List of Insider Information of Gazprombank (Open Joint-Stock Company) 1. General Provisions

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "List of Insider Information of Gazprombank (Open Joint-Stock Company) 1. General Provisions"

Transcription

1 Approved by Order No.79 issued by Gazprombank (Open Joint-Stock Company) on July 28, 2011 List of Insider Information of Gazprombank (Open Joint-Stock Company) 1. General Provisions 1.1. The list of insider information of Gazprombank (Open Joint-Stock Company) (the List ) is made pursuant to Order No.11-18/pz-n issued by the Federal Financial Markets Service of the Russian Federation on May 12, 2011 "On Approving the List of Information Constituting the Insider Information of the Persons Mentioned in Clauses 1 to 4, 11 and 12 of Article 4 of the Federal Law On Combating Illegal Use of Insider Information and Market Manipulation and Amending Individual Statutory Acts of the Russian Federation as well as Procedure and Timing for Disclosing Such Information This List contains the comprehensive list of information constituting the insider information of Gazprombank (Open Joint-Stock Company) (hereinafter referred to as "GPB (OJSC)") The terms "controlling person", "controlled person (controlled entity)" and "entity controlled by issuer being of significant importance for it" are used in this List as defined in Federal Law No. 39-FZ "On Securities Market" dated April 22, The information concerning issue-grade securities to be offered by GPB (OJSC) mentioned in sub-clauses 2.13 to 2.16 of clause 2 of the List shall constitute the insider information of GPB (OJSC) if: the issue-grade securities of GPB (OJSC) are to be offered during the trading process conducted by a trade organizer operating in the securities market; the issue-grade securities of GPB (OJSC) to be offered represent an additional issue in relation to the issue-grade securities of the issue that has been admitted to trading at the trade organizer in the scurrilities market or in respect of which an application seeking their admission to trading at the trade organizer operating in the securities market has been filed The information about placed (circulating) issue-grade securities of GPB (OJSC) contemplated by sub-clauses 2.12, 2.18, 2.19, 2.23, 2.37 and 2.41 of clause 2 of the List shall constitute the insider information of GPB (OJSC) if such issue-grade securities have been admitted to trading at a trade organizer operating in the securities market or in respect of which an application seeking their admission to trading at the trade organizer operating in the securities market has been filed The information about a person who has granted a security for bonds issued by GPB (OJSC) and about conditions of granting such security as contemplated by sub-clauses 2.7 to 2.11, 2.30, 2.33, 2.34 and 2.36 of clause 2 of the List shall constitute the insider information of GPB (OJSC) if such bonds have been admitted to trading at a trade organizer operating in the securities market or in respect of which an application seeking their admission to trading at the trade organizer operating in the securities market has been filed The information about a person who has granted a security for issuer bonds contemplated by sub-clauses 2.7 to 2.11, 2.30 and 2.34 of clause 2 of the List shall not constitute the insider information of GPB (OJSC) if such person is the Russian Federation that has issued a government guarantee of the Russian Federation or a constituent entity of the Russian Federation that has issued a government guarantee of constituent entity of the Russian Federation and (or) a municipal formation that has issued a municipal guarantee covering issuer bonds Insider information shall not include any information and (or) data based on it that is (are) disclosed by GPB (OJSC) and (or) by a person(s) designated by it to potential buyers or is (are) used by GPB (OJSC) or a person(s) designated by it to issue recommendations to or inducing potential

2 2 buyers to purchase the relevant securities in connection with the placement (arrangement of placement) and (or) offering (arrangement of offering) of issue-grade securities of GPB (OJSC) in or outside the Russian Federation, including by placing securities of a foreign issuer confirming rights or titles to issue-grade securities of GPB (OJSC) provided that the potential buyers have been notified that such information (data) may be used by them only to make a decision on whether or not to purchase the securities being placed (offered) Information contained in instructions mentioned in clauses 3.1 to 3.3 of the List that have been received from customers and are required to be fulfilled shall constitute insider information if it is about the price and amount (number) of securities, currencies, exchange-traded commodities, contracts being financial derivatives or actions that must be done to fulfill such instructions (purchase (buying) or disposal (selling), entry into a contract (contracts) being a financial derivative). 2. List of Information Constituting the Insider Information of GPB (OJSC) as That of an Issuer The insider information of GPB (OJSC) as that of an issuer shall include information: 2.1. About the convening and holding of a General Meeting of Shareholders of GPB (OJSC) including information about its agenda, date of the meeting, date on which the list of persons authorized to take part in the General Meeting is made as well as information about resolutions adopted by the General Meeting of Shareholders of GPB (OJSC) About the agenda of a meeting of the Board of Directors of GPB (OJSC) and resolutions adopted by it About any facts when the Board of Directors of GPB (OJSC) has failed to adopt any resolutions that have to be adopted pursuant to federal laws: for convening an annual (regular) general meeting of shareholders of GPB (OJSC) or other resolutions associated with preparation for or the convening or holding of an annual (regular) general meeting of shareholders of GPB (OJSC); for convening (holding) or rejecting a request to convene (hold) an extraordinary general meeting of shareholders of GPB (OJSC) made by the Auditing Commission of GPB (OJSC), an auditor of GPB (OJSC) or shareholders (a shareholder) representing at least 10 per cent of voting shares in (members holding in aggregate at least one tenth of the total votes held by the members of) GPB (OJSC); for including or rejecting a request for including items into the agenda of a general meeting of shareholders of GPB (OJSC) or nominees into the list of nominees for election in the relevant body of GPB (OJSC) proposed or put forward by shareholders (a shareholder) holding in aggregate at least 2 per cent of voting shares in GPB (OJSC); for creating a sole executive body of GPB (OJSC) at two consecutive meetings of the Board of Directors of GPB (OJSC) or within two months after the termination or expiration of powers of the sole executive body of GPB (OJSC) created earlier in the case contemplated by Article 69(6) of Federal Law No.208-FZ "On Joint-Stock Companies" dated December 26, 1995; for early terminating the powers of the sole executive body of GPB (OJSC) at two consecutive meetings of the Board of Directors of GPB (OJSC) in the case contemplated by Article 69(7) of the Federal Law On Joint-Stock Companies"; for convening (holding) an extraordinary General Meeting of Shareholders of GPB (OJSC) if the number of members of the Board of Directors of GPB (OJSC) becomes less than required to constitute the quorum necessary to transact business at a meeting of the Board of Directors of GPB (OJSC); for creating a temporary sole executive body of GPB (OJSC) and holding an extraordinary General Meeting of Shareholders of GPB (OJSC) to decide on whether or not to terminate the powers of its sole executive body or management company (manager) and on establishing a new sole executive body or delegating the powers of its sole executive body to a management company

3 3 (manager) if the Board of Directors of GPB (OJSC) resolves to suspend the powers of its sole executive body or of its management company (manager) About filing an application of GPB (OJSC) to make records in the Unified State Register of Legal Entities in connection with a reorganization, winding-up or liquidation of GPB (OJSC) or, where the body responsible for registering legal entities rejects a request for making such records, details of such decision About qualifying an entity controlled by GPB (OJSC) as a controlled entity being of significant importance for it or terminating grounds for controlling such entity About qualifying a person as a person controlling GPB (OJSC) or terminating grounds for such control About any reorganization or liquidation decision adopted by an entity controlling GPB (OJSC) or an entity controlled by GPB (OJSC) and being of significant importance for it or by a person who has granted a security to cover bonds issued by GPB (OJSC) About any filing by an entity controlling GPB (OJSC) or an entity controlled by GPB (OJSC) and being of significant importance for it or by a person who has granted a security to cover bonds issued by GPB (OJSC) of an application to make records in the Unified State Register of Legal Entities in relation to any reorganization, winding-up or liquidation thereof About qualifying an entity controlling GPB (OJSC) or an entity controlled by GPB (OJSC) and being of significant importance for it or by a person who has granted a security to cover bonds issued by GPB (OJSC) as meeting the insolvency (bankruptcy) test contemplated by the insolvency (bankruptcy) laws of the Russian Federation About the filing of a petition with an arbitration court seeking the declaring of GPB (OJSC) or an entity controlling GPB (OJSC) or an entity controlled by GPB (OJSC) and being of significant importance for it or by a person who has granted a security to cover bonds issued by GPB (OJSC) bankrupt or a decision made by an arbitration court to declare them bankrupt or to initiate bankruptcy proceedings in respect of them or terminate bankruptcy proceedings initiated against them About a legal action brought by GPB (OJSC) or an entity controlling GPB (OJSC) or an entity controlled by GPB (OJSC) and being of significant importance for it or by a person who has granted a security to cover bonds issued by GPB (OJSC), where the amount of the claim is 10 or more per cent of the book value of their assets as of the end date of the reporting period (quarter, year) preceding the legal action, for which the prescribed reporting period has expired, or any other legal action which (if successful) may have a material effect on the financial and business position of GPB (OJSC) or such persons About a fixed record date on which the list of holders of GPB's registered securities or certificated issue-grade bearer securities (requiring mandatory centralized safekeeping to enable the exercise of rights attached to such issue-grade securities) is to be made About the following decisions made by the competent bodies of GPB (OJSC): offering of issue-grade securities of GPB (OJSC); approving a resolution authorizing an issue (an additional issue) of issue-grade securities of GPB (OJSC); approving a prospectus in relation to securities of GPB (OJSC); fixing the date for offering issue-grade securities of GPB (OJSC) About completion of the offering of issue-grade securities of GPB (OJSC) About the filing (submission) by GPB (OJSC) of an application seeking the state registration of an issue (additional issue) of issue-grade securities, offering prospectus or amendments in a resolution authorizing an issue (additional issue) of issue-grade securities and (or) offering prospectus relating thereto or state registration of a report on the results of an issue (additional issue) of issue-grade securities About the filing (submission) by GPB (OJSC) of a notice on the results of an issue (an additional issue) of issue-grade securities.

4 About a decision rendered by an arbitration court invalidating an issue (an additional issue) of issue-grade securities of GPB (OJSC); About a redemption of issue-grade securities of GPB (OJSC) About income accrued and (or) paid on issue-grade securities of GPB (OJSC) About the execution by GPB (OJSC) of a contract with a Russian trade organizer operating in the securities market to include issue-grade securities of GPB (OJSC) in the list of securities admitted to trading in the securities market and an agreement with a Russian securities exchange to include issue-grade securities of GPB (OJSC) in its quotation list About the execution by GPB (OJSC) of a contract to include issue-grade securities of GPB (OJSC) or securities of a foreign issuer confirming rights or titles to issue-grade securities of GPB (OJSC) in the list of securities admitted to trading in a foreign organized (regulated) financial market and an agreement with a foreign securities exchange to include such securities in its quotation list About the inclusion of issue-grade securities of GPB (OJSC) or securities of a foreign issuer confirming rights or titles to issue-grade securities of GPB (OJSC) in the list of securities admitted to trading in a foreign organized (regulated) financial market or their exclusion from it as well as inclusion of such securities in the quotation list of a foreign securities exchange or exclusion of them from such list About the execution by GPB (OJSC) of a contract to maintain (stabilize) prices for issuegrade securities of GPB (OJSC) (or securities of a foreign issuer confirming rights or titles to issuegrade securities of GPB (OJSC)), conditions of such contract or termination of such contract About the filing by GPB (OJSC) of an application for obtaining a permission from the federal executive authority responsible for the securities market for offering and (or) arranging the placement of its issue-grade securities outside the Russian Federation About a failure of GPB (OJSC) to meet its obligations towards holders of its issue-grade securities About the acquisition by a person of the right, or termination of a person's right to exercise, directly or indirectly (through persons controlled by him or her), individually or jointly with other persons being parties to a trust agreement and (or) simple partnership agreement and (or) commission agreement and (or) shareholders' agreement and (or) any other agreement whose subject matter is the exercise of rights attached to shares in GPB (OJSC), a particular number of votes attached to voting shares constituting the share capital of GPB (OJSC) if such number of votes is 5 per cent or has become more or less than 5, 10, 15, 20, 25, 30, 50, 75 or 95 per cent of the total number of votes attached to voting shares constituting the share capital of GPB (OJSC) About a voluntary offer, including a competing one, or binding offer to purchase issue-grade securities of GPB (OJSC) received by GPB (OJSC) pursuant to Chapter XI.1 of the Federal Law On Joint-Stock Companies or amendments made in such offers About a notice of an existing right to request a redemption of issue-grade securities of GPB (OJSC) or a request for such redemption received by GPB (OJSC) pursuant to Chapter XI.1 of the Federal Law On Joint-Stock Companies About any errors revealed in financial (accounting) reports disclosed by GPB (OJSC) earlier if such errors may have a material effect on the price of issue-grade securities of GPB (OJSC) About the execution by GPB (OJSC) or a person who has granted a security in relation to bonds issued by GPB (OJSC) of a transaction whose amount is 10 or more per cent of the book value of the assets of GPB (OJSC) or of such person as of the end date of the reporting period (quarter, year) preceding the execution of the transaction for which the prescribed reporting period has expired About the execution by an entity controlling GPB (OJSC) or an entity controlled by GPB (OJSC) and being of significant importance for it of a transaction being a major transaction under the law of the Russian Federation About the execution by GPB (OJSC) of a related party transaction or a transaction that has to be approved by a competent body of GPB (OJSC) pursuant to the law of the Russian Federation if the amount of such transaction exceeds RUR 200 million or is 2 or more per cent of the book value of

5 5 the assets owned by GPB (OJSC) as of the end date of the reporting period (quarter, year) preceding the approval of such transaction by the competent body of GPB (OJSC) or, if such transaction has not been approved by the competent body of GPB (OJSC) before its execution, as of the end date of the reporting period (quarter, year) preceding the execution of the transaction for which the prescribed reporting period has expired About the composition and (or) amount of a pledge securing collaterized bonds issued by GPB (OJSC) or, in case of a change in the composition and (or) amount of a pledge securing mortgage-backed bonds issued by GPB (OJSC), information about such change if it results from a replacement of any mortgage-backed claim constituting a mortgage collateral in relation to the bonds or a replacement of a property constituting a mortgage collateral in relation to the bonds whose value (monetary value) is 10 or more per cent of the mortgage collateral securing the bonds About a change in the value of assets owned by a person who has granted a security for bonds issued by GPB (OJSC) that is 10 or more per cent or any other significant, in the opinion of GPB (OJSC), change in the financial and business position of such person About the acquisition by or termination of the right of GPB (OJSC) to exercise, directly or indirectly (through persons controlled by it), individually or jointly with other persons being parties to a trust agreement and (or) simple partnership agreement and (or) commission agreement and (or) shareholders' agreement and (or) any other agreement executed with GPB (OJSC) whose subject matter is the exercise of rights attached to shares (stock) in an entity whose issue-grade securities have been included in the list of securities admitted to trading by a trade organizer operating in the securities market or whose assets value exceeds RUR 5 billion, a particular number of votes attached to voting shares constituting the share capital of such entity if such number of votes is 5 per cent or has become more or less than 5, 10, 15, 20, 25, 30, 50, 75 or 95 per cent of the total number of votes attached to voting shares (stock) constituting the share capital of such entity About the acquisition by a person of the right, or termination of a person's right to exercise, directly or indirectly (through persons controlled by him or her), individually or jointly with other persons being parties to a trust agreement and (or) simple partnership agreement and (or) commission agreement and (or) shareholders' agreement and (or) any other agreement executed with such person whose subject matter is the exercise of rights attached to shares (stock) in an entity that has issued a surety in relation to bonds issued by GPB (OJSC), a particular number of votes attached to voting shares (stock) constituting the share capital of such entity if such number of votes is 5 per cent or has become more or less than 5, 10, 15, 20, 25, 30, 50, 75 or 95 per cent of the total number of votes attached to voting shares (stock) constituting the share capital of such entity About the execution by GPB (OJSC) or an entity controlling GPB (OJSC) or an entity controlled by GPB (OJSC) of contract imposing an obligation to acquire issue-grade securities of GPB (OJSC) About a receipt, suspension, restoration, re-issuance, revocation (cancellation) or termination due to other reasons of a permission (license) issued to GPB (OJSC) to enable it to carry out a particular activity being of significant financial and business importance for it About the expiration of the powers of the sole executive body and (or) members of the collegial executive body of GPB (OJSC) About any change in the share held in the share capital of GPB (OJSC) or entities controlled by GPB (OJSC) being of material importance for it by: persons being members of the Board of Directors or of the collegial executive body of GPB (OJSC) or the person holding the position or performing the functions of the sole executive body of GPB (OJSC); persons being members of the Board of Directors or of the collegial executive body of the management company or the person holding the position or performing the functions of the sole executive body of the management company if the powers of the sole executive body of GPB (OJSC) have been delegated to the management company.

6 About conferring on holders of bonds issued by GPB (OJSC), and (or) terminating, the right to require that the bonds issued by GPB (OJSC) be early redeemed by the issuer About contracting or replacing companies that provide intermediary services to GPB (OJSC) to ensure that it complies with its obligations under bonds or other issue-grade securities of GPB (OJSC) with the specification of their names, locations and fees payable for the services provided or of any changes in such information About a dispute connected with the creation, management of or a shareholding in GPB (OJSC) if the settlement of such dispute may have a significant impact on the price of its issue-grade securities About the making of claims against a person who has granted a security for bonds issued by GPB (OJSC) to ensure the performance of obligations under such bonds About the offering, outside the Russian Federation, of bonds or other financial instruments evidencing loan obligations being performed at the cost of GPB (OJSC) About the acquisition (or alienation) of voting shares in GPB (OJSC) or securities of a foreign issuer evidencing rights to voting shares in GPB (OJSC) by GPB (OJSC) or entities controlled by GPB (OJSC) other than controlled entities that are brokers and (or) trustees and enter into the transaction on their own behalf but for the expense of a customer that is not GPB (OJSC) and (or) an entity controlled by GPB (OJSC) Forwarded or submitted by GPB (OJSC) to a competent authority (relevant entity) in a foreign jurisdiction, foreign exchange and (or) other companies pursuant to foreign laws for the purposes of disclosing the same to foreign investors in connection with the offering or circulation of issue-grade securities of GPB (OJSC) outside the Russian Federation, including by purchasing securities issued by a foreign issuers being offered (or placed) pursuant to foreign laws Constituting annual or interim (quarterly) accounting (financial) statements of GPB (OJSC), including its annual or interim summary accounting (consolidated financial) statements Comprising the conditions of offering securities as determined in the relevant resolution approved by a competent body of GPB (OJSC) and authorizing an issue (additional issue) of securities if: the securities are to be offered during the trading process conducted by a trade organizer operating in the securities market; the securities of an additional issue are to be offered, where the securities of the issue (in relation to which the securities to be offered represent an additional issue) have been admitted to trading at the trade organizer operating in the securities market or in respect of which an application seeking their admission to trading at the trade organizer in the securities market has been filed Contained in a report (notice) about the results of an issue of issue-grade securities approved by a competent body of GPB (OJSC) if: the securities are to be offered during the trading process conducted by a trade organizer operating in the securities market; the securities of an additional issue are to be offered, where the securities of the issue (in relation to which the securities to be offered represent an additional issue) have been admitted to trading at the trade organizer operating in the securities market or in respect of which an application seeking their admission to trading at the trade organizer in the securities market has been filed Contained in an issue prospectus approved by a competent body of GPB (OJSC) except for information that has been disclosed or submitted at a prior time as required by the securities laws of the Russian Federation Contained in quarterly reports signed by authorized persons of GPB (OJSC) except for information that has been disclosed or submitted at a prior time as required by the securities laws of the Russian Federation Contained in annual reports signed by authorized persons of GPB (OJSC) except for information that has been disclosed or submitted at a prior time as required by the securities laws of the Russian Federation.

7 7 3. List of information constituting insider information of GPB (OJSC) as professional player of the securities market, exchange intermediary and credit organization performing transactions in foreign currencies on the currency exchange in the interests of customers who have received insider information from their customers 3.1. The insider information of GPB (OJSC) as a professional player of the securities market that carries out transactions in financial instruments in the interests of its customers shall include the following information received from the customers: Information contained in customers' orders to enter into securities transactions that must be fulfilled if the fulfillment of such orders may have a material impact on the prices of the concerned securities Information contained in customers orders seeking the entry into contracts that have to be fulfilled, where such contracts are: financial derivatives if the fulfillment of such orders may have a material impact on the prices of the concerned securities; financial derivatives underlain by an exchange commodity if the fulfillment of such orders may have a material impact on the prices of the concerned exchange commodity; Information constituting the material terms of a trust management agreement associated with the execution of securities transactions and (or) execution of contracts being financial derivatives where the performance of trust management functions may have a material impact on the prices of the concerned securities The insider information of GPB (OJSC) as that of an exchange intermediary shall include: Information contained in customers' orders to enter into transactions involving exchange commodities that must be fulfilled if the fulfillment of such orders may have a material impact on the prices of the concerned exchange commodities; Information contained in customers' orders seeking the execution of contracts being financial derivatives underlain by an exchange commodity if the fulfillment of such orders may have a material impact on the prices of the concerned exchange commodity The insider information of GPB (OJSC) as a credit organization that carries out transactions in foreign currencies in the interests of its customers on a currency exchange shall include the following information received from the customers: Information contained in customers' orders seeking the purchase (buy) or sale of a foreign currency on a currency exchange that must be fulfilled if the fulfillment of such orders may have a material impact on the price of the concerned foreign currency Information contained in customers' orders seeking the execution of contracts being financial derivatives underlain by a foreign currency if the fulfillment of such orders may have a material impact on the prices of the foreign currency.

List of information categorised as inside information of Open Joint-Stock Company Sistema Joint-Stock Financial Corporation 1

List of information categorised as inside information of Open Joint-Stock Company Sistema Joint-Stock Financial Corporation 1 List of information categorised as inside information of Open Joint-Stock Company Sistema Joint-Stock Financial Corporation 1 The inside information of Open Joint-Stock Company Sistema Joint-Stock Financial

More information

OPEN JOINT STOCK COMPANY AGENCY FOR HOUSING MORTGAGE LENDING. Agency for Housing Mortgage Lending OJSC INFORMATION POLICY GUIDELINES.

OPEN JOINT STOCK COMPANY AGENCY FOR HOUSING MORTGAGE LENDING. Agency for Housing Mortgage Lending OJSC INFORMATION POLICY GUIDELINES. OPEN JOINT STOCK COMPANY AGENCY FOR HOUSING MORTGAGE LENDING APPROVED: by decision of the Supervisory Council (minutes No 09 of 21 December 2007) Agency for Housing Mortgage Lending OJSC INFORMATION POLICY

More information

The Warsaw Stock Exchange Rules

The Warsaw Stock Exchange Rules (text consolidated at 20 June 2012)* * 1) The Rules adopted by the Supervisory Board by Resolution No. 1/1110/2006 dated 4 January 2006, as amended by the Exchange Supervisory Board: - by Resolution No.

More information

REGULATIONS. of the General Shareholders' Meeting of the Open Joint Stock Company «SIBUR Holding» (version No. 6)

REGULATIONS. of the General Shareholders' Meeting of the Open Joint Stock Company «SIBUR Holding» (version No. 6) APPROVED by the Resolution of the General Shareholders Meeting of Apri 25, 2013 (Minutes No. 39) REGULATIONS of the General Shareholders' Meeting of the Open Joint Stock Company «SIBUR Holding» (version

More information

CHAPTER I I. Formation of a limited liability company CHAPTER I. GENERAL PROVISIONS

CHAPTER I I. Formation of a limited liability company CHAPTER I. GENERAL PROVISIONS Law of the Republic of Kazakhstan dated April 22, 1998 220-I On limited liability companies and additional liability companies (with alterations and amendments as of 29.12.2014) CHAPTER I. General provisions

More information

REGULATION on ОАО Gazprom Board of Directors

REGULATION on ОАО Gazprom Board of Directors APPROVED by resolution of the annual General Shareholders Meeting of ОАО Gazprom dated 28 June 2002, minutes 1, with amendments and supplements made by resolution of the annual General Shareholders Meeting

More information

KAZAKHSTAN LAW ON JOINT STOCK COMPANIES

KAZAKHSTAN LAW ON JOINT STOCK COMPANIES KAZAKHSTAN LAW ON JOINT STOCK COMPANIES Important Disclaimer This does not constitute an official translation and the translator and the EBRD cannot be held responsible for any inaccuracy or omission in

More information

The Warsaw Stock Exchange Rules

The Warsaw Stock Exchange Rules The Warsaw Stock Exchange Rules (text according to legal condition at 1 June 2015)* *The Warsaw Stock Exchange Rules adopted in Resolution No. 1/1110/2006 of the Exchange Supervisory Board dated 4 January

More information

DECISION NO (94/R) OF 2005 CONCERNING THE LISTING OF DEBT SECURITIES

DECISION NO (94/R) OF 2005 CONCERNING THE LISTING OF DEBT SECURITIES DECISION NO (94/R) OF 2005 CONCERNING THE LISTING OF DEBT SECURITIES The Chairman of the Board of Directors of the Stocks and Commodities Authority has, After pursuing the provisions of Federal Law No.

More information

SEAL: APPROVED by the Deputy Head of Moscow Central Regional Department of the Bank of Russia STAMP: August 23, 2013 L.S. SEAL:

SEAL: APPROVED by the Deputy Head of Moscow Central Regional Department of the Bank of Russia STAMP: August 23, 2013 L.S. SEAL: SEAL: THE CENTRAL BANK OF THE RUSSIAN FEDERATION (THE BANK OF RUSSIA) MOSCOW MAIN REGIONAL DEPARTMENT MAIN STATE REGISTRATION * NUMBER 1037700013020 * * TIN 7702235133 * STAMP: APPROVED by the Deputy Head

More information

ON THE DIVIDEND POLICY OF OJSC ALROSA

ON THE DIVIDEND POLICY OF OJSC ALROSA APPROVED by the Supervisory Board OJSC ALROSA December 20, 2011 Minutes No. 177 amended by the decision of the Supervisory Board OJSC ALROSA December 2, 2013 (Minutes No. 205) REGULATIONS ON THE DIVIDEND

More information

Rules of Alternative Trading System organised by the BondSpot S.A.

Rules of Alternative Trading System organised by the BondSpot S.A. Rules of Alternative Trading System organised by the BondSpot S.A. The Rules adopted by the Management Board by Resolution No. 103/2009 dated 4 November 2009, as amended by the Management Board: by Resolution

More information

Rules of Alternative Trading System organised by the BondSpot S.A.

Rules of Alternative Trading System organised by the BondSpot S.A. Rules of Alternative Trading System organised by the BondSpot S.A. text according to legal condition at 1 January 2013 Only the Polish version of these documents is legally binding. This translation is

More information

THE LAW OF THE KYRGYZ REPUBLIC. On securities market

THE LAW OF THE KYRGYZ REPUBLIC. On securities market Bishkek July 21, 1998, # 95 THE LAW OF THE KYRGYZ REPUBLIC On securities market Chapter 1. General Provisions Chapter 2. State Regulation of Securities Market Chapter 3. Professional Securities Market

More information

Law of Ukraine ON JOINT STOCK COMPANIES

Law of Ukraine ON JOINT STOCK COMPANIES Unofficial Translation as of December 2008 As signed by the President of Ukraine on 9/17/2008 Law of Ukraine ON JOINT STOCK COMPANIES CHAPTER I. GENERAL PROVISIONS Article 1. Scope of Application of the

More information

ACT ON BUSINESS ACTIVITIES ON THE CAPITAL MARKET (ALSO KNOWN AS THE CAPITAL MARKET UNDERTAKINGS ACT)

ACT ON BUSINESS ACTIVITIES ON THE CAPITAL MARKET (ALSO KNOWN AS THE CAPITAL MARKET UNDERTAKINGS ACT) ACT ON BUSINESS ACTIVITIES ON THE CAPITAL MARKET (ALSO KNOWN AS THE CAPITAL MARKET UNDERTAKINGS ACT) NOTE: THIS TRANSLATION IS INFORMATIVE, I.E. NOT LEGALLY BINDING! (TABLE OF CONTENTS ADDED) - 2 - TABLE

More information

REGULATIONS on the Sole Executive Body of MOSTOTREST Open Joint Stock Company

REGULATIONS on the Sole Executive Body of MOSTOTREST Open Joint Stock Company APPROVED 4 October 2010 by Resolution of the General Meeting of Shareholders of MOSTOTREST OJSC Minutes 23 dated 5 October 2010 REGULATIONS on the Sole Executive Body of MOSTOTREST Open Joint Stock Company

More information

COMPANY LAW OF MONGOLIA CHAPTER 1 GENERAL PROVISIONS

COMPANY LAW OF MONGOLIA CHAPTER 1 GENERAL PROVISIONS COMPANY LAW OF MONGOLIA CHAPTER 1 GENERAL PROVISIONS Article 1. Purpose of the Law 97.1. The purpose of this Law is to regulate the establishment, registration and reorganization of a company, its management

More information

MINORITY SHAREHOLDER RIGHTS IN ONTARIO PRIVATE COMPANIES

MINORITY SHAREHOLDER RIGHTS IN ONTARIO PRIVATE COMPANIES MINORITY SHAREHOLDER RIGHTS IN ONTARIO PRIVATE COMPANIES Phil Thompson Business Lawyer, Corporate Counsel www.thompsonlaw.ca Even without a unanimous shareholders agreement, minority shareholders in private

More information

OPEN JOINT STOCK COMPANY LONG-DISTANCE AND INTERNATIONAL TELECOMMUNICATIONS ROSTELECOM

OPEN JOINT STOCK COMPANY LONG-DISTANCE AND INTERNATIONAL TELECOMMUNICATIONS ROSTELECOM Appendix No.4 to Item No.6 of the Agenda of OJSC Rostelecom Annual General Meeting upon the results of the year 2008 APPROVED by Annual General Shareholders Meeting of OJSC Rostelecom held on May 30, 2009

More information

INTERNATIONAL COLLECTIVE INVESTMENT SCHEMES LAW

INTERNATIONAL COLLECTIVE INVESTMENT SCHEMES LAW REPUBLIC OF CYPRUS INTERNATIONAL COLLECTIVE INVESTMENT SCHEMES LAW (No 47(I) of 1999) English translation prepared by The Central Bank of Cyprus ARRANGEMENT OF SECTIONS PART I PRELIMINARY AND GENERAL Section

More information

REGULATIONS FOR THE CONTROL OVER RELATED PARTY TRANSACTIONS

REGULATIONS FOR THE CONTROL OVER RELATED PARTY TRANSACTIONS Approved: by the Board of directors of Joint Stock Company "Severstal" dated 01.07. 2005 Minutes No. 35-2005 REGULATIONS FOR THE CONTROL OVER RELATED PARTY TRANSACTIONS Cherepovets, 2005 Contents: 1 1.

More information

Danske Invest Government Bond Fund

Danske Invest Government Bond Fund Danske Invest Government Bond Fund Bond Funds Fund Regulations The Finnish Financial Supervision Authority approved the Regulations on 18 October, 2012. These Regulations are valid as of 19 December, 2012.

More information

ALTERNATIVE TRADING SYSTEM RULES

ALTERNATIVE TRADING SYSTEM RULES ALTERNATIVE TRADING SYSTEM RULES (text according to legal condition at 20 June 2012) 1 NOTE: Only the Polish version of this document is legally binding. This translation is provided for information only.

More information

RULES OF THE FIRST NORTH IN LITHUANIA

RULES OF THE FIRST NORTH IN LITHUANIA APPROBATED: Bank of Lithuania Resolution No S 2014/(21.13-21.01)12-5111 as of 4 December 2014 APPROVED: Board of NASDAQ OMX Vilnius as of 22 December 2014, Minutes No 14-114 RULES OF THE FIRST NORTH IN

More information

UNOFFICIAL TRANSLATION. Nasdaq Riga ALTERNATIVE MARKET FIRST NORTH RULES

UNOFFICIAL TRANSLATION. Nasdaq Riga ALTERNATIVE MARKET FIRST NORTH RULES Nasdaq Riga ALTERNATIVE MARKET FIRST NORTH RULES 1 I GENERAL PROVISIONS... 3 1. SCOPE OF APPLICATION... 3 2. DEFINITIONS USED IN THE RULES... 3 II ADMISSION REQUIREMENTS... 4 3. REQUIREMENTS FOR ISSUERS...

More information

(Informal Translation) Chapter One. General Provisions. 1- The deposit of securities with the Company or with any licensed entity;

(Informal Translation) Chapter One. General Provisions. 1- The deposit of securities with the Company or with any licensed entity; CAPITAL MARKET AUTHORITY (Informal Translation) Central Securities Depository and Registry Law No. 93 of 2000 Chapter One General Provisions Article 1 In this Law, the Company means a company licensed

More information

REGULATIONS for the Convening and Holding Procedure for Meetings of the Board of Directors of JSC IDGC Holding

REGULATIONS for the Convening and Holding Procedure for Meetings of the Board of Directors of JSC IDGC Holding APPROVED by the decision of the Extraordinary General Meeting of Shareholders of JSC IDGC Holding (Minutes No. _) REGULATIONS for the Convening and Holding Procedure for Meetings of the Board of Directors

More information

COMPANY PRESENTATION OF THE TERMS FOR TRANSATLANTIC S DEBT CERTIFICATES 2013

COMPANY PRESENTATION OF THE TERMS FOR TRANSATLANTIC S DEBT CERTIFICATES 2013 COMPANY PRESENTATION OF THE TERMS FOR TRANSATLANTIC S DEBT CERTIFICATES 2013 This summary of the terms and conditions for Rederi AB Transatlantic s (publ) (the Issuer ) maximum SEK 140,000,000 senior unsecured

More information

29 December 2011. Re: Participation in the Series 01 Bonds placement by the Aeroexpress Limited Liability Company

29 December 2011. Re: Participation in the Series 01 Bonds placement by the Aeroexpress Limited Liability Company Corporate Action Notice Disclosure of Price Sensitive Information for the Issued Securities, according to the Issuer s opinion 1. General Information 1.1. Issuer s full name Limited liability company Aeroexpress

More information

OPEN JOINT-STOCK COMPANY SEVERSTAL CHARTER (NEW EDITION)

OPEN JOINT-STOCK COMPANY SEVERSTAL CHARTER (NEW EDITION) Working translation from Russian APPROVED: by the General Shareholders Meeting of OAO Severstal on December 30, 2011 Minutes 3 dated January 10, 2012 General Director of OAO Severstal Mordashov A. A. OPEN

More information

RUSSIAN FEDERATION FEDERAL LAW. On the Central Bank of the Russian Federation (Bank of Russia)

RUSSIAN FEDERATION FEDERAL LAW. On the Central Bank of the Russian Federation (Bank of Russia) RUSSIAN FEDERATION FEDERAL LAW On the Central Bank of the Russian Federation (Bank of Russia) (with amendments made by Federal Law No. 5-FZ, dated January 10, 2003; Federal Law No. 180-FZ, dated December

More information

Registration of Credit Institutions and the Licensing of Banking Activities

Registration of Credit Institutions and the Licensing of Banking Activities Registration of Credit Institutions and the Licensing of Banking Activities The procedures for registering credit institutions and licensing banking operations, verifying the legitimacy of shareholding

More information

REGULATIONS GOVERNING THE SENAF MULTILATERAL TRADING FACILITY

REGULATIONS GOVERNING THE SENAF MULTILATERAL TRADING FACILITY REGULATIONS GOVERNING THE SENAF MULTILATERAL TRADING FACILITY 1 SENAF REGULATIONS TITLE I - GENERAL PROVISIONS Article 1. Object Article 2. Scope of application Article 3. Governing bodies Article 4. Applicable

More information

OPEN JOINT-STOCK COMPANY SBERBANK OF RUSSIA. Regulation on Dividend Policy of Open Joint-Stock Company Sberbank of Russia

OPEN JOINT-STOCK COMPANY SBERBANK OF RUSSIA. Regulation on Dividend Policy of Open Joint-Stock Company Sberbank of Russia OPEN JOINT-STOCK COMPANY SBERBANK OF RUSSIA APPROVED by the Supervisory Board of OJSC Sberbank of Russia Minutes No. dated Regulation on Dividend Policy of Open Joint-Stock Company Sberbank of Russia Moscow

More information

Law On State Funded Pensions

Law On State Funded Pensions Disclaimer: The English language text below is provided by the Translation and Terminology Centre for information only; it confers no rights and imposes no obligations separate from those conferred or

More information

Insolvency Act, 2063 (2006)

Insolvency Act, 2063 (2006) Insolvency Act, 2063 (2006) Date of authentication and publication: 4 Mangsir 2063 (20 November 2006) Act number 20 of the year 2063 (2006) An Act Made to Provide for Insolvency Proceedings Preamble: Whereas,

More information

PLEASE NOTE. For more information concerning the history of this Act, please see the Table of Public Acts.

PLEASE NOTE. For more information concerning the history of this Act, please see the Table of Public Acts. PLEASE NOTE This document, prepared by the Legislative Counsel Office, is an office consolidation of this Act, current to December 2, 2015. It is intended for information and reference purposes only. This

More information

ACT ON COLLECTIVE INVESTMENT

ACT ON COLLECTIVE INVESTMENT ACT ON COLLECTIVE INVESTMENT The full wording of Act No. 594/2003 Coll. on collective investment, as amended by Act No. 635/2003 Coll., Act No. 747/2004 Coll., Act No. 213/2006 Coll., Act No. 209/2007

More information

FEDERAL LAW NO. 395-I OF DECEMBER 2, 1990 ON BANKS AND BANKING ACTIVITIES

FEDERAL LAW NO. 395-I OF DECEMBER 2, 1990 ON BANKS AND BANKING ACTIVITIES FEDERAL LAW NO. 395-I OF DECEMBER 2, 1990 ON BANKS AND BANKING ACTIVITIES (with the Additions and Amendments of December 12, 1991, February 13, June 24, 1992, February 3, 1996, July 31, 1998, July 5, 8,

More information

Russia Regulation. 2.1 Type of funds. Joint stock investment funds. Mutual funds

Russia Regulation. 2.1 Type of funds. Joint stock investment funds. Mutual funds Russia Regulation FUNDS AND FUND MANAGEMENT 2010 2.1 Type of funds Current Russian legislation establishes the following investment vehicles for the Russian securities market. Joint stock investment funds

More information

APPROVED at the General Meeting of Participants of GSM Kazakhstan OAO Kazakhtelecom LLP. CHARTER OF Kcell Joint Stock Company

APPROVED at the General Meeting of Participants of GSM Kazakhstan OAO Kazakhtelecom LLP. CHARTER OF Kcell Joint Stock Company APPROVED at the General Meeting of Participants of GSM Kazakhstan OAO Kazakhtelecom LLP Minutes No. Date: CHARTER OF Kcell Joint Stock Company 1. General Provisions 1. This Charter of the joint stock company

More information

Act on Investment Firms 26.7.1996/579

Act on Investment Firms 26.7.1996/579 Please note: This is an unofficial translation. Amendments up to 135/2007 included, May 2007. Act on Investment Firms 26.7.1996/579 CHAPTER 1 General provisions Section 1 Scope of application This Act

More information

BELIZE INTERNATIONAL FINANCIAL SERVICES COMMISSION STANDARD CONDITIONS FOR A SECURITIES TRADING LICENCE

BELIZE INTERNATIONAL FINANCIAL SERVICES COMMISSION STANDARD CONDITIONS FOR A SECURITIES TRADING LICENCE BELIZE INTERNATIONAL FINANCIAL SERVICES COMMISSION STANDARD CONDITIONS FOR A SECURITIES TRADING LICENCE This License is issued subject to the following conditions:- 1. The Licensee shall at all times comply

More information

LAW OF THE REPUBLIC OF TAJIKISTAN ON LIMITED LIABILITY COMPANIES

LAW OF THE REPUBLIC OF TAJIKISTAN ON LIMITED LIABILITY COMPANIES LAW OF THE REPUBLIC OF TAJIKISTAN ON LIMITED LIABILITY COMPANIES CHAPTER 1. GENERAL PROVISIONS CHAPTER 2. FOUNDATION OF LIMITED LIABLITY COMPANY CHAPTER 3.AUTHORIZED CAPITAL OF A COMPANY CHAPTER 4. PROPERTY

More information

A R T I C L E S O F A S S O C I A T I O N

A R T I C L E S O F A S S O C I A T I O N These Articles of Association have been translated from Danish into English. In case of any discrepancies, the Danish version shall be the governing text. A R T I C L E S O F A S S O C I A T I O N of Danish

More information

UNOFFICIAL TRANSLATION

UNOFFICIAL TRANSLATION Adopted on 22.12. 2010 THE LAW OF THE REPUBLIC OF ARMENIA ON INVESTMENT FUNDS The purpose of this Law is to protect the interests of investors and ensure that a proper collective investment scheme is developed,

More information

FIFTH RESTATED CERTIFICATE OF INCORPORATION OF THE CHARLES SCHWAB CORPORATION (Effective May 7, 2001)

FIFTH RESTATED CERTIFICATE OF INCORPORATION OF THE CHARLES SCHWAB CORPORATION (Effective May 7, 2001) FIFTH RESTATED CERTIFICATE OF INCORPORATION OF THE CHARLES SCHWAB CORPORATION (Effective May 7, 2001) (Originally incorporated on November 25, 1986, under the name CL Acquisition Corporation) FIRST. The

More information

Report on compliance of AB S.A. with the Corporate Governance Rules

Report on compliance of AB S.A. with the Corporate Governance Rules Report on compliance of AB S.A. with the Corporate Governance Rules Contents 1. Indication of corporate governance rules applicable to AB S.A.... 3 2. Indication of corporate governance rules which have

More information

ON CIRCULATION OF CREDIT INFORMATION AND ACTIVITIES OF CREDIT BUREAUS THE REPUBLIC OF ARMENIA LAW

ON CIRCULATION OF CREDIT INFORMATION AND ACTIVITIES OF CREDIT BUREAUS THE REPUBLIC OF ARMENIA LAW THE REPUBLIC OF ARMENIA LAW ON CIRCULATION OF CREDIT INFORMATION AND ACTIVITIES OF CREDIT BUREAUS Adopted October 22, 2008 Article 1. Subject of Law CHAPTER 1 GENERAL PROVISIONS 1. This law regulates terms

More information

Appendix 1 to notice to convene the EGM proposed new Articles of Association (the complete proposals with track changes)

Appendix 1 to notice to convene the EGM proposed new Articles of Association (the complete proposals with track changes) Appendix 1 to notice to convene the EGM proposed new Articles of Association (the complete proposals with track changes) ARTICLES OF ASSOCIATION of TORM A/S CVR no. 22460218 Article 1 Article 1 1.1. 1.1

More information

MOLDOVA LAW ON JOINT STOCK COMPANIES

MOLDOVA LAW ON JOINT STOCK COMPANIES MOLDOVA LAW ON JOINT STOCK COMPANIES Important Disclaimer This translation has been generously provided by the National Commission of Financial Market. This does not constitute an official translation

More information

Act on the Structural Improvement of the Financial. Industry (Republic of Korea)

Act on the Structural Improvement of the Financial. Industry (Republic of Korea) Act on the Structural Improvement of the Financial Industry (Republic of Korea) By Ministry of Legislation INTRODUCTION Details of Enactment and Amendment Enactment: This Act was enacted on March 8, 1991

More information

Law on the Takeover of Joint Stock Companies

Law on the Takeover of Joint Stock Companies Law on the Takeover of Joint Stock Companies CONSOLIDATED TEXT Law on the Takeover of Joint Stock Companies ("Official Gazette of the Republic of Macedonia" no.4/2002, 37/2002 and 36/2007) I. GENERAL PROVISIONS

More information

THE STOCK EXCHANGE ACT

THE STOCK EXCHANGE ACT THE STOCK EXCHANGE ACT Complete wording of the Act on the Stock Exchange of 18 June 2002 No 429/2002 Coll. as results from amendments made by Act No 594/2003 Coll., Act No 635/2004 Coll., Act No 43/2004

More information

Commercial Registration Act

Commercial Registration Act Commercial Registration Act (Act No. 125 of July 9, 1963) Chapter I General Provisions (Article 1 and Article 1-2) Chapter I-II Registry Office and Registrar (Article 1-3 to Article 5) Chapter II Registry,

More information

RESTATED ARTICLES OF INCORPORATION NEXTERA ENERGY, INC. ARTICLE I. Name ARTICLE II. Purpose

RESTATED ARTICLES OF INCORPORATION NEXTERA ENERGY, INC. ARTICLE I. Name ARTICLE II. Purpose RESTATED ARTICLES OF INCORPORATION OF NEXTERA ENERGY, INC. ARTICLE I Name The name of the Corporation is NextEra Energy, Inc. ARTICLE II Purpose The purpose for which the Corporation is organized is the

More information

1.8. Invalidity or voidance of any provision of the conditions shall not result in invalidity or voidance of other provisions.

1.8. Invalidity or voidance of any provision of the conditions shall not result in invalidity or voidance of other provisions. 1. GENERAL PROVISIONS 1.1. Upon provision by Danske Bank A/S Estonia branch (hereinafter: Bank) to the Client of investment services and/or ancillary investment services (hereinafter collectively referred

More information

The Authority s Board of Directors Decision No. (1) of Concerning the Regulation for Investment Management

The Authority s Board of Directors Decision No. (1) of Concerning the Regulation for Investment Management The Authority s Board of Directors Decision No. (1) of 2014 Concerning the Regulation for Investment Management The Chairman of the Board of Directors of the Securities and Commodities Authority, Having

More information

Regulations on Insider Information of OAO TMK. (new version)

Regulations on Insider Information of OAO TMK. (new version) APPROVED by the Board of Directors of OAO TMK Minutes dated «19» December 2011 Regulations on Insider Information of OAO TMK (new version) I. GENERAL TERMS AND DEFINITIONS For the purposes of these Regulations

More information

Not an Official Translation On Procedure of Coming into Effect of the Law of Ukraine On State Regulation of the Securities Market in Ukraine

Not an Official Translation On Procedure of Coming into Effect of the Law of Ukraine On State Regulation of the Securities Market in Ukraine Not an Official Translation Translation by Financial Markets International, Inc., with funding by USAID. Consult the original text before relying on this translation. Translation as of July 1999. RESOLUTION

More information

SUMMARY OF ARTICLES OF ASSOCIATION

SUMMARY OF ARTICLES OF ASSOCIATION Set out below is a summary of the Articles of Association, the principal objective of which is to provide potential investors with an overview of the Articles of Association. As this appendix is a summary,

More information

The amount of loan to be disbursed to one and the same entity may not exceed the limit established by the National Bank.

The amount of loan to be disbursed to one and the same entity may not exceed the limit established by the National Bank. Bishkek, House of Government July 23, 2002, #124 THE KYRGYZ REPUBLIC LAW On Micro-finance organizations in the Kyrgyz Republic This Law outlines the status, regulates the activities of the micro-finance

More information

RESTATED CERTIFICATE OF INCORPORATION OF CITIGROUP INC. [As amended May 6, 2011]

RESTATED CERTIFICATE OF INCORPORATION OF CITIGROUP INC. [As amended May 6, 2011] RESTATED CERTIFICATE OF INCORPORATION OF CITIGROUP INC. [As amended May 6, 2011] Citigroup Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows:

More information

Danske Invest Sustainability Equity Fund

Danske Invest Sustainability Equity Fund Danske Invest Sustainability Equity Fund Style and Theme Equity Funds Fund Regulations The Finnish Financial Supervision Authority approved the Regulations on 5 October, 2011. These Regulations are valid

More information

ENFORCEMENT DECREE OF THE SHIP INVESTMENT COMPANY ACT. [Effective May 5, 2010] [Presidential Decree No , May 4, 2010, Amendment of

ENFORCEMENT DECREE OF THE SHIP INVESTMENT COMPANY ACT. [Effective May 5, 2010] [Presidential Decree No , May 4, 2010, Amendment of The English version is translated and uploaded only for the purpose of no other than PR, and thereby, Enforcement Decree of the Ship Investment Company Act in the Korean language will prevail regarding

More information

AUNDE INDIA LIMITED POLICY FOR DETERMINATION OF MATERIALITY FOR DISCLOSURES

AUNDE INDIA LIMITED POLICY FOR DETERMINATION OF MATERIALITY FOR DISCLOSURES AUNDE INDIA LIMITED POLICY FOR DETERMINATION OF MATERIALITY FOR DISCLOSURES 1. BACKGROUND The Securities and Exchange Board of India ( SEBI ), vide its Notification dated September 2, 2015, issued the

More information

Chapter 37 DEBT SECURITIES DEBT ISSUES TO PROFESSIONAL INVESTORS ONLY. Introduction

Chapter 37 DEBT SECURITIES DEBT ISSUES TO PROFESSIONAL INVESTORS ONLY. Introduction Chapter 37 DEBT SECURITIES DEBT ISSUES TO PROFESSIONAL INVESTORS ONLY Introduction 37.01 This Chapter deals with debt issues to Professional Investors only. It sets out the qualifications for listing,

More information

Act on Mortgage Credit Banks 23.12.1999/1240. Chapter 1 General provisions. Section 1 Definition of a mortgage credit bank

Act on Mortgage Credit Banks 23.12.1999/1240. Chapter 1 General provisions. Section 1 Definition of a mortgage credit bank (Unofficial translation, amendments up to 645/2006 included) Act on Mortgage Credit Banks 23.12.1999/1240 Chapter 1 General provisions Section 1 Definition of a mortgage credit bank A mortgage credit bank

More information

SBERBANK OF RUSSIA OPEN JOINT-STOCK COMPANY. REGULATIONS on the Internal Audit Commission of Sberbank of Russia Open Joint-Stock Company

SBERBANK OF RUSSIA OPEN JOINT-STOCK COMPANY. REGULATIONS on the Internal Audit Commission of Sberbank of Russia Open Joint-Stock Company SBERBANK OF RUSSIA OPEN JOINT-STOCK COMPANY APPROVED BY: General Shareholders' Meeting of Sberbank of Russia Minutes No.27 dated 10 June 2014 REGULATIONS on the Internal Audit Commission of Sberbank of

More information

Corporate Governance Code

Corporate Governance Code Corporate Governance Code Table of Contents INTRODUCTION... 1 CHAPTER 1 PRINCIPLES OF CORPORATE GOVERNANCE... 4 CHAPTER 2 GENERAL SHAREHOLDERS MEETING... 11 CHAPTER 3 BOARD OF DIRECTORS OF THE COMPANY...

More information

Rules. of Multilateral Trading Facility. First North

Rules. of Multilateral Trading Facility. First North Rules of Multilateral Trading Facility First North 1 TABLE OF CONTENTS I GENERAL PROVISIONS... 3 II ADMISSION TO TRADING... 5 III TERMINATION AND SUSPENSION OF TRADING BY INITIATIVE OF THE ISSUER... 13

More information

REGULATIONS ON GENERAL SHAREHOLDERS MEETING Open Joint Stock Company Novolipetsk Steel (new revision)

REGULATIONS ON GENERAL SHAREHOLDERS MEETING Open Joint Stock Company Novolipetsk Steel (new revision) APPROVED by the General Shareholders Meeting of Open Joint Stock Company Novolipetsk Steel Minutes of Meeting No. 38 dd. 6 June 2014 REGULATIONS ON GENERAL SHAREHOLDERS MEETING Open Joint Stock Company

More information

CHAPTER 11 NOMINEE SERVICES

CHAPTER 11 NOMINEE SERVICES 11/1 CHAPTER 11 NOMINEE SERVICES 1101. Scope and extent of nominee and similar services Subject to the Rules, applicable laws and applicable regulatory approval, in respect of Eligible Securities deposited

More information

Danske Invest Compass Equity Fund

Danske Invest Compass Equity Fund Danske Invest Compass Equity Fund Solution Funds Fund Regulations The Finnish Financial Supervision Authority approved the Regulations on 18 October, 2012. These Regulations are valid as of 19 December,

More information

Limited Agency/Company Agreement

Limited Agency/Company Agreement Effective, this Agreement is entered into by and between Safepoint MGA, LLC and Safepoint Insurance Company Inc., hereinafter referred to as Company, and hereinafter referred to as Agent. It being the

More information

CERTIFICATE OF DESIGNATION OF PREFERRED STOCK OF LIGHTING SCIENCE GROUP CORPORATION. To Be Designated Series B Preferred Stock

CERTIFICATE OF DESIGNATION OF PREFERRED STOCK OF LIGHTING SCIENCE GROUP CORPORATION. To Be Designated Series B Preferred Stock CERTIFICATE OF DESIGNATION OF PREFERRED STOCK OF LIGHTING SCIENCE GROUP CORPORATION To Be Designated Series B Preferred Stock Pursuant to Section 151(g) of the General Corporation Law of the State of Delaware

More information

ARTICLES OF ASSOCIATION of TORM A/S CVR no. 22460218

ARTICLES OF ASSOCIATION of TORM A/S CVR no. 22460218 ARTICLES OF ASSOCIATION of TORM A/S CVR no. 22460218 Article 1 1.1 The Company's name is TORM A/S. 1.2 The Company also carries out business under the secondary names Aktieselskabet af 3. November 1986

More information

AS DnB NORD Banka REPORT ON CORPORATE GOVERNANCE for the year ending on 31 December 2008

AS DnB NORD Banka REPORT ON CORPORATE GOVERNANCE for the year ending on 31 December 2008 AS DnB NORD Banka REPORT ON CORPORATE GOVERNANCE for the year ending on 31 December 2008 I INTRODUCTION The Report on Corporate Governance of AS DnB NORD Banka for the year ending on 31 December 2008 (hereinafter

More information

3 ESTABLISHING A LEGAL PRESENCE

3 ESTABLISHING A LEGAL PRESENCE organizations funded by the state budget, other units of state importance, and certain public facilities. The main authority responsible for the implementation of the Second Privatization Program and coordination

More information

UNDERWRITING UNDERWRITERS. Hong Kong Underwriters

UNDERWRITING UNDERWRITERS. Hong Kong Underwriters UNDERWRITERS Hong Kong Underwriters Guotai Junan Securities (Hong Kong) Limited Convoy Investment Services Limited Ample Orient Capital Limited International Underwriters Guotai Junan Securities (Hong

More information

Client Alert. Recent Developments in the Russian Securities Market Regulatory Regime

Client Alert. Recent Developments in the Russian Securities Market Regulatory Regime Number 1465 11 February 2013 Client Alert Latham & Watkins Corporate Department Recent Developments in the Russian Securities Market Regulatory Regime Although Russian equity offerings will continue to

More information

HUANENG POWER INTERNATIONAL, INC. Rules and Procedures for General Meetings

HUANENG POWER INTERNATIONAL, INC. Rules and Procedures for General Meetings HUANENG POWER INTERNATIONAL, INC. Rules and Procedures for General Meetings 1 CONTENTS CHAPTER 1 GENERAL PROVISIONS CHAPTER 2 TYPES OF GENERAL MEETING CHAPTER 3 PROCEDURES FOR CONVENING A SHAREHOLDERS

More information

English Translation of Finance Companies Control Law

English Translation of Finance Companies Control Law English Translation of Finance Companies Control Law Article 1 Introductory Chapter Definitions The following terms and phrases wherever mentioned in this Law shall have the meanings assigned thereto unless

More information

SERIES 529 PREFERENCE SHARE TERMS AND CONDITIONS

SERIES 529 PREFERENCE SHARE TERMS AND CONDITIONS SERIES 529 PREFERENCE SHARE TERMS AND CONDITIONS The following are the terms and conditions (the Conditions) of the Series 529 Index linked redeemable preference shares (the Preference Shares) issued by

More information

AMENDED AND RESTATED ARTICLES OF INCORPORATION OF BEST BUY CO., INC. ARTICLE I NAME. The name of this corporation shall be Best Buy Co., Inc.

AMENDED AND RESTATED ARTICLES OF INCORPORATION OF BEST BUY CO., INC. ARTICLE I NAME. The name of this corporation shall be Best Buy Co., Inc. AMENDED AND RESTATED ARTICLES OF INCORPORATION OF BEST BUY CO., INC. ARTICLE I NAME The name of this corporation shall be Best Buy Co., Inc. ARTICLE II REGISTERED OFFICE; REGISTERED AGENT The registered

More information

ARTICLES OF ASSOCIATION OF AB AUGA group PART I. GENERAL PROVISIONS

ARTICLES OF ASSOCIATION OF AB AUGA group PART I. GENERAL PROVISIONS 1 page from 10 ARTICLES OF ASSOCIATION OF AB AUGA group PART I. GENERAL PROVISIONS 1.1. AB AUGA group (hereinafter referred to as the Company) is autonomous private legal entity with limited civil liability.

More information

Open Joint-Stock Company Federal Hydro-Generation Company RusHydro (specify full name of issuer)

Open Joint-Stock Company Federal Hydro-Generation Company RusHydro (specify full name of issuer) Admitted to exchange trading during placement 03 July 20 15 Taxpayer identification number (INN) 4 B 0 2-0 2-5 5 0 3 8 - E - 0 0 1 P MICEX Stock Exchange CJSC (name of exchange admitting the exchange bonds

More information

COMPOSITE OF AMENDED RESTATED CERTIFICATE OF INCORPORATION AMERICAN ELECTRIC POWER COMPANY, INC. Under Section 807 of the Business Corporation Law

COMPOSITE OF AMENDED RESTATED CERTIFICATE OF INCORPORATION AMERICAN ELECTRIC POWER COMPANY, INC. Under Section 807 of the Business Corporation Law COMPOSITE OF AMENDED RESTATED CERTIFICATE OF INCORPORATION OF AMERICAN ELECTRIC POWER COMPANY, INC. Under Section 807 of the Business Corporation Law As filed with the Department of State of the State

More information

Convening notice for the combined General Meeting.

Convening notice for the combined General Meeting. CELLNOVO GROUP Joint stock company (société anonyme) with a share capital of 10,788,528 Registered office: 13 rue de Londres 75009 Paris Paris Trade and Companies Registry no. 808 426 662 Convening notice

More information

THE SHERWIN-WILLIAMS COMPANY

THE SHERWIN-WILLIAMS COMPANY Amended and Restated Articles of Incorporation of THE SHERWIN-WILLIAMS COMPANY As amended through February 18, 2015 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF THE SHERWIN-WILLIAMS COMPANY FIRST:

More information

Handling Procedures of Japanese Government Bond Over-the-Counter Transaction Clearing Business Rules

Handling Procedures of Japanese Government Bond Over-the-Counter Transaction Clearing Business Rules Over-the-Counter Transaction Clearing Business Rules (Article 1 Purpose) These Rules set forth the matters which are to be prescribed by JSCC pursuant to the Japanese Government Bond (hereinafter referred

More information

KAZAKHSTAN STOCK EXCHANGE

KAZAKHSTAN STOCK EXCHANGE KAZAKHSTAN STOCK EXCHANGE Agreed on with the Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations on April 21, 2010 A g r e e d o n with the

More information

D a n s k e Invest. 1 The Fund. 3 Agents. 4 Custodian. 5 The Fund s investment policy. 2 The Fund Management Company. Alternative Asset Class Funds

D a n s k e Invest. 1 The Fund. 3 Agents. 4 Custodian. 5 The Fund s investment policy. 2 The Fund Management Company. Alternative Asset Class Funds D a n s k e Invest C o m modity Fund (AIF) Alternative Asset Class Funds Fund Regulations The Board of Directors of Danske Invest Fund Management Ltd approved the Regulations on 22 May, 2015. The Regulations

More information

Frequently Asked Questions on the Rules for Qualified Foreign Financial Institutions Investment in Listed Shares

Frequently Asked Questions on the Rules for Qualified Foreign Financial Institutions Investment in Listed Shares Frequently Asked Questions on the Rules for Qualified Foreign Financial Institutions Investment in Listed Shares English Translation of the Official Arabic Text Version 3.0 Frequently Asked Questions on

More information

Letter of Representations [To be Completed by Issuer, Issuing Agent, and Paying Agent]

Letter of Representations [To be Completed by Issuer, Issuing Agent, and Paying Agent] Book-Entry-Only Institutional Certificate of Deposit (Master Note and/or Global Certificates) Program Letter of Representations [To be Completed by Issuer, Issuing Agent, and Paying Agent] [Name of Issuer]

More information

Action: Notice of an application for an order pursuant to: (a) section 6(c) of the Investment

Action: Notice of an application for an order pursuant to: (a) section 6(c) of the Investment SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. IC-32163; File No. 812-14523] MainStay Funds Trust, et al.; Notice of Application June 27, 2016 Agency: Securities and Exchange Commission

More information

IMPLEMENTING REGULATIONS REGARDING PSE SETTLEMENT RULES - SECURITIES LENDING

IMPLEMENTING REGULATIONS REGARDING PSE SETTLEMENT RULES - SECURITIES LENDING IMPLEMENTING REGULATIONS REGARDING PSE SETTLEMENT RULES - SECURITIES LENDING Contents Article 1 Subject Matter...3 Article 2 Subject Matter of Lending...3 Article 3 Signing of Securities Reserving Agreements...4

More information

Pursuant to Article 95, item 3 of the Constitution of Montenegro I hereby pass the ENACTMENT PROCLAIMING THE LAW ON BANKS

Pursuant to Article 95, item 3 of the Constitution of Montenegro I hereby pass the ENACTMENT PROCLAIMING THE LAW ON BANKS Pursuant to Article 95, item 3 of the Constitution of Montenegro I hereby pass the ENACTMENT PROCLAIMING THE LAW ON BANKS I hereby proclaim the Law on Banks, adopted by the Parliament of Montenegro at

More information

CORPORATE GOVERNANCE CODE OF OPEN JOINT-STOCK COMPANY OIL COMPANY ROSNEFT

CORPORATE GOVERNANCE CODE OF OPEN JOINT-STOCK COMPANY OIL COMPANY ROSNEFT APPROVED BY Resolution of the Board of Directors Minutes No. 6 dated May 17, 2006 CORPORATE GOVERNANCE CODE OF OPEN JOINT-STOCK COMPANY OIL COMPANY ROSNEFT With amendments: No.1 (approved by the Board

More information