ETSI TS V ( )

Transcription

1 TS V ( ) Technical Specification LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception (3GPP TS version Release 11)

2 3GPP TS version Release 11 1 TS V ( ) Reference RTS/TSGR vb80 Keywords LTE 650 Route des Lucioles F Sophia Antipolis Cedex - FRANCE Tel.: Fax: Siret N NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other documents is available at If you find errors in the present document, please send your comment to one of the following services: Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of. The content of the PDF version shall not be modified without the written authorization of. The copyright and the foregoing restriction extend to reproduction in all media. European Telecommunications Standards Institute All rights reserved. DECT TM, PLUGTESTS TM, UMTS TM and the logo are Trade Marks of registered for the benefit of its Members. 3GPP TM and LTE are Trade Marks of registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM and the GSM logo are Trade Marks registered and owned by the GSM Association.

3 3GPP TS version Release 11 2 TS V ( ) Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to. The information pertaining to these essential IPRs, if any, is publicly available for members and non-members, and can be found in SR : "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to in respect of standards", which is available from the Secretariat. Latest updates are available on the Web server ( Pursuant to the IPR Policy, no investigation, including IPR searches, has been carried out by. No guarantee can be given as to the existence of other IPRs not referenced in SR (or the updates on the Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by the 3 rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding deliverables. The cross reference between GSM, UMTS, 3GPP and identities can be found under

4 3GPP TS version Release 11 3 TS V ( ) Contents Intellectual Property Rights... 2 Foreword... 2 Foreword Scope References Definitions, symbols and abbreviations Definitions Symbols Abbreviations General Relationship between minimum requirements and test requirements Applicability of minimum requirements Void A Applicability of minimum requirements (CA, UL-MIMO, edl-mimo) RF requirements in later releases Operating bands and channel arrangement General Void Void Void Operating bands A Operating bands for CA B Operating bands for UL-MIMO Channel bandwidth Channel bandwidths per operating band A Channel bandwidth for CA A.1 Channel bandwidths per operating band for CA B Channel bandwidth for UL-MIMO B.1 Void Channel arrangement Channel spacing A Channel spacing for CA Channel raster A Channel raster for CA Carrier frequency and EARFCN TX RX frequency separation A TX RX frequency separation for CA Transmitter characteristics General Transmit power Void UE maximum output power A UE maximum output power for CA B UE maximum output power for UL-MIMO UE maximum output power for modulation / channel bandwidth A UE Maximum Output power for modulation / channel bandwidth for CA B UE maximum output power for modulation / channel bandwidth for UL-MIMO UE maximum output power with additional requirements A UE maximum output power with additional requirements for CA A.1 A-MPR for CA_NS_01 for CA_1C A.2 A-MPR for CA_NS_02 for CA_1C A.3 A-MPR for CA_NS_03 for CA_1C... 49

5 3GPP TS version Release 11 4 TS V ( ) 6.2.4A.4 A-MPR for CA_NS_ A.5 A-MPR for CA_NS_05 for CA_38C A.6 A-MPR for CA_NS_ B UE maximum output power with additional requirements for UL-MIMO Configured transmitted power A Configured transmitted power for CA B Configured transmitted power for UL-MIMO Output power dynamics (Void) Minimum output power Minimum requirement A UE Minimum output power for CA A.1 Minimum requirement for CA B UE Minimum output power for UL-MIMO B.1 Minimum requirement Transmit OFF power Minimum requirement A UE Transmit OFF power for CA A.1 Minimum requirement for CA B UE Transmit OFF power for UL-MIMO B.1 Minimum requirement ON/OFF time mask General ON/OFF time mask PRACH and SRS time mask PRACH time mask SRS time mask Slot / Sub frame boundary time mask PUCCH / PUSCH / SRS time mask A ON/OFF time mask for CA B ON/OFF time mask for UL-MIMO Power Control Absolute power tolerance Minimum requirements Relative Power tolerance Minimum requirements Aggregate power control tolerance Minimum requirement A Power control for CA A.1 Absolute power tolerance A.1.1 Minimum requirements A.2 Relative power tolerance A.2.1 Minimum requirements A.3 Aggregate power control tolerance A.3.1 Minimum requirements B Power control for UL-MIMO Void Transmit signal quality Frequency error A Frequency error for CA B Frequency error for UL-MIMO Transmit modulation quality Error Vector Magnitude Minimum requirement Carrier leakage Minimum requirements In-band emissions Minimum requirements EVM equalizer spectrum flatness Minimum requirements A Transmit modulation quality for CA A.1 Error Vector Magnitude A.2 Carrier leakage for CA... 71

6 3GPP TS version Release 11 5 TS V ( ) 6.5.2A.2.1 Minimum requirements A.3 In-band emissions A.3.1 Minimum requirement for CA B Transmit modulation quality for UL-MIMO B.1 Error Vector Magnitude B.2 Carrier leakage B.3 In-band emissions B.4 EVM equalizer spectrum flatness for UL-MIMO Output RF spectrum emissions Occupied bandwidth A Occupied bandwidth for CA B Occupied bandwidth for UL-MIMO Out of band emission Spectrum emission mask Minimum requirement A Spectrum emission mask for CA Additional spectrum emission mask Minimum requirement (network signalled value "NS_03", NS_11, and NS_20 ) Minimum requirement (network signalled value "NS_04") Minimum requirement (network signalled value "NS_06" or NS_07 ) A Additional Spectrum Emission Mask for CA A.1 Minimum requirement (network signalled value "CA_NS_04") Adjacent Channel Leakage Ratio Minimum requirement E-UTRA A Void Minimum requirements UTRA A Minimum requirement UTRA for CA A Minimum requirements for CA E-UTRA Void Void A Void B Out of band emission for UL-MIMO Spurious emissions Minimum requirements A Minimum requirements for CA Spurious emission band UE co-existence A Spurious emission band UE co-existence for CA Additional spurious emissions Minimum requirement (network signalled value "NS_05") Minimum requirement (network signalled value NS_07 ) Minimum requirement (network signalled value NS_08 ) Minimum requirement (network signalled value NS_09 ) Minimum requirement (network signalled value NS_12 ) Minimum requirement (network signalled value NS_13 ) Minimum requirement (network signalled value NS_14 ) Minimum requirement (network signalled value NS_15 ) Minimum requirement (network signalled value NS_16 ) Minimum requirement (network signalled value NS_17 ) Minimum requirement (network signalled value NS_18 ) Minimum requirement (network signalled value NS_19 ) A Additional spurious emissions for CA A.1 Minimum requirement for CA_1C (network signalled value "CA_NS_01") A.2 Minimum requirement for CA_1C (network signalled value "CA_NS_02") A.3 Minimum requirement for CA_1C (network signalled value "CA_NS_03") A.4 Minimum requirement for CA_38C (network signalled value "CA_NS_05") A.5 Minimum requirement for CA_7C (network signalled value "CA_NS_06") A Void B Spurious emission for UL-MIMO A Void B Void Transmit intermodulation Minimum requirement... 95

7 3GPP TS version Release 11 6 TS V ( ) 6.7.1A Minimum requirement for CA B Minimum requirement for UL-MIMO Void Void A Void B Time alignment error for UL-MIMO B.1 Minimum Requirements Receiver characteristics General Diversity characteristics Reference sensitivity power level Minimum requirements (QPSK) A Minimum requirements (QPSK) for CA B Minimum requirements (QPSK) for UL-MIMO Void Maximum input level Minimum requirements A Minimum requirements for CA B Minimum requirements for UL-MIMO A Void A.1 Void Adjacent Channel Selectivity (ACS) Minimum requirements A Minimum requirements for CA B Minimum requirements for UL-MIMO Blocking characteristics In-band blocking Minimum requirements A Minimum requirements for CA Out-of-band blocking Minimum requirements A Minimum requirements for CA Narrow band blocking Minimum requirements A Minimum requirements for CA A Void B Blocking characteristics for UL-MIMO Spurious response Minimum requirements A Minimum requirements for CA B Minimum requirements for UL-MIMO Intermodulation characteristics Wide band intermodulation Minimum requirements A Minimum requirements for CA B Minimum requirements for UL-MIMO Void Spurious emissions Minimum requirements Receiver image Void A Minimum requirements for CA Performance requirement General Dual-antenna receiver capability Simultaneous unicast and MBMS operations Dual-antenna receiver capability in idle mode Demodulation of PDSCH (Cell-Specific Reference Symbols) FDD (Fixed Reference Channel) Single-antenna port performance

8 3GPP TS version Release 11 7 TS V ( ) Minimum Requirement Void Void Minimum Requirement 1 PRB allocation in presence of MBSFN Transmit diversity performance Minimum Requirement 2 Tx Antenna Port Minimum Requirement 4 Tx Antenna Port Minimum Requirement 2 Tx Antenna Ports (demodulation subframe overlaps with aggressor cell ABS) A Minimum Requirement 2 Tx Antenna Ports (demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured) Enhanced Performance Requirement Type A - 2 Tx Antenna Ports with TM3 interference model Open-loop spatial multiplexing performance Minimum Requirement 2 Tx Antenna Port A Soft buffer management test Minimum Requirement 4 Tx Antenna Port Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS) Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured) Closed-loop spatial multiplexing performance Minimum Requirement Single-Layer Spatial Multiplexing 2 Tx Antenna Port A Minimum Requirement Single-Layer Spatial Multiplexing 4 Tx Antenna Port B C Enhanced Performance Requirement Type A - Single-Layer Spatial Multiplexing 2 Tx Antenna Port with TM4 interference model Minimum Requirement Single-Layer Spatial Multiplexing 2 Tx Antenna Ports (demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured) Minimum Requirement Multi-Layer Spatial Multiplexing 2 Tx Antenna Port Minimum Requirement Multi-Layer Spatial Multiplexing 4 Tx Antenna Port MU-MIMO [Control channel performance: D-BCH and PCH] Carrier aggregation with power imbalance Minimum Requirement TDD (Fixed Reference Channel) Single-antenna port performance Minimum Requirement Void Void Minimum Requirement 1 PRB allocation in presence of MBSFN Transmit diversity performance Minimum Requirement 2 Tx Antenna Port Minimum Requirement 4 Tx Antenna Port Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS) A Minimum Requirement 2 Tx Antenna Ports (demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured) Enhanced Performance Requirement Type A 2 Tx Antenna Ports with TM3 interference model Open-loop spatial multiplexing performance Minimum Requirement 2 Tx Antenna Port A Soft buffer management test Minimum Requirement 4 Tx Antenna Port Minimum Requirement 2Tx antenna port (demodulation subframe overlaps with aggressor cell ABS) Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured) Closed-loop spatial multiplexing performance Minimum Requirement Single-Layer Spatial Multiplexing 2 Tx Antenna Port A Minimum Requirement Single-Layer Spatial Multiplexing 4 Tx Antenna Port B Enhanced Performance Requirement Type A Single-Layer Spatial Multiplexing 2 Tx Antenna Port with TM4 interference model

9 3GPP TS version Release 11 8 TS V ( ) C Minimum Requirement Single-Layer Spatial Multiplexing 2 Tx Antenna Ports (demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured) Minimum Requirement Multi-Layer Spatial Multiplexing 2 Tx Antenna Port Minimum Requirement Multi-Layer Spatial Multiplexing 4 Tx Antenna Port MU-MIMO [Control channel performance: D-BCH and PCH] Carrier aggregation with power imbalance Minimum Requirement Demodulation of PDSCH (User-Specific Reference Symbols) FDD Single-layer Spatial Multiplexing A Enhanced Performance Requirement Type A Single-layer Spatial Multiplexing with TM9 interference model Dual-Layer Spatial Multiplexing Performance requirements for DCI format 2D and non Quasi Co-located Antenna Ports Minimum requirement with Same Cell ID (with single NZP CSI-RS resource) Minimum requirements with Same Cell ID (with multiple NZP CSI-RS resources) Minimum requirement with Different Cell ID and Colliding CRS (with single NZP CSI-RS resource) TDD Single-layer Spatial Multiplexing A Single-layer Spatial Multiplexing (with multiple CSI-RS configurations) B Enhanced Performance Requirement Type A Single-layer Spatial Multiplexing with TM9 interference model Dual-Layer Spatial Multiplexing Dual-Layer Spatial Multiplexing (with multiple CSI-RS configurations) Performance requirements for DCI format 2D and non Quasi Co-located Antenna Ports Minimum requirement with Same Cell ID (with single NZP CSI-RS resource) Minimum requirements with Same Cell ID (with multiple NZP CSI-RS resources) Minimum requirement with Different Cell ID and Colliding CRS (with single NZP CSI-RS resource) Demodulation of PDCCH/PCFICH FDD Single-antenna port performance Transmit diversity performance Minimum Requirement 2 Tx Antenna Port Minimum Requirement 4 Tx Antenna Port Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS) Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured) TDD Single-antenna port performance Transmit diversity performance Minimum Requirement 2 Tx Antenna Port Minimum Requirement 4 Tx Antenna Port Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS) Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured) Demodulation of PHICH FDD Single-antenna port performance Transmit diversity performance Minimum Requirement 2 Tx Antenna Port Minimum Requirement 4 Tx Antenna Port Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS) Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured) TDD Single-antenna port performance

10 3GPP TS version Release 11 9 TS V ( ) Transmit diversity performance Minimum Requirement 2 Tx Antenna Port Minimum Requirement 4 Tx Antenna Port Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS) Minimum Requirement 2 Tx Antenna Port (demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured) Demodulation of PBCH FDD Single-antenna port performance Transmit diversity performance Minimum Requirement 2 Tx Antenna Port Minimum Requirement 4 Tx Antenna Port Minimum Requirement 2 Tx Antenna Port under Time Domain Measurement Resource Restriction with CRS Assistance Information TDD Single-antenna port performance Transmit diversity performance Minimum Requirement 2 Tx Antenna Port Minimum Requirement 4 Tx Antenna Port Minimum Requirement 2 Tx Antenna Port under Time Domain Measurement Resource Restriction with CRS Assistance Information Sustained downlink data rate provided by lower layers FDD TDD FDD (EPDCCH scheduling) TDD (EPDCCH scheduling) Demodulation of EPDCCH Distributed Transmission FDD Void TDD Void Localized Transmission with TM FDD Void Void TDD Void Void Localized transmission with TM10 Type B quasi co-location type FDD TDD Reporting of Channel State Information General CQI reporting definition under AWGN conditions Minimum requirement PUCCH 1-0 (Cell-Specific Reference Symbols) FDD TDD FDD (CSI measurements in case two CSI subframe sets are configured) TDD (CSI measurements in case two CSI subframe sets are configured) FDD (CSI measurements in case two CSI subframe sets are configured and with CRS assistance information) TDD (CSI measurements in case two CSI subframe sets are configured and with CRS assistance information) Minimum requirement PUCCH 1-1 (Cell-Specific Reference Symbols) FDD TDD Minimum requirement PUCCH 1-1 (CSI Reference Symbols) FDD TDD

11 3GPP TS version Release TS V ( ) Minimum requirement PUCCH 1-1 (With Single CSI Process) FDD TDD CQI reporting under fading conditions Frequency-selective scheduling mode Minimum requirement PUSCH 3-0 (Cell-Specific Reference Symbols) FDD TDD FDD (CSI measurements in case two CSI subframe sets are configured and with CRS assistance information) TDD (CSI measurements in case two CSI subframe sets are configured and with CRS assistance information) Minimum requirement PUSCH 3-1 (CSI Reference Symbol) FDD TDD Frequency non-selective scheduling mode Minimum requirement PUCCH 1-0 (Cell-Specific Reference Symbol) FDD TDD Minimum requirement PUCCH 1-1 (CSI Reference Symbol) FDD TDD Frequency-selective interference Minimum requirement PUSCH 3-0 (Cell-Specific Reference Symbol) FDD TDD Void Void Void UE-selected subband CQI Minimum requirement PUSCH 2-0 (Cell-Specific Reference Symbols) FDD TDD Minimum requirement PUCCH 2-0 (Cell-Specific Reference Symbols) FDD TDD Additional requirements for enhanced receiver Type A Minimum requirement PUCCH 1-0 (Cell-Specific Reference Symbol) FDD TDD Minimum requirement PUCCH 1-1 (CSI Reference Symbol) FDD TDD Minimum requirement (With multiple CSI processes) FDD TDD Reporting of Precoding Matrix Indicator (PMI) Single PMI Minimum requirement PUSCH 3-1 (Cell-Specific Reference Symbols) FDD TDD Minimum requirement PUCCH 2-1 (Cell-Specific Reference Symbols) FDD TDD Minimum requirement PUSCH 3-1 (CSI Reference Symbol) FDD TDD a Void a.1 Void a.1.1 Void a.1.2 Void Multiple PMI

12 3GPP TS version Release TS V ( ) Minimum requirement PUSCH 1-2 (Cell-Specific Reference Symbols) FDD TDD Minimum requirement PUSCH 2-2 (Cell-Specific Reference Symbols) FDD TDD Minimum requirement PUSCH 1-2 (CSI Reference Symbol) FDD TDD Void Void Void Void Reporting of Rank Indicator (RI) Minimum requirement (Cell-Specific Reference Symbols) FDD TDD Minimum requirement (CSI Reference Symbols) FDD TDD Minimum requirement (CSI measurements in case two CSI subframe sets are configured) FDD TDD Minimum requirement (CSI measurements in case two CSI subframe sets are configured and CRS assistance information are configured) FDD TDD Minimum requirement (with CSI process) FDD TDD Additional requirements for carrier aggregation Periodic reporting on multiple cells (Cell-Specific Reference Symbols) FDD TDD Performance requirement (MBMS) FDD (Fixed Reference Channel) Minimum requirement TDD (Fixed Reference Channel) Minimum requirement Annex A (normative): Measurement channels A.1 General A.2 UL reference measurement channels A.2.1 General A Applicability and common parameters A Determination of payload size A Overview of UL reference measurement channels A.2.2 Reference measurement channels for FDD A Full RB allocation A QPSK A QAM A QAM A Partial RB allocation A QPSK A QAM A QAM A Reference measurement channels for sustained downlink data rate provided by lower layers A.2.3 Reference measurement channels for TDD A Full RB allocation A QPSK

13 3GPP TS version Release TS V ( ) A QAM A QAM A Partial RB allocation A QPSK A QAM A QAM A Reference measurement channels for sustained downlink data rate provided by lower layers A.3 DL reference measurement channels A.3.1 General A Overview of DL reference measurement channels A.3.2 Reference measurement channel for receiver characteristics A.3.3 Reference measurement channels for PDSCH performance requirements (FDD) A Single-antenna transmission (Common Reference Symbols) A Multi-antenna transmission (Common Reference Symbols) A Two antenna ports A Four antenna ports A Reference Measurement Channel for UE-Specific Reference Symbols A Two antenna port (CSI-RS) A Four antenna ports (CSI-RS) A.3.4 Reference measurement channels for PDSCH performance requirements (TDD) A Single-antenna transmission (Common Reference Symbols) A Multi-antenna transmission (Common Reference Signals) A Two antenna ports A Four antenna ports A Reference Measurement Channels for UE-Specific Reference Symbols A Single antenna port (Cell Specific) A Two antenna ports (Cell Specific) A Two antenna ports (CSI-RS) A Four antenna ports (CSI-RS) A Eight antenna ports (CSI-RS) A.3.5 Reference measurement channels for PDCCH/PCFICH performance requirements A FDD A TDD A.3.6 Reference measurement channels for PHICH performance requirements A.3.7 Reference measurement channels for PBCH performance requirements A.3.8 Reference measurement channels for MBMS performance requirements A FDD A TDD A.3.9 Reference measurement channels for sustained downlink data rate provided by lower layers A FDD A TDD A FDD (EPDCCH scheduling) A TDD (EPDCCH scheduling) A.3.10 Reference Measurement Channels for EPDCCH performance requirements A FDD A TDD A.4 CSI reference measurement channels A.5 OFDMA Channel Noise Generator (OCNG) A.5.1 OCNG Patterns for FDD A OCNG FDD pattern 1: One sided dynamic OCNG FDD pattern A OCNG FDD pattern 2: Two sided dynamic OCNG FDD pattern A OCNG FDD pattern 3: 49 RB OCNG allocation with MBSFN in 10 MHz A OCNG FDD pattern 4: One sided dynamic OCNG FDD pattern for MBMS transmission A OCNG FDD pattern 5: One sided dynamic 16QAM modulated OCNG FDD pattern A OCNG FDD pattern 6: dynamic OCNG FDD pattern when user data is in 2 non-contiguous blocks A OCNG FDD pattern 7: dynamic OCNG FDD pattern when user data is in multiple non-contiguous blocks A.5.2 OCNG Patterns for TDD A OCNG TDD pattern 1: One sided dynamic OCNG TDD pattern A OCNG TDD pattern 2: Two sided dynamic OCNG TDD pattern

14 3GPP TS version Release TS V ( ) A OCNG TDD pattern 3: 49 RB OCNG allocation with MBSFN in 10 MHz A OCNG TDD pattern 4: One sided dynamic OCNG TDD pattern for MBMS transmission A OCNG TDD pattern 5: One sided dynamic 16QAM modulated OCNG TDD pattern A OCNG TDD pattern 6: dynamic OCNG TDD pattern when user data is in 2 non-contiguous blocks A OCNG TDD pattern 7: dynamic OCNG TDD pattern when user data is in multiple non-contiguous blocks Annex B (normative): Propagation conditions B.1 Static propagation condition B.2 Multi-path fading propagation conditions B.2.1 Delay profiles B.2.2 Combinations of channel model parameters B.2.3 MIMO Channel Correlation Matrices B Definition of MIMO Correlation Matrices B MIMO Correlation Matrices at High, Medium and Low Level B.2.3A MIMO Channel Correlation Matrices using cross polarized antennas B.2.3A.1 Definition of MIMO Correlation Matrices using cross polarized antennas B.2.3A.2 Spatial Correlation Matrices using cross polarized antennas at enb and UE sides B.2.3A.2.1 Spatial Correlation Matrices at enb side B.2.3A.2.2 Spatial Correlation Matrices at UE side B.2.3A.4 Beam steering approach B.2.4 Propagation conditions for CQI tests B Propagation conditions for CQI tests with multiple CSI processes B.2.5 Void B.2.6 MBSFN Propagation Channel Profile B.3 High speed train scenario B.4 Beamforming Model B.4.1 Single-layer random beamforming (Antenna port 5, 7, or 8) B.4.2 Dual-layer random beamforming (antenna ports 7 and 8) B.4.3 Generic beamforming model (antenna ports 7-14) B.4.4 Random beamforming for EPDCCH distributed transmission (Antenna port 107 and 109) B.4.5 Random beamforming for EPDCCH localized transmission (Antenna port 107, 108, 109 or 110) B.5 Interference models for enhanced performance requirements Type-A B.5.1 Dominant interferer proportion B.5.2 Transmission mode 3 interference model B.5.3 Transmission mode 4 interference model B.5.4 Transmission mode 9 interference model Annex C (normative): Downlink Physical Channels C.1 General C.2 Set-up C.3 Connection C.3.1 Measurement of Receiver Characteristics C.3.2 Measurement of Performance requirements C.3.3 Aggressor cell power allocation for Measurement of Performance Requirements when ABS is Configured C.3.4 Power Allocation for Measurement of Performance Requirements when Quasi Co-location Type B: same Cell ID Annex D (normative): Characteristics of the interfering signal D.1 General D.2 Interference signals Annex E (normative): Environmental conditions E.1 General

15 3GPP TS version Release TS V ( ) E.2 Environmental E.2.1 Temperature E.2.2 Voltage E.2.3 Vibration Annex F (normative): Transmit modulation F.1 Measurement Point F.2 Basic Error Vector Magnitude measurement F.3 Basic in-band emissions measurement F.4 Modified signal under test F.5 Window length F.5.1 Timing offset F.5.2 Window length F.5.3 Window length for normal CP F.5.4 Window length for Extended CP F.5.5 Window length for PRACH F.6 Averaged EVM F.7 Spectrum Flatness Annex G (informative): Reference sensitivity level in lower SNR G.1 General G.2 Typical receiver sensitivity performance (QPSK) G.3 Reference measurement channel for REFSENSE in lower SNR Annex H (informative): Change history History

16 3GPP TS version Release TS V ( ) Foreword This Technical Specification (TS) has been produced by the 3 rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z Where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document.

17 3GPP TS version Release TS V ( ) 1 Scope. The present document establishes the minimum RF characteristics and minimum performance requirements for E- UTRA User Equipment (UE). 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. [1] 3GPP TR : "Vocabulary for 3GPP Specifications". [2] ITU-R Recommendation SM , "Unwanted emissions in the spurious domain" [3] ITU-R Recommendation M.1545: "Measurement uncertainty as it applies to test limits for the terrestrial component of International Mobile Telecommunications-2000". [4] 3GPP TS : "Physical Channels and Modulation". [5] 3GPP TS : "Multiplexing and channel coding". [6] 3GPP TS : "Physical layer procedures". [7] 3GPP TS : " Requirements for support of radio resource management ". [8] 3GPP TS : " Requirements on User Equipments (UEs) supporting a release-independent frequency band". [9] 3GPP TS : "X2 application protocol (X2AP) ". 3 Definitions, symbols and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in TR [1] and the following apply in the case of a single component carrier. A term defined in the present document takes precedence over the definition of the same term, if any, in TR [1]. Aggregated Channel Bandwidth: The RF bandwidth in which a UE transmits and receives multiple contiguously aggregated carriers. Aggregated Transmission Bandwidth Configuration: The number of resource block allocated within the aggregated channel bandwidth. Carrier aggregation: Aggregation of two or more component carriers in order to support wider transmission bandwidths. Carrier aggregation band: A set of one or more operating bands across which multiple carriers are aggregated with a specific set of technical requirements.

18 3GPP TS version Release TS V ( ) Carrier aggregation bandwidth class: A class defined by the aggregated transmission bandwidth configuration and maximum number of component carriers supported by a UE. Carrier aggregation configuration: A combination of CA operating band(s) and CA bandwidth class(es) supported by a UE. Channel edge: The lowest and highest frequency of the carrier, separated by the channel bandwidth. Channel bandwidth: The RF bandwidth supporting a single E-UTRA RF carrier with the transmission bandwidth configured in the uplink or downlink of a cell. The channel bandwidth is measured in MHz and is used as a reference for transmitter and receiver RF requirements. Contiguous carriers: A set of two or more carriers configured in a spectrum block where there are no RF requirements based on co-existence for un-coordinated operation within the spectrum block. Contiguous resource allocation: A resource allocation of consecutive resource blocks within one carrier or across contiguously aggregated carriers. The gap between contiguously aggregated carriers due to the nominal channel spacing is allowed. Contiguous spectrum: Spectrum consisting of a contiguous block of spectrum with no sub-block gaps. Enhanced performance requirements type A: This defines performance requirements assuming as baseline receiver reference symbol based linear minimum mean square error interference rejection combining. Inter-band carrier aggregation: Carrier aggregation of component carriers in different operating bands. NOTE: Carriers aggregated in each band can be contiguous or non-contiguous. Intra-band contiguous carrier aggregation: Contiguous carriers aggregated in the same operating band. Intra-band non-contiguous carrier aggregation: Non-contiguous carriers aggregated in the same operating band. Lower sub-block edge: The frequency at the lower edge of one sub-block. It is used as a frequency reference point for both transmitter and receiver requirements. Non-contiguous spectrum: Spectrum consisting of two or more sub-blocks separated by sub-block gap(s). Sub-block: This is one contiguous allocated block of spectrum for transmission and reception by the same UE. There may be multiple instances of sub-blocks within an RF bandwidth. Sub-block bandwidth: The bandwidth of one sub-block. Sub-block gap: A frequency gap between two consecutive sub-blocks within an RF bandwidth, where the RF requirements in the gap are based on co-existence for un-coordinated operation. Synchronized operation: Operation of TDD in two different systems, where no simultaneous uplink and downlink occur. Unsynchronized operation: Operation of TDD in two different systems, where the conditions for synchronized operation are not met. Upper sub-block edge: The frequency at the upper edge of one sub-block. It is used as a frequency reference point for both transmitter and receiver requirements. 3.2 Symbols For the purposes of the present document, the following symbols apply: BW Channel BW Channel,block BW Channel_CA BW GB Channel bandwidth Sub-block bandwidth, expressed in MHz. BW Channel,block = F edge,block,high - F edge,block,low. Aggregated channel bandwidth, expressed in MHz. Virtual guard band to facilitate transmitter (receiver) filtering above / below edge CCs.

19 3GPP TS version Release TS V ( ) E RS Transmitted energy per RE for reference symbols during the useful part of the symbol, i.e. excluding the cyclic prefix, (average power normalized to the subcarrier spacing) at the enode B transmit antenna connector Ê s The averaged received energy per RE of the wanted signal during the useful part of the symbol, i.e. excluding the cyclic prefix, at the UE antenna connector; average power is computed within a set of REs used for the transmission of physical channels (including user specific RSs when present), divided by the number of REs within the set, and normalized to the subcarrier spacing F Frequency F Interferer (offset) Frequency offset of the interferer F Interferer Frequency of the interferer F C Frequency of the carrier centre frequency F C,block, high Center frequency of the highest transmitted/received carrier in a sub-block. F C,block, low Center frequency of the lowest transmitted/received carrier in a sub-block. F CA_low The centre frequency of the lowest carrier, expressed in MHz. F CA_high The centre frequency of the highest carrier, expressed in MHz. F DL_low The lowest frequency of the downlink operating band F DL_high The highest frequency of the downlink operating band F UL_low The lowest frequency of the uplink operating band F UL_high The highest frequency of the uplink operating band F edge,block,low The lower sub-block edge, where F edge,block,low = F C,block,low - F offset. F edge,block,high The upper sub-block edge, where F edge,block,high = F C,block,high + F offset. F edge_low The lower edge of aggregated channel bandwidth, expressed in MHz. F edge_high The higher edge of aggregated channel bandwidth, expressed in MHz. F offset Frequency offset from F C_high to the higher edge or F C_low to the lower edge. F offset,block,low Separation between lower edge of a sub-block and the center of the lowest component carrier within the sub-block F offset,block,high Separation between higher edge of a sub-block and the center of the highest component carrier within the sub-block F OOB The boundary between the E-UTRA out of band emission and spurious emission domains. I The power spectral density of the total input signal (power averaged over the useful part of the o symbols within the transmission bandwidth configuration, divided by the total number of RE for this configuration and normalised to the subcarrier spacing) at the UE antenna connector, including the own-cell downlink signal I or The total transmitted power spectral density of the own-cell downlink signal (power averaged over the useful part of the symbols within the transmission bandwidth configuration, divided by the total number of RE for this configuration and normalised to the subcarrier spacing) at the enode B transmit antenna connector Î or The total received power spectral density of the own-cell downlink signal (power averaged over the useful part of the symbols within the transmission bandwidth configuration, divided by the total number of RE for this configuration and normalised to the subcarrier spacing) at the UE antenna connector I ot The received power spectral density of the total noise and interference for a certain RE (average power obtained within the RE and normalized to the subcarrier spacing) as measured at the UE antenna connector Transmission bandwidth which represents the length of a contiguous resource block allocation expressed in units of resources blocks Cyclic prefix length Downlink EARFCN N oc The power spectral density of a white noise source (average power per RE normalised to the subcarrier spacing), simulating interference from cells that are not defined in a test procedure, as measured at the UE antenna connector N oc1 The power spectral density of a white noise source (average power per RE normalized to the subcarrier spacing), simulating interference in non-crs symbols in ABS subframe from cells that are not defined in a test procedure, as measured at the UE antenna connector. N oc2 The power spectral density of a white noise source (average power per RE normalized to the subcarrier spacing), simulating interference in CRS symbols in ABS subframe from all cells that are not defined in a test procedure, as measured at the UE antenna connector. L CRB N cp N DL

20 3GPP TS version Release TS V ( ) N oc3 The power spectral density of a white noise source (average power per RE normalised to the subcarrier spacing), simulating interference in non-abs subframe from cells that are not defined in a test procedure, as measured at the UE antenna connector N oc The power spectral density (average power per RE normalised to the subcarrier spacing) of the summation of the received power spectral densities of the strongest interfering cells explicitly defined in a test procedure plus, as measured at the UE antenna connector. The respective power spectral density of each interfering cell relative to is defined by its associated DIP value. N Offs-DL Offset used for calculating downlink EARFCN N Offs-UL Offset used for calculating uplink EARFCN N otx The power spectral density of a white noise source (average power per RE normalised to the subcarrier spacing) simulating enode B transmitter impairments as measured at the enode B transmit antenna connector N RB Transmission bandwidth configuration, expressed in units of resource blocks N RB_agg Aggregated Transmission Bandwidth Configuration The number of the aggregated RBs within the fully allocated Aggregated Channel bandwidth. N RB_alloc Total number of simultaneously transmitted resource blocks in Channel bandwidth or Aggregated Channel Bandwidth. N UL Uplink EARFCN. Rav Minimum average throughput per RB. P CMAX The configured maximum UE output power. P CMAX, c The configured maximum UE output power for serving cell c. P EMAX Maximum allowed UE output power signalled by higher layers. Same as IE P-Max, defined in [7]. P EMAX, c Maximum allowed UE output power signalled by higher layers for serving cell c. Same as IE P-Max, defined in [7]. P Interferer Modulated mean power of the interferer P PowerClass P PowerClass is the nominal UE power (i.e., no tolerance). P UMAX The measured configured maximum UE output power. RB start Indicates the lowest RB index of transmitted resource blocks. RB end Indicates the highest RB index of transmitted resource blocks. Δf OOB Δ Frequency of Out Of Band emission. ΔR IB,c Allowed reference sensitivity relaxation due to support for inter-band CA operation, for serving cell c. ΔT IB,c Allowed maximum configured output power relaxation due to support for inter-band CA operation, for serving cell c. ΔT C Allowed operating band edge transmission power relaxation. ΔT C,c Allowed operating band edge transmission power relaxation for serving cell c. σ Test specific auxiliary variable used for the purpose of downlink power allocation, defined in Annex C.3.2. Sub-block gap size W gap 3.3 Abbreviations For the purposes of the present document, the abbreviations given in TR [1] and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR [1]. ABS ACLR ACS A-MPR AWGN BS CA CA_X CA_X-X CA_X-Y CC CPE CPE_X Almost Blank Subframe Adjacent Channel Leakage Ratio Adjacent Channel Selectivity Additional Maximum Power Reduction Additive White Gaussian Noise Base Station Carrier Aggregation CA for band X where X is the applicable E-UTRA operating band Non-contiguous intra band CA for band X where X is the applicable E-UTRA operating band CA for band X and Band Y where X and Y are the applicable E-UTRA operating band Component Carriers Customer Premise Equipment Customer Premise Equipment for E-UTRA operating band X