REAL ESTATE INVT TR March M C108 MANULIFE FLOATING RATE SR March M C116 MANULIFE FLOATING RATE SR March M MAPLEWOOD INTL REAL ESTATE March M N109 MACQUARIE GLOBAL March M MORGUARD REAL ESTATE INVT March M Q108 MINT INCOME FUND March M MARRET HIGH YIELD March M MARRET INVESTMENT GRADE March M L102 MACQUARIE EMERGING MARKETS March N NORTHERN PROPERTY REAL March

9 N P105 NORTHERN PROPERTY REIT March N T106 NORTHWEST INTERNATIONAL March N NORTH AMERICAN REIT INCOME March N U104 NORTH AMERICAN PREFERRED March N Y108 NOBEL REAL ESTATE March N D102 NDX GROWTH & INCOME FUND March N D110 NDX March N Y116 NOBEL REAL ESTATE March N NORANDA INCOME FUND March N P109 NORTH AMERICAN FINANCIALS March N P208 NORTH AMERICAN FINANCIALS March N NORTHWEST HEALTHCARE March N NORTH AMERICAN ADVANTAGED March P F103 PLAZA RETAIL REIT March P T101 PIMCO GLOBAL INCOME March P R104 PINEBRIDGE INVT GRADE PFD March P H107 POWERSHARES 1-5 YR LADDERED March P F100 POWERSHARES ULTRA LIQUID March P E103 POWERSHARES QQQ March P D105 POWERSHARES FUNDAMENTAL March P Y108 O'LEARY CANADIAN DIV INCOME March P L107 POWERSHARES FTSE RAFI CDN March P K109 POWERSHARES FTSE RAFI US March P M105 POWERSHARES SENIOR LOAN March P T100 POWERSHARES S&P/TSX March P V105 POWERSHARES S&P/TSX March P P108 POWERSHARES S&P 500 March P R104 POWERSHARES TACTICAL BD ETF March P J103 POWERSHARES CANADIAN March P G109 POWERSHARES CANADIAN March P N103 POWERSHARES S&P 500 LOW March P B118 PARTNERS REAL ESTATE March P PRO REAL ESTATE INVESTMENT March P R114 PICTON MAHONEY TACTICAL March P R106 PICTON MAHONEY TACTICAL March P A108 PURPOSE HIGH INTEREST March P Q107 POWERSHARES March P T101 POWERSHARES March P K100 POWERSHARES 1-3 YR LADDERED March P C207 POWERSHARES LADDERRITE U S March P C108 POWERSHARES LADDERRITE U S March P T102 PATHFINDER INCOME FUND March P K106 PURPOSE US DIVIDEND ETF FD March P K205 PURPOSE US DIVIDEND FD ETF March P R107 OIL SANDS SECTOR FUND March P PRECIOUS METALS & MINING TR March P T108 PURE INDUSTRIAL REAL ESTATE March P F102 PREFERRED SHARE INVESTMENT March P PRECIOUS METALS BULLION March P D106 OCP CREDIT STRATEGY FUND March P R106 PATHFINDER CONV DEB FUND March P F105 PREMIER CANADIAN INCOME FD March P L108 UTS OCP SENIOR CREDIT FUND March P T105 PARALLEL ENERGY TRUST March P D107 O'LEARY US STRATEGIC YIELD March P D206 O'LEARY US STRATEGIC YIELD March R R208 RBC QUANT EAFE DIVID March R R109 RBC QUANT EAFE DIVID March R L202 RBC QUANT U S DIVID LEADERS March R L103 RBC QUANT U.S. DIVIDEND March R H102 RBC QUANT CANADIAN DIVIDEND March R K103 RBC 1-5 YR LADDERED March R A106 RBC TARGET 2014 CORP BD March R C102 RBC TARGET 2015 CORP BD March R D100 RBC TARGET 2016 CORP BD March

10 R E108 RBC TARGET 2017 CORPORATE March R F105 RBC TARGET 2018 CORPORATE March R G103 RBC TARGET 2019 CORP BD March R H101 RBC TARGET 2020 CORP BD March R RIOCAN REAL ESTATE March R K104 RBC TARGET 2021 CORPORATE March R RAVEN ROCK STRATEGIC INCOME March R R108 ROI CDN HIGH INCOME MTG FD March R V109 ROI CDN MTG INCOME FD March R S106 ROI CDN REAL ESTATE FD March R RANGE ROYALTY TRUST March R V109 RBC QUANT March R R108 RBC QUANT March R B102 RBC QUANT March R A104 RBC QUANT March R U101 RBC QUANT March R V208 RBC QUANT March R RAVENSOURCE FUND March R RETROCOM REAL ESTATE March R RICHARDS PACKAGING INCOME March R W107 RIDGEWOOD CDN INVESTMENT March R RIOCAN REAL ESTATE INVT TR March R R100 REIT INDEXPLUS INCOME March R RIOCAN REAL ESTATE March S SLATE RETAIL REIT March S SLATE RETAIL REIT March S R102 SPROTT STRATEGIC FIXED March S B104 STRATEGIC INCOME ALLOCATION March S A203 SYMPHONY FLOATING RATE SR March S A104 SYMPHONY FLOATING RATE SR March S P107 SLATE U S OPPORTUNITY March S P115 SLATE U S OPPORTUNITY March S P123 SLATE U S OPPORTUNITY March S SUMMIT INDL INCOME REIT March S V108 SENIOR SECURED FLOATING March S V207 SENIOR SECURED FLOATING March S Q105 SLATE U.S. OPPORTUNITY March S Q204 SLATE U.S. OPPORTUNITY March S Q303 SLATE U.S. OPPORTUNITY March S T107 SCITI TRUST March S Y109 SKYLON GROWTH & INCOME TST March S T100 SKYLON ALL ASSET TRUST March S SIR ROYALTY INCOME FUND March S Y106 SCITI ROCS TRUST UNITS March S V102 SUNSTONE OPPORTUNITY (2006) March S AA9 STONE INVESTMENT GROUP LTD March S G104 SUNSTONE OPPORTUNITY (2007) March S B104 SUNSTONE OPPORTUNITY 2008 March S C102 SUNSTONE U.S. OPPORTUNITY March S A105 SUNSTONE U.S. OPPORTUNITY March S B103 SUNSTONE U.S. OPPORTUNITY March T P105 TAYLOR NORTH AMERICAN March T H100 TOP 20 DIVIDEND TRUST March T G102 TOP 20 US DIVIDEND TRUST March T G201 TOP 20 US DIVIDEND TRUST March T TECH LEADERS INCOME FD March T K103 TOP 20 EUROPE DIVIDEND March T X136 TRUE NORTH APT REAL ESTATE March T Y209 TRUE NORTH COMMERCIAL REAL March T TRIAX DIVERSIFIED March T A105 TOP 10 CANADIAN FINANCIAL March T TOP 10 SPLIT TRUST March T W109 TIMBERCREEK GLOBAL REAL March T W117 TIMBERCREEK GLOBAL REAL March U D105 US HOUSING RECOVERY FUND March

11 U D113 US HOUSING RECOVERY FUND March U G108 US AGENCY MTG BACKED March U UTILITY SPLIT TRUST March V E101 VANGUARD CDN AGGREGATE BD March V G106 VANGUARD CDN SHORT TERM BD March V X109 VANGUARD FTSE EMERGING MKTS March V W101 VANGUARD FTSE DEVELOPED EX March V Q104 VANGUARD FTSE CDN HIGH March V B107 VANGUARD FTSE CDN CAPPED March V A106 VANGUARD S&P 500 INDEX ETF March V Y105 VANGUARD S&P 500 INDEX ETF March V N101 VANGUARD CDN SHORT TERM COR March V P104 VANGUARD FTSE CDA ALL CAP March V V103 VANGUARD FTSE DEVELOPED EX March V E108 VANGUARD U.S. DIVIDEND March V F105 VANGUARD U S DIVID March V D100 VANGUARD U S TOTAL MARKET March V U105 VANGUARD FTSE CDA INDEX ETF March V B104 VANGUARD U S TOTAL MKT March V Y108 VANGUARD FTSE ALL-WORLD March V U106 VANGUARD FTSE DEVELOPED March V L106 VANGUARD FTSE DEVELOPED March V G103 VANGUARD U S AGGREGATE BD March V H101 VANGUARD GLOBAL EX U S March W G109 WPT INDUSTRIAL REAL ESTATE March Y X106 YIELDPLUS INCOME FUND March Y E108 YIELD ADVANTAGE INCOME March Y M109 YIELD ADVANTAGED CONV DEB March