# Chapter 5 MASS, BERNOULLI AND ENERGY EQUATIONS

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1 Fluid Mechanics: Fundamentals and Applications, 2nd Edition Yunus A. Cengel, John M. Cimbala McGraw-Hill, 2010 Chapter 5 MASS, BERNOULLI AND ENERGY EQUATIONS Lecture slides by Hasan Hacışevki Copyright The McGraw-Hill Companies, Inc. Permission required for reproduction or display.

2 Wind turbine farms are being constructed all over the world to extract kinetic energy from the wind and convert it to electrical energy. The mass, energy, momentum, and angular momentum balances are utilized in the design of a wind turbine. The Bernoulli equation is also useful in the preliminary design stage. 2

3 Objectives Apply the conservation of mass equation to balance the incoming and outgoing flow rates in a flow system. Recognize various forms of mechanical energy, and work with energy conversion efficiencies. Understand the use and limitations of the Bernoulli equation, and apply it to solve a variety of fluid flow problems. Work with the energy equation expressed in terms of heads, and use it to determine turbine power output and pumping power requirements. 3

4 5 1 INTRODUCTION You are already familiar with numerous conservation laws such as the laws of conservation of mass, conservation of energy, and conservation of momentum. Historically, the conservation laws are first applied to a fixed quantity of matter called a closed system or just a system, and then extended to regions in space called control volumes. The conservation relations are also called balance equations since any conserved quantity must balance during a process. 4

5 Conservation of Mass The conservation of mass relation for a closed system undergoing a change is expressed as m sys = constant or dm sys /dt = 0, which is the statement that the mass of the system remains constant during a process. Mass balance for a control volume (CV) in rate form: the total rates of mass flow into and out of the control volume the rate of change of mass within the control volume boundaries. Continuity equation: In fluid mechanics, the conservation of mass relation written for a differential control volume is usually called the continuity equation. 5

6 The Linear Momentum Equation Linear momentum: The product of the mass and the velocity of a body is called the linear momentum or just the momentum of the body. The momentum of a rigid body of mass m moving with a velocity V is mv. Newton s second law: The acceleration of a body is proportional to the net force acting on it and is inversely proportional to its mass, and that the rate of change of the momentum of a body is equal to the net force acting on the body. Conservation of momentum principle: The momentum of a system remains constant only when the net force acting on it is zero, and thus the momentum of such systems is conserved. Linear momentum equation: In fluid mechanics, Newton s second law is usually referred to as the linear momentum equation. 6

7 Conservation of Energy The conservation of energy principle (the energy balance): The net energy transfer to or from a system during a process be equal to the change in the energy content of the system. Energy can be transferred to or from a closed system by heat or work. Control volumes also involve energy transfer via mass flow. the total rates of energy transfer into and out of the control volume the rate of change of energy within the control volume boundaries In fluid mechanics, we usually limit our consideration to mechanical forms of energy only. 7

8 5 2 CONSERVATION OF MASS Conservation of mass: Mass, like energy, is a conserved property, and it cannot be created or destroyed during a process. Closed systems: The mass of the system remain constant during a process. Control volumes: Mass can cross the boundaries, and so we must keep track of the amount of mass entering and leaving the control volume. Mass is conserved even during chemical reactions. Mass m and energy E can be converted to each other: c is the speed of light in a vacuum, c = m/s The mass change due to energy change is negligible. 8

9 Mass and Volume Flow Rates Mass flow rate: The amount of mass flowing through a cross section per unit time. The differential mass flow rate Point functions have exact differentials Path functions have inexact differentials The normal velocity V n for a surface is the component of velocity perpendicular to the surface. 9

10 Average velocity Mass flow rate Volume flow rate The average velocity V avg is defined as the average speed through a cross section. The volume flow rate is the volume of fluid flowing through a cross section per unit time. 10

11 Conservation of Mass Principle The conservation of mass principle for a control volume: The net mass transfer to or from a control volume during a time interval t is equal to the net change (increase or decrease) in the total mass within the control volume during t. the total rates of mass flow into and out of the control volume the rate of change of mass within the control volume boundaries. Mass balance is applicable to any control volume undergoing any kind of process. Conservation of mass principle for an ordinary bathtub. 11

12 The differential control volume dv and the differential control surface da used in the derivation of the conservation of mass relation. 12

13 The time rate of change of mass within the control volume plus the net mass flow rate through the control surface is equal to zero. The conservation of mass equation is obtained by replacing B in the Reynolds transport theorem by mass m, and b by 1 (m per unit mass = m/m = 1). A control surface should always be selected normal to the flow at all locations where it crosses the fluid flow to avoid complications, even though the result is the same. 13

14 Moving or Deforming Control Volumes 14

15 Mass Balance for Steady-Flow Processes During a steady-flow process, the total amount of mass contained within a control volume does not change with time (m CV = constant). Then the conservation of mass principle requires that the total amount of mass entering a control volume equal the total amount of mass leaving it. For steady-flow processes, we are interested in the amount of mass flowing per unit time, that is, the mass flow rate. Multiple inlets and exits Single stream Many engineering devices such as nozzles, diffusers, turbines, compressors, and pumps involve a single stream (only one inlet and one outlet). Conservation of mass principle for a twoinlet one-outlet steady-flow system. 15

16 Special Case: Incompressible Flow The conservation of mass relations can be simplified even further when the fluid is incompressible, which is usually the case for liquids. Steady, incompressible Steady, incompressible flow (single stream) There is no such thing as a conservation of volume principle. However, for steady flow of liquids, the volume flow rates, as well as the mass flow rates, remain constant since liquids are essentially incompressible substances. During a steady-flow process, volume flow rates are not necessarily conserved although mass flow rates are. 16

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20 5 3 MECHANICAL ENERGY AND EFFICIENCY Mechanical energy: The form of energy that can be converted to mechanical work completely and directly by an ideal mechanical device such as an ideal turbine. Mechanical energy of a flowing fluid per unit mass: Flow energy + kinetic energy + potential energy Mechanical energy change: The mechanical energy of a fluid does not change during flow if its pressure, density, velocity, and elevation remain constant. In the absence of any irreversible losses, the mechanical energy change represents the mechanical work supplied to the fluid (if e mech > 0) or extracted from the fluid (if e mech < 0). 20

21 Mechanical energy is a useful concept for flows that do not involve significant heat transfer or energy conversion, such as the flow of gasoline from an underground tank into a car. 21

22 Mechanical energy is illustrated by an ideal hydraulic turbine coupled with an ideal generator. In the absence of irreversible losses, the maximum produced power is proportional to (a) the change in water surface elevation from the upstream to the downstream reservoir or (b) (close-up view) the drop in water pressure from just upstream to just downstream of the turbine. 22

23 The available mechanical energy of water at the bottom of a container is equal to the avaiable mechanical energy at any depth including the free surface of the container. 23

24 Shaft work: The transfer of mechanical energy is usually accomplished by a rotating shaft, and thus mechanical work is often referred to as shaft work. A pump or a fan receives shaft work (usually from an electric motor) and transfers it to the fluid as mechanical energy (less frictional losses). A turbine converts the mechanical energy of a fluid to shaft work. Mechanical efficiency of a device or process The effectiveness of the conversion process between the mechanical work supplied or extracted and the mechanical energy of the fluid is expressed by the pump efficiency and turbine efficiency, 24

25 The mechanical efficiency of a fan is the ratio of the kinetic energy of air at the fan exit to the mechanical power input. 25

26 Motor efficiency Generator efficiency Pump-Motor overall efficiency Turbine-Generator overall efficiency: The overall efficiency of a turbine generator is the product of the efficiency of the turbine and the efficiency of the generator, and represents the fraction of the mechanical energy of the fluid converted to electric energy. 26

27 The efficiencies just defined range between 0 and 100%. 0% corresponds to the conversion of the entire mechanical or electric energy input to thermal energy, and the device in this case functions like a resistance heater. 100% corresponds to the case of perfect conversion with no friction or other irreversibilities, and thus no conversion of mechanical or electric energy to thermal energy (no losses). For systems that involve only mechanical forms of energy and its transfer as shaft work, the conservation of energy is E mech, loss : The conversion of mechanical energy to thermal energy due to irreversibilities such as friction. Many fluid flow problems involve mechanical forms of energy only, and such problems are conveniently solved by using a mechanical energy balance. 27

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32 5 4 THE BERNOULLI EQUATION Bernoulli equation: An approximate relation between pressure, velocity, and elevation, and is valid in regions of steady, incompressible flow where net frictional forces are negligible. Despite its simplicity, it has proven to be a very powerful tool in fluid mechanics. The Bernoulli approximation is typically useful in flow regions outside of boundary layers and wakes, where the fluid motion is governed by the combined effects of pressure and gravity forces. The Bernoulli equation is an approximate equation that is valid only in inviscid regions of flow where net viscous forces are negligibly small compared to inertial, gravitational, or pressure forces. Such regions occur outside of boundary layers and wakes. 32

33 Acceleration of a Fluid Particle In two-dimensional flow, the acceleration can be decomposed into two components: streamwise acceleration a s along the streamline and normal acceleration a n in the direction normal to the streamline, which is given as a n = V 2 /R. Streamwise acceleration is due to a change in speed along a streamline, and normal acceleration is due to a change in direction. For particles that move along a straight path, a n = 0 since the radius of curvature is infinity and thus there is no change in direction. The Bernoulli equation results from a force balance along a streamline. Acceleration in steady flow is due to the change of velocity with position. During steady flow, a fluid may not accelerate in time at a fixed point, but it may accelerate in space. 33

34 Derivation of the Bernoulli Equation Steady flow: The forces acting on a fluid particle along a streamline. Steady, incompressible flow: Bernoulli equation The sum of the kinetic, potential, and flow energies of a fluid particle is constant along a streamline during steady flow when compressibility and frictional effects are negligible. The Bernoulli equation between any two points on the same streamline: 34

35 The incompressible Bernoulli equation is derived assuming incompressible flow, and thus it should not be used for flows with significant compressibility effects. 35

36 The Bernoulli equation states that the sum of the kinetic, potential, and flow energies of a fluid particle is constant along a streamline during steady flow. The Bernoulli equation can be viewed as the conservation of mechanical energy principle. This is equivalent to the general conservation of energy principle for systems that do not involve any conversion of mechanical energy and thermal energy to each other, and thus the mechanical energy and thermal energy are conserved separately. The Bernoulli equation states that during steady, incompressible flow with negligible friction, the various forms of mechanical energy are converted to each other, but their sum remains constant. There is no dissipation of mechanical energy during such flows since there is no friction that converts mechanical energy to sensible thermal (internal) energy. The Bernoulli equation is commonly used in practice since a variety of practical fluid flow problems can be analyzed to reasonable accuracy with it. 36

37 Force Balance across Streamlines Force balance in the direction n normal to the streamline yields the following relation applicable across the streamlines for steady, incompressible flow: For flow along a straight line, R and this equation reduces to P/ρ + gz = constant or P = ρgz + constant, which is an expression for the variation of hydrostatic pressure with vertical distance for a stationary fluid body. Pressure decreases towards the center of curvature when streamlines are curved (a), but the variation of pressure with elevation in steady, incompressible flow along a straight line (b) is the same as that in stationary fluid. 37

38 Unsteady, Compressible Flow The Bernoulli equation for unsteady, compressible flow: 38

39 Static, Dynamic, and Stagnation Pressures The kinetic and potential energies of the fluid can be converted to flow energy (and vice versa) during flow, causing the pressure to change. Multiplying the Bernoulli equation by the density gives P is the static pressure: It does not incorporate any dynamic effects; it represents the actual thermodynamic pressure of the fluid. This is the same as the pressure used in thermodynamics and property tables. ρv 2 /2 is the dynamic pressure: It represents the pressure rise when the fluid in motion is brought to a stop isentropically. ρgz is the hydrostatic pressure: It is not pressure in a real sense since its value depends on the reference level selected; it accounts for the elevation effects, i.e., fluid weight on pressure. (Be careful of the sign unlike hydrostatic pressure ρgh which increases with fluid depth h, the hydrostatic pressure term ρgz decreases with fluid depth.) Total pressure: The sum of the static, dynamic, and hydrostatic pressures. Therefore, the Bernoulli equation states that the total pressure along a streamline is constant. 39

40 Stagnation pressure: The sum of the static and dynamic pressures. It represents the pressure at a point where the fluid is brought to a complete stop isentropically. Close-up of a Pitot-static probe, showing the stagnation pressure hole and two of the five static circumferential pressure holes. The static, dynamic, and stagnation pressures measured using piezometer tubes. 40

41 Careless drilling of the static pressure tap may result in an erroneous reading of the static pressure head. Streaklines produced by colored fluid introduced upstream of an airfoil; since the flow is steady, the streaklines are the same as streamlines and pathlines. The stagnation streamline is marked. 41

42 Limitations on the Use of the Bernoulli Equation 1. Steady flow The Bernoulli equation is applicable to steady flow. 2. Frictionless flow Every flow involves some friction, no matter how small, and frictional effects may or may not be negligible. 3. No shaft work The Bernoulli equation is not applicable in a flow section that involves a pump, turbine, fan, or any other machine or impeller since such devices destroy the streamlines and carry out energy interactions with the fluid particles. When these devices exist, the energy equation should be used instead. 4. Incompressible flow Density is taken constant in the derivation of the Bernoulli equation. The flow is incompressible for liquids and also by gases at Mach numbers less than about No heat transfer The density of a gas is inversely proportional to temperature, and thus the Bernoulli equation should not be used for flow sections that involve significant temperature change such as heating or cooling sections. 6. Flow along a streamline Strictly speaking, the Bernoulli equation is applicable along a streamline. However, when a region of the flow is irrotational and there is negligibly small vorticity in the flow field, the Bernoulli equation becomes applicable across streamlines as well. 42

43 Frictional effects, heat transfer, and components that disturb the streamlined structure of flow make the Bernoulli equation invalid. It should not be used in any of the flows shown here. When the flow is irrotational, the Bernoulli equation becomes applicable between any two points along the flow (not just on the same streamline). 43

44 Hydraulic Grade Line (HGL) and Energy Grade Line (EGL) It is often convenient to represent the level of mechanical energy graphically using heights to facilitate visualization of the various terms of the Bernoulli equation. Dividing each term of the Bernoulli equation by g gives P/ρg is the pressure head; it represents the height of a fluid column that produces the static pressure P. V 2 /2g is the velocity head; it represents the elevation needed for a fluid to reach the velocity V during frictionless free fall. z is the elevation head; it represents the potential energy of the fluid. An alternative form of the Bernoulli equation is expressed in terms of heads as: The sum of the pressure, velocity, and elevation heads is constant along a streamline. 44

45 Hydraulic grade line (HGL), P/ρg + z The line that represents the sum of the static pressure and the elevation heads. Energy grade line (EGL), P/ρg + V 2 /2g + z The line that represents the total head of the fluid. Dynamic head, V 2 /2g The difference between the heights of EGL and HGL. The hydraulic grade line (HGL) and the energy grade line (EGL) for free discharge from a reservoir through a horizontal pipe with a diffuser. 45

46 Notes on HGL and EGL For stationary bodies such as reservoirs or lakes, the EGL and HGL coincide with the free surface of the liquid. The EGL is always a distance V 2 /2g above the HGL. These two curves approach each other as the velocity decreases, and they diverge as the velocity increases. In an idealized Bernoulli-type flow, EGL is horizontal and its height remains constant. For open-channel flow, the HGL coincides with the free surface of the liquid, and the EGL is a distance V 2 /2g above the free surface. At a pipe exit, the pressure head is zero (atmospheric pressure) and thus the HGL coincides with the pipe outlet. The mechanical energy loss due to frictional effects (conversion to thermal energy) causes the EGL and HGL to slope downward in the direction of flow. The slope is a measure of the head loss in the pipe. A component, such as a valve, that generates significant frictional effects causes a sudden drop in both EGL and HGL at that location. A steep jump/drop occurs in EGL and HGL whenever mechanical energy is added or removed to or from the fluid (pump, turbine). The (gage) pressure of a fluid is zero at locations where the HGL intersects the fluid. The pressure in a flow section that lies above the HGL is negative, and the pressure in a section that lies below the HGL is positive. 46

47 In an idealized Bernoulli-type flow, EGL is horizontal and its height remains constant. But this is not the case for HGL when the flow velocity varies along the flow. A steep jump occurs in EGL and HGL whenever mechanical energy is added to the fluid by a pump, and a steep drop occurs whenever mechanical energy is removed from the fluid by a turbine. The gage pressure of a fluid is zero at locations where the HGL intersects the fluid, and the pressure is negative (vacuum) in a flow section that lies above the HGL. 47

48 Example: Water Discharge from a Large Tank Example: Spraying Water into the Air 48

49 Example: Siphoning Out Gasoline from a Fuel Tank 49

50 Example: Velocity Measurement by a Pitot Tube 50

51 Example: The Rise of the Ocean Due to a Hurricane The eye of hurricane Linda (1997 in the Pacific Ocean near Baja California) is clearly visible in this satellite photo. 51

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55 5 5 GENERAL ENERGY EQUATION The first law of thermodynamics (the conservation of energy principle): Energy cannot be created or destroyed during a process; it can only change forms. The energy change of a system during a process is equal to the net work and heat transfer between the system and its 55 surroundings.

56 Energy Transfer by Heat, Q Thermal energy: The sensible and latent forms of internal energy. Heat Transfer: The transfer of energy from one system to another as a result of a temperature difference. The direction of heat transfer is always from the highertemperature body to the lowertemperature one. Adiabatic process: A process during which there is no heat transfer. Heat transfer rate: The time rate of heat transfer. Temperature difference is the driving force for heat transfer. The larger the temperature difference, the higher is the rate of heat transfer. 56

57 Energy Transfer by Work, W Work: The energy transfer associated with a force acting through a distance. A rising piston, a rotating shaft, and an electric wire crossing the system boundaries are all associated with work interactions. Power: The time rate of doing work. Car engines and hydraulic, steam, and gas turbines produce work; compressors, pumps, fans, and mixers consume work. W shaft The work transmitted by a rotating shaft W pressure The work done by the pressure forces on the control surface W viscous The work done by the normal and shear components of viscous forces on the control surface W other The work done by other forces such as electric, magnetic, and surface tension 57

58 Shaft Work A force F acting through a moment arm r generates a torque T This force acts through a distance s Shaft work The power transmitted through the shaft is the shaft work done per unit time: Energy transmission through rotating shafts is commonly encountered in practice. Shaft work is proportional to the torque applied and the number of revolutions of the shaft. 58

59 Work Done by Pressure Forces The pressure force acting on (a) the moving boundary of a system in a piston-cylinder device, and (b) the differential surface area of a system of arbitrary shape. 59

60 The conservation of energy equation is obtained by replacing B in the Reynolds transport theorem by energy E and b by e. 60

61 In a typical engineering problem, the control volume may contain many inlets and outlets; energy flows in at each inlet, and energy flows out at each outlet. Energy also enters the control volume through net heat transfer and net shaft work. 61

62 5 6 ENERGY ANALYSIS OF STEADY FLOWS The net rate of energy transfer to a control volume by heat transfer and work during steady flow is equal to the difference between the rates of outgoing and incoming energy flows by mass flow. single-stream devices A control volume with only one inlet and one outlet and energy interactions. 62

63 Ideal flow (no mechanical energy loss): Real flow (with mechanical energy loss): The lost mechanical energy in a fluid flow system results in an increase in the internal energy of the fluid and thus in a rise of fluid temperature. 63

64 A typical power plant has numerous pipes, elbows, valves, pumps, and turbines, all of which have irreversible losses. 64

65 Energy equation in terms of heads 65

66 Mechanical energy flow chart for a fluid flow system that involves a pump and a turbine. Vertical dimensions show each energy term expressed as an equivalent column height of fluid, i.e., head. 66

67 (5-74) Special Case: Incompressible Flow with No Mechanical Work Devices and Negligible Friction When piping losses are negligible, there is negligible dissipation of mechanical energy into thermal energy, and thus h L = e mech loss, piping /g 0. Also, h pump, u = h turbine, e = 0 when there are no mechanical work devices such as fans, pumps, or turbines. Then Eq reduces to This is the Bernoulli equation derived earlier using Newton s second law of motion. Thus, the Bernoulli equation can be thought of as a degenerate form of the energy equation. 67

68 Kinetic Energy Correction Factor, α The kinetic energy of a fluid stream obtained from V 2 /2 is not the same as the actual kinetic energy of the fluid stream since the square of a sum is not equal to the sum of the squares of its components. This error can be corrected by replacing the kinetic energy terms V 2 /2 in the energy equation by αv avg2 /2, where α is the kinetic energy correction factor. The correction factor is 2.0 for fully developed laminar pipe flow, and it ranges between 1.04 and 1.11 for fully developed turbulent flow in a round pipe. The determination of the kinetic energy correction factor using the actual velocity distribution V(r) and the average velocity V avg at a cross section. 68

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73 Example: Hydroelectric Power Generation from a Dam 73

74 Example: Fan Selection for Air Cooling of a Computer Energy equation between 3 and 4 Energy equation between 1 and 2 74

75 Example: Pumping Water from a Lake to a Reservoir Energy equation between 1 and 2 For the pump 75

76 Summary Introduction Conservation of Mass The Linear Momentum Equation Conservation of Energy Conservation of Mass Mass and Volume Flow Rates Conservation of Mass Principle Moving or Deforming Control Volumes Mass Balance for Steady-Flow Processes Special Case: Incompressible Flow Mechanical Energy and Efficiency 76

77 The Bernoulli Equation Acceleration of a Fluid Particle Derivation of the Bernoulli Equation Force Balance across Streamlines Unsteady, compressible flow Static, Dynamic, and Stagnation Pressures Limitations on the Use of the Bernoulli Equation Hydraulic Grade Line (HGL) and Energy Grade Line (EGL) Applications of the Bernouli Equation General Energy Equation Energy Transfer by Heat, Q Energy Transfer by Work, W Shaft Work Work Done by Pressure Forces Energy Analysis of Steady Flows Special Case: Incompressible Flow with No Mechanical Work Devices and Negligible Friction Kinetic Energy Correction Factor, α 77

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