FOR IMMEDIATE RELEASE Contact: Dennis Ginty at (614) MARCH 28, 2012 OHIO DEPARTMENT OF COMMERCE
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1 NEWS RELEASE John R. Kasich, Governor David Goodman, Director Department of Commerce FOR IMMEDIATE RELEASE Contact: Dennis Ginty at (614) MARCH 28, 2012 OHIO DEPARTMENT OF COMMERCE OHIO DIVISION OF FINANCIAL INSTITUTIONS ISSUES SUMMARY OF FEBRUARY 2012 CONSUMER FINANCE ENFORCEMENT ACTIONS & ORDERS (Columbus) -- The Ohio Department of Commerce Division of Financial Institutions today released the attached summary list of orders and enforcement actions brought in February 2012 by the Division s Consumer Finance Section. Additional information relating to these actions is available by contacting the Department. # # #
2 OHIO DEPARTMENT OF COMMERCE INFORMATION RELEASE Division of Financial Institutions Orders and Enforcement Actions February 1, 2012 to February 29, 2012 During February 2012, the Consumer Finance Section of the Division took 32 administrative enforcement actions under the Ohio Mortgage Broker Act (OMBA) and Ohio Mortgage Loan Act (OMLA), for a 2012 calendar year total of 55 administrative actions. These include actions against mortgage brokers, OMBA mortgage banker and credit union service organization letter of exemption holders, loan originators under the OMBA, OMLA registrants, OMLA credit union service organization letter of exemption holders, and mortgage loan originators under the OMLA. Additionally, 13 administrative actions were taken against es in other Consumer Finance industries in February 2012 for a calendar year total of 30 actions. Order or Case Number Name Date Type of Action MB# Allied Mortgage Group, Inc. dba Loan Star Mortgage Bala Cynwyd PA Settlement agreement mortgage broker failed to ensure operations manager complied with MB# LO (2010 CE) Allied Mortgage Group, Inc. dba Loan Star Mortgage Bala Cynwyd PA Cathryn M. Binns Reynoldsburg OH Settlement agreement mortgage broker failed to ensure operations manager complied with Settlement agreement loan M Vincent Paul Birth Grafton OH Notice of intent to refuse loan PM Bruce E. Straight dba London Coin & Currency London OH Settlement agreement with precious ; assessed $5,000 M Kathryn R. Caraballo M Connie S. Dean Norton OH M Donald D. Davis dba Buy Sell Trade Chillicothe OH M Equity Mortgage, Inc. Bainbridge OH M Lars T. Ericsson Streetsboro OH M Evaristo I. Perez dba Tienda Marquense Grocery Store (2011 CE) Matthew R. Frump Blanchester OH Final order terminating notice of Settlement agreement with und precious metals dealer; assessed $1, Settlement and consent order with mortgage broker registrant; assessed $2, Final order denying mortgage loan intent to refuse check-cashing
3 M Gem City Trading Company, LLC Loveland OH M Nicholas S. Gerbino Clifton NJ M Gold Exchange Stores II OH, LLC LO (2009 and 2010 CE) Randall W. Gray Southgate KY M William R. Hamilton M Keith Holmes, Sr. Sewell NJ Notice of intent to issue cease against und precious Final order refusing loan Final order refusing precious Settlement agreement loan requirements; assessed $1, Final order refusing loan originator and mortgage loan originator s PM Jack Seibert Goldsmith & Jeweler Co Settlement agreement with precious ; assessed $5,000 M Raj Ingle dba Jewels & More Boardman OH M Ronald Mack McGill Brandon FL M David Morales Lutz FL Ohio Revised Code (A) Mr. T s Heart of Gold Niles OH M Brian R. Nichols Stow OH M Daniel J. Nichter Hilliard OH M Matthew O. Panigutti Broadview Heights OH M Joshua W. Parker Parma Heights OH M Joshua W. Parker Parma Heights OH M People s Choice Market, Inc. dba A&B Stoprite Foods Dayton OH M Joseph M. Ratcliff Valley City OH Melissa Reichner dba M&M Diamonds Notice of intent to issue cease against und precious Final order refusing loan Notice of intent to refuse loan Settlement agreement with und precious metals dealer; assessed $10, Final order terminating notice of Notice of intent to revoke loan Final order refusing loan originator Notice of intent to refuse loan originator Final order terminating notice of intent to refuse check-cashing Final order terminating notice of Settlement and consent order with precious ; assessed $250
4 Melissa Reichner dba M&M Diamonds M Saver s Choice Mortgage and Funding of Ohio, Inc. Westerville OH (2006 and 2007 CE) Jeffrey Ryan Smith M Sonny Miller dba Ohio Coin Shop Belpre OH M Dennis J. Strzegowski, Jr. Baltimore MD M Matthew R. Thomas Painesville OH M United Household Rentals, Inc Settlement and consent order with precious ; assessed $ Final order revoking mortgage broker certificate of registration and imposing fine; assessed $10,000 requirements; assessed $1, Notice of intent to issue cease against und precious Final order terminating notice of intent to refuse precious metals dealers LO (2006 CE) LO (2011 CE) Stephen L. Wagner Brandon A. Walker Williamsburg OH Settlement agreement loan M West Coast Servicing, Inc. Huntington Beach CA M James Edward Wilson, Jr. M Glenn A. Wheeler Plain City OH M William Moodispaugh dba Bill s Coins Belpre OH M WorkersChoiceUSA, LLC Virginia Beach VA Final order denying Ohio Mortgage Loan Act certificate of registration renewal Final order refusing loan originator Settlement and consent order with loan originator; assessed $ Settlement agreement with und precious metals dealer; assessed $ Final order terminating notice of intent to deny Ohio Mortgage Loan Act certificate of registration renewal * Loan originators are d pursuant to the Ohio Mortgage Broker Act whereas mortgage loan originators are d pursuant to the Ohio Mortgage Loan Act. An individual may need to be d under both Acts. A Notice of Intent-Opportunity for Hearing details allegations by the Division of Financial Institutions Consumer Finance Section for violation(s) of the Ohio Revised Code within its jurisdiction and gives a respondent (defendant) notice of the right to an administrative hearing.
5 Final orders contain findings by the Consumer Finance Section and represent the final disposition of a matter pending before the Division. All final orders of the Division contain appeal rights to common pleas courts within a specific time period as provided for in Ohio Revised Code Chapter 119. Termination orders or settlement agreements containing provisions terminating an order may include termination of summary suspension orders, notices of opportunity for hearings (NOHs) and, in rare instances, termination (or vacation) of a final order. When an order is terminated, this means circumstances have changed or new evidence has been found, and the Division no longer wishes to go forward with the original action or has agreed to resolve a matter through an agreed upon or consent order-agreement. Even when an order is terminated, the fact remains that it was issued as a formal adjudicative action of the Division. As a consequence, the subsequently terminated order continues to be a public record and remains on the Division's website along with the termination order or settlement agreement.
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