financial DiScloSure report

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "financial DiScloSure report"

Transcription

1 Filing ID # financial DiScloSure report Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC filer information name: Status: State/District: Mr. Dan Benishek Member MI01 filing information filing : annual Report filing year: 2013 filing Date: 05/14/2014 ScheDule a: assets and "unearned" income asset owner value of asset income (s) income tx. >? abb Ltd (abb) aberdeen asia-pacific Income Fund Inc (FaX) $15,001 - $50,000 $2,501 - $5,000 am CENTURY EQ INCOME CL a $15,001 - $50,000 $2,501 - $5,000 ameriprise Cash $100,001 - $250,000 Interest $1 - $200 Bank of america Corporation (BaC) $1,001 - $15,000 $1 - $200 BlackRock Resources Common Shares of Beneficial Interest (BCX) $15,001 - $50,000 $1,001 - CBRE Clarion Global Real Estate Income Fund (IGR) $1,001 -

2 asset owner value of asset income (s) COLUMBIa STRaTEGY INCOME CL a income tx. >? $5,001 - $15,000 DREYFUS CaSH MaNaGEMENT $1,001 - $15,000 Eaton Vance Senior Floating-Rate Fund Common Shares of Beneficial Interest (EFR) $50,001 - $2,501 - $5,000 Exelis Inc. Common Stock New (XLS) $1,001 - $15,000 $1 - $200 FIDELITY advantage HIGH INCOME FUND $5,001 - $15,000 b FIDELITY advisor NEW INSIGHTS $50,001 - Capital Gains $5,001 - $15,000 b FRONTIER FUND LONG/SHORT COMM SERIES 1a $15,001 - $50,000 ishares 7-10 Year Treasury Bond ETF (IEF) $1 - $200 ishares Emerging Markets High Yield Bond ETF (EMHY) $1 - $200 $1,001 - $15,000 $1 - $200 ishares iboxx $ High Yield Corporate Bond ETF (HYG) $1,001 - $15,000 $201 - ishares iboxx $ Investment Grade Corporate Bond ETF (LQD) $1,001 - $15,000 $201 - ishares J,P. Morgan USD Emerging Markets Bond ETF (EMB) $1 - $200 ishares MBS ETF (MBB) $201 -

3 asset owner value of asset income (s) income tx. >? ishares MSCI Brazil Capped Index Fund (EWZ) $201 - ishares MSCI Canada Index Fund (EWC) $1,001 - $15,000 $1 - $200 ishares MSCI Emerging Index Fund (EEM) ishares MSCI Hong Kong Index Fund (EWH) $201 - Ishares MSCI India ETF (INDa) $201 - ishares MSCI Japan Index Fund (EWJ) $1,001 - $15,000 $1 - $200 ishares MSCI Pacific Ex-Japan Index Fund (EPP) $1,001 - $15,000 $201 - ishares MSCI South Korea Capped Index Fund (EWY) Capital Gains $201 - ishares MSCI Turkey Investable Market Index Fund (TUR) Capital Gains $1 - $200 ishares U.S. Energy ETF (IYE) ishares U.S. Healthcare ETF (IYH) ishares U.S. Industrials ETF (IYJ) ishares U.S. Technology ETF (IYW) ITT Corporation Common Stock New (ITT) $1 - $200 JOHN HaNCOCK FLOaTING RaTE CL C $15,001 - $50,000 $1,001 -

4 asset owner value of asset income (s) income tx. >? John Hancock Preferred Income Fund Common Shares of Beneficial Interest (HPI) $15,001 - $50,000 $1,001 - Legg Mason BW Global Income Opportunities Fund Inc. (BWG) $15,001 - $50,000 $2,501 - $5,000 Market Vectors Emerging Markets High Yield Bond ETF (HYEM) $201 - Market Vectors Emerging Markets Local Currency Bond ETF (EMLC) $201 - Market Vectors International High Yield Bond (IHY) $201 - Market Vectors TR Russia ETF (RSX) Capital Gains $201 - Materials Select Sector SPDR (XLB) Neuberger Berman MLP Income Fund Inc. (NML) $15,001 - $50,000 $1,001 - OPPENHEIMER INTL BOND CL a $1,001 - PIMCO 0-5 Year High Yield Corporat Bond Index Exchange-Traded Fund (HYS) $201 - Rio Tinto Plc (RIO) $15,001 - $50,000 $1,001 - SPDR Barclays High Yield Bond ETF (JNK) Interest $201 - SPDR Gold Trust (GLD) $50,001 -

5 asset owner value of asset income (s) SPDR S&P 500 (SPY) income tx. >? SPDR Select Sector Fund - Consumer Discretionary (XLY) SPDR Select Sector Fund - Consumer Staples (XLP) SPDR Select Sector Fund - Financial (XLF) TEMPLETON GLOBaL BOND CL a $2,501 - $5,000 Vanguard FTSEEuropean ETF (VGK) Vanguard Intermediate-Term Corporate Bond ETF (VCIT) $201 - Vanguard Long-Term Corporate Bond ETF (VCLT) $201 - Vanguard Short-Term Corporate Bond ETF (VCSH) $1 - $200 Xylem Inc. Common Stock New (XYL) $1,001 - $15,000 $1 - $200 ameriprise CaSH account SP $15,001 - $50,000 Bank of america Corporation (BaC) SP $1,001 - $15,000 $1 - $200 Banking BENISHEK FOR CONGRESS INC - LOaN $50,001 - PaRTIaL REPaYMENT OF LOaN $15,001 - $50,000 b Banking DaNIEL BENISHEK MD PC FNB CHECKING acct $1,001 - $15,000 Banking $1,001 - $15,000 Interest $1 - $200

6 asset owner value of asset income (s) FNB CHECKING account income tx. >? COLUMBIa acorn CL a SP $15,001 - $50,000 $1 - $200 COLUMBIa MID CaP GROWTH FUND CL a SP $1,001 - $15,000 Diageo plc (DEO) SP DREYFUS CaSH MaNaGEMENT SP $1,001 - $15,000 Etrade amazon.com, Inc. (amzn) $1,001 - $15,000 Etrade Kinder Morgan Energy Partners, L.P. (KMP) $1,001 - $15,000 $201 - Etrade Rayonier Inc. REIT (RYN) $1,001 - $15,000 $201 - Etrade SPDR Gold Trust (GLD) $1,001 - $15,000 FIDELITY advisor NEW INSIGHTS CL a SP $50,001 - FNB BaNKSHaRES $100,001 - $250,000 DESCRIPTION: SHaRES OF STOCK WITH a LOCaL BaNK. GUGGENHEIM SHORT DUR HI YLD SP $15,001 - $50,000 $1,001 - SP $1,001 - $15,000 $1 - $200 ishares iboxx $ High Yield Corporate Bond ETF (HYG) SP $1,001 - $15,000 $201 - ishares iboxx $ Investment Grade Corporate Bond ETF (LQD) SP $1,001 - $15,000 $201 - ishares MSCI Canada Index Fund (EWC) SP $1,001 - $15,000 $1 - $200

7 asset owner value of asset income (s) income tx. >? ishares MSCI Emerging Index Fund (EEM) SP $1,001 - $15,000 $1 - $200 ishares MSCI Japan Index Fund (EWJ) SP $1,001 - $15,000 $1 - $200 ishares MSCI Pacific Ex-Japan Index Fund (EPP) SP $1,001 - $15,000 $1 - $200 ishares Short Treasury Bond ETF (SHV) SP $1,001 - $15,000 $1 - $200 ishares U.S. Energy ETF (IYE) SP $1,001 - $15,000 $1 - $200 ishares U.S. Healthcare ETF (IYH) SP $1,001 - $15,000 $1 - $200 ishares U.S. Industrials ETF (IYJ) SP $1,001 - $15,000 $1 - $200 ishares U.S. Technology ETF (IYW) SP $1,001 - $15,000 $1 - $200 JOHN HaNCOCK LIFESTYLE BaLaNCED SP $50,001 - $1,001 - Materials Select Sector SPDR (XLB) SP $1,001 - $15,000 $1 - $200 MEDICaL PaRK BUILDING $100,001 - $250,000 LOCaTION: IRON MOUNTaIN, MI, US Rent $5,001 - $15,000 MINERS STaTE BaNK JT $1,001 - $15,000 Interest $1 - $200 Nestle Sa Sponsored adr representing Registered Shares Series B (NSRGY) SP $50,001 - $1,001 - Neuberger Berman MLP Income Fund Inc. (NML) SP $15,001 - $50,000 $1,001 - PUTNaM CaPITaL SPECTRUM CL a SP $50,001 - $201 - PUTNaM CONV SECS CL a SP

8 asset owner value of asset income (s) income tx. >? PUTNaM DIVERSIFIED INCOME CL M SP $1 - $1 - $200 SPDR S&P 500 (SPY) SP $1,001 - $15,000 $201 - SPDR Select Sector Fund - Consumer Discretionary (XLY) SP $1,001 - $15,000 $1 - $200 SPDR Select Sector Fund - Consumer Staples (XLP) SP $1,001 - $15,000 $1 - $200 SPDR Select Sector Fund - Financial (XLF) SP $1,001 - $15,000 $1 - $200 Vanguard FTSEEuropean ETF (VGK) SP $1,001 - $15,000 $201 - WILD RIVER LaND MaNaGEMENT SP $250,001 - $500,000 LOCaTION: CRYSTaL FaLLS, MI, US DESCRIPTION: INVESTMENT PROPERTY WILD RIVER LaND MaNaGMENT FNB acct SP $1,001 - $15,000 * asset class details available at the bottom of this form. ScheDule B: transactions asset owner Date tx. am CENTURY EQUITY INCOME CL a CBRE Clarion Global Real Estate Income Fund (IGR) 11/20/2013 S $15,001 - $50,000 COLUMBIa STRaTEGY INCOME FD CL a 08/12/2013 S $50,001 - b FIDELITY advisor NEW INSIGHTS Quarterly S (partial) $1,001 - $15,000 b FIDELITY HIGH INCOME advantage FUND

9 FIDELITY HIGH INCOME advantage FUND 11/20/2013 S $15,001 - $50,000 b ishares 7-10 Year Treasury Bond ETF (IEF) ishares 7-10 Year Treasury Bond ETF (IEF) 12/2/2013 S $1,001 - $15,000 ishares Emerging Markets High Yield Bond ETF (EMHY) 12/9/2013 S $1,001 - $15,000 11/29/2013 P $15,001 - $50,000 12/9/2013 S $50,001-12/30/2013 P $1,001 - $15,000 12/2/2013 S (partial) $1,001 - $15,000 Quarterly P $15,001 - $50,000 Quarterly S (partial) $1,001 - $15,000 04/8/2013 P $15,001 - $50,000 10/28/2013 P $1,001 - $15,000 11/26/2013 S $1,001 - $15,000 b ishares iboxx $ High Yield Corporate Bond ETF (HYG)

10 ishares iboxx $ Investment Grade Corporate Bond ETF (LQD) ishares J,P. Morgan USD Emerging Markets Bond ETF (EMB) 10/28/2013 S $1,001 - $15,000 ishares J,P. Morgan USD Emerging Markets Bond ETF (EMB) 10/28/2013 S $1,001 - $15,000 b ishares MBS ETF (MBB) 11/29/2013 P $15,001 - $50,000 ishares MBS ETF (MBB) 12/9/2013 S $50,001 - ishares MBS ETF (MBB) 12/2/2013 S $1,001 - $15,000 ishares MBS ETF (MBB) ishares MBS ETF (MBB) Quarterly S $1,001 - $15,000 ishares MBS ETF (MBB) 04/8/2013 P $1,001 - $15,000 ishares MSCI all Peru Capped ETF (EPU) 12/9/2013 S $1,001 - $15,000 ishares MSCI all Peru Capped ETF (EPU) ishares MSCI Brazil Capped Index Fund (EWZ) 06/21/2013 P $1,001 - $15,000 ishares MSCI Brazil Capped Index Fund (EWZ) 07/23/2013 S $1,001 - $15,000 b ishares MSCI Canada Index Fund (EWC)

11 ishares MSCI Emerging Index Fund (EEM) 11/29/2013 P $15,001 - $50,000 ishares MSCI Hong Kong Index Fund (EWH) 06/12/2013 P $1,001 - $15,000 ishares MSCI Hong Kong Index Fund (EWH) 10/28/2013 S $1,001 - $15,000 b Ishares MSCI India ETF (INDa) 06/20/2013 P $1,001 - $15,000 Ishares MSCI India ETF (INDa) 07/25/2013 S $1,001 - $15,000 b ishares MSCI Japan Index Fund (EWJ) ishares MSCI Pacific Ex-Japan Index Fund (EPP) ishares MSCI South Korea Capped Index Fund (EWY) 06/20/2013 P $1,001 - $15,000 ishares MSCI South Korea Capped Index Fund (EWY) 12/9/2013 S $1,001 - $15,000 ishares MSCI South Korea Capped Index Fund (EWY) 11/20/2013 P $1,001 - $15,000 ishares MSCI South Korea Capped Index Fund (EWY) 07/24/2013 S $1,001 - $15,000 b ishares MSCI Turkey Investable Market Index Fund (TUR) 06/12/2013 P $1,001 - $15,000 ishares MSCI Turkey Investable Market Index Fund (TUR) 06/14/2013 S $1,001 - $15,000 b ishares MSCI Turkey Investable Market Index Fund (TUR) 06/14/2013 P $1,001 - $15,000 ishares Short Treasury Bond ETF (SHV) 11/29/2013 P $15,001 - $50,000

12 ishares Short Treasury Bond ETF (SHV) 12/30/2013 S (partial) $1,001 - $15,000 ishares U.S. Energy ETF (IYE) 12/11/2013 P $15,001 - $50,000 ishares U.S. Energy ETF (IYE) ishares U.S. Healthcare ETF (IYH) 12/11/2013 P $15,001 - $50,000 ishares U.S. Healthcare ETF (IYH) ishares U.S. Industrials ETF (IYJ) 12/11/2013 P $15,001 - $50,000 ishares U.S. Industrials ETF (IYJ) ishares U.S. Technology ETF (IYW) 12/11/2013 P $15,001 - $50,000 ishares U.S. Technology ETF (IYW) ITT Corporation Common Stock New (ITT) 11/20/2013 S $1,001 - $15,000 JOHN HaNCOCK FLOaTING RaTE CL C Legg Mason BW Global Income Opportunities Fund Inc. (BWG) Market Vectors Emerging Markets High Yield Bond ETF (HYEM) Market Vectors Emerging Markets High Yield Bond ETF 12/9/2013 S $1,001 - $15,000

13 (HYEM) Market Vectors Emerging Markets High Yield Bond ETF (HYEM) Market Vectors Emerging Markets High Yield Bond ETF (HYEM) 10/28/2013 S $1,001 - $15,000 b Market Vectors Emerging Markets Local Currency Bond ETF (EMLC) 12/9/2013 S $1,001 - $15,000 Market Vectors Emerging Markets Local Currency Bond ETF (EMLC) Quarterly S $1,001 - $15,000 Market Vectors Emerging Markets Local Currency Bond ETF (EMLC) 04/8/2013 S $1,001 - $15,000 Market Vectors International High Yield Bond (IHY) 10/28/2013 S $1,001 - $15,000 Market Vectors International High Yield Bond (IHY) 10/28/2013 S $1,001 - $15,000 b Market Vectors TR Russia ETF (RSX) 06/12/2013 P $1,001 - $15,000 Market Vectors TR Russia ETF (RSX) 12/10/2013 S $1,001 - $15,000 Market Vectors TR Russia ETF (RSX) 12/3/2013 P $1,001 - $15,000 Market Vectors TR Russia ETF (RSX) 07/23/2013 S $1,001 - $15,000 b Materials Select Sector SPDR (XLB) 12/11/2013 P $15,001 - $50,000 Materials Select Sector SPDR (XLB)

14 Neuberger Berman MLP Income Fund Inc. (NML) 03/26/2013 P $15,001 - $50,000 OPPENHEIMER INTL BOND CL a 11/20/2013 S $50,001 - OPPENHEIMER INTL BOND CL a PIMCO 0-5 Year High Yield Corporat Bond Index Exchange-Traded Fund (HYS) 04/8/2013 P $1,001 - $15,000 PIMCO 0-5 Year High Yield Corporat Bond Index Exchange-Traded Fund (HYS) 12/9/2013 S $15,001 - $50,000 b PIMCO 0-5 Year High Yield Corporat Bond Index Exchange-Traded Fund (HYS) Quarterly S $1,001 - $15,000 PIMCO 0-5 Year High Yield Corporat Bond Index Exchange-Traded Fund (HYS) 04/8/2013 P $1,001 - $15,000 ProShares Trust VIX Short-Term Futures ETF (VIXY) 11/26/2013 P $1,001 - $15,000 ProShares Trust VIX Short-Term Futures ETF (VIXY) 12/9/2013 S $1,001 - $15,000 ProShares Trust VIX Short-Term Futures ETF (VIXY) 11/26/2013 P $1,001 - $15,000 SPDR Barclays High Yield Bond ETF (JNK) 04/8/2013 S $15,001 - $50,000 b SPDR Barclays High Yield Bond ETF (JNK) 04/8/2013 S $15,001 - $50,000 b SPDR S&P 500 (SPY) 11/29/2013 P $15,001 - $50,000 12/11/2013 P $15,001 - $50,000

15 SPDR Select Sector Fund - Consumer Discretionary (XLY) SPDR Select Sector Fund - Consumer Discretionary (XLY) SPDR Select Sector Fund - Consumer Staples (XLP) 12/11/2013 P $15,001 - $50,000 SPDR Select Sector Fund - Consumer Staples (XLP) SPDR Select Sector Fund - Financial (XLF) 12/11/2013 P $15,001 - $50,000 SPDR Select Sector Fund - Financial (XLF) TEMPLETON GLOBaL BOND CL a TEMPLETON GLOBaL BOND CL a 08/12/2013 S $15,001 - $50,000 b Vanguard FTSEEuropean ETF (VGK) 11/29/2013 P $15,001 - $50,000 Vanguard Intermediate-Term Corporate Bond ETF (VCIT) 12/9/2013 S $15,001 - $50,000 Vanguard Intermediate-Term Corporate Bond ETF (VCIT) Quarterly S $1,001 - $15,000 Vanguard Intermediate-Term Corporate Bond ETF (VCIT) 04/8/2013 S $1,001 - $15,000 Vanguard Long-Term Corporate Bond ETF (VCLT) 12/9/2013 S $15,001 - $50,000 Vanguard Long-Term Corporate Bond ETF (VCLT) 04/8/2013 S $1,001 - $15,000 b Vanguard Long-Term Corporate Bond ETF (VCLT) 04/8/2013 S $1,001 - $15,000

16 Vanguard Short-Term Bond ETF (BSV) Quarterly P $15,001 - $50,000 Vanguard Short-Term Bond ETF (BSV) 12/9/2013 S $15,001 - $50,000 Vanguard Short-Term Bond ETF (BSV) 04/8/2013 P $1,001 - $15,000 Vanguard Short-Term Bond ETF (BSV) 07/11/2013 P $1,001 - $15,000 Vanguard Short-Term Bond ETF (BSV) 10/28/2013 P $1,001 - $15,000 Vanguard Short-Term Bond ETF (BSV) 11/26/2013 S $1,001 - $15,000 b Vanguard Short-Term Corporate Bond ETF (VCSH) Semi-annually P $1,001 - $15,000 Vanguard Short-Term Corporate Bond ETF (VCSH) Quarterly S $15,001 - $50,000 Vanguard Short-Term Corporate Bond ETF (VCSH) 04/10/2013 P $1,001 - $15,000 BENISHEK FOR CONGRESS LOaN 12/31/2013 E $15,001 - $50,000 LOCaTION: US DESCRIPTION: RECEIPTS FROM asset BlackRock Utility and Infrastructure Trust Common Shares of Beneficial Interest (BUI) SP 11/20/2013 S $15,001 - $50,000 Duff & Phelps Global Utility Income Fund Inc. (DPG) SP 11/20/2013 S $15,001 - $50,000 ishares 7-10 Year Treasury Bond ETF (IEF) SP ishares 7-10 Year Treasury Bond ETF (IEF) SP 12/2/2013 S $1,001 - $15,000 SP

17 SP 12/2/2013 S (partial) $1,001 - $15,000 ishares iboxx $ High Yield Corporate Bond ETF (HYG) SP ishares iboxx $ Investment Grade Corporate Bond ETF (LQD) SP ishares MBS ETF (MBB) SP ishares MBS ETF (MBB) SP 12/2/2013 S $1,001 - $15,000 ishares MSCI Canada Index Fund (EWC) SP ishares MSCI Emerging Index Fund (EEM) SP ishares MSCI Japan Index Fund (EWJ) SP ishares MSCI Pacific Ex-Japan Index Fund (EPP) SP ishares Short Treasury Bond ETF (SHV) SP 11/29/2013 P $15,001 - $50,000 ishares Short Treasury Bond ETF (SHV) SP 12/2/2013 S $1,001 - $15,000 ishares U.S. Energy ETF (IYE) SP ishares U.S. Healthcare ETF (IYH) SP ishares U.S. Industrials ETF (IYJ) SP ishares U.S. Technology ETF (IYW) SP JOHN HaNCOCK LIFESTYLE BaLaNCED CL C SP 12/30/2013 P $1,001 - $15,000 Materials Select Sector SPDR (XLB) SP Nestle Sa Sponsored adr representing Registered Shares Series B (NSRGY) SP 05/24/2013 P $1,001 - $15,000 Neuberger Berman MLP Income Fund Inc. (NML) SP 03/26/2013 P $15,001 - $50,000

18 SPDR S&P 500 (SPY) SP SPDR Select Sector Fund - Consumer Discretionary (XLY) SP SPDR Select Sector Fund - Consumer Staples (XLP) SP SPDR Select Sector Fund - Financial (XLF) SP Vanguard FTSEEuropean ETF (VGK) SP * asset class details available at the bottom of this form. ScheDule c: earned income Source HOUSE OF REP - MEMBERS SERVICES SaLaRY $167,163 ScheDule D: liabilities disclosed. ScheDule e: PoSitionS Position GENERaL PaRTNER PRESIDENT VICE PRESIDENT name of organization MEDICaL PaRK DaNIEL J. BENISHEK, MD, PC WILD RIVER LaND MaNaGEMENT & MaRKETING INC ScheDule f: agreements disclosed. ScheDule g: gifts disclosed. ScheDule h: travel PaymentS and reimbursements disclosed.

19 ScheDule i: PaymentS made to charity in lieu of honoraria disclosed. ScheDule a and B asset class DetailS ameriprise Banking LOCaTION: US Etrade LOCaTION: US exclusions of SPouSe, DePenDent, or trust information ipo: Did you purchase any shares that were allocated as a part of an Initial Public Offering? nmlkji Yes nmlkj No trusts: Details regarding "Qualified Blind Trusts" approved by the Committee on Ethics and certain other "excepted trusts" need not be disclosed. Have you excluded from this report details of such a trust benefiting you, your spouse, or dependent child? nmlkj Yes nmlkji No exemption: Have you excluded from this report any other assets, "unearned" income, transactions, or liabilities of a spouse or dependent child because they meet all three tests for exemption? nmlkj Yes nmlkji No comments certification and Signature b I CERTIFY that the statements I have made on the attached Financial Disclosure Report are true, complete, and correct to the best of my knowledge and belief. Digitally Signed: Mr. Dan Benishek, 05/14/2014

financial DiScloSure report

financial DiScloSure report Filing ID #10005442 financial DiScloSure report Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 filer information name: Status: State/District:

More information

financial DiScloSure report

financial DiScloSure report Filing ID #10001482 financial DiScloSure report Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC 20515 filer information name: Status: State/District:

More information

financial DiScloSure report

financial DiScloSure report Filing ID #10005556 financial DiScloSure report Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 filer information name: Status: State/District:

More information

financial DiScloSure report

financial DiScloSure report Filing ID #10000711 financial DiScloSure report Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC 20515 filer information name: Status: State/District:

More information

WORLD BANK GROUP SENIOR MANAGEMENT TEAM AND VICE PRESIDENTS. FINANCIAL DISCLOSURE FOR CALENDAR YEAR 2011 Summary for Public Disclosure

WORLD BANK GROUP SENIOR MANAGEMENT TEAM AND VICE PRESIDENTS. FINANCIAL DISCLOSURE FOR CALENDAR YEAR 2011 Summary for Public Disclosure WORLD BANK GROUP SENIOR MANAGEMENT TEAM AND VICE PRESIDENTS FINANCIAL DISCLOSURE FOR CALENDAR YEAR 2011 Summary for Public Disclosure Name: Position/Title: WBG Organization: Robert Irving Kopech Vice President

More information

NEW CENTURY CAPITAL PORTFOLIO SCHEDULE OF INVESTMENTS January 31, 2014 (Unaudited)

NEW CENTURY CAPITAL PORTFOLIO SCHEDULE OF INVESTMENTS January 31, 2014 (Unaudited) NEW CENTURY CAPITAL PORTFOLIO SCHEDULE OF INVESTMENTS January 31, 2014 (Unaudited) INVESTMENT COMPANIES - 99.2% Shares Value Large-Cap Funds - 62.3% American Funds AMCAP Fund - Class A 150,931 $ 4,070,619

More information

financial DiScloSure report

financial DiScloSure report Filing ID #10005530 financial DiScloSure report Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 filer information name: Status: State/District:

More information

Asset Allocation Model Portfolios

Asset Allocation Model Portfolios February 2014 Asset Allocation Model Portfolios Christopher Eckert Portfolio Management Director Senior Vice President/Financial Advisor 320 Post Road West Westport, CT 06880 PHONE: 203-222-4057 TOLL-FREE:

More information

Ultimate ETF Income Guide: Bond ETFs

Ultimate ETF Income Guide: Bond ETFs Ultimate ETF Income Guide: Bond ETFs > By David and Michael Fabian At FMD Capital Management, our goal is to provide you with tools to enhance your income investing returns. With that goal in mind, we

More information

COMUNICACION INTERNA N 12.400

COMUNICACION INTERNA N 12.400 Santiago, 2 de septiembre de 2014 REF.: Modifica nombre de ETF s que se indican. COMUNICACION INTERNA N 12.400 Señor Corredor: Cumplo con informar a usted, que Deutsche Securities Corredores de Bolsa SpA

More information

Franklin Templeton Investment Funds

Franklin Templeton Investment Funds Franklin Templeton Investment Funds Online ID Name CRNCY Description L4058R498 FRANK EUROPEAN GRWTH A ACC EUR The Fund's objective is long term capital appreciation. The Fund invests at least two thirds

More information

Fixed Income: Liquidity Risks & Unique Opportunities. Spencer Bogart ETF Specialist

Fixed Income: Liquidity Risks & Unique Opportunities. Spencer Bogart ETF Specialist Fixed Income: Liquidity Risks & Unique Opportunities Spencer Bogart ETF Specialist ETF.com Agenda & Takeaways Bond ETFs: Exposing Fixed Income Opportunities Takeaway: ETF opportunities to tailor your client

More information

Issues Held Outside OST's Current Contract Custodian 6-30-11 CUSIP DESCRIPTION # SHARES ALGER FAMILY OF FUNDS 015565849 ALGER CAPITAL APPRECIATION

Issues Held Outside OST's Current Contract Custodian 6-30-11 CUSIP DESCRIPTION # SHARES ALGER FAMILY OF FUNDS 015565849 ALGER CAPITAL APPRECIATION Issues Held Outside OST's Current Contract Custodian 6-30-11 CUSIP DESCRIPTION # SHARES ALGER FAMILY OF FUNDS 015565849 ALGER CAPITAL APPRECIATION FUND CLASS A 1,800.7970 015565823 ALGER SMALLCAP GROWTH

More information

III to I Equity Fund QP

III to I Equity Fund QP III to I Equity Fund QP The fund s investment objective is long-term capital appreciation. It may invest the majority of its net assets in common stocks of companies of any size. The selected investment

More information

J.J. Schenkelberg, CFA, Senior Portfolio Manager Case Eichenberger, Client Portfolio Manager

J.J. Schenkelberg, CFA, Senior Portfolio Manager Case Eichenberger, Client Portfolio Manager BEYOND THE AGG: 3 SOLUTIONS TO PUMP UP YIELD ON A TRADITIONAL BOND ETF PORTFOLIO J.J. Schenkelberg, CFA, Senior Portfolio Manager Case Eichenberger, Client Portfolio Manager For Professional Use Only.

More information

Bonds, alternatives and REITs have a way of creating taxable income. We have three proven ways to tax-defer it.

Bonds, alternatives and REITs have a way of creating taxable income. We have three proven ways to tax-defer it. Bonds, alternatives and REITs have a way of creating taxable income. We have three proven ways to tax-defer it. Welcome to Monument Advisor. A tax-advantaged investing solution with nearly 400 investment

More information

Exchange-Traded Funds

Exchange-Traded Funds Exchange-Traded Funds US ETF Weekly Update - Weekly Flows: $6.8 Billion Net Inflows -11 th Consecutive Week of Net Inflows - ETF Assets Stand at $1.4 Trillion, up 6% YTD - Two ETF Launches Last Week -

More information

Exchange Traded Funds Eligible for Reporting as a Schedule D Bond

Exchange Traded Funds Eligible for Reporting as a Schedule D Bond Exchange Traded Funds Eligible for Reporting as a Schedule D Bond ETF NAME db X-trackers Municipal Infrastructure Revenue Bond Fund 233051705 Franklin Short Duration U.S. Government ETF 353506108 ishares

More information

Exchange-Traded Funds

Exchange-Traded Funds Exchange-Traded Funds NORTH AMERICA MICHAEL JABARA Morgan Stanley Wealth Management Michael.Jabara@morganstanley.com +1 212 296-5101 DAVID PERLMAN Morgan Stanley Wealth Management David.Perlman@morganstanley.com

More information

J.P. Morgan Structured Investments

J.P. Morgan Structured Investments July 2012 J.P. Morgan Structured Investments The JPMorgan ETF Efficiente 5 Index Strategy Guide Important Information The information contained in this document is for discussion purposes only. Any information

More information

Beating the Market with ETFs and Tactical Asset Allocation

Beating the Market with ETFs and Tactical Asset Allocation Beating the Market with ETFs and Tactical Asset Allocation Marvin Appel, M.D., Ph.D. CEO, Appel Asset Management Corp. Great Neck, NY www.appelasset.com 516-487-7146 Beating the Market--outline Navigating

More information

Hand Composite Employee Benefit Trust Haverford Collective Funds Independent Auditor's Report and Financial Statements.

Hand Composite Employee Benefit Trust Haverford Collective Funds Independent Auditor's Report and Financial Statements. Haverford Collective s Independent Auditor's Report and Financial Statements Contents Independent Auditor's Report... 1 Basic Financial Statements Statements of Assets and Liabilities Selected s... 3 Schedules

More information

Understanding the JPMorgan ETF Efficiente SM 5 Index

Understanding the JPMorgan ETF Efficiente SM 5 Index Fact Sheet Understanding the JPMorgan ETF Efficiente SM 5 Index FAM-1197 3/15 Important Information Disclaimers This document contains important information prepared by Symetra Life Insurance Company (

More information

Account Summary Holdings Summary Holdings Detail Folio Activity Summary FOLIO Activity Detail Cash Activity FDIC Holdings (248) 344 9771

Account Summary Holdings Summary Holdings Detail Folio Activity Summary FOLIO Activity Detail Cash Activity FDIC Holdings (248) 344 9771 Text Rollover IRA (RA2977700B) 2977723A) IRA Rollover Account Summary Jan 01, 2015 Jan 31, 2015 Account Summary Holdings Summary Holdings Detail Folio Activity Summary FOLIO Activity Detail Cash Activity

More information

The industry s largest underlying fund line-up. All the choice you need to manage tax-deferred assets in today s rapidly changing markets.

The industry s largest underlying fund line-up. All the choice you need to manage tax-deferred assets in today s rapidly changing markets. The industry s largest underlying fund line-up. All the choice you need to manage tax-deferred assets in today s rapidly changing markets. ISSUERS: JEFFERSON NATIONAL LIFE INSURANCE COMPANY JEFFERSON NATIONAL

More information

July U.S. ETP Monthly Flash

July U.S. ETP Monthly Flash July 2014 U.S. ETP Monthly Flash NYSE Arca U.S. Exchange Traded Products (ETP) Highlights from July 2014 In July, 10 new ETPs listed on NYSE Arca At the end of July, 1,471 ETPs were listed on NYSE Arca

More information

Dimensional vs. ETF After-Tax Comparison

Dimensional vs. ETF After-Tax Comparison Dimensional vs. ETF After-Tax Comparison Data as of March 31, 2014 This information is provided for institutional investors and registered investment advisors, and is not intended for public use. Dimensional

More information

1 yr Return (Mkt) DIAMONDS TRUST SERIES I -3.13% 10.44% SPDRs SPY Large Blend SPDR TRUST SERIES 1-2.01% 13.62%

1 yr Return (Mkt) DIAMONDS TRUST SERIES I -3.13% 10.44% SPDRs SPY Large Blend SPDR TRUST SERIES 1-2.01% 13.62% Matrix Settlement & Clearance Services, LLC 700 17 th Street Denver, C0 80202 PHONE 720.956.5400 About ETF s Exchange Traded Funds (ETF'S) consist of a basket of stocks or bonds that are formulated to

More information

Exchange-Traded Funds

Exchange-Traded Funds Exchange-Traded Funds NORTH AMERICA MICHAEL JABARA Morgan Stanley Wealth Management Michael.Jabara@morganstanley.com +1 212 296-2626 JOHN DUGGAN Morgan Stanley Wealth Management John.Duggan@morganstanley.com

More information

Security Life of Denver Insurance Company

Security Life of Denver Insurance Company P E R F O R M A N C E U P D A T E Security Life of Denver Insurance Company Asset Portfolio Manager VUL Average Annual Total Returns as of: 05/31/2013 (shown in percentages) The following variable investment

More information

Statement of Investment Policy. Alabama College Education Savings Program (ACES) Trust Fund. The CollegeCounts 529 Fund

Statement of Investment Policy. Alabama College Education Savings Program (ACES) Trust Fund. The CollegeCounts 529 Fund Statement of Investment Policy Alabama College Education Savings Program (ACES) Trust Fund The CollegeCounts 529 Fund Approved by the Board of Directors November 19, 2014 1 Authority and Purpose The Alabama

More information

D NONE (No reportable positions.)

D NONE (No reportable positions.) AO JO Rev. 112013 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2012 Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111) Person Reporting (last name, first, middle initial)

More information

The World Country Top 4 ETF strategy A way to fight rising rates and a stalling US stock market

The World Country Top 4 ETF strategy A way to fight rising rates and a stalling US stock market The World Country Top 4 ETF strategy A way to fight rising rates and a stalling US stock market Summary The World Country Top 4 strategy is a strongly momentum driven strategy creating high returns. The

More information

Schwab Diversified Growth Allocation Trust Fund

Schwab Diversified Growth Allocation Trust Fund Fund Facts Trustee Fund Type Charles Schwab Bank Collective Trust Fund Category Global Asset Allocation Benchmark Global Growth Custom Index 1 Unit Class Inception Date 3/7/2012 Fund Inception Date 3/7/2012

More information

RiverSource Retirement Advisor 4 Advantage variable annuity

RiverSource Retirement Advisor 4 Advantage variable annuity RiverSource Retirement Advisor 4 Advantage variable annuity Issued by RiverSource Life Insurance Company (RiverSource Life) Performance for Annuities for month ending 07/31/2016 and quarter ending 06/30/2016

More information

Retirement Gateway Group Variable Annuity

Retirement Gateway Group Variable Annuity Retirement Gateway Group Variable Annuity investment options Portal I Allocation Portfolios Large Cap (Continued) Mid-Cap (Continued) Short-Term Bonds AXA Aggressive Allocation B DynaTech R Eaton Vance

More information

Leveraged and Inverse ETFs: Strategies for a Changing Economy

Leveraged and Inverse ETFs: Strategies for a Changing Economy Leveraged and Inverse ETFs: Strategies for a Changing Economy Moderated by Tom Lydon President Global Trends Investments, Editor and Proprietor of ETFtrends.com Featuring Chad Norfolk CFP, Vice President

More information

Introducing a whole new way to help your clients invest for retirement

Introducing a whole new way to help your clients invest for retirement Introducing a whole new way to help your clients invest for retirement It s time to reframe the retirement problem. To help solve it in a whole new way. With today s longer retirements, the nest egg is

More information

Michigan State University Mapping Schedule

Michigan State University Mapping Schedule Michigan State University Mapping Schedule (This page left blank intentionally) Table of Contents 1 AXA Equitable 4 Fidelity 10 Lord Abbett 13 TIAA-CREF 15 VALIC 18 Vanguard (This page left blank intentionally)

More information

D NONE (No reportable positions.)

D NONE (No reportable positions.) Brimmer, Philip A. A01.0 Rev. 112/Jfl Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978 FOR CALENDAR YEAR 2010 (5 U.S.C. app. 101-111) I. Person Reporting (last name,

More information

February BEYOND THE SCOPE: ishares Mortgage-Backed Securities (MBB) REGULAR MONTHLY LINEUP: Euro Currency ETF

February BEYOND THE SCOPE: ishares Mortgage-Backed Securities (MBB) REGULAR MONTHLY LINEUP: Euro Currency ETF February REGULAR MONTHLY LINEUP: SPY: SPDR S&P- EEM: Emerging XLV: Health Care XLE: Energy XLY: Cons Discret DIA: Dow Jones EFA: Euro/Asia/FE IBB: Biotech XLI: Industrial XLP: Cons Staples IWM: Russell

More information

Baltimore 457 Deemed IRA Participant Agreement

Baltimore 457 Deemed IRA Participant Agreement Baltimore 457 Deemed IRA Participant Agreement NRM-8296MD-BA.2-0314 1 2 Employer Plan IRA Type Personal Information Baltimore Deemed IRA Participation Agreement Payroll Deduction Authorization & Service

More information

ishares 2015 Distributions - Year End Tax Supplement Report

ishares 2015 Distributions - Year End Tax Supplement Report ishares 2015 Distributions - Year End Tax Supplement Report This report is an excerpt of the broker/dealer and transfer agent reports widely referred to as "the ICI Primary Layout" and the "ICI Secondary

More information

EXCHANGE TRADED FUNDS

EXCHANGE TRADED FUNDS David T. Reilly, Director EXCHANGE TRADED FUNDS STRATEGIES FOR INVESTING Exchange Traded Funds, also know as ETF's, have experienced tremendous growth in assets and popularity over the past few years.

More information

Philosophy AlphaSector Rotation Index and AlphaSector Premium Index

Philosophy AlphaSector Rotation Index and AlphaSector Premium Index Philosophy AlphaSector Rotation Index and AlphaSector Premium Index controls in declining frequency and extent of extreme losses versus extreme gains of the sectors of the S&P 500, the extreme losses are

More information

HSBC World Selection Funds April 30, 2016. Monthly Factsheets Class A and C Shares. Investment products: ARE NOT A BANK ARE NOT DEPOSIT OR

HSBC World Selection Funds April 30, 2016. Monthly Factsheets Class A and C Shares. Investment products: ARE NOT A BANK ARE NOT DEPOSIT OR HSBC World Selection Funds April 30, 2016 Monthly Factsheets Class A and C Shares Aggressive Strategy Fund Balanced Strategy Fund Moderate Strategy Fund Conservative Strategy Fund Income Strategy Fund

More information

PRUCO LIFE INSURANCE COMPANY PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT

PRUCO LIFE INSURANCE COMPANY PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT GENPRODSUP6 PRUCO LIFE INSURANCE COMPANY PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY PRUCO LIFE OF NEW JERSEY FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT

More information

WEB STATEMENT STATEMENT OF ACCOUNT FOR THE PERIOD 10/01/14 THROUGH 10/31/14

WEB STATEMENT STATEMENT OF ACCOUNT FOR THE PERIOD 10/01/14 THROUGH 10/31/14 308 WEB STATEMENT STATEMENT OF ACCOUNT FOR THE PERIOD 10/01/14 THROUGH 10/31/14 SUNTRUST BANK AS TRUSTEE FOR FRIENDS OF MISSION SAN-TTEES CULTURAL ENDOWMENT PROGRAM U/A/D 2/6/2007 ACCOUNT NUMBER: 7907983

More information

Exchange-Traded Funds

Exchange-Traded Funds Exchange-Traded Funds NORTH AMERICA MICHAEL JABARA Morgan Stanley Wealth Management Michael.Jabara@morganstanley.com +1 212 296-5101 JOHN DUGGAN Morgan Stanley Wealth Management John.Duggan@morganstanley.com

More information

2010-2013, Gary R. Evans. May be used only for non-profit educational use without permission of the author.

2010-2013, Gary R. Evans. May be used only for non-profit educational use without permission of the author. The physical gold collateral inventory held by SPDR for the GLD ETF: 899.99 tonnes worth $37,881,090,419.57 as of 2:00 PM PST, October 6, 2013. See http://www.spdrgoldshares.com USA ETPs: Exchange Traded

More information

CHICAGO STOCK EXCHANGE, INC. MARKET REGULATION DEPARTMENT INFORMATION CIRCULAR

CHICAGO STOCK EXCHANGE, INC. MARKET REGULATION DEPARTMENT INFORMATION CIRCULAR June 12, 2014 ETF-014-053 CHICAGO STOCK EXCHANGE, INC. MARKET REGULATION DEPARTMENT INFORMATION CIRCULAR RE: ishares TRUST ETFS TO BEGIN TRADING ON CHX Pursuant to Information Circular MR 08-16, the Chicago

More information

Investment Performance Summary

Investment Performance Summary Investment Performance Summary As of 3/31/2015 Individual Investment Options YTD 1 Month 3 Month 1 Blended Equity Benchmark S&P 500 TR USD MSCI ACWI Ex USA NR USD Intermediate-Term Fixed Income TR Intermediate-Term

More information

Voya Retirement Insurance and Annuity Company

Voya Retirement Insurance and Annuity Company P E R F O R M A N C E U P D A T E Voya Retirement Insurance and Annuity Company CLACKAMAS COUNTY 457(B) DC PLAN Separate Account D Average Annual Total Returns as of: 11/30/2015 (shown in percentages)

More information

J.P. Morgan Asset Management

J.P. Morgan Asset Management LU0159059210 LU0117861202 LU0325075579 LU0325075496 LU0289215518 LU0289219007 LU0289215435 LU0572778313 LU0117881226 LU0115097544 LU0278564033 LU0278563068 LU0441853263 LU0441851994 LU0522352607 LU0117867159

More information

WEBCOR, INC 401K PLAN Plan Code: FCI3 Product name: Lincoln Director SM group variable annuity

WEBCOR, INC 401K PLAN Plan Code: FCI3 Product name: Lincoln Director SM group variable annuity WEBCOR, INC 401K PLAN Plan Code: FCI3 Product name: Lincoln Director SM group variable annuity The purpose of this document is to provide you with important information regarding the WEBCOR, INC 401K PLAN

More information

Exchange-Traded Funds

Exchange-Traded Funds Exchange-Traded Funds NORTH AMERICA MICHAEL JABARA Morgan Stanley Wealth Management Michael.Jabara@morganstanley.com +1 212 296-5101 JOHN DUGGAN Morgan Stanley Wealth Management John.Duggan@morganstanley.com

More information

Morgan Stanley Smith Barney LLC Futures Clearing Schedule Updated as of Feburary 27, 2013

Morgan Stanley Smith Barney LLC Futures Clearing Schedule Updated as of Feburary 27, 2013 Morgan Stanley Smith Barney LLC Futures Clearing Schedule Updated as of Feburary 27, 2013 Code uct Desc F/O Platform Trd Trd Trd AMEX American Stock Exchange Equity : AMEX12367 (3M) Opt Electronic 0.03

More information

EXCHANGE TRADED FUNDS. Roberto Juanchito T. Dispo, President May 23, 2013

EXCHANGE TRADED FUNDS. Roberto Juanchito T. Dispo, President May 23, 2013 EXCHANGE TRADED FUNDS Roberto Juanchito T. Dispo, President May 23, 2013 1 AGENDA Introduction to ETFs o What are ETFs? o Comparison: ETFs vs Mutual Funds o Global Performance of the ETFs o Key Selling

More information

High Probability ETF Trading For All

High Probability ETF Trading For All High Probability ETF Trading For All Version 2.6 Strategy Report Chris White, May 2012 Includes results to end of April 2012 Contents Disclaimer... 2 Summary... 3 The High Probability ETF Trading book

More information

Separately Managed Accounts: The DR Opportunity

Separately Managed Accounts: The DR Opportunity Deutsche Bank Global Transaction Banking Institutional Cash & Securities Services Separately Managed Accounts: The DR Opportunity 1 In Brief Identifying the right investors to target is a key step towards

More information

Security Life of Denver Insurance Company

Security Life of Denver Insurance Company P E R F O R M A N C E U P D A T E Security Life of Denver Insurance Company Voya Variable Universal Life-ECV Average Annual Total Returns as of: 11/30/2015 (shown in percentages) Mutual funds offered through

More information

RetireReady SM Legacy - joint life and last survivor variable life insurance issued by Genworth Life and Annuity Insurance Company

RetireReady SM Legacy - joint life and last survivor variable life insurance issued by Genworth Life and Annuity Insurance Company as of November 30, 2012 RetireReady SM Legacy - variable life insurance 17424 12/01/12 Exp. 01/15/13 '2012 Genworth Financial, Inc. All rights reserved. Page 1 of 10 IMPORTANT INFORMATION The following

More information

Morningstar Direct SM U.S. Asset Flows Update

Morningstar Direct SM U.S. Asset Flows Update ? Morningstar Direct SM U.S. Asset Flows Update Morningstar Manager Research 16 June 2016 Data through May 31, 2016 U.S. Mutual Funds and Exchange- Traded Products Alina Lamy Senior Analyst Markets Research

More information

Nationwide Destination SM B 2.0 Invest in your future

Nationwide Destination SM B 2.0 Invest in your future Investment choices performance report December 31, 2016 Nationwide Destination SM B 2.0 Invest in your future Answers to frequently asked questions. What you should know about purchasing a variable annuity

More information

S-Network Composite Closed-End Fund Index

S-Network Composite Closed-End Fund Index S-Network Composite Closed-End Fund Index June 2015 2015 S-Network Global Indexes, 267 Fifth Avenue, New York, NY 10016. Index Overview A Diversified Portfolio of 147 Closed-End Funds Targets Yield Investment

More information

Investment options insights A look at Investment Choices for VUL III Variable Universal Life Insurance

Investment options insights A look at Investment Choices for VUL III Variable Universal Life Insurance An Educational Guide for Consumers Investment options insights A look at Investment Choices for VUL III Variable Universal Life Insurance Investment Strategies This brochure must be preceded or accompanied

More information

SAMPLE CLIENT QUARTERLY REPORT 6789 MAIN STREET SUITE 100 CHICAGO, IL 54321

SAMPLE CLIENT QUARTERLY REPORT 6789 MAIN STREET SUITE 100 CHICAGO, IL 54321 SAMPLE CLIENT QUARTERLY REPORT 6789 MAIN STREET SUITE 100 CHICAGO, IL 54321 Notice to Investors Regarding Custodian Account Statements: You are encouraged to read the statements you receive from the custodian

More information

25 Simple ETF Portfolios

25 Simple ETF Portfolios 25 Simple ETF Portfolios Exchange-traded products have found their way into countless portfolios as investors of all walks have embraced these financial instruments for their ease-of-use, cost-efficiency,

More information

Premier Liberation multi-asset risk-targeted solutions

Premier Liberation multi-asset risk-targeted solutions multi-asset risk-targeted solutions Fund update - fourth quarter 2014 For professional adviser use only and not for distribution to retail investors multi-asset risk-targeted solutions Need to know To

More information

ANNUAL REPORT PHOENIX LIFE VARIABLE UNIVERSAL LIFE ACCOUNT

ANNUAL REPORT PHOENIX LIFE VARIABLE UNIVERSAL LIFE ACCOUNT ANNUAL REPORT PHOENIX LIFE VARIABLE UNIVERSAL LIFE ACCOUNT December 31, 2015 STATEMENTS OF ASSETS AND LIABILITIES December 31, 2015 Alger Capital Appreciation Portfolio Class I-2 Shares Anchor Series

More information

ROCHESTER INSTITUTE OF TECHNOLOGY Comparable Funds By Asset Class

ROCHESTER INSTITUTE OF TECHNOLOGY Comparable Funds By Asset Class ROCHESTER INSTITUTE OF TECHNOLOGY Comparable Funds By Asset Class In response to the request from several participants, the following is a guide to comparable funds in the new investment fund lineup, by

More information

RBC Dominion Securities Income Trust Issuers - 2011 Tax Reporting

RBC Dominion Securities Income Trust Issuers - 2011 Tax Reporting Issuer RBC Dominion Securities Income Trust Issuers - 2011 Tax Reporting Mail Date A& W REVENUE ROYALTIES INCOME FUND 3/12/2012 ACUITY GROWTH& INCOME TRUST 3/12/2012 ACUTIY FOCUSED TOTAL RETURN TRUST 3/12/2012

More information

UNIT TRUST Risk Rating

UNIT TRUST Risk Rating 1 * LYXOR ASSET MANAGEMENT ADEQUITY TRUST- LYXOR CHINA A FUND Medium-to-high 2 * LYXOR ASSET MANAGEMENT ADEQUITY TRUST- LYXOR DYNAMIC WATER FUND Medium-to-high 3 * LYXOR ASSET MANAGEMENT ADEQUITY TRUST-

More information

TABELLA DELLE VARIAZIONI DI PORTAFOGLIO I 20 MAGGIORI ACQUISTI E VENDITE PER COMPARTO (NON SOTTOPOSTI A REVISIONE CONTABILE) (valori espressi in EUR)

TABELLA DELLE VARIAZIONI DI PORTAFOGLIO I 20 MAGGIORI ACQUISTI E VENDITE PER COMPARTO (NON SOTTOPOSTI A REVISIONE CONTABILE) (valori espressi in EUR) US COLLECTION 03-ott-14 Health Care Select Sector SPDR Fund 4.986.027 27-mar-14 Legg Mason Global Funds PLC - ClearBridge U.S. Aggressive Growth Fund 4.831.202 27-mar-14 Legg Mason Global Funds PLC - Royce

More information

RetireReady SM Accumulator NY - single life variable life insurance issued by Genworth Life Insurance Company of New York

RetireReady SM Accumulator NY - single life variable life insurance issued by Genworth Life Insurance Company of New York as of November 30, 2012 RetireReady SM Accumulator NY - variable life insurance 18404NY 12/01/12 Exp. 01/15/13 '2012 Genworth Financial, Inc. All rights reserved. Page 1 of 10 IMPORTANT INFORMATION The

More information

TD Ameritrade Trust Company Collective Investment Funds for Employee Benefit Plans Inceptus Funds. Financial Reports May 31, 2015

TD Ameritrade Trust Company Collective Investment Funds for Employee Benefit Plans Inceptus Funds. Financial Reports May 31, 2015 TD Ameritrade Trust Company Collective Investment s for Employee Benefit Plans s Financial Reports May 31, 2015 Contents Independent Auditor s Report 1-2 Financial Statements Statements of Financial Condition

More information

RetireReady SM Accumulator NY joint life and last survivor variable life insurance issued by Genworth Life Insurance Company of New York

RetireReady SM Accumulator NY joint life and last survivor variable life insurance issued by Genworth Life Insurance Company of New York as of November 30, 2012 RetireReady SM Accumulator NY variable life insurance 18427NY 12/01/12 Exp. 01/15/13 '2012 Genworth Financial, Inc. All rights reserved. Page 1 of 10 IMPORTANT INFORMATION The following

More information

Quarterly Performance Report as of September 30, 2011

Quarterly Performance Report as of September 30, 2011 SFR Program Quarterly Performance Report as of September 30, 2011 You should consider the investment objectives, risks, charges, and expenses of the mutual funds carefully before investing. You may obtain

More information

BLACKROCK GLOBAL ETP LANDSCAPE

BLACKROCK GLOBAL ETP LANDSCAPE BLACKROCK GLOBAL ETP LANDSCAPE MONTHLY SNAPSHOT MARCH The opinions expressed are as of March 31 st, and may change as subsequent conditions vary. Summary BlackRock ETP Research A cross-regional team analyzing

More information

The IBS Effect: Mean Reversion in Equity ETFs

The IBS Effect: Mean Reversion in Equity ETFs The IBS Effect: Mean Reversion in Equity ETFs Alexander Soffronow Pagonidis Abstract I investigate mean reversion in equity ETF prices at the daily frequency by employing a simple technical indicator,

More information

Page 1 of 9 Dow Jones Reprints: This copy is for your personal, non-commercial use only. To order presentation-ready copies for distribution to your colleagues, clients or customers, use the Order Reprints

More information

Asset class Name Currency 1 year 3 years 5 years NAV Date. Equities CSI300 Transportation UCITS ETF 1D EUR % 45.18% 19.

Asset class Name Currency 1 year 3 years 5 years NAV Date. Equities CSI300 Transportation UCITS ETF 1D EUR % 45.18% 19. 08/10/2016 Performance Asset class Name Currency 1 year 3 years 5 years NAV Date Equities CSI300 Transportation UCITS ETF 1D EUR -30.24% 45.18% 19.74% 30/09/2016 Equities MSCI Japan Index UCITS ETF (DR)

More information

Fidelity Variable Insurance Products: FundsManager 20%, 50%, 60%, 70%, 85% Portfolio. Semi-Annual Report June 30, 2016

Fidelity Variable Insurance Products: FundsManager 20%, 50%, 60%, 70%, 85% Portfolio. Semi-Annual Report June 30, 2016 Fidelity Variable Insurance Products: FundsManager 20%, 50%, 60%, 70%, 85% Portfolio Semi-Annual Report June 30, 2016 Contents VIP FundsManager 20% Portfolio 3 Investment Summary 4 Investments 8 Financial

More information

Semi-Annual Financial Statements as at September 30, 2015. CI LifeCycle Portfolios

Semi-Annual Financial Statements as at September 30, 2015. CI LifeCycle Portfolios SemiAnnual Financial Statements as at September 30, 2015 CI LifeCycle Portfolios A look inside Overview... 1 About the CI Funds Board of Governors Letter from the CI Funds Board of Governors... 2 CI LifeCycle

More information

Position Held. Position Held. 1. UMass Medical School Faculty Spouse N/A

Position Held. Position Held. 1. UMass Medical School Faculty Spouse N/A Name of Person Reporting: Gregory Bialecki Current Home Address: Home Phone: Office Phone: 617-788-3626 Fax Number: N/A Office Email: gregory.bialecki@state.ma.us Name of spouse residing in household:

More information

IOOF QuantPlus. International Equities Portfolio NZD. Quarterly update

IOOF QuantPlus. International Equities Portfolio NZD. Quarterly update IOOF QuantPlus NZD Quarterly update For the period ended 31 March 2016 Contents Overview 2 Portfolio at glance 3 Performance 4 Asset allocation 6 Overview At IOOF, we have been helping Australians secure

More information

TOMORROW S SCHOLAR. Wisconsin s 529 Plan. ... connecting to the future. Program Description and Participation Agreement.

TOMORROW S SCHOLAR. Wisconsin s 529 Plan. ... connecting to the future. Program Description and Participation Agreement. TOMORROW S SCHOLAR Wisconsin s 529 Plan... connecting to the future Program Description and Participation Agreement May 1, 2014 Administrator: The Wisconsin College Savings Program Board Tomorrow s Scholar

More information

Investimenti collettivi di capitale esteri Mutazioni - Gennaio 2015

Investimenti collettivi di capitale esteri Mutazioni - Gennaio 2015 Investimenti collettivi di capitale esteri Mutazioni - Gennaio 2015 Approvato alla distribuzione in o partire della Svizzera: 20UGS (UCITS) FUNDS EQUITY OPPORTUNITY (F01053198) Rappresentanti: Société

More information

7IM CAUTIOUS FUND AS AT 31 JULY 2016

7IM CAUTIOUS FUND AS AT 31 JULY 2016 7IM CAUTIOUS FUND EQUITY TOTAL 22.6% UK EQUITY 5.1% uk equity value strategy* 2.1% Jupiter uk Growth FuNd 1.4% Ftse 100 index Future 1.0% Ftse 100 equal weight index Future 0.7% NORTH AMERICAN EQUITY 9.2%

More information

ETF Basics: An Introduction to ishares Exchange Traded Funds

ETF Basics: An Introduction to ishares Exchange Traded Funds ETF Basics: An Introduction to ishares Exchange Traded Funds Agenda Growth of ETFs and Barclays Global Investors The engine of ETFs Unique benefits of ETFs and ishares Low cost Tax efficiency Transparency

More information

Quant Conference June 2010. Michael Bos Anushree Laturkar

Quant Conference June 2010. Michael Bos Anushree Laturkar Quant Conference June 2010 ETF Trading Michael Bos Anushree Laturkar The US ETF universe holds about 800 billion dollars in assets Category Names Market Cap (B$) Broad-based US index 177 269 International

More information

Navigator Global Equity ETF

Navigator Global Equity ETF Portfolio Allocation Portfolio Overview Clark Capital Management Group is an employee-owned, independent Investment Advisory firm providing institutional-quality investment solutions to individuals, corporations,

More information

Integrity / Independence / Insight

Integrity / Independence / Insight Integrity / Independence / Insight WHAT GOT US HERE SOURCE: DailyBail.com THE AFTERMATH BANK FAILURES SOURCE: WSJ.com THE AFTERMATH LOW ECONOMIC GROWTH THE AFTERMATH LOW ECONOMIC GROWTH SOURCE: BBVAResearch.com

More information

New York s 529 Advisor-Guided College Savings Program

New York s 529 Advisor-Guided College Savings Program New York s 529 Advisor-Guided College Savings Program Transition Guide INHERIT THE THINKING OF J.P. MORGAN Your college savings plan is changing for the better In May 2012, J.P. Morgan will become the

More information

RETIREE HEALTH CARE BENEFIT TRUST ANNUAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2010 PREPARED BY MARTHA O. HAYNIE, CPA ORANGE COUNTY COMPTROLLER

RETIREE HEALTH CARE BENEFIT TRUST ANNUAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2010 PREPARED BY MARTHA O. HAYNIE, CPA ORANGE COUNTY COMPTROLLER RETIREE HEALTH CARE BENEFIT TRUST ANNUAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2010 PREPARED BY MARTHA O. HAYNIE, CPA ORANGE COUNTY COMPTROLLER EXECUTIVE SUMMARY The portfolio had a total rate of return

More information

ADVANCED SERIES TRUST

ADVANCED SERIES TRUST ADVANCED SERIES TRUST STATEMENT OF ADDITIONAL INFORMATION APRIL 27, 2015 This Statement of Additional Information (SAI) of Advanced Series Trust (the Trust) is not a prospectus and should be read in conjunction

More information

CBRE CLARION GLOBAL REAL ESTATE INCOME FUND (NYSE: IGR) DECLARES MONTHLY DISTRIBUTION FOR NOVEMBER

CBRE CLARION GLOBAL REAL ESTATE INCOME FUND (NYSE: IGR) DECLARES MONTHLY DISTRIBUTION FOR NOVEMBER PRESS RELEASE FOR IMMEDIATE RELEASE Analyst and Press Inquiries: David Leggette, Vice President 610.995.2500 Investor Relations: 888.711.4272 www.cbreclarion.com CBRE CLARION GLOBAL REAL ESTATE INCOME

More information

ROOSEVELT UNIVERSITY DEFINED CONTRIBUTION PLAN-CLERICAL UNION

ROOSEVELT UNIVERSITY DEFINED CONTRIBUTION PLAN-CLERICAL UNION ROOSEVELT UNIVERSITY DEFINED CONTRIBUTION PLAN-CLERICAL UNION Summary of Plan Services and Costs This summary provides important information to assist you in making decisions related to your participation

More information

Exchange-Traded Funds

Exchange-Traded Funds Exchange-Traded Funds NORTH AMERICA MICHAEL JABARA Morgan Stanley Wealth Management Michael.Jabara@morganstanley.com +1 212 296-5101 JOHN DUGGAN Morgan Stanley Wealth Management John.Duggan@morganstanley.com

More information

U.S. ETF Trends Webcast April 14, 2011

U.S. ETF Trends Webcast April 14, 2011 U.S. ETF Trends Webcast April 14, 2011 Presenter: Loren Fox Strategic Insight 212-944-4460 LFox@sionline.com ETF Marketplace Overview: $1T+ in US Assets US ETF Growth: 2001 Thru March 2011 $B $B 200 1,200

More information