Financial services regulation in Australia
|
|
- Dylan Carter
- 7 years ago
- Views:
Transcription
1 Financial services regulation in Australia FEBRUARY What you need to know
2
3 Financial services regulation in Australia February What you need to know Key points Do you do business in Australia or have Australian customers? Do you issue shares, notes or other financial products? Do you provide investment advice? Do you give quotes for financial products? Do you hold financial products on trust for others? If so, you may need to be licensed in Australia. Read on to find out more. Do you do business in Australia or have Australian customers? A company incorporated outside of Australia which is "carrying on a business" in Australia must be registered with Australia's corporate regulatory body, the Australian Securities and Investments Commission ("ASIC"). The meaning of "carrying on a business" is broad and the level of your interaction and engagement with Australian investors may mean that your activities are regarded as carrying on a business in Australia. As a starting point, you will be carrying on a business in Australia if you have a place of business, establish or use a share transfer or registration office, or deal with property, in Australia. Registration with ASIC involves filing relevant forms with ASIC and paying a fee. Foreign companies registered in Australia are subject to some local requirements. Do you provide financial services? A person who carries on a financial services business in Australia is generally required to hold an Australian financial services licence ("AFSL"). Broadly speaking, a financial service includes: dealing in a financial product; providing financial product advice; making a market for a financial product; or providing a custodial or depository service. It doesn t matter if you are located outside of Australia the regulatory regime will apply to you if your activities have a sufficient connection to Australia. This can include marketing in Australia. Even if financial services only make up part of your business, you may need to be licensed for those particular activities. Need to register? Our Australian team is here to help.
4 2 Financial services regulation in Australia February 2016 Do you issue shares, notes or other financial products? If you, for example: issue securities, shares, debentures, bonds, managed investment scheme interests or insurance products in Australia or to people in Australia; underwrite securities or managed investment scheme interests in Australia; or enter into derivatives transactions in Australia or with people in Australia, you may need to hold an AFSL. Do you provide investment advice? If you provide general or personal advice about financial products when you are in Australia or to Australian customers, you may also need to hold an AFSL. What are your obligations if you hold an AFSL? Your key obligations are to ensure that the financial services are provided efficiently, honestly and fairly, comply with your licence conditions, maintain resources and competence to provide the financial services and have adequate dispute resolution and risk management systems. Higher standards apply to financial services provided to retail clients, including disclosure of particular information. You could be exempted. Numerous exemptions from holding an AFSL are available to foreign financial services providers and/or for financial services that are provided to wholesale clients. However, other Australian rules and legislation may apply to your activities. Do you give quotes for financial products? If you regularly quote prices at which people can buy or sell financial products when you are in Australia or to Australian customers, you may need to hold an AFSL. Do you hold financial products on trust for others? You may need to be licensed to hold a financial product, or a beneficial interest in a financial product, on trust in Australia or for an Australian customer. Want to know more? Drop us an or give us a call. Nicky Lester Partner, Australia T nicky.lester@hoganlovells.com Kirsten Young Associate, Australia T kirsten.young@hoganlovells.com
5 Hogan Lovells has offices in: Alicante Amsterdam Baltimore Beijing Brussels Budapest* Caracas Colorado Springs Denver Dubai Dusseldorf Frankfurt Hamburg Hanoi Ho Chi Minh City Hong Kong Houston Jeddah* Johannesburg London Los Angeles Luxembourg Madrid Mexico City Miami Milan Minneapolis Monterrey Moscow Munich New York Northern Virginia Paris Perth Philadelphia Rio de Janeiro Riyadh* Rome San Francisco São Paulo Shanghai Silicon Valley Singapore Sydney Tokyo Ulaanbaatar Warsaw Washington DC Zagreb* "Hogan Lovells" or the "firm" is an international legal practice that includes Hogan Lovells International LLP, Hogan Lovells US LLP and their affiliated businesses. The word "partner" is used to describe a partner or member of Hogan Lovells International LLP, Hogan Lovells US LLP or any of their affiliated entities or any employee or consultant with equivalent standing. Certain individuals, who are designated as partners, but who are not members of Hogan Lovells International LLP, do not hold qualifications equivalent to members. For more information about Hogan Lovells, see Where case studies are included, results achieved do not guarantee similar outcomes for other clients. Attorney Advertising. Hogan Lovells All rights reserved. *Associated offices
JUDGMENT ON THE SPANISH TAX LEASE SYSTEM
JUDGMENT ON THE SPANISH TAX LEASE SYSTEM CASE T-719/13 PYMAR / COMMISSION Contents 1. Background 2. Judgment of the GCEU of 17 December 2015 in Case T- 719/13, PYMAR / Commission 3. Effects of the Judgment
More informationCyber security: A major issue for Australian business
Cyber Security: A major issue for Australian business: February 2016 1 Cyber security: A major issue for Australian business Contents Introduction and background Is your industry particularly vulnerable
More informationChina's new national security law creates more insecurity for foreign businesses
China's new national security law creates more insecurity for foreign businesses Contents Overview 1 JULY Broad definition of national security 1 Expanded national security review regime 1 NSR in relation
More informationCuba Sanctions Update: Removal of Cuba from Terrorism List Will Result in Modest Easing of Trade Sanctions
Cuba Sanctions Update: Removal of Cuba from Terrorism List Will Result in Modest Easing of Trade Sanctions A legal analysis prepared at the request of the Cuba Study Group 9 April 2015 By Stephen F. Propst,
More informationE-commerce liberalization in China: State Council and MIIT push forward
E-commerce liberalization in China: State Council and MIIT push forward Contents State Council orders government agencies to take liberalization steps 1 JUNE [ MIIT removes foreign ownership restrictions
More informationA new milestone in the Spanish insurance sector: the reform of the Scale
A new milestone in the Spanish insurance sector: the reform of the Scale SEPTEMBER A NEW MILESTONE IN THE SPANISH INSURANCE SECTOR: THE REFORM OF THE SCALE 1 The Law 35/2015, 22 September, over the reform
More informationSelection and Use of Patient-Reported Outcome Measures The Role of Outside Consultants Janice Hogan, Partner, Hogan Lovells LLP
Selection and Use of Patient-Reported Outcome Measures The Role of Outside Consultants Janice Hogan, Partner, Hogan Lovells LLP Tuesday, November 27, 2012 Key Topics for Consultants Selection of Instruments
More informationTax Guide 2014/15 South Africa
Tax Guide 2014/15 South Africa Individuals and Trusts Tax Rates 1 March 2014 to 28 February 2015 Individual Taxpayers and Special Trusts Taxable Income R0 174 550 Rate of Tax 18% of taxable income R174
More informationThe Telephone Consumer Protection Act: Compliance Developments and What to Expect in 2015
The Telephone Consumer Protection Act: Compliance Developments and What to Expect in 2015 November 2014 Mark W. Brennan, Partner Overview Overview of the TCPA Recent Developments Issues to Watch What You
More informationVietnam publishes new regulations for derivatives market
Vietnam publishes new regulations for derivatives market Contents 1. Background 1 JULY 2. Overview 1 3. Types of Instruments 1 4. Who can invest? 2 5. Securities derivatives trading 2 6. Derivative securities
More informationCloud Computing: A Primer on Legal Issues, Including Privacy and Data Security Concerns. Privacy and Information Management Practice / Washington, DC
Cloud Computing: A Primer on Legal Issues, Including Privacy and Data Security Concerns Privacy and Information Management Practice / Washington, DC Disclaimer THIS PRESENTATION IS TO ASSIST IN A GENERAL
More informationFull Foreign Ownership of E-commerce Businesses Permitted in the Shanghai FTZ: But is It a Breakthrough?
Full Foreign Ownership of E-commerce Businesses Permitted in the Shanghai FTZ: But is It a Breakthrough? Contents Backgroud E-commerce Business Shanghai FTZ's Continuing Liberalisation in Telecommunications
More informationFraudulent Insurance Claims A Mucky Present and a Murky Future
Fraudulent Insurance Claims A Mucky Present and a Murky Future Dan Screene, Senior Associate Insurance Litigation Practice Group London 12 February 2013 The fraud epidemic Economic landscape Losses to
More informationLiberating the Power of Service The right of establishment The case of lawyers
Liberating the Power of Service The right of establishment The case of lawyers Second Bruges European Business Conference College of Europe Jacques Derenne, Partner, Hogan Lovells, Brussels Associate Professor,
More informationLiberating the Power of Service The right of establishment The case of lawyers. Second Bruges European Business Conference College of Europe
Liberating the Power of Service The right of establishment The case of lawyers Second Bruges European Business Conference College of Europe Jacques Derenne, Partner, Hogan Lovells, Brussels Associate Professor,
More informationChina Publishes Draft Rules on Protection of Information Network Dissemination Rights
China Publishes Draft Rules on Protection of Information Network Dissemination Rights 1 China Publishes Draft Rules on Protection of Information Network Dissemination Rights On 22 April, 2012, the Supreme
More informationLuxembourg Doing deals in the Grand Duchy, an English lawyer's perspective
Luxembourg Doing deals in the Grand Duchy, an English lawyer's perspective Tom Whelan (Partner, Hogan Lovells International LLP) Erin Anderson (Senior Associate, Hogan Lovells International LLP), Camille
More informationLoan Trading under LMA Documentation A Guide for Traders and In-house Counsel
Loan Trading under LMA Documentation A Guide for Traders and In-house Counsel 2 Further information If you would like further information on any aspect of this note, please contact a person mentioned below
More informationHazardous substances. Our capabilities in Paris
Hazardous substances Our capabilities in Paris 2013 Hogan Lovells - Hazardous substances: Our capabilities in Paris i Contents Our expertise in relation to hazardous substances 1 Sophisticated advice
More informationCyber security: A growing threat to the energy sector
Cyber security: A growing threat to the energy sector An Australian perspective Contents What is a "cyber attack"? 2 The growing threat to the energy sector 2 The effects of a cyber attack in the energy
More informationForeign Investment in Australia
Foreign Investment in Australia What you need to know Contents Australia's foreign investment framework 3 Do I need FIRB approval? 6 Does my proposed investment meet the threshold? 8 FEBRUARY How do I
More informationThird Party Payment Licences in China - Are They within The Grasp of Foreign Investors?
Third Party Payment Licences in China - Are They within The Grasp of Foreign Investors? Contents Payment Licenses 1 Telecoms Licences 2 JUNE International Remittances 3 Comments 4 Third Party Payment Licences
More informationOutsourcing, Technology Procurement and Cloud in Asia: the Legal and Regulatory Essentials
Outsourcing, Technology Procurement and Cloud in Asia: the Legal and Regulatory Essentials 1 Outsourcing, Technology Procurement and Cloud in Asia: the Legal and Regulatory Essentials New Operating Models
More informationClient Note: Decoding the Code - Service Charges in Commercial Property RICS Code of Practice, Second Edition
Client Note: RICS Code of Practice, Second Edition 2 THE NEW CODE On 4 May the RICS launched the second edition of its Service Charges in Commercial Property Code of Practice. The revised Code will come
More informationMARCH. China fences off the World Wide Web with its new Online Publishing Regulations
MARCH 2016 China fences off the World Wide Web with its new Online Publishing Regulations China fences off the World Wide Web with its new Online Publishing Regulations March 2016 1 Summary China's SARFT
More informationLawyer Development Framework U.S. Associates
FOR INTERNAL USE ONLY Lawyer Development Framework U.S. Associates 2014-2015 Purpose of the Lawyer Development Framework The U.S. Lawyer Development Framework includes 11 skills that are important throughout
More informationAutomotive. Meeting your global industry legal needs
Automotive Meeting your global industry legal needs With lawyers in more than 40 offices around the world, the depth and breadth of Hogan Lovells experience in the automotive sector is unmatched. We advise
More informationAccessing DC savings: The new rules. www.allenovery.com
Accessing DC savings: The new rules www.allenovery.com 2 2 DCHQ Freedom and choice series: briefing 2 In addition to existing options such as cashing out a small lump sum, buying an annuity or going into
More informationDoing business in the UK - the Regulatory environment
Doing business in the UK - the Regulatory environment Further information If you would like further information on any aspect of this note, please contact a person mentioned below or the person with whom
More informationData Privacy Regulation Comes of Age in Asia
Data Privacy Regulation Comes of Age in Asia 1 Data Privacy Regulation Comes of Age in Asia Data Privacy Regulation Comes of Age in Asia A Sea Change There has been an explosion of new data privacy regulation
More informationEquity Capital Markets Which Market?
Equity Capital Markets Which Market? Hogan Lovells Guide to the eligibility requirements and continuing obligations of admitting securities to the Premium, and segments of the Main Market and July 2015
More informationSee yourself at Hogan Lovells
at Hogan Lovells Law student and associate recruitment www.careers-us. Law student and associate recruitment 1 A new approach for a changing world The legal environment is undergoing a period of rapid
More informationHow To Sell Factoring Rights
Hogan Lovells US LLP Columbia Square 555 Thirteenth Street, NW Washington, DC 20004 T +1 202 637 5600 F +1 202 637 5910 www.hoganlovells.com April 5, 2014 Memorandum for the National Structured Settlements
More informationWelcome Clarity on Online Sales in China For Foreign Investors From An Unexpected Source But Uncertainty Remains For The VIE Structure December 2012
Welcome Clarity on Online Sales in China For Foreign Investors From An Unexpected Source But Uncertainty Remains For The VIE Structure December 2012 Further information If you would like further information
More informationDC pensions: All change from April 2015
DC pensions: All change from April 2015 www.allenovery.com 2 DCHQ Freedom and choice series: briefing 1 The most fundamental reform to the way people access their pension rights in almost a century. That
More informationOutsourcing, Technology Procurement and Cloud in Asia: the Legal and Regulatory Essentials
Outsourcing, Technology Procurement and Cloud in Asia: the Legal and Regulatory Essentials 1 Outsourcing, Technology Procurement and Cloud in Asia: the Legal and Regulatory Essentials New Operating Models
More informationSpare Parts and Repair Services Decisions of Courts in Europe
Spare Parts and Repair Services Decisions of Courts in Europe Leopold von Gerlach Brussels, 29 January 2016 Decisions of the European Court of Justice C - 238/87 VOLVO C - 53/87 Maxicar / Renault C - 63/97
More informationEquity Capital Markets Team Germany
Equity Capital Markets Team Germany 2 Equity Capital Markets Team Germany Our strength is our experience with complex assignments Capital markets are difficult to predict and present serious challenges
More informationTelephone Consumer Protection Act - Current Issues
Recent Developments and New Challenges Under the Telephone Consumer Protection Act COHEAO Mid-Year Conference Mark W. Brennan July 29, 2013 Overview Background on the Telephone Consumer Protection Act
More informationData Protection Compliance In Spain 2015
Data protection compliance in Spain Mission impossible? Data Protection Compliance in Spain 2015 1 Contents Introduction Personal data Notification of date files Information Consent Security measures
More informationCorporate funding monitor 2015
Corporate funding monitor 2015 The changing face of finance February 2015 2 Corporate funding monitor 2015 A global reaction to a global crisis Global corporate funding by source (USDtn) USD4tn USD3tn
More informationDear Chairman Wheeler and Commissioners Clyburn, Pai, Rosenworcel, and O Rielly:
Hogan Lovells US LLP Columbia Square 555 Thirteenth Street, NW Washington, DC 20004 T +1 202 637 5600 F +1 202 637 5910 www.hoganlovells.com March 4, 2014 VIA ELECTRONIC DELIVERY Chairman Tom Wheeler Commissioner
More informationHot topics in insolvency and restructuring. Wendy Braithwaite, Counsel, Banking Restructuring. 13 March 2014
Hot topics in insolvency and restructuring Wendy Braithwaite, Counsel, Banking Restructuring 13 March 2014 Allen & Overy 2014 2014 Seminar schedule Thursday 13 March 12.30pm-1.30pm Bishops Square Wednesday
More informationEmployee monitoring in France. January 2010. Contents. Legal Framework 1
Employee monitoring in France January 2010 Contents Legal Framework 1 Principal situations where an individual's privacy is restricted in the workplace 1 Potential disciplinary sanctions applied to employees
More informationConnecting people at A&O and beyond. www.allenovery.com/alumni
Connecting people at A&O and beyond www.allenovery.com/alumni 2 Connecting People at A&O and beyond Our alumni explain why the A&O Alumni Network is useful to them It is good that the firm still likes
More informationOur Financial Services Regulatory practice
Our Financial Services Regulatory practice 2015 2 Our Financial Services Regulatory practice 2015 Allen & Overy LLP 2015 3 How we can assist you Ranked Tier 1 for Financial Services Regulatory: Non-contentious
More informationAnalysis - the worldwide reach of FATCA
January 2012 Analysis - the worldwide reach of FATCA This article was first published in the Tax Journal in July 2011 SPEED READ Recent US legislation effectively makes non-us banks and non US financial
More informationDigital Infrastructure and Economic Development. An Impact Assessment of Facebook s Data Center in Northern Sweden executive summary
Digital Infrastructure and Economic Development An Impact Assessment of Facebook s Data Center in Northern Sweden executive summary The Boston Consulting Group (BCG) is a global management consulting firm
More informationProtection of Trade Dress and Packaging in France
Protection of Trade Dress and Packaging in France German French Polish AIPPI Seminar 2015 Olivia Bernardeau-Paupe 20 March 2015 IPMT/Paris I. Looking for a definition "Trade dress refers to the features
More informationWorking and ordinarily working in the UK
Financial institutions Energy Infrastructure, mining and commodities Transport Technology and innovation Life sciences and healthcare Working and ordinarily working in the UK Briefing January 2015 Introduction
More informationCorporate funding monitor: The changing face of fi nance. January 2014. www.allenovery.com
Corporate funding monitor: The changing face of fi nance January 214 www.allenovery.com 2 The Allen & Overy Corporate Funding Monitor looks at loan, bond and equity issues to non-financial corporates over
More informationFlexible access and the annual allowance: How does it work? www.allenovery.com
Flexible access and the annual allowance: How does it work? www.allenovery.com 2 DCHQ Freedom and choice series: briefing 3 Flexible access and the annual allowance how does it work? Certain methods of
More informationMerger Control Issues and Private Equity Transactions
Merger Control Issues and Private Equity Transactions Further information If you would like further information on any aspect of Merger Control and Private Equity Transactions please contact a person mentioned
More informationLaunch of Mutual Recognition of Funds Between Mainland China and Hong Kong
June 2015 Practice Group: Investment Management, Hedge Funds and Alternative Investments Launch of Mutual Recognition of Funds Between Mainland China and Hong Kong By Choo Lye Tan On 22 May 2015, the Securities
More informationVAT recovery and pension schemes: Where are we now?
VAT recovery and pension schemes: Where are we now? Speed read HMRC s policy on reclaiming VAT on investment management and other costs remains under review in the light of two recent decisions from the
More informationChina Streamlines Foreign Exchange Administrative Procedures to Facilitate Cross-border Investments
China Streamlines Foreign Exchange Administrative Procedures to Facilitate Cross-border Investments March 2013 Further information If you would like further information on any aspect of the alert please
More informationRussian Law Aspects of Insolvency
Russian Law Aspects of Insolvency Further information If you would like further information on any aspect of the issues described in this note please contact a person mentioned below or the person with
More informationData Protection compliance in Spain Mission Impossible?
Data Protection compliance in Spain Mission Impossible? May 2012 Further information If you would like further information on any aspect of Data Protection and Privacy in Spain please contact the person
More informationSFC proposes amendments to regulation of automated trading services guidelines
SFC proposes amendments to regulation of automated trading services guidelines 1 Briefing note December 2015 SFC proposes amendments to regulation of automated trading services guidelines On 20 November
More informationRents continue to recover. Global Office Index Q2 2014
Rents continue to recover Global Office Index Q2 2014 2 Global Office Index, Q2 2014 JLL Global Office Index Q2 2014 Rents continue to recover Steady improvement in both leasing activity and corporate
More informationLondon Olympics 2012 Restrictions on Marketing Strategies
London Olympics 2012 Restrictions on Marketing Strategies Further information If you would like further information on any aspect of sport marketing please contact a person mentioned below or the person
More informationOur Business Aviation Services
Our Business Aviation Services May 2016 Acclaimed expertise spans the full spectrum of aviation regulatory matters. Chambers USA, 2015 Our Business Aviation Services May 2016 3 Our Aviation Practice Hogan
More informationMarketing and Branding in Recruitment. Robert Wegenek Squire Patton Boggs (UK) LLP
Marketing and Branding in Recruitment Robert Wegenek Squire Patton Boggs (UK) LLP MARKETING AND BRANDING IN RECRUITMENT B2B and B2C Branding, taglines, slogans Above the line : advertising in traditional
More informationOur global Product Liability group
Our global Product Liability group 2014 www.allenovery.com 2 Sources say: Extremely impressive; the response times are incredible and the advice is well thought out. Chambers 2014 They are on top of the
More informationEstablishment of a business entity in Singapore
Establishment of a business entity in Singapore Further information If you would like further information on any aspect of this client note, please contact a person mentioned below or the person with whom
More informationIndia. Doorway to opportunities
India Doorway to opportunities We have the key India s development plays an increasingly active role in the global economy and presents significant business opportunities. As clients manage and explore
More informationKey Questions and Answers for U.S. Issuers Offering an ESPP Outside the U.S.
Key Questions and Answers for U.S. Issuers Offering an ESPP Outside the U.S. May 1, 2009 (Revised from August 1, 2006) Compliments of Valerie Diamond Baker & McKenzie LLP This publication includes a series
More informationGoodbye Spokesperson, Hello Steward
Goodbye Spokesperson, Hello Steward The Transformation of Corporate Communications Once heralded as the seat held by the best storyteller in the company, corporate communications is no longer about amplifying
More informationGlobal Real Estate Outlook
Global Real Estate Outlook August 2014 The Hierarchy of Economic Performance, 2014-2015 China Indonesia India Poland South Korea Turkey Australia Mexico United Kingdom Sweden United States Canada South
More informationPreparing for Proxy Contests: Practical Steps Every Company Should Consider
Originally published in 24 February 2014 Bloomberg BNA: Mergers & Acquisitions Law Report By Joseph E. Gilligan, Asher M. Rubin and James J. Benson The 2013 proxy season demonstrated again the increasingly
More informationThe UK Concept of Base Cost Shift
The UK Concept of Base Cost Shift Jenny Wheater February 2014 2014 Duane Morris LLP. All Rights Reserved. Duane Morris is a registered service mark of Duane Morris LLP. Duane Morris Firm and Affiliate
More informationCRITICAL THINKING AT THE CRITICAL TIME CONSTRUCTION SOLUTIONS
CRITICAL THINKING AT THE CRITICAL TIME CONSTRUCTION SOLUTIONS Table of Contents 1 ABOUT FTI CONSULTING 2 CHALLENGES OVERCOME 3 OUR EXPERTISE 4 PROJECT TYPES 5 OUR TEAM ii FTI Consulting, Inc. CONSTRUCTION
More informationat the pace of business Leadership development In-house programs available! The Leadership Express Series Ottawa, ON
Africa Cape Town Johannesburg Pretoria Asia Bangkok Beijing Ho Chi Minh City Hong Kong Jakarta Kuala Lumpur Mumbai New Delhi Seoul Shanghai Shenzhen Singapore Tokyo Europe Amsterdam Athens Barcelona Berlin
More informationAustralian National Electricity Rules Adopt a More 'Cost Reflective' Approach to Network Pricing
23 December 2014 Practice Group(s): Energy, Infrastructure and Resources Renewable Energy Climate Change and Sustainability Australian National Electricity Rules Adopt a More 'Cost Reflective' Australia
More informationFact sheet DTZ Fair Value Index TM methodology
Fact sheet DTZ Fair Value Index TM methodology DTZ Fair Value Index TM launched to measure investor opportunity in world s commercial property markets First ever forward-looking commercial property value
More informationPassive infrastructure sharing
Passive infrastructure sharing 2 Why sharing? Passive infrastructure sharing started with mobile phone towers. Mobile network operators allowed each other to hang antennas on their mast sites, resulting
More informationCITY OF CHICAGO BUILDING ENERGY USE BENCHMARKING AND TRANSPARENCY
California Energy Commission Nonresidential Building Energy Use Disclosure Workshop CITY OF CHICAGO BUILDING ENERGY USE BENCHMARKING AND TRANSPARENCY Jamie Ponce Chicago City Director, C40 Cities Climate
More informationAlternative Dispute Resolution in England and Wales
JANUARY 2016 Alternative Dispute Resolution in England and Wales Contents Contacts 1 Introduction 2 Support for ADR 3 Main Features of ADR 5 Mediation 6 Other types of ADR 7 Timing 9 Cases suitable for
More informationJoe Bannister, Partners, Hogan Lovells, London. 12 June 2013
A "Flexible Friend?" English Schemes of Arrangement, Multi-Creditor Restructurings and the Insolvency Regulation Reforming the European Insolvency Regulation a legal and policy perspective Joe Bannister,
More informationResale of Mobile Communications Services Back on the Menu in China: But Only a Few Seats at the Table. Corporate China Alert - 9 June 2013
Resale of Mobile Communications Services Back on the Menu in China: But Only a Few Seats at the Table Corporate China Alert - 9 June 2013 Further information If you would like further information on any
More informationCoaching Executives: Building Emotional Intelligence
IMPACT STORY Coaching Executives: Building Emotional Intelligence How a Global Airline Developed Emotionally Intelligent Leaders via an Integrated Coaching Solution The Challenge The Columbia Leadership
More informationPeter Montanaro, Head, Delegated Authorities
market bulletin Ref: Y4535 Title Purpose Type From Master Policies & Group Schemes To provide updated guidance on worldwide master policies and group schemes written at Lloyd s and to notify the market
More informationU.S. Tax and the Issuance of Debt Securities after the HIRE Act
October 2011 U.S. Tax and the Issuance of Debt Securities after the HIRE Act An update SPEED READ This Bulletin provides participants in debt capital markets transactions with updated guidance on U.S.
More informationInvestment Company Act of 1940 Private Funds
Investment Company Act of 1940 Private Funds David A. Sussman Steven J. Gray March 2016 2016 Duane Morris LLP. All Rights Reserved. Duane Morris is a registered service mark of Duane Morris LLP. Duane
More informationInsurance claims and losses in Spain. Procedural aspects of the Spanish legal system
Insurance claims and losses in Spain. Procedural aspects of the Spanish legal system Further information If you would like further information, please contact a person mentioned below or the person with
More informationInvestment Advisers Act of 1940
Investment Advisers Act of 1940 Robert Bramnik August 2014 2014 Duane Morris LLP. All Rights Reserved. Duane Morris is a registered service mark of Duane Morris LLP. Duane Morris Firm and Affiliate Offices
More informationDenied Boarding Eligibility
Option 1 Denied Boarding Compensation voucher may be used for a single Emirates operated two sector return journey between Dubai and the adjoining list of cities. (OR) Between Australia & New Zealand or
More informationDenied Boarding Eligibility
Option 1 Denied Boarding Compensation voucher may be used for a single Emirates operated two sector return journey between Dubai and the adjoining list of cities. (OR) Between Australia & New Zealand or
More informationPresenting a live 90-minute webinar with interactive Q&A. Today s faculty features:
Presenting a live 90-minute webinar with interactive Q&A ESI in Environmental Litigation: Overcoming Unique Challenges of Expert-Dependent Evidence and Multifaceted Laws Leveraging Rule 29 Stipulations,
More information01/ 02/ 03/ 04/ 05/ Beyond borders Deloitte Discovery April 23 rd 2015 Cyprus 1 Going beyond borders to move our clients ahead Deloitte Discovery Services - Deloitte Legal 2 The Deloitte
More informationPPP projects in the education sector Key principles
PPP projects in the education sector Key principles Further information If you would like further information on any aspect of this client note, please contact a person mentioned below or the person with
More informationAlvarez & Marsal Global Forensic and Dispute Services. 2015 Asia Pacific Regional Meeting (APRM) Tokyo, Japan 23-25 April 2015
Alvarez & Marsal Global Forensic and Dispute Services 2015 Asia Pacific Regional Meeting (APRM) Tokyo, Japan 23-25 April 2015 A&M OVERVIEW GLOBAL REACH NEW YORK (GLOBAL HQ) LONDON (EUROPE HQ) HONG KONG
More informationNew amendments to the Spanish Insolvency Law
3 rd June 2015 New amendments to the Spanish Insolvency Law Ley 9/2015 Contents Summary 2 Refinancing agreements 2 The communication foreseen under Article 5bis of the insolvency Law 3 Ranking of creditors
More informationWhat Makes Cities Successful Randstad on the World Stage
What Makes Cities Successful Randstad on the World Stage 1966 7 World Cities London Moscow New York Paris Randstad Rhein-Ruhr Tokyo Today: JLL City Commercial Attraction Index Top 20 Population Economic
More informationJoint General Assembly APLAC-PAC 2014 June 21-28, Guadalaja, Mexico
Joint General Assembly APLAC-PAC 2014 June 21-28, Guadalaja, Mexico Suggestions air transportation to Guadalajara, Mexico Below are some suggested connections that can be taken from different countries
More informationAchieving Export Sales Growth
Achieving Export Sales Growth How Enterprise Ireland and its overseas network works with Irish exporting companies Angela Byrne Marketing & Sales Strategy Adviser Enterprise Ireland Finance 4 Growth Workshop
More informationHandling disciplinary and grievance issues
Handling disciplinary and grievance issues Further information If you would like further information on any aspect of handling disciplinary and grievance issues please contact a person mentioned below
More informationJackson reforms to civil litigation
June 2013 Jackson reforms to civil litigation What do commercial parties really need to know? SPEED READ The bulk of the Jackson reforms to costs in English civil litigation were implemented on 1 April
More informationNorton Rose Group expands across Canada, Latin America and Kazakhstan. Creating one of the world s leading energy and mining practices
Norton Rose Group expands across Canada, Latin America and Kazakhstan Creating one of the world s leading energy and mining practices Norton Rose Group expands across Canada, Latin America and Kazakhstan
More informationReal Estate. Expertise of a boutique. Reach of a global firm.
Real Estate Expertise of a boutique. Reach of a global firm. Inside Expertise of a boutique, reach of a global firm 1 Broad global coverage 2 Industry coverage 3 Our search process 4 Proprietary assessment
More information