EBOCS OVERVIEW KEVIN KERRIGAN ECRF, MADRID, 3-5 JUNE, European Business Ownership and Control Structures
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1 1 EBOCS OVERVIEW KEVIN KERRIGAN ECRF, MADRID, 3-5 JUNE, 2015 European Business Ownership and Control Structures With the financial support of the Prevention of and Fight against Crime Programme European Commission - Directorate- General Home Affairs
2 WHAT IS EBOCS?
3 EBOCS IN NUMBERS
4 PROJECT PARTNERS
5 SERVICES Natural Person Legal Person
6 SEARCH REGISTERED ENTITY Start: with partial information on a natural or legal person Search Registered Entity Objective: is to find & identify a natural or legal person [List of natural / legal persons] Name, Address, REID, Status, Registration Date, Date of Birth, VAT Number, Previous Names
7 SEARCH OFFICERS AND OWNERS Person A or Company A Start: with a unique ID of an natural or legal person Search Officers and Owners is an officer of is a shareholder of Objective: to find the companies where the person/company is an officer or an owner Company C Company B
8 GET OFFICERS AND OWNERS Company B Person A Search Officers and Owners Get Officers and Owners is an officer of Company C is a shareholder of Start: with a unique ID of legal person Objective: to find the companies where the person/company is an officer or an owner Person B Company B
9 SHAREHOLDER LINKS LEGAL PERSONS
10 SHAREHOLDER LINKS NATURAL PERSONS
11 EBOCS NETWORK Data7Consumers Estonia Data7Providers Estonia Ireland EBOCS Italy Italy Latvia Romania
12 TECHNICAL ARCHITECTURE Data Consumers Intermediary CCA#/#FIU EBOCS Gateway Business Register 1 EBOCS Platform EBOCS Gateway Business Register 1 EBOCS Gateway Business Register 1
13 VISUALISATION TOOLS
14 VISUALISATION TOOLS
15 VISUALISATION TOOLS
16 VISUALISATION TOOLS
17 VISUALISATION TOOLS
18 VISUALISATION TOOLS(PRE-EBOCS)
19 VISUALISATION TOOLS(POST-EBOCS)
20 VISUALISATION TOOLS
21 VISUALISATION TOOLS
22 PROJECT STATUS Central Platform (Complete) Partner EBOCS Gateways (Complete) Visualisation Tool Integration (Complete) Testing Phase (In Progress) Sustainability Consideration (In Progress)
23 Legal & Policy SUSTAINABILITY CONSIDERATIONS Technical Funding Operational
24 THE AML DIRECTIVE ARTICLE 29 Member States shall ensure that the information on beneficial ownership is held in a central register The data must be accessible to competent authorities and FIUs, without any restriction; to obliged entities (e.g. banks) for due diligence to any persons that can demonstrate a legitimate interest. The central register shall ensure timely and unrestricted access by competent authorities and FIUs, without alerting the entity concerned. It shall also allow timely access by obliged entities Member States shall ensure that competent authorities and FIUs are able to provide the information. to the competent authorities and FIUs of other Member States in a timely manner
25 BR QUESTIONNAIRE RESULTS Policy Developments: Data Provision 80% of the Business Registry partners are of the opinion that their business register will be utilised as the central register of information on the ultimate beneficial owners of corporate and other legal entities, as required under the 4th anti- money laundering directive (AMLD).
26 BR QUESTIONNAIRE RESULTS Policy Developments: Public Access Half of respondents think that it is at least likely that their Business Register will allow full public access to beneficial ownership information.
27 BR QUESTIONNAIRE RESULTS Policy Developments: International Access Subject to the appropriate levels of security, most partners believe that it is likely that their business register would allow direct access by authorities such as international law enforcement agencies.
28 BR QUESTIONNAIRE RESULTS Policy Developments: Data Access A significant majority of respondents indicated that currently there is no legislation or policies that require identification of the individuals accessing their information on Officers and Owners. Estonia indicated that policies do exist and that every inquiry must be logged.
29 BR QUESTIONNAIRE RESULTS Policy Developments: Fees The majority of respondents stated that they would need to recover fees and charges for the provision of Officer and Owner information.
30 THANK YOU
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