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1 Rebecca Callahan Callahan Dispute Resolution Tel Fax Website Campus Drive Newport Beach, CA ADR PRACTICE Arbitrator, Commercial Panel, American Arbitration Association Temporary Judge, Orange County Superior Court Early Neutral Evaluation Panel, Orange County Superior Court Mediation Panel, CPR Institute Mediation Panel, Orange County Superior Court Mediation Panel, Los Angeles Superior Court Mediation Panel, U.S. Bankruptcy Court / Central District of California Attorney Settlement Officer Panel, U.S. District Court / Central District of California Settlement Panel, California Court of Appeal, Second Appellate District EDUCATION Pepperdine University School of Law (Straus Institute) (LLM in ADR 2007) Boalt Hall, University of California at Berkeley (JD 1982) University of Southern California (BA, cum laude, 1974) BAR ADMISSIONS State of California Supreme Court of the United States United States Court of Appeals for the Ninth Circuit United States District Court for the Central, Eastern, Northern and Southern Districts of California Admitted pro hac vice in numerous jurisdictions, including Delaware, Florida, Illinois, Pennsylvania and Wyoming Commonwealth of Massachusetts ( ) District of Columbia ( )

2 SPECIALTY EXPERIENCE More than 25 years of litigation experience in matters involving complex facts, voluminous documents and electronic evidence and multiple theories of recovery or defense, including experience in such areas as accounting, attorney malpractice, business management, business ownership, commercial, contract, conversion, corporate dissolution, employee-employer, estates and trusts, fair housing practices, fair debt collection practices, fair credit reporting practices, fiduciary duty, financial elder abuse, fraud, fraudulent transfer, healthcare, inheritance, insolvency, interference with contract, interference with prospective business advantage, intra-family, landlord-tenant, leasing, lending, misappropriation of trade secrets, negligence, partition, non-dischargeability, partnership dissolution, personal injury, probate, quiet title, real estate, specific performance, trade secrets, unfair business practices and wills and trusts litigation. REPRESENTATIVE MATTERS Arbitration Lead counsel in vacating seven-figure interim award based upon arbitrator s failure to make mandatory conflict disclosures required under California law. [Advantage Medical Services LLC v. Hoffman (2008) 160 Cal. App. 4th 806] Arbitrator, six-figure breach of contract dispute between customer and supplier. Arbitrator, declaratory relief matter upon remand after vacatur concerning prevailing party status and award of attorney s fees and costs. Arbitrator, final accounting dispute between trust beneficiaries re disposition of real property assets and their proceeds of sale. Co-counsel, seven-figure breach of contract dispute between buyer and seller of business assets. Bankruptcy and Related Litigation Mediator, numerous preference disputes directed against trade vendors and insiders. Mediator, numerous nondischargeability disputes directed against individual debtors by unsecured creditors involving claims of fraud, breach of fiduciary duty and willful misconduct. Mediator, successful negotiation of landlord / tenant dispute in operating Chapter 11 case where issues concerned non-monetary breaches of the lease for the debtor s primary manufacturing facility and remediation of mold and other damage to the facility caused by the debtor s beverage bottling operations. 2

3 Mediator, quiet title dispute between Chapter 7 Trustee and third-party concerning dispute regarding debtor s ownership interest in personal property. Mediator, involuntary bankruptcy case filed by investors seeking return of over $1.0 Million invested in OTC debtor corporation. Mediator, attorney malpractice action re actions taken / not taken by attorney in defending preference action which resulted in six-figure judgment against client. Lead counsel representing judgment creditor in having its $1.0 Million business tort judgment against former President deemed excepted from discharge under 11 U.S.C. 523(a)(2) and (6). Lead counsel representing judgment creditor in having his $2.0 Million fraud judgment against former stockbroker deemed excepted from discharge under 11 U.S.C. 523(a)(2), (4) and (6) and registered in various states for enforcement purposes. Lead counsel representing debtor in successful defense of $1.0 Million nondischargeability claim under 11 U.S.C. 523(a)(2)(A), (a)(2)(b) and (a)(4). Lead counsel representing largest unsecured creditor in contested plan confirmation proceedings under Chapter 11 of the Bankruptcy Code [reorganization confirmed on creditor s terms / plan fully performed]. Lead counsel representing Chapter 11 debtor in contested plan confirmation proceedings [reorganization confirmed on debtor s terms / plan fully performed]. Lead counsel representing the largest unsecured creditor in confirming a creditor plan in a Chapter 11 case. Lead counsel representing creditors in numerous cases in successfully defending claim objections initiated by the debtor, bankruptcy trustee or other interested parties. Lead counsel representing creditors in numerous cases in successfully obtaining nondischargeability judgments under 11 U.S.C. 512(a)(2), (4) and (6). Lead counsel representing debtors in numerous cases in successfully defending against nondischargeability claims filed by creditors under 11 U.S.C. 512(a)(2), (4) and (6). Consultant in successful negotiation of dispute between debtor and non-debtor regarding characterization and division of property held jointly and payment of priority claim. Breach of Contract / Business Torts / Breach of Fiduciary Duty Litigation Mediator, in numerous breach of contract, fraud, accounting, breach of fiduciary duty and business tort cases. 3

4 Mediator, in several breach of contract / unfair business competition cases between employer and former employee / subsequent employer. Mediator, in several trade secrets disputes between competitors. Lead counsel successfully representing entity and investors against former president / owner who crashed the computers, stole all of the business records and masqueraded as the company in a wrongful interference, fraud and conversion lawsuit in which a judgment of approximately $750,000 for lost profits and unjust enrichment was obtained. Mediation consultant for child prodigy artist in action against her publisher for millions of dollars in unpaid royalties and return of limited edition works of art. Member of trial team representing general partner of partnership that owned and operated a racetrack in multi-million dollar intrapartnership dispute and involuntary dissolution proceedings. Member of trial team representing minority limited partner in multimillion dollar lawsuit against general partner for conversion of his partnership interests in 32 partnerships that owned and operated multi-family housing projects in Southern California. Lead counsel representing a Japanese manufacturer and its United States subsidiary in a multi-million dollar dispute concerning the power of attorney and performance guaranty provisions of a master agreement for a program governing the financing of leases and purchases of laser eye equipment. Lead counsel representing business and business owners / investors in lawsuit against former President for interference with contract, interference with prospective business advantage, misappropriation of trade name, conversion, breach of fiduciary duty, and fraud. Lead counsel representing former President and Chairman of the Board in action seeking to hold him strictly liable under California Corporations Code 316 for $2.2 Million stock redemption paid to buy out minority shareholders. Civil Rights Consultant in successful mediation of discrimination lawsuit filed by tenant against property management company alleging violation of the First Amendment, the Fair Housing Standards Act and related statutes. Financial Elder Abuse Lead counsel representing plaintiff in successful financial elder abuse involving the wrongful transfer of title to out of the elder s name and into the names of her children. 4

5 Healthcare Lead counsel in several matters representing hospital providers in capitation account disputes with insurers. Insurance Lead counsel in representing employer / insured in litigation with Worker s Compensation insurer in six-figure dispute concerning assessment of retroactive premiums. Mediator in dispute between tiered staffing companies regarding their respective obligations for Worker s Compensation premium costs, liabilities related to Worker s Compensation claims of subject employee pool, withholding taxes related to subject employee pool and damages flowing from alleged breaches of the staffing contract arrangement. Lemon Law Mediator in numerous disputes between vehicle purchaser and vehicle dealer / manufacturer re breach of warranty, breach of contract, etc. Partnership Dissolution Mediator in seven-figure law partnership accounting dispute re allocation of fee revenue generated post-dissolution from work performed by working partner on unfinished business and disposition of real property assets co-owned by partners. Co-counsel in involuntary (for cause) dissolution of limited partnership that owned and operated a racetrack. Consultant to former partners of bankruptcy law partnership re Trustee s Jewel v. Boxer claims for a portion of the fee revenue generated by said partners on the firm s unfinished business. Personal Injury Consultant in successful mediation in personal injury dispute where the alleged damages exceeded defendant s policy limits. Mediator in wrongful death dispute where defendant obtained a defense verdict and plaintiff appealed. Real Property Mediator, ejectment suit between association and resident in senior living community for nuisance and breach of use conditions. Arbitrator, six-figure specific performance (real estate) / breach of trust dispute, final disposition of trust dispute. 5

6 Mediator, successful negotiation of modification to surface lease (mineral / oil drilling rights) regarding 5-year rent and modification to original lease. Mediator, successful negotiation of resolution of specific performance action regarding land sale contract. Mediator, successful negotiation of landlord / tenant dispute in operating Chapter 11 case where issues concerned non-monetary breaches of the lease for the debtor s primary manufacturing facility and remediation of mold and other damage to the facility caused by the debtor s beverage bottling operations. Mediator, successful negotiation in several quiet title actions. Mediator, successful negotiation of resolution of mechanic s lien / surety bond dispute relating to street improvements and utilities for large residential project in Southern California. Lead counsel representing plaintiff in a financial elder abuse, partition and quiet title dispute involving a real estate portfolio worth $20 Million located in Malibu, Beverly Hills Huntington Beach, Long Beach and other California locations. Lead counsel representing owner / seller in multi-million dollar dispute concerning unlicensed party s right to enforce agreement to pay real estate commission. Lead counsel representing secured creditor in obtaining relief from stay to proceed to nonjudicial foreclosure on motel property. Member of trial team representing owner in multi-million dollar dispute with secured lender concerning extent of lien rights as related to earthquake insurance proceeds. Wills and Trusts Litigation Mediator in conservatorship dispute involving 83-year old mother and her 5 children. Arbitrator, breach of trust and final disposition of trust assets dispute. Member of trial team representing beneficiaries of insurance trust in split dollar agreement dispute involving publicly traded company and its officers and directors. Member of trial team representing one group of beneficiaries against another in litigation concerning interpretation of trust amendment. Member of trial team representing beneficiary in breach of fiduciary duty claim against deceased trustee and his surviving spouse. Member of trial team representing beneficiary of original trust in action to set aside subsequent purported trust and to confirm disposition under earlier trust. 6

7 TRAINING Fundamentals of Elder Mediation (Elder Mediation Group / Dana Curtis, 2009) What Every Litigator Should Know About Enforcing and Avoiding ADR Clauses (State Bar Annual Meeting, 2009) Negotiating Litigated Disputes From Practical to Tactical (AAA, 2009) Mediating Employment, Personal Injury and Professional Liability Cases (Straus Institute Seminar, 2009) Intellectual Property for Business Lawyers (CEB, 2009) Succession Planning for the Family Business (CEB, 2009) Advanced Mediation (U.S. District Court ADR Office / Straus Institute and Dana Curtis, 2009) Legal-Ease for Mediators (Southern California Mediation Association, 2009) 4 th Annual Arbitration Training (ABA Dispute Resolution Section, 2009) Neutral Orientation Program (Los Angeles Superior Court, 2008) Mediating the Complex Case (Straus Institute Seminar, 2008) Early Neutral Evaluation Training (Orange County Superior Court, 2008) Temporary Judge Training / Ethics (Orange County Superior Court, 2007) Temporary Judge Training / Demeanor (Orange County Superior Court, 2007) Temporary Judge Training / Probate (Orange County Superior Court, 2007) Best Practices in Commercial Arbitration (College of Commercial Arbitrators, 2007) International Commercial Dispute Resolution (Pepperdine LLM Program, 2006) Religion and Dispute Resolution (Pepperdine LLM Program, 2006) Mediation Externship with Judge Alexander Williams III (LASC), Judge John Woolley, Retired (JAMS), Dennis Torres (Pepperdine LLM Program, 2006) International Commercial Arbitration (Pepperdine LLM Program, 2006) Cross-Cultural Negotiation (Pepperdine LLM Program, 2006) Arbitrator Level II Training (American Arbitration Association, 2006) Seminar Paper Presentation (Pepperdine LLM Program, 2006) Negotiation and Advocacy Skills (Pepperdine LLM Program, 2006) Mediation Seminar (Pepperdine LLM Program, 2005) Independent ADR Study (Pepperdine LLM Program, 2005) Arbitration Externship with Carl Ingwalson and Thomas Pistone (Pepperdine LLM Program, 2005) Arbitrator Level I Training (American Arbitration Association, 2005) Social Psychology of Conflict (Pepperdine LLM Program, 2005 Communication and Conflict (Pepperdine LLM Program, 2005) Interviewing and Counseling (Pepperdine LLM Program, 2005) Arbitration Practice (Pepperdine LLM Program, 2005) Negotiation Skills (Straus Institute Seminar, 2004) Advanced Mediation Training (Straus Institute Seminar / 1998) Basic Mediation Training (Straus Institute Seminar, 1995) 7

8 ADR ARTICLES The Changing Landscape of Finality in Arbitration: The Inconsistent and Unknown State of the Law When Contracting for Expanded Judicial Review (in progress / pending publication) When the Glass is Half Filled with Emptiness: What to do When Insolvency Becomes an Issue in Mediation (full version), Conflict Management, Winter 2010, Vol., Issue, ABA Section of Litigation) (publication pending) When the Glass is Half Filled with Emptiness: What to do When Insolvency Becomes an Issue in Mediation (summary version), (publication pending) Truth or Dare: California s New Ethics Standards for Private Arbitrators, Business Law News (Issue ) California s New Ethics Standards: A Hot Bed of Controversy and Conflicting Decisions, 5 J. Am. Arb. 295 (2006) Facework in Mediation: The Need for A Little Face Time (2005 Paper), Arbitration v. Litigation: The Right to Appeal and Other Misperceptions Fueling the Preference for a Judicial Forum (2006 Paper), ADR PROGRAMS Getting Started as a Neutral in ADR (Straus Institute / Student Seminar, 2010) What Every Litigator Should Know About Enforcing and Avoiding ADR Clauses (State Bar Annual Meeting, 2009) Insolvency and Bankruptcy Law Section of Legal-Ease for Mediators (Southern California Mediation Association, 2009) Board of Judges Seminar, United States Bankruptcy Court for the Central District of California, Program Speaker on the Mediation Panel and Small Group Discussion (February 2008) What s Your Mediation IQ?, Peter M. Elliott Inn of Court (October 2005) Alternative Dispute Resolution, Orange County Bankruptcy Forum (1991) ADR AWARDS Most Settled Mediations / Santa Ana ( Bankruptcy Mediation Panel) Most Settled Mediations / Entire District, Santa Ana and San Fernando Valley ( Bankruptcy Mediation Panel) Most Frequently Chosen Mediator / Santa Ana and San Fernando Valley ( Bankruptcy Mediation Panel) Mediation With Most Parties / Entire District ( and Bankruptcy Mediation Panel) Most Settled Mediations / Santa Ana ( Bankruptcy Mediation Panel) Most Frequently Chosen Mediator / Santa Ana Division ( and Bankruptcy Mediation Panel). 8

9 NON-ADR ARTICLES Police Power Exception to the Automatic Stay: What Is Its Scope When Applied to Postpetition Governmental Action Against Property of the Estate, 18 Cal. Bankr. J. 261 (1990) What Do Bankruptcy and Family Law Have in Common?... A Lot! Bus. L. News, p. 13 (Summer 1994) The Future of Non-Exclusive License Agreements in California After the Ninth Circuit s Ruling in In re Catapult Entertainment, Inc., Bus. L. News, p. 6 (Summer 1999) Contracting Around Section 523 of the Bankruptcy Code: Is There an Iron-Clad Way to Create a Nondischargeable Settlement Obligation?, Orange County Lawyer, Vol. 45, No. 4, p. 35 (April 2003) Contracting Around the Debt Discharge Under Section 523(a)(2)(A), 27 Cal. Bankr. J. 40 (2003) NON-ADR PROGRAMS Summary Judgment Motions: It s Not As Hard As It Looks!, Orange County Bankruptcy Forum Brown Bag Lunch Program (June 2005) Identity Theft: What it s all about!, Peter M. Elliott Inn of Court (May 2004) Facing Bankruptcy Is There a Safe Harbor? The Ethical Dilemmas of Exemption Planning and Other Pre-Filing Counseling, Insolvency Law Committee of the Business Law Section of the State Bar of California (2001) A Review of Recent Developments in Bankruptcy Practice, Insolvency Law Committee of the Business Law Section of the State Bar of California (1999) Fundamentals of Bankruptcy, The Rutter Group (1998) Litigation as a Business Tool: What Every Business Owner Should Know About the Civil Litigation Process, private / client seminar (1998) A to Z of Bankruptcy, private / client seminar (1997) Fundamentals of Civil Litigation Before Trial, California Continuing Education of the Bar (1997) Getting Paid What you are Worth / A Review of Compensation and Attorney Relationship Issues in Commercial Cases, Insolvency Law Committee of the Business Law Section of the State Bar of California (1996) Irreconcilable Differences? When Bankruptcy & Family Law Collide, California Continuing Education of the Bar (1996) Bankruptcy Litigation: A Workshop in Trial Strategy and Technique, Orange County Bankruptcy Forum (1995) 9

10 Fundamentals of Bankruptcy, The Rutter Group (1994) Trial and Appellate Procedures in the Bankruptcy Court: An Overview for the State Court Litigator, Insolvency Law Committee of the Business Law Section of the State Bar of California (1994) The New Value Defense in Preference Actions, Orange County Bar Associate, Commercial Law and Bankruptcy Section (1994) Bankruptcy Issues for State Trial Judges, American Bankruptcy Institute (1993) Fundamentals of Civil Litigation Before Trial, California Continuing Education of the Bar (1993) Bankruptcy Tips for the General Practitioner, Insolvency Law Committee of the Business Law Section of the State Bar of California (1993) Basic Federal Practice, California Continuing Education of the Bar (1992) Bankruptcy Evidence I: Overcoming Evidentiary Roadblocks, Orange County Bankruptcy Forum (1992) Fast Attack: Capitalizing on the Supreme Court s Expanded View of the Availability of Summary Judgment Under FRCP 56, Orange County Bar Association, Commercial Section (1991) Bankruptcy Appellate Practice, Orange County Bankruptcy Forum (1990); A Bankruptcy Trial Program, Orange County Bankruptcy Forum (1989) PERSONAL Married to Rich Keys (a principal in Bidna & Keys APLC). One son, Alex Keys (a principal in APX Gear LLC). In my free time I like to walk my dogs, snow ski, workout and play bridge. 10

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