Law Society disciplines lawyers
|
|
- Valentine Edwin Park
- 8 years ago
- Views:
Transcription
1 Law Society disciplines lawyers TORONTO, July 18 /CNW/ - In keeping with the Law Society of Upper Canada's mandate to govern Ontario's legal profession in the public interest, the Law Society disciplined the following lawyers. The notation following a lawyer's name indicates year of call to the bar and his/her age. Orders for which a member receives an admonition are not published. A hearing panel, which usually includes two lawyers and a layperson, is responsible for determining the appropriate disposition of the matter. A detailed listing of the particulars in each case can be found on the Law Society's web site at A link to discipline decisions can be found under "Hot Topics" on the left side of the screen. Jeffery Howard Burns (1973, 51) of the City of Miami, Florida was found guilty of conduct unbecoming for: On October 6, 2000, before the United States District Court, Southern District of Florida, he pleaded guilty to and was convicted of the following criminal charge: - that he, on or about August 25, 1998, through February 16, 1999, at Fort Lauderdale, Broward County, in the Southern District of Florida, and elsewhere, did knowingly and wilfully combine, conspire and confederate and agree with each other and with others unknown to the Grand Jury to commit an offence against the United States, that is, to knowingly and wilfully conduct financial transactions affecting interstate and foreign commerce which involved funds and monetary instruments represented by a law enforcement officer to be the proceeds of a specified unlawful activity, that is, the receiving, concealment, buying, selling and otherwise dealing in narcotic and dangerous drugs punishable under the laws of the United States, believing that the transactions were designed in whole and in part to conceal the nature, location, source, ownership and control of the represented proceeds of said specified unlawful activity, in violation of Title 18, United States Code, Section 1956(a)(3)(B); all in violation of Title 18, United States Code, Section 1956(h). Hearing panel ordered that: - the member's rights and privileges are suspended for a period of 24
2 months commencing March 15, Charles David Cotterall (1989, 50) of the Country of Mexico was found guilty of professional misconduct for failing to maintain sufficient balances in his trust accounts to meet all his obligations to clients; failing to maintain adequate books and records with respect to his practice; failing to fulfil undertakings; failing to serve clients in a conscientious, diligent and efficient manner; failing to fully account to his clients for monies received in trust; failing to fulfil a financial obligation in connection with his law practice; and acting in a conflict of interest. Hearing panel ordered that: - the member be suspended for a period of six months, such suspension to commence at the conclusion of his administrative suspension, and to continue indefinitely until the member has completed the following to the satisfaction of the Secretary of the Law Society: i. produced his updated books and records, in full, for the fiscal years of 1996, 1997, and 1998; ii. corrected the trust shortages as reflected in his trust account as at July 31, 1997; iii. provided corrected accounts to the investors' group in relation to the statement of account dated May 10, 1995 in the amount of $4,322.62, the statement of account dated July 26, 1995 in the amount of $2,873.30, and the statement of account dated November 1, 1995 in the amount of $220.42; iv. provided a revised and detailed account in respect of the statement of account dated November 3, 1997 in the amount of $15,210.00; and v. provided an accounting to the investors' group for the balance of $4, in retainer fees or, in the alternative, return the $4, to the investors' group; - if the member resumes the private practice of law in Ontario, he is restricted for the first two years to practising as an employee or, alternatively, if he wishes to practise as a sole practitioner, it will be in conjunction with his cooperation in the Practice Review Program as specified in paragraph 4 below; - if the member chooses the employment option, the member must confirm his employment plans to the Law Society, and give notice of the Order made in respect of these proceedings to his
3 employer. The member must also confirm any change in his employment plans by providing the Society with 30 days notice, such notice to include the name and contact numbers of the prospective new employer. Any employer the member proposes must be acceptable to the Secretary of the Law Society and, the member must obtain the approval of the Secretary prior to commencing his employment; - if the member chooses the sole practitioner option, he will cooperate in the review of his practice, at his own expense, pursuant to section 42 of the Law Society Act, and that he will implement any recommendations made by the Practice Review Program, or by the Secretary of the Law Society in addition to the usual requirements of Practice Review, the member shall cooperate in the monitoring of his practice which will include a random review of his selected files, books and records every three months; - if the member chooses the sole practitioner option, the member will agree to being audited by the spot audit department within the first twelve months of his practice; - if the member chooses the sole practitioner option, the member will provide monthly trust comparisons to the Law Society for the two year period following resumption of practice, all trust comparisons having been approved by a certified general accountant; - regardless of whether the member chooses the sole practitioner or employee option, he will be required to enrol in the Bar Admission Course on Professional Responsibility and successfully pass the exam within the first year of returning to practice and he will be required to complete one of the following within the first year of returning to practice: i. enrol in a second Bar Admission Course of the member's choosing and successfully pass the exam; or ii. enrol in and complete the Start Up Workshop offered by the Professional Development and Competence Department of the Law Society; or iii. enrol in and successfully complete another course or workshop acceptable to the Secretary of the Law Society
4 which deals with accounting practices, practice management, time management or stress management; - the member shall pay the costs of the Law Society in the amount of $6, at the conclusion of his discipline suspension. Bruce Hamilton Crozier (1988, 47), of the City of Lachine, Quebec was found guilty of professional misconduct for failing to serve clients in a conscientious, diligent and efficient manner; failing to provide a statement of account; and misleading his clients. Hearing panel ordered that: - the member be given permission to resign his membership in the Law Society within 45 days, failing which, that he be disbarred. Helena Maria Fernandez (1991, 39) of the City of Toronto was found guilty of professional misconduct for failing to deliver a client file to a client's new lawyer; failing to deliver an accounting to her client for monies paid to her; and failing to respond to a Law Society investigation. Hearing panel ordered that: - the member's rights and privileges are suspended, commencing on the date the member applies to change her status from inactive to active, for a definite period of three months and thereafter indefinitely until the member, to the satisfaction of the Secretary or acting Secretary, i. properly accounts to RM for the $6,000 RM provided to the member for the matrimonial work RM retained the member to do; and ii. produces to RM his client file, or, if the member is unable to produce the client file, explains to the Law Society why the client file is missing; - the member shall pay to the Law Society, by no later than the end of the third year that the member has been back in the active practice of law, for the Lawyers Fund for Client Compensation, the amount of any grant made from the Fund to RM as a result of the member's misconduct as found by the Law Society Hearing Panel in this Application; - if no grant is made from the Lawyers Fund for Client Compensation to RM as a result of the member's misconduct as found by the Law Society Hearing Panel in this Application, the member shall refund to RM the
5 funds received from RM for which the member cannot properly account to RM as fees allowed to the member on an assessment for work done by the member for RM. Leroy Valentine Matthew (1983, 58) of St. Kitts, West Indies, was found guilty of professional misconduct for borrowing funds from a client; failing to respond to the Law Society regarding a complaint made against him; failing to disclose to the Law Society that he had borrowed money from a client in his annual filings; failing to serve clients in a conscientious, diligent and efficient manner; failing to respond to the Law Society in a timely and responsive fashion regarding a complaint; failing to co-operate with a Law Society investigation by failing to produce the complete books and records of his practice and client files; failing to maintain sufficient trust monies on deposit in his trust account to meet all of his trust obligations thereby resulting in a trust fund shortage; failing to maintain adequate books and records of his law practice; and ceasing the practice of law without making adequate arrangements for the protection of his clients and without properly advising the Law Society of Upper Canada. Hearing Panel ordered that: - the member be and he is hereby granted permission to resign his membership in the Law Society of Upper Canada within 30 days, failing which he is disbarred. John Louis Rossi (1978, 50) of the City of Windsor was found guilty of professional misconduct for practising while he was subject to an administrative suspension. Hearing Panel ordered that: - the member be suspended for a period of six months, commencing on June 3, 2002 and concluding on December 3, 2002; - the member pay $500 in costs to the Law Society within 60 days of the date of this Order. For further information: please contact: Sean O'Connor, (416) , soconnor@lsuc.on.ca
Law Society disciplines lawyers
Law Society disciplines lawyers TORONTO, Oct. 30 /CNW/ - In keeping with the Law Society of Upper Canada's mandate to govern Ontario's legal profession in the public interest, the Law Society disciplined
More informationJohn Andriano (1983, 43) of Vaughan was found guilty of conduct unbecoming a barrister and solicitor by:
November 24, 2000 Law Society disciplines lawyers In keeping with the Law Society of Upper Canada's mandate to govern Ontario's legal profession in the public interest, the Law Society recently disciplined
More informationIN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO.1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA
Notice of Hearing File No. 200825 IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO.1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA Re: Jeffrey Mark Levy NOTICE OF
More informationHOUSTON LAWYER REFERRAL SERVICE, INC. RULES OF MEMBERSHIP
HOUSTON LAWYER REFERRAL SERVICE, INC. RULES OF MEMBERSHIP The Houston Lawyer Referral Service, Inc. (HLRS) is a non-profit corporation sponsored by the Houston Bar Association, Houston Young Lawyers Association,
More informationAttorneys convicted of crimes.
Rule 214. Attorneys convicted of crimes. (a) An attorney convicted of a [serious] crime shall report the fact of such conviction within 20 days to the [Secretary of the Board] Office of Disciplinary Counsel.
More informationHOUSTON LAWYER REFERRAL SERVICE, INC. APPLICATION FOR MEMBERSHIP
HOUSTON LAWYER REFERRAL SERVICE, INC. APPLICATION FOR MEMBERSHIP The Houston Lawyer Referral Service, Inc. (HLRS) is a non-profit corporation sponsored by the Houston Bar Association, Houston Young Lawyers
More informationIN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA
Notice of Hearing File No. 201012 IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA Re: Piotr (Peter) Lipski NOTICE
More informationRULES FOR LAWYER DISCIPLINARY ENFORCEMENT OF THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF LOUISIANA
RULES FOR LAWYER DISCIPLINARY ENFORCEMENT OF THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF LOUISIANA December 1, 2015 UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF LOUISIANA RULES
More informationReprimand; Costs of $10,000.00; Member to provide a written undertaking to the Society:
Discipline Case Digest Index Law Society Home Page Case 99-05 JERRY GEORGE ROSS Winnipeg, Manitoba Called to the Bar June 26, 1973 Particulars of Charges Professional Misconduct (25 counts) Failure to
More informationMISSOURI S LAWYER DISCIPLINE SYSTEM
MISSOURI S LAWYER DISCIPLINE SYSTEM Discipline System Clients have a right to expect a high level of professional service from their lawyer. In Missouri, lawyers follow a code of ethics known as the Rules
More informationUNITED STATES DISTRICT COURT MIDDLE DISTRICT OF FLORIDA TAMPA DIVISION. v. CASE NO. 8:15-CR-244-T-23AEP PLEA AGREEMENT
Case 8:15-cr-00244-SDM-AEP Document 3 Filed 07/08/15 Page 1 of 15 PageID 6 UNITED STATES DISTRICT COURT MIDDLE DISTRICT OF FLORIDA TAMPA DIVISION UNITED STATES OF AMERICA v. CASE NO. 8:15-CR-244-T-23AEP
More informationI hereby apply for membership in the Lawyer Referral Service (LRS) of the Palm Beach County Bar Association and submit the following information:
ATTORNEY APPLICATION LAWYER REFERRAL SERVICE OF THE PALM BEACH COUNTY BAR ASSOCIATION 1507 Belvedere Road West Palm Beach, FL 33406 (561) 687-3266; FAX (561) 687-9007 I hereby apply for membership in the
More informationPART IV GEORGIA RULES OF PROFESSIONAL CONDUCT
SUPREME COURT OF GEORGIA Atlanta March 21, 2014 The Honorable Supreme Court met pursuant to adjournment. The following order was passed: The Court having considered the 2012-2 First Amended Motion to Amend
More informationUNOFFICIAL COPY OF SENATE BILL 660. ENROLLED BILL -- Finance/Economic Matters -- Read and Examined by Proofreaders:
I1 UNOFFICIAL COPY OF SENATE BILL 660 ENROLLED BILL -- Finance/Economic Matters -- (5lr2457) Introduced by Senator Astle Senators Astle and Exum Read and Examined by Proofreaders: Proofreader. Proofreader.
More informationInquiry Concerning A Florida Lawyer
Inquiry Concerning A Florida Lawyer This pamphlet provides general information relating to the purpose and procedures of the Florida lawyer discipline system. It should be read carefully and completely
More informationGUIDELINES FOR THE ADMINISTRATION OF INSURANCE AGENTS - 2010
GUIDELINES FOR THE ADMINISTRATION OF INSURANCE AGENTS - 2010 PART I - PRELIMINARY Purpose and Authorisation 1. These Guidelines are intended to provide the framework and procedure for the licencing and
More informationESTATE PLANNING AND PROBATE LAW SPECIALIZATION ADVISORY BOARD STANDARDS AND PROCEDURES FOR CERTIFICATION, RECERTIFICATION, AND DECERTIFICATION
ESTATE PLANNING AND PROBATE LAW SPECIALIZATION ADVISORY BOARD STANDARDS AND PROCEDURES FOR CERTIFICATION, RECERTIFICATION, AND DECERTIFICATION By virtue of the authority vested in the Estate Planning and
More informationArkansas State Board of Public Accountancy
APPENDIX ONE PHYSICAL ADDRESS The principle office and official address of the Board is as follows: Arkansas State Board of Public Accountancy, 101 East Capitol Avenue, Suite 450, Little Rock, AR 72201.
More informationAmerican Board of Professional Liability Attorneys *ABA Accredited Organization
MEDICAL PROFESSIONAL LIABILITY Applicant s Firm _ Street_ City _ State _ Zip _ Business Phone _ Fax E-Mail Address _ State of Principle Practice _ Other states where you practice _ Attorney Registration
More informationSEATTLE INTELLECTUAL PROPERTY AMERICAN INN OF COURT ETHICS MAY 21, 2015
SEATTLE INTELLECTUAL PROPERTY AMERICAN INN OF COURT ETHICS MAY 21, 2015 INTRODUCTION JONATHAN MCFARLAND 2 IN RE REINES - CASE OVERVIEW CHRISTIE MATTHAEI 3 APPLICABLE RULES THERESA WANG 4 APPLICABLE FEDERAL
More informationVictorian Bar Incorporated Clerks' (Audit and Trust Money) Practice Rules
Victorian Bar Incorporated Clerks' (Audit and Trust Money) Practice Rules 28 November 2003 Contents 1. PRELIMINARY 3 2. APPROVED CLERKS 5 3. ESTABLISHMENT OF TRUST ACCOUNT 6 4. DEPOSIT OF TRUST MONEY WITH
More informationPLEASE NOTE. For more information concerning the history of this Act, please see the Table of Public Acts.
PLEASE NOTE This document, prepared by the Legislative Counsel Office, is an office consolidation of this Act, current to May 19, 2010. It is intended for information and reference purposes only. This
More informationIN THE SUPREME COURT OF FLORIDA (Before a Referee)
IN THE SUPREME COURT OF FLORIDA (Before a Referee) THE FLORIDA BAR, CASE NO. Complainant, TFB NO. 2010-10,403(20A) v. 2010-10,970(20A) 2010-11,165(20A) MATTHEW KIMBALL MCDOWELL, Respondent. COMPLAINT THE
More informationA BRIEF DESCRIPTION OF MICHIGAN S ATTORNEY DISCIPLINE SYSTEM
A BRIEF DESCRIPTION OF MICHIGAN S ATTORNEY DISCIPLINE SYSTEM HISTORY Michigan s system for attorney discipline has existed in its current form since 1978. With the creation of the State Bar of Michigan
More information017 Fit and proper person policy statement v1.0
017 Fit and proper person policy statement v1.0 Purpose 1. The purpose of this policy statement is to provide the Board s interpretation of the term fit and proper person in Part 2.4 of the Legal Profession
More informationLRS The Lawyer Referral
LRS The Lawyer Referral Service Membership Standards and Rules Authorized to use ABA logo and slogan since June 2005. Use of the ABA Lawyer Referral and Information Service logo indicates that this lawyer
More informationCALIFORNIA FALSE CLAIMS ACT GOVERNMENT CODE SECTION 12650-12656
CALIFORNIA FALSE CLAIMS ACT GOVERNMENT CODE SECTION 12650-12656 12650. (a) This article shall be known and may be cited as the False Claims Act. (b) For purposes of this article: (1) "Claim" includes any
More informationCONSENT ORDER PURSUANT TO BANKING LAW 44-a. The New York State Department offinancial Services ("the Department") and Credit
NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES CONSENT ORDER PURSUANT TO BANKING LAW 44-a The New York State Department offinancial Services ("the Department") and Credit Suisse stipulate that: WHEREAS
More informationMERCER COUNTY BAR ASSOCIATION XTREME CLE. 2.0 NJ CLE Credits. Charles Centinaro, Esq., Director of Attorney Ethics
MERCER COUNTY BAR ASSOCIATION XTREME CLE COURSE TITLE: LOCATION: Ethics with Charles Centinaro 2.0 NJ CLE Credits The Conference Center at MCCC DATE: Wednesday, October 29, 2014 TIME: SPEAKERS: 8:00 am
More informationBANKRUPTCY AND DEBTOR-CREDITOR LAW SPECIALIZATION ADVISORY BOARD STANDARDS AND PROCEDURES FOR CERTIFICATION, RECERTIFICATION AND DECERTIFICATION
BANKRUPTCY AND DEBTOR-CREDITOR LAW SPECIALIZATION ADVISORY BOARD STANDARDS AND PROCEDURES FOR CERTIFICATION, RECERTIFICATION AND DECERTIFICATION By virtue of the authority vested in the Bankruptcy and
More informationFREQUENTLY ASKED QUESTIONS MOBILITY
FREQUENTLY ASKED QUESTIONS MOBILITY These FAQs are intended to provide you with an overview to the provisions respecting mobility. The questions and answers are intended as a guide, only. Lawyers seeking
More informationWHEREAS, this Circuit has recognized that the creation of specialized diversion programs
IN THE CIRCUIT COURT OF THE SEVENTEENTH JUDICIAL CIRCUIT, IN AND FOR BROWARD COUNTY, FLORIDA ADMINISTRATIVE ORDER NO.: VI-07-N-1 IN RE: ORDER CONCERNING CREATION OF THE MISDEMEANOR DIVERSION PROGRAM FOR
More informationThis summary of the Discipline Committee s Decision and Reason for Decision is published pursuant to the Discipline Committee s penalty order.
Discipline Decision Summary This summary of the Discipline Committee s Decision and Reason for Decision is published pursuant to the Discipline Committee s penalty order. By publishing this summary, the
More informationSTATE OF NEW JERSEY BUREAU OF SECURITIES P.O. Box 47029 153 Halsey St.. 6t1 Floor Newark, New Jersey 071 01 (973) 504-3600 IN THE MATTER OF:
STATE OF NEW JERSEY BUREAU OF SECURITIES P.O. Box 47029 153 Halsey St.. 6t1 Floor Newark, New Jersey 071 01 (973) 504-3600 IN THE MATTER OF: RONALD CHARLES HEIDEL, FRANK RICHARD HENDRICKS, MICHAEL JOSEPH
More informationDESCRIPTION AND RULES OF OPERATION
DESCRIPTION AND RULES OF OPERATION 1. History and Purpose The Lawyer Referral Service of Central Texas ( Service ) is organized and operates to provide a public service by which any person may readily
More informationDental Technicians Act
Dental Technicians Act CHAPTER 126 OF THE REVISED STATUTES, 1989 as amended by 2012, c. 48, s. 29 2013 Her Majesty the Queen in right of the Province of Nova Scotia Published by Authority of the Speaker
More informationKINGDOM OF SAUDI ARABIA. Capital Market Authority CREDIT RATING AGENCIES REGULATIONS
KINGDOM OF SAUDI ARABIA Capital Market Authority CREDIT RATING AGENCIES REGULATIONS English Translation of the Official Arabic Text Issued by the Board of the Capital Market Authority Pursuant to its Resolution
More informationUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No. 73206 / September 24, 2014 INVESTMENT ADVISERS ACT OF 1940 Release No. 3933 / September
More informationStandards and Requirements for Specialist Certification and Recertification
Standards and Requirements for Specialist Certification and Recertification The following are Standards and Requirements for Certification and Recertification of lawyers as Criminal Law Specialists. The
More informationPLACER COUNTY INDIGENT CRIMINAL DEFENSE ASSIGNED COUNSEL AND OTHER EXPERTS PROGRAM
PLACER COUNTY INDIGENT CRIMINAL DEFENSE ASSIGNED COUNSEL AND OTHER EXPERTS PROGRAM POLICIES & PROCEDURES FOR ASSIGNED COUNSEL (Revised September 14, 2015) Table of Contents 1.0 Background:... 2 2.0 Application
More informationWest s Annotated MISSISSIPPI CODE
West s Annotated MISSISSIPPI CODE Using the Classification and Numbering System of the Mississippi Code of 1972 Title 73 Professions and Vocations 2002 Cumulative Annual Pocket Part Chapter 60 HOME INSPECTORS
More informationSecurities Exchange Certificate Transaction Law (2013, Pyidaungsu Hluttaw Law No. 20) The 9 th Waning of Waso 1375. M.E (30 th July 2013)
Securities Exchange Certificate Transaction Law (2013, Pyidaungsu Hluttaw Law No. 20) The 9 th Waning of Waso 1375. M.E (30 th July 2013) The Pyidaungsu Hluttaw hereby enacts this Law. Chapter 1 Title
More informationSUPERIOR COURT OF CALIFORNIA COUNTY OF ORANGE CIVIL MEDIATION PROGRAM GUIDELINES
SUPERIOR COURT OF CALIFORNIA COUNTY OF ORANGE CIVIL MEDIATION PROGRAM GUIDELINES 1. Description. The Superior Court of California, County of Orange (Court), offers a voluntary civil mediation program for
More informationPRESENTATION ON THE CHARTERED ACCOUNTANTS ACT, 1963 (ACT 170)
PRESENTATION ON THE CHARTERED ACCOUNTANTS ACT, 1963 (ACT 170) Purpose of Act 170 The purpose of Act 170 is to establish an Institute of Chartered Accountants and to make provision for the conduct of examinations
More informationKINGDOM OF SAUDI ARABIA. Capital Market Authority CREDIT RATING AGENCIES REGULATIONS
KINGDOM OF SAUDI ARABIA Capital Market Authority CREDIT RATING AGENCIES REGULATIONS English Translation of the Official Arabic Text Issued by the Board of the Capital Market Authority Pursuant to its Resolution
More informationAppraisal Management Company (AMC)
REAL ESTATE APPRAISER LICENSING AND CERTIFICATION BOARD Appraisal Management Company (AMC) Application Packet July 30, 2013 APPLICATION FOR REGISTRATION OF AN APPRAISAL MANAGEMENT COMPANY INSTRUCTIONS
More informationINVESTMENT DEALERS ASSOCIATION OF CANADA
INVESTMENT DEALERS ASSOCIATION OF CANADA IN THE MATTER OF: THE BY-LAWS OF THE INVESTMENT DEALERS ASSOCIATION OF CANADA AND LARRY TOBIN NOTICE OF HEARING TAKE NOTICE that pursuant to Part 10 of By-law 20
More informationAn act to amend Section 11836 of the Health and Safety Code, and to amend Section 23103.5 of the Vehicle Code, relating to vehicles.
BILL NUMBER: AB 2802 CHAPTERED BILL TEXT CHAPTER 103 FILED WITH SECRETARY OF STATE JULY 10, 2008 APPROVED BY GOVERNOR JULY 10, 2008 PASSED THE SENATE JUNE 26, 2008 PASSED THE ASSEMBLY MAY 1, 2008 INTRODUCED
More informationGuidelines on Fit and Proper Criteria for Insurance Undertakings
Guidelines on Fit and Proper Criteria for Insurance Undertakings CHAPTER 1 - PRELIMINARY Introduction and citation 1. (a) These Guidelines on Fit and Proper Criteria for Insurance Undertakings ( Guidelines
More informationSENATE BILL 1099 AN ACT
Senate Engrossed State of Arizona Senate Forty-third Legislature First Regular Session SENATE BILL AN ACT amending sections -, -.0, -, -, -, -, -, -, -, - and -, Arizona revised statutes; repealing section
More informationRegistration and Use of Title
JUNE 2014 Registration and Use of Title P R O F E S S I O N A L P R A C T I C E G U I D E L I N E COLLEGE OF RESPIRATORy ThERAPISTS OF ONTARIO Professional Practice Guideline College of Respiratory Therapists
More information12 LC 33 4683S. The House Committee on Health and Human Services offers the following substitute to HB 972: A BILL TO BE ENTITLED AN ACT
The House Committee on Health and Human Services offers the following substitute to HB 972: A BILL TO BE ENTITLED AN ACT 1 2 3 4 5 6 7 8 9 10 11 12 13 To amend Chapter 34 of Title 43 of the Official Code
More informationFILED November 9, 2007
IN THE SUPREME COURT OF APPEALS OF WEST VIRGINIA September 2007 Term No. 33067 LAWYER DISCIPLINARY BOARD, Petitioner FILED November 9, 2007 released at 10:00 a.m. RORY L. PERRY II, CLERK SUPREME COURT
More informationMandatory Reporting A process
Mandatory Reporting A process guide for employers, facility operators and nurses Table of Contents Introduction.... 3 What is the purpose of mandatory reporting?... 3 What does the College do when it receives
More informationIN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA
Notice of Hearing File No. 201259 IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA Re: Ricardo John Cavalli NOTICE
More informationOPINION AND ORDER REINSTATING TIMOTHY PAUL McCAFFREY S LICENSE TO PRACTICE LAW
SUPREME COURT, STATE OF COLORAD0 CASE NO.: 99PDJ108 ORIGINAL PROCEEDING BEFORE THE PRESIDING DISCIPLINARY JUDGE OPINION AND ORDER REINSTATING TIMOTHY PAUL McCAFFREY S LICENSE TO PRACTICE LAW TIMOTHY PAUL
More informationLawyers Law, 2007, available at http://www.npc.gov.cn/englishnpc/law/2009-02/20/content_1471604.htm
Law of the People s Republic of China on Lawyers Order of the President of the People s Republic of China No. 76 The Law of the People s Republic of China on Lawyers, revised and adopted at the 30th Meeting
More informationSecurities Whistleblower Incentives and Protection
Securities Whistleblower Incentives and Protection 15 USC 78u-6 (As added by P.L. 111-203.) 15 USC 78u-6 78u-6. Securities whistleblower incentives and protection (a) Definitions. In this section the following
More informationSelf-reporting is getting complicated: Balancing FINRA's rule 4530 and the SEC's whistleblowing requirements
Self-reporting is getting complicated: Balancing FINRA's rule 4530 and the SEC's whistleblowing requirements Jun 30 2011 K. Susan Grafton recommended FINRA rule 4530 will take effect on July 1, 2011. The
More informationANDRE VINCENT DI CIOCCIO --- MACAULAY J
IN THE SUPREME COURT OF VICTORIA AT MELBOURNE COMMON LAW DIVISION LEGAL SERVICES BOARD (ABN 82 518 945 610) Not Restricted S CI 2010 2289 Plaintiff v ANDRE VINCENT DI CIOCCIO Defendant --- JUDGE: MACAULAY
More informationCOLLEGE OF OCCUPATIONAL THERAPISTS OF ONTARIO
COLLEGE OF OCCUPATIONAL THERAPISTS OF ONTARIO APPLICATION FOR A CERTIFICATE OF AUTHORIZATION FOR A PROFESSIONAL CORPORATION Date of submission of application: / / / date/ month/ year Please check one:
More informationINDEX TO THE REGULATORY BYLAWS OF THE COLLEGE OF PHYSICIANS AND SURGEONS
INDEX TO THE REGULATORY BYLAWS OF THE COLLEGE OF PHYSICIANS AND SURGEONS Bylaw Description Page Number PART I DEFINITIONS 1.1 General 3 PART 2 LICENSURE 2.1 Categories of Membership, Licences and Permits
More informationSYLLABUS. In the Matter of Philip V. Toronto, an Attorney at Law (D-95-96)
SYLLABUS (This syllabus is not part of the opinion of the Court. It has been prepared by the Office of the Clerk for the convenience of the reader. It has been neither reviewed nor approved by the Supreme
More informationUPL ADVISORY OPINION. UPL 05-01 (April 2005) Tax Payer Representative s Requests
UPL ADVISORY OPINION UPL 05-01 (April 2005) Tax Payer Representative s Requests This is an Advisory Opinion regarding Rule 31 of the Rules of Supreme Court of Arizona regarding whether an attorney practicing
More informationALABAMA ELECTRONIC SECURITY BOARD OF LICENSURE ADMINISTRATIVE CODE
ALABAMA ELECTRONIC SECURITY BOARD OF LICENSURE ADMINISTRATIVE CODE 304-X-1-.01 Definitions (1) Administrative Fee: A fee is charged to first time applicants, or those reapplying as first time applicants,
More informationUNITED STATES DISTRICT COURT FOR THE DISTRICT OF MARYLAND
UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MARYLAND ATTORNEY ADMISSION INFORMATION A. FEES Application for Admission.................................. $ 200.00 Application for Renewal....................................
More informationProfessional Misconduct and Code of Professional Ethics Regulation
Professional Misconduct and Code of Professional Ethics Regulation 1. Preamble 1.1 Capitalized terms used in this Regulation (and not otherwise defined herein) shall have the meanings ascribed to such
More informationLIMITED LIABILITY COMPANY AGREEMENT CANTOR EXCHANGE, LLC
LIMITED LIABILITY COMPANY AGREEMENT OF CANTOR EXCHANGE, LLC THE UNDERSIGNED is executing this Limited Liability Company Agreement (this Agreement ) for the purpose of forming a limited liability company
More information~ DJ.jC D N J TH CAROLINA STATE BAR,~\ ~ 09 DHC 5
-tiw~~ "'~ "" NORTH CAROLIN i;;" of. ~ BEFORE THE WAKE COUNTY 1:::::, c! P 201.@IS~'L1NARY HEARING COMMISSION ~ v~ji..s,=-= OF THE ~ DJ.jC D N J TH CAROLINA STATE BAR,~\ ~ 09 DHC 5 >?1/ 11 /?,., l C\ c:,,;/,
More informationINTRODUCTION. At all times relevant to this Indictment, unless. 1. Donald & Co. Securities Inc. ("Donald & Co.") was
EC:TF F. #2004R01040 UNITED STATES DISTRICT COURT EASTERN DISTRICT OF NEW YORK - - - - - - - - - - - - - - - - -X UNITED STATES OF AMERICA I N D I C T M E N T - against - Cr. No. (T. 15, U.S.C., STEVEN
More informationSecurities Businessperson (Stock Broker, Securities Dealer and Market Maker) Regulations, 2064 (2008)
Securities Businessperson (Stock Broker, Securities Dealer and Market Maker) Regulations, 2064 (2008) In exercise of the power conferred by Section 116 of Securities Related Act, 2063 (2007), Securities
More informationAgreement for Professional Emergency Services. professional emergency and related services provided at (hospital name) Hospital be
Agreement for Professional Emergency Services This Agreement, made and effective on (effective date) by and between (name of hospital) Hospital, Inc., located at (address of hospital), (city, state and
More informationUNITED STATES DISTRICT COURT DISTRICT OF MINNESOTA Criminal No.:
UNITED STATES DISTRICT COURT DISTRICT OF MINNESOTA Criminal No.: UNITED STATES OF AMERICA, ) ) Plaintiff, ) DEFERRED PROSECUTION ) AGREEMENT v. ) ) BIXBY ENERGY SYSTEMS, INC., ) ) Defendant. ) The United
More informationIN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA
IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF PENNSYLVANIA UNITED STATES OF AMERICA : CRIMINAL NO. : v. : DATE FILED: : PAUL EUSTACE : VIOLATION: : 7 U.S.C. 6o, 13(a)(2) : (commodities
More informationMUTUAL FUND DEALERS ASSOCIATION OF CANADA INFORMATION REPORTING REQUIREMENTS (POLICY NO. 6)
1. Introduction MUTUAL FUND DEALERS ASSOCIATION OF CANADA INFORMATION REPORTING REQUIREMENTS (POLICY NO. 6) This Policy establishes minimum requirements concerning events that Approved Persons are required
More informationSTATE OF MINNESOTA IN SUPREME COURT. AlS-0567 ORDER. The Director of the Office of Lawyers Professional Responsibility has filed a
STATE OF MINNESOTA IN SUPREME COURT AlS-0567 OFFICE OF APPELLATE COURTS AUG 19 2015 FILED In re Petition for Disciplinary Action against Todd Allen Duckson, a Minnesota Attorney, Registration No. 219125.
More informationCHAPTER 20. FLORIDA REGISTERED PARALEGAL PROGRAM 20-1. PREAMBLE. The purpose of this chapter is to set forth a definition that must be met in order to
1103 1104 1105 1106 1107 1108 1109 1110 1111 1112 1113 1114 1115 1116 1117 1118 1119 1120 1121 1122 1123 1124 1125 1126 1127 CHAPTER 20. FLORIDA REGISTERED PARALEGAL PROGRAM 20-1. PREAMBLE Rule 20-1.1.
More informationAN ACT PROFESSIONS AND OCCUPATIONS
1504 Professions and Occupations Ch. 286 CHAPTER 286 PROFESSIONS AND OCCUPATIONS SENATE BILL 13-151 BY SENATOR(S) Nicholson, Aguilar, Guzman, Newell, Tochtrop, Todd; also REPRESENTATIVE(S) Primavera, Fields,
More informationHow To Pass The Marriamandary Individual Tax Preparers Act
SENATE BILL Q, C, Q lr CF HB By: Senators Conway, Colburn, Della, Garagiola, Lenett, and Pugh Pugh, and Haines Introduced and read first time: February, 00 Assigned to: Rules Re referred to: Education,
More informationYou and Your Lawyer. Public Legal Education and Information Service of New Brunswick
You and Your Lawyer Public Legal Education and Information Service of New Brunswick Public Legal Education and Information Service of New Brunswick (PLEIS-NB) is a non-profit charitable organization. Its
More informationCHAPTER 20. FLORIDA REGISTERED PARALEGAL PROGRAM 20-1. PREAMBLE RULE 20-1.1 PURPOSE
CHAPTER 20. FLORIDA REGISTERED PARALEGAL PROGRAM 20-1. PREAMBLE RULE 20-1.1 PURPOSE The purpose of this chapter is to set forth a definition that must be met in order to use the title paralegal, to establish
More informationApplication for Consumer Finance License
NC Office of the Commissioner of Banks Location: 316 W. Edenton Street, Raleigh, NC 27603 Mail Address: 4309 Mail Service Center, Raleigh, NC 27699-4309 Telephone: 919/733-3016 Fax: 919/733-6918 Internet:
More informationTHE LANDSCAPE INSTITUTE CODE OF STANDARDS OF CONDUCT AND PRACTICE FOR LANDSCAPE PROFESSIONALS
THE LANDSCAPE INSTITUTE CODE OF STANDARDS OF CONDUCT AND PRACTICE FOR LANDSCAPE PROFESSIONALS May 2012 The Landscape Institute Charles Darwin House 12 Roger Street London WC1N 2JU Telephone: 020 7685 2640
More informationThe School Board of Miami-Dade County, Florida Department of Contractor Prequalification Frequently Asked Questions and Answers
The School Board of Miami-Dade County, Florida Department of Contractor Prequalification Frequently Asked Questions and Answers Question 1: How long will the prequalification process take? Answer: The
More information13 LC 33 5035S. The House Committee on Health and Human Services offers the following substitute to HB 178: A BILL TO BE ENTITLED AN ACT
The House Committee on Health and Human Services offers the following substitute to HB 178: A BILL TO BE ENTITLED AN ACT 1 2 3 4 5 6 7 8 9 10 11 To amend Chapter 34 of Title 43 of the Official Code of
More informationUNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION UNITED STATES OF AMERICA ) ) No. v. ) ) Violations: Title 18, United States ) Code, Sections 2, 1341, and 1957 BCI COMMERCIAL
More informationCommodity Futures Trading Commission Commodity Whistleblower Incentives and Protection
Commodity Futures Trading Commission Commodity Whistleblower Incentives and Protection (7 U.S.C. 26) i 26. Commodity whistleblower incentives and protection (a) Definitions. In this section: (1) Covered
More informationNEW YORK CITY FALSE CLAIMS ACT Administrative Code 7-801 through 7-810 *
NEW YORK CITY FALSE CLAIMS ACT Administrative Code 7-801 through 7-810 * 7-801. Short title. This chapter shall be known as the "New York city false claims act." 7-802. Definitions. For purposes of this
More informationMANDATORY REPORTING LAWS & RULES
Janet Napolitano Governor Joey Ridenour Executive Director Arizona State Board of Nursing 4747 North 7th Street, Suite 200 Phoenix AZ 85014-3653 Phone (602) 889-5150 Fax (602) 889-5155 E-Mail: arizona@azbn.org
More informationBEFORE THE SUPREME COURT COMMITTEE ON PROFESSIONAL CONDUCT PANEL A CONSENT FINDINGS & ORDER
BEFORE THE SUPREME COURT COMMITTEE ON PROFESSIONAL CONDUCT PANEL A IN RE: PAUL N. FORD - Respondent Attorney Arkansas Bar ID # 87060 CPC Docket No. 2013-046 CONSENT FINDINGS & ORDER The formal charges
More information2. The Enforcement Department of IIROC has conducted an investigation ( the Investigation ) in the conduct of David Edward Sloan.
INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA IN THE MATTER OF: THE RULES OF THE INVESTMENT INDUSTRY REGULATORY ORGANIZATION OF CANADA (IIROC) AND DAVID EDWARD SLOAN SETTLEMENT AGREEMENT I. INTRODUCTION
More informationAnnotated Code of Maryland
Annotated Code of Maryland Health Occupations Article Title 9 - Nursing Home Administrators Subtitle 1. Definitions; General Provisions. 9 101. Definitions. (a) In this title the following words have the
More informationApplication for Admission to Limited Practice as Attorney Under APR 8(g) Exception for Military Lawyers
Application for Admission to Limited Practice as Attorney Under APR 8(g) Exception for Military Lawyers APPLICATION INSTRUCTIONS: Enclosed please find a copy of Rule 8(g) of the Admission to Practice Rules.
More informationAGREED STATEMENT OF FACTS
Agreed Statement of Facts File No. 201513 IN THE MATTER OF A DISCIPLINARY HEARING PURSUANT TO SECTIONS 20 AND 24 OF BY-LAW NO. 1 OF THE MUTUAL FUND DEALERS ASSOCIATION OF CANADA Re: Grant Monty Manning
More informationChapter 153. Violations and Fines 2013 EDITION. Related Laws Page 571 (2013 Edition)
Chapter 153 2013 EDITION Violations and Fines VIOLATIONS (Generally) 153.005 Definitions 153.008 Violations described 153.012 Violation categories 153.015 Unclassified and specific fine violations 153.018
More informationLEGAL AID ACT ARRANGEMENT OF SECTIONS PART I. Establishment of Legal Aid Council. 1. Legal Aid Council. 2. Membership of the Council, etc.
LEGAL AID ACT ARRANGEMENT OF SECTIONS PART I Establishment of Legal Aid Council 1. Legal Aid Council. 2. Membership of the Council, etc. 3. Director-General of Legal Aid and other staff of the Council.
More informationNebraska Loan Broker Act Chapter 45, Article 1, Section f 45-189 to 45-193
45-189 Loan brokers; legislative findings. The Legislature finds that: Nebraska Loan Broker Act Chapter 45, Article 1, Section f 45-189 to 45-193 (1) Many professional groups are presently licensed or
More informationGeneral District Courts
General District Courts To Understand Your Visit to Court You Should Know: It is the courts wish that you know your rights and duties. We want every person who comes here to receive fair treatment in accordance
More informationSTATE OF FLORIDA OFFICE OF FINANCIAL REGULATION
STATE OF FLORIDA OFFICE OF FINANCIAL REGULATION Registration of Crowdfunding Intermediary Application (Form FL-INT) Pursuant to Section 517.12, Florida Statutes GENERAL INSTRUCTIONS An intermediary of
More informationApplicant any person who is applying or has applied for registration as a Paralegal;
PRACTISING CERTI Paralegal Practising Certificate Rules Citation, Commencement and Interpretation These Rules may be cited as the Paralegal Practising Certificate Rules 2015 and come into force on 20th
More information