Items of Consolidated Balance Sheet

Transcription

1 Territory code under OKATO Bank reporting Code of the credit institution (branch) Under OKPO Registration number (/orderly number) Consolidated Balance Sheet as of October 1, 2014 Short company name of the head credit institution: Mailing address: 19 Vavilova St., Moscow, Russian Federation Form code under OKUD Quarterly (annual) thousand RUB Line number Items of Consolidated Balance Sheet Figures as of the reporting date I ASSETS 1 Cash and Cash Equivalents 609,308,606 2 Funds held with the central banks 880,142, Funds held with the Central Bank of the Russian Federation 644,406, Required reserves 122,779,813 3 Funds held with the credit institutions 221,450,980 4 Financial assets assessed at their fair value through profit or loss 510,419, Derivative financial instruments intended for trading 390,812,826 5 Financial assets assessed at their fair value through profit or loss and transferred without derecognition 3,959,332 6 Credits (loans) and receivables 15,227,816,219 7 Financial assets available for sale 1,695,248,269 8 Investments recorded under equity method 0 9 Investments held to maturity 432,130, Fixed assets and inventories 708,087, Investment property 6,186, Intangible assets Goodwill 42,157, Tax assets Deferred tax assets 19,213, Other assets 442,010, Assets and groups of assets intended for sale 4,624, Total assets 20,819,032,736 II LIABILITIES 16 Loans, deposits, and other funds of central banks 2,502,877, Loans, deposits, and other funds of the Central Bank of the Russian Federation 2,467,629, Due to credit institutions 1,042,636, Due to customers other than credit institutions 13,866,408, Deposits from individuals 8,643,964, Financial liabilities assessed at their fair value through profit or loss 367,661, Derivative financial instruments intended for trading 355,100, Issued debt obligations 493,627, Tax liabilities 25,086, Deferred tax liabilities 25,086, Liabilities included into the group of disposal intended for sale 0 23 Other liabilities 375,991, Provisions for possible losses 66,431, Total liabilities 18,740,721,321 III SOURCES OF EQUITY 26 Equity of shareholders (members) 67,760, Paid-in capital in excess of par value 228,054, Treasury shares (interests) redeemed from shareholders (members) 2,904, Fair value revaluation of financial assets available for sale -74,669, Revaluation of fixed assets and intangible assets 72,339, Revaluation of assets and liabilities of participants of the group of non-resident institutions 4,885, Revaluation of assets or groups of assets intended for sale 0 33 Profit (loss) 1,773,229, Profit (loss) for the reporting period 280,667, Other components in the structure of capital 130, Financial instruments included into components of capital 87, Interest of minor shareholders (members) in capital 9,486, Total sources of equity of the group and minor shareholders (members) 2,078,311,415 Deputy Chairman of the Executive Board, А. V. Morozov Chief Accountant, Director of the Accounting and Reporting Department, November 18, 2014 M. Yu. Lukyanova L.S. /Round seal/: SBERBANK City of Moscow Open Joint-Stock Company

2 Bank reporting Territory code under Code of the credit institution (branch) OKATO Under OKPO Registration number (/orderly number) Short company name of the head credit institution: Mailing Address: 19 Vavilova St., Moscow, Russian Federation Consolidated Statement of Financial Performance for 9 months of 2014 Form code under OKUD Quarterly (annual) thousand RUB Line Figures as of the reporting Items of the Consolidated Profit and Loss Statement number date Total interest income, including: 1,354,579, From funds deposited with credit institutions 14,660, From credits (loans) and receivables (except for financial lease) granted to customers other than credit institutions 1,204,537, From provision of services related to financial leasing (leasing) 24,409, From investment in securities 110,971,837 2 Total interest expenditure, including: 552,142, On deposits from credit institutions 128,227, On deposits from customers other than credit institutions 399,172, On issued debt obligations 24,742,773 3 Net interest income (net interest expenditure) 802,436,544 4 Change in provisions for possible losses (change in impairment amounts) on the credits (loans) and receivables in -194,478,358 the credit institutions 5 Net interest income (net interest expenditure) after provisions for possible losses 607,958,186 6 Net income (net expenditure) from financial assets reflected at fair value through profit or loss -17,870, Net income (net expenditure) from financial assets intended for sale -11,897,081 7 Net expenditure (net income) from financial liabilities reflected at fair value through profit or loss 475, Net expenditure (net income) from financial assets intended for sale 475,257 8 Net income (net expenditure) from financial assets available for sale -5,826, Net income (net expenditure) from financial assets available for sale reclassified from equity into the structure of profit or loss for the period 0 9 Net income (net expenditure) from investments held to maturity 81, Net income (net expenditure) from operations with foreign currency 9,707, Net income (net expenditure) from revaluation of foreign currency 41,716, Income in the form of dividends 4,843, Commission income 195,740, Commission expenditure 24,087, Loss from impairment of financial assets available for sale 36, Changes in the provisions for possible losses from investments held to maturity 693, Other operating income 74,813, Net income (expenditure) 888,281, Administrative and other operating expenses 509,038, Fixed assets impairment -46, Investment property impairment Goodwill impairment 0 20 Income from bargain purchase 353, Share of profit (loss) of the members of the group recorded under equity method 0 22 Profit (loss) from assets and groups of assets intended for sale 0 23 Profit (loss) before tax 379,596, Accrued (paid) taxes 99,556, Profit (loss) after tax 280,039, Unused profit (loss) for the reporting period held by the group 280,667, Unused profit (loss) for the reporting period accounted for the share of minor shareholders (members) -627,817 Deputy Chairman of the Executive Board, А. V. Morozov Chief Accountant, Director of the Accounting and Reporting Department, November 18, 2014 M. Yu. Lukyanova L.S. /Round seal/: SBERBANK City of Moscow Open Joint-Stock Company

3 Short company name of the head credit institution: Mailing Address: 19 Vavilova St., Moscow, Russian Federation Details on the structure of banking group members as of October 1, 2014 Line Shares (stakes) owned Item number by the group, % Members of the banking (consolidated) group: 1.1 Open Joint-Stock Company 1.2 Sberbank Leasing Closed Joint-Stock Company (percent of shares (stakes)) 1.3 Auction Limited Liability Company (percent of shares (stakes)) 1.4 Sberbank Capital Limited Liability Company (percent of shares (stakes)) 1.5 Sberbank Automated Trading Systems Closed Joint-Stock Company (percent of shares (stakes)) 1.6 Perspective investments Limited Liability Company (percent of shares (stakes)) 1.7 Sberbank Financial Company Limited Liability Company (percent of shares (stakes)) 1.8 Sberbank Investments Limited Liability Company (percent of shares (stakes)) 1.9 KIPARISIANA INVESTMENT LTD (percent of shares (stakes)) 1.10 Sberbank Insurance Company Limited Liability Company (percent of shares (stakes)) 1.11 Rublevo-Arkhangelskoye Closed Joint-Stock Company (percent of shares (stakes)) 1.12 SVK Holding Limited Liability Company (percent of shares (stakes)) SB SBERBANK JSC (percent of shares (stakes)) SBERBANK (SWITZERLAND) AG (percent of shares (stakes))* Krasnaya Polyana Open Joint-Stock Company (percent of shares (stakes)) Manzherok Ski Resort Closed Joint-Stock Company (percent of shares (stakes)) Sberbank Private Pension Fund Closed Joint-Stock Company (percent of shares (stakes)) Cetelem Bank Limited Liability Company (percent of shares (stakes)) Derways Limited Liability Company (percent of shares (stakes)) Mosstroyvozrozhdenie Open Joint Stock Company (percent of shares (stakes)) * SB International S.a.r.l. (percent of shares (stakes)) 1.22 SBGB CYPRUS LIMITED (percent of shares (stakes)) 1.23 Troika Dialog Group Limited (percent of shares (stakes)) 1.24 Sberbank CIB (UK) Limited (percent of shares (stakes)) 1.25 Sberbank CIB (UK) Limited (percent of shares (stakes)) 1.26 SA&PM (Cyprus) Limited (percent of shares (stakes)) 1.27 Bloominvest Holdings Limited (percent of shares (stakes)) 1.28 SBTVF Limited (percent of shares (stakes)) 1.29 Nikitas Brokerage Limited (percent of shares (stakes)) 1.30 SIB (CYPRUS) LIMITED (percent of shares (stakes)) 1.31 TD Consult (Bermuda) Limited (percent of shares (stakes)) 1.32 Mainframe Investments Limited (percent of shares (stakes)) 1.33 Troika Capital Partners Limited (percent of shares (stakes)) 1.34 Troika Capital Partners Limited (percent of shares (stakes)) 1.35 TD KUA Holdings Limited (percent of shares (stakes)) 1.36 TD KUA Holdings Limited (percent of shares (stakes)) 1.37 Rocket (Bermuda) Limited (percent of shares (stakes)) 1.38 TDAM (Bermuda) Limited (percent of shares (stakes)) 1.39 TDAM Private Equity (Bermuda) Limited (percent of shares (stakes)) 1.40 Troika Dialog Avto Holdings Limited (percent of shares (stakes)) 1.41 Verner Holdings Limited (percent of shares (stakes)) 1.42 Sberbank CIB Closed Joint-Stock Company (percent of shares (stakes)) 1.43 Sberbank Asset Management Closed Joint-Stock Company (percent of shares (stakes)) 1.44 SIB Financial Broker Closed Joint-Stock Company (percent of shares (stakes)) 1.45 SIB Financial Consultant Closed Joint-Stock Company (percent of shares (stakes)) 1.46 SBVK Management Company Closed Joint-Stock Company (percent of shares (stakes)) 1.47 Bogatyrskaya TROIKA Limited Liability Company (percent of shares (stakes)) 1.48 Bylinnyye Bogatyri Limited Liability Company (percent of shares (stakes)) D Closed Joint-Stock Company (percent of shares (stakes)) 1.50 TD Soft Limited Liability Company (percent of shares (stakes)) 1.51 Sberbank AM UCITS Fund (percent of shares (stakes)) 1.52 SIB Finance Limited Liability Company (percent of shares (stakes)) 1.53 Pension Savings Management Company Limited Liability Company (percent of shares (stakes)) 1.54 Polenica Investments Limited (percent of shares (stakes)) T.D. E.S.O.P. Holdings Limited (percent of shares (stakes)) Troika General Partner Limited (percent of shares (stakes)) Roinco Enterprises Limited (percent of shares (stakes)) Silver Standard Operations Limited (percent of shares (stakes)) Troika Dialog Investments Limited (percent of shares (stakes)) Rising Star Stichting Administratikantoor (percent of shares (stakes)) SBERBANK EUROPE AG (percent of shares (stakes))

4 1.62 SBERBANK BH D. D., SARAJEVO (percent of shares (stakes)) 1.63 SBERBANK A.D. BANJA LUKA (percent of shares (stakes)) 1.64 SBERBANK D.D. (percent of shares (stakes)) 1.65 SBERBANK SRBIJA A.D. (percent of shares (stakes)) 1.66 SBERBANK CZ, A.S. (percent of shares (stakes)) 1.67 BEVO-Holding GmbH (percent of shares (stakes)) 1.68 PRIVATINVEST d.о.о. (percent of shares (stakes)) 1.69 V-Dat lnformatikai Szolgaltato es Kereskedlmi Kft. (percent of shares (stakes)) 1.70 Uj 'Garai ter' Ingatlanforgalmazo es Ingatlanhasznosito Korlatolt Felelossegu Tarsasag (percent of shares (stakes)) 1.71 Egressy 2010 Ingatlanforgalmazo Korlatolt Felelossegu Tarsasag (percent of shares (stakes)) 1.72 Pronam Nekretnine d.o.o. (percent of shares (stakes)) 1.73 Garay Center Ingatlanforgalmazo es Ingatlanhasznosito Korlatolt Felelossegu Tarsasag (percent of shares (stakes)) 1.74 Intertech Bilgi islem ve Pazarlama Ticaret A.S. (percent of shares (stakes)) 1.75 Denizbank Moscow Closed Joint-Stock Company (percent of shares (stakes)) 1.76 DESTEK VARLIK YONETIM A. S. (percent of shares (stakes)) 1.77 DENIZ IMMOB1L1EN SERVICE GmbH (percent of shares (stakes)) 1.78 Deniz Finansal Kiralama Anonim Sirketi (percent of shares (stakes)) Denizbank Kultur Sanat Yayincilik Ticaret ve Sanayi A.S. (percent of shares (stakes)) EKSPRES MENKUL DEGERLER A.S. (percent of shares (stakes)) DENIZBANK AG (percent of shares (stakes)) Deniz Kartli Odeme Sistemleri A.S. (percent of shares (stakes)) Acik Deniz Radyo ve Televizyon Iletisim Yayincilik Ticaret ve Sanayi A.S. (percent of shares (stakes)) Deniz Faktoring Anonim Sirketi (percent of shares (stakes)) Deniz Yatirim Menkul Kiymetler Anonim Sirketi (percent of shares (stakes)) SBERBANK BANKA D (percent of shares (stakes)) Deniz Portfoy Yonetimi A.S. (percent of shares (stakes)) PJSC VS BANK (percent of shares (stakes)) Euro Deniz International Banking Unit Limited (percent of shares (stakes)) DENIZBANK A.S. (percent of shares (stakes)) SBERBANK SLOVENSKO, A.S. (percent of shares (stakes)) SBERBANK MAGYARORSZAG ZRT (percent of shares (stakes)) DENIZ GAYRIMENKUL YATIRIM ORTAKLIGI A.S. (percent of shares (stakes)) Bantaş Nakit ve Kıymetli Mal Taşıma ve Güvenlik Hizmetleri A.Ş. (percent of shares (stakes)) "SUPER KARTICA" d.о.о. Beograd (percent of shares (stakes)) BPS-Leasing Closed Joint Stock Company (percent of shares (stakes)) 1.97 Sberbank Technologies Limited Liability Company (percent of shares (stakes)) 1.98 SB-Global Closed Joint-Stock Company (percent of shares (stakes)) Service Desk Closed Joint-Stock Company (percent of shares (stakes)) Narochanskaya Niva 2004 Limited Liability Company (percent of shares (stakes)) * BPS-SBERBANK (percent of shares (stakes)) TASK Closed Joint-Stock Company (percent of shares (stakes)) SUBSIDIARY BANK SBERBANK OF RUSSIA PUBLIC JOINT-STOCK COMPANY (percent of shares (stakes)) Asset Management and Pension Fund Administrator Company of Troika Dialog Ukraine Limited Liability Company (percent of shares (stakes)) IKS Closed Joint-Stock Company (percent of shares (stakes)) RUST Closed Joint-Stock Company (percent of shares (stakes)) Sovremennyye Tekhnologii Limited Liability Company (percent of shares (stakes)) Baikal Ski Resort Gora Sobolinaya Limited Liability Company (percent of shares (stakes)) PG MAIR-INVEST Open Joint-Stock Company (percent of shares (stakes))* Zagorsky Lakokrasochnyi Zavod Limited Liability Company (percent of shares (stakes)) ARZIL Open Joint-Stock Company (percent of shares (stakes)) Holding-A Limited Liability Company (percent of shares (stakes)) * Sberbank Specialized Depository Limited Liability Company (percent of shares (stakes))* Sulinskaya Metallurgical Company Limited Liability Company (percent of shares (stakes))* ARZIL-Vtormet Limited Liability Company (percent of shares (stakes))* SB LEASING IRELAND LIMITED (percent of shares (stakes))* GARANT-SV Limited Liability Company (percent of shares (stakes))* Sberbank Leasing Nord Closed Joint-Stock Company (percent of shares (stakes))* Sberbank Leasing Kazakhstan Limited Liability Partnership (percent of shares (stakes))* SB Invest Limited Liability Company (percent of shares (stakes))* SB Leasing Cyprus Limited (percent of shares (stakes))* Sberbank-Technologies Closed Joint-Stock Company (percent of shares (stakes))* Strategy Partners Kazakhstan Limited Liability Partnership (percent of shares (stakes))* SBERBANK INVESTMENTS LIMITED (percent of shares (stakes))* Loyality Program Center Closed Joint-Stock Company (percent of shares (stakes))* Hermes Closed Joint-Stock Company (percent of shares (stakes))* Georgievsky Armaturnyi Zavod Limited Liability Company (percent of shares (stakes))* YuzhStal Limited Liability Company (percent of shares (stakes))* EvroStroyProekt Limited Liability Company (percent of shares (stakes)) * Kiparis 2 Limited Liability Company (percent of shares (stakes)) ALPHA Plus, s.r.o. (percent of shares (stakes)) Karolyi Ingatlan 2011 Korlatolt Felelossegu Tarsasag (percent of shares (stakes))* SB Luxembourg S.a.r.l. (percent of shares (stakes)) ALB EDV-Service GmbH (percent of shares (stakes))*

5 1.135 KORUS Consulting CIS Limited Liability Company (percent of shares (stakes))* KORUS Distribution Limited Liability Company (percent of shares (stakes))* Delovaya sreda Closed Joint-Stock Company (percent of shares (stakes))* DUBININO Agricultural Complex Open Joint-Stock Company (percent of shares (stakes))* Portopunkt-Adler Limited Liability Company (percent of shares (stakes))* SB Securities S.A. (percent of shares (stakes)) Russkiye Gorki Limited Liability Company (percent of shares (stakes))* Krasnaya Polyana Hotel Management Limited Liability Company (percent of shares (stakes))* Stroitelny Consulting Limited Liability Company (percent of shares (stakes))* ActiveBusinessCollection Limited Liability Company (percent of shares (stakes)) * Yandex.Money Non-Bank Credit Institution Limited Liability Company (percent of shares (stakes))* Sberbank Service Limited Liability Company (percent of shares (stakes))* Universal Electronic Card Non-Bank Credit Institution Limited Liability Company (percent of shares (stakes))* SBK PROEKT Limited Liability Company (percent of shares (stakes))* SBK STEKLO Limited Liability Company (percent of shares (stakes))* SBK AKTIV Limited Liability Company (percent of shares (stakes))* SBK GEOFIZIKA Limited Liability Company (percent of shares (stakes))* DERWAYS MOTOR Limited Liability Company (percent of shares (stakes))* MST PROEKT Limited Liability Company (percent of shares (stakes))* PARAMOUNT GOLD MINING Closed Joint Stock Company (percent of shares (stakes)) LERNAIN ARSTUTYUN Limited Liability Company (percent of shares (stakes)) Sberbank Insurance Company Limited Liability Company (percent of shares (stakes))* Sberbank Insurance Broker Limited Liability Company (percent of shares (stakes)) LEASING PROEKT Limited Liability Company (percent of shares (stakes))* SBK KARTON Limited Liability Company (percent of shares (stakes))* SBK STROY Limited Liability Company (percent of shares (stakes))* NEFTESERVICE Limited Liability Company (percent of shares (stakes)) * Banking Information Technologies Limited Liability Company (percent of shares (stakes)) SBK Metall Limited Liability Company (percent of shares (stakes))* SBK Invest Limited Liability Company (percent of shares (stakes))* SBK Limited Liability Company (percent of shares (stakes))* Proekt Ogni Limited Liability Company (percent of shares (stakes))* SBK Dubinino Limited Liability Company (percent of shares (stakes)) * SVK Invest Limited Liability Company (percent of shares (stakes))* Gros Limited Liability Company (percent of shares (stakes))* Yuzhnaya Avtomobilnaya Kompaniya Limited Liability Company (percent of shares (stakes))* Monolitnyye Sistemy Limited Liability Company (percent of shares (stakes))* Myasokombinat Ust Labinsky Limited Liability Company (percent of shares (stakes))* Yasen-K Limited Liability Company (percent of shares (stakes))* Avitcenna-Sochi Limited Liability Company (percent of shares (stakes))* Premium Spirits Limited Liability Company (percent of shares (stakes)) * SBK-Retail Limited Liability Company (percent of shares (stakes))* SBK-Uran Limited Liability Company (percent of shares (stakes))* SBERBANK LEASING UKRAINE Limited Liability Company (percent of shares (stakes))* Sberkluch Limited Liability Company (percent of shares (stakes))* AUTOMATED TRADING SYSTEM UKRAINE Limited Liability Company (percent of shares (stakes))* Universal Electronic Card Open Joint-Stock Company (percent of shares (stakes))* Rusvtormet-Tsentr Closed Joint-Stock Company (percent of shares (stakes))* Galaktika-M Closed Joint-Stock Company (percent of shares (stakes))* Saturn-A Closed Joint-Stock Company (percent of shares (stakes))* PS Yandex.Money Limited Liability Company (percent of shares (stakes))* United Processing and Billing Center of Oryol Region Open Joint-Stock Company (percent of shares (stakes))* Strategy Partners Group Closed Joint Stock Company (percent of shares (stakes))* Moscow City Golf Club Limited Liability Company (percent of shares (stakes))* Sberegatelny Kapital Limited Liability Company (percent of shares (stakes))* Soda-khlorad Limited Liability Company (percent of shares (stakes))* Kraftum-RUS Limited Liability Company (percent of shares (stakes))* AMGM S.a.r.l. (percent of shares (stakes)) Regional United Information and Computing Center Open Joint-Stock Company (percent of shares (stakes))* United Information and Computing Center of Kaluga Region Open Joint-Stock Company (percent of shares (stakes))* Universal Electronic Card Irkutsk Region Open Joint-Stock Company (percent of shares (stakes))* Unified Information and Settlement Center Region-21 Open Joint-Stock Company (percent of shares (stakes))* Unified Billing and Processing Center on the Territory of Sverdlovsk Region Open Joint-Stock Company (percent of shares (stakes))* Regional Cash Processing Center Open Joint-Stock Company (percent of shares (stakes))* 50.00

6 1.199 Grand Baikal Limited Liability Company (percent of shares (stakes))* United Credit Bureau Closed Joint-Stock Company (percent of shares (stakes))* DERWAYS AUTO Limited Liability Company (percent of shares (stakes))* GLANBURY INVESTMENTS LTD (percent of shares (stakes))* Voskhod Capital S.a.r.l. (percent of shares (stakes)) SBK-Yugra Limited Liability Company (percent of shares (stakes))* Social Guarantees Open Joint-Stock Company (percent of shares (stakes))* SBI Voskhod Capital SICAV-SIF (percent of shares (stakes))* Unified Processing and Billing Center of Mari El Republic Open Joint-Stock Company (percent of shares (stakes))* Sherigo Resources Limited (percent of shares (stakes))* STATUS Registration Bureau Closed Joint-Stock Company (percent of shares (stakes))* SBK AGRO-INVEST Limited Liability Company (percent of shares (stakes))* Panclub Enterprises Limited (percent of shares (stakes)) AWAMAR HOLDINGS LIMITED (percent of shares (stakes)) Sberenergodevelopment Limited Liability Company (percent of shares (stakes))* GeoProMining Investment (CYP) Limited (percent of shares (stakes)) Nitol Solar Limited (percent of shares (stakes))* Apsheronsk-Lagonaki Open Joint-Stock Company (percent of shares (stakes))* BAMCARD d.o.о. Sarajevo (percent of shares (stakes)) TRANSPORT AMD-2 LIMITED (percent of shares (stakes)) SB Capital S.A. (percent of shares (stakes)) 0.00 * Consolidated statements of the banking group as of October 1, 2014, do not include reporting figures for indicated companies, because the impact of these members of the banking group on its financial position has been recognized as insignificant. Deputy Chairman of the Executive Board, А. V. Morozov Chief Accountant, Director of the Accounting and Reporting Department, November 18, 2014 M. Yu. Lukyanova L.S. /Round seal/: SBERBANK City of Moscow Open Joint-Stock Company