MANAGEMENT TEAM BIOS. Frank P. Marzano, CFP, CPA, CIMA. Emily Alessio. Managing Principal. Director of Operations

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "MANAGEMENT TEAM BIOS. Frank P. Marzano, CFP, CPA, CIMA. Emily Alessio. Managing Principal. Director of Operations"

Transcription

1 MANAGEMENT TEAM BIOS Frank P. Marzano, CFP, CPA, CIMA Managing Principal (516) ext 20 Frank joined GMAG in the mid-1990s with a vision to create an integrated financial services organization specializing in serving the unique needs of high net-worth individuals, corporate executives, and family-owned businesses. Today, as the firm s managing principal, Frank works with clients to design financial planning and wealth management strategies that help them achieve their aspirations and objectives. His extensive background in financial planning, accounting, and investing allows him to offer the type of comprehensive advice that best builds and preserves client assets. Frank holds several important professional designations, including certified financial planner (CFP ), certified public accountant (CPA), and certified investment management analyst (CIMA ), along with academic degrees in taxation and accounting. He also belongs to numerous professional financial associations. Under Frank s leadership, GMAG has been named as one of the nation s top financial advisory firms, and he has been featured in publications such as Barron s, Wealth Manager, Business Week, Money Magazine, Investment News, and Financial Advisor Magazine. Emily Alessio Director of Operations (516) ext 13 Emily joined GMAG in 2008 with over a decade of experience in the finance industry. As Director of Operations for the firm, Emily has responsibility to oversee the day-to-day office operations and to supervise the staff in accordance with company policies and procedures. She strives to find ways to increase operational efficiencies to allow the team to continually make exceptional client service their priority. As GMAG grows and continues to seek ways to offer market-leading client service, Emily is a critical component to the overall infrastructure and growth process. She is a dedicated individual who is supportive of each and every staff member within GMAG. Prior to joining GMAG, Emily was the Administrative Director of Glenrock Asset Management. She received a B.B.A. in International Business from James Madison University. 30 Main Street Port Washington, NY Tel: (516) Fax: (516)

2 INVESTMENT TEAM BIOS Frank P. Marzano, CFP, CPA, CIMA Managing Principal (516) ext 20 Frank joined GMAG in the mid-1990s with a vision to create an integrated financial services organization specializing in serving the unique needs of high net-worth individuals, corporate executives, and family-owned businesses. Today, as the firm s managing principal, Frank works with clients to design financial planning and wealth management strategies that help them achieve their aspirations and objectives. His extensive background in financial planning, accounting, and investing allows him to offer the type of comprehensive advice that best builds and preserves client assets. Frank holds several important professional designations, including certified financial planner (CFP ), certified public accountant (CPA), and certified investment management analyst (CIMA ), along with academic degrees in taxation and accounting. He also belongs to numerous professional financial associations. Under Frank s leadership, GMAG has been named as one of the nation s top financial advisory firms, and he has been featured in publications such as Barron s, Wealth Manager, Business Week, Money Magazine, Investment News, and Financial Advisor Magazine. Edward L. Vallar, CFA Director of Strategy and Research (516) ext 33 Ed Vallar joined GMAG in 2001, and has over 20 years of experience in the investment industry. Ed leads the firm s research and investment strategies. He scans the market for attractive investment opportunities and stays keenly aware of market conditions to incorporate into our overall investment philosophy and into each portfolio. Ed s ability to identify market trends and to understand the impact of market changes on the investment portfolios is highly valued by the firm s investment team. Ed has been a featured speaker at industry events, including most recently the 2009 Inside ETFs Conference in Boca Baton, Florida, sharing his knowledge about market conditions and investment strategy. GMAG clients benefit from Ed s depth of experience in the investment industry, and especially his ability to take research and theory and translate it into workable, actionable portfolio solutions. Ed is a CFA (Chartered Financial Analyst) charterholder, which is considered to be a top designation in the investment profession. He has been a CFA charterholder since Main Street Port Washington, NY Tel: (516) Fax: (516)

3 Bruno J. Fellin, CFA Director of Portfolio Management (516) ext 35 Bruno joined GMAG in 2010, with over 20 years of prior experience in institutional and private banking with firms such as U.S. Trust and Wachovia Private Bank. Bruno leads the firm s portfolio management process, which includes implementing investment strategies into client portfolios, execution and continued monitoring of all client portfolios. His responsibility is to ensure that each client portfolio is invested consistent with the firm s outlook and in accordance with each client s stated goals. Bruno offers effective and timely communication to clients on such issues as portfolio holdings, allocations and investment changes. Bruno s focus includes creating and overseeing the rigorous investment process at GMAG to ensure consistency in the investment approach. His past experience brings structure, quality control and thoroughness to the firm s investment area. Bruno is a CFA charterholder. He has been a CFA charterholder since He also holds a BSBA from SUNY Albany and an MBA in Finance from Baruch College. Frank J. Lavrigata Research Analyst (516) ext 45 Frank joined GMAG in Frank supports the investment team by conducting market research and analysis in concert with a review of client portfolios and individual positions. He communicates findings on earnings reports and other pertinent information to the investment team for use in managing client portfolios and holdings. Frank also proactively communicates his research to clients on a daily basis. He is an integral part of the investment staff, providing support, insight and informed research for the investment professionals to use in their day-to-day decision-making process. Frank received a B.S. in Finance from St. John s University, and he is a current candidate for the CFP (Certified Financial Planner) certification.

4 CLIENT SERVICE TEAM BIOS Dorothy Piccirillo Client Relationship Manager Transition Management and Custodian Relations (516) ext 34 Dorothy joined GMAG in 2009 with over 20 years of financial services industry experience in a variety of roles. Dorothy is responsible for the smooth, efficient and accurate transition of new client accounts to GMAG. Dorothy makes new clients feel welcome, and her attention to detail and proactive approach give clients an immediate sense of the value of the GMAG client experience. Clients find that Dorothy offers an exceptional level of individualized client service in every exchange. She ensures things run well from an operational perspective, but just as importantly, she focuses on developing relationships with each client and meeting their specific needs. Prior to joining GM Advisory Group, Dorothy was an Executive Assistant at Icahn Associates and HSBC Bank, NA in New York, NY. Dorothy graduated summa cum laude from State University of New York (SUNY) with a B.S. in Business Marketing. Lyndsey Gorham Client Relationship Manager (516) ext 38 Lyndsey joined GMAG in As a daily contact for clients, Lyndsey is responsible for managing and delivering an exceptional client service experience. Lyndsey works hard to ensure that client questions are answered in a thorough and timely manner. She is a team player and works closely with her colleagues so that clients receive the best information and attention the firm can provide. Lyndsey exemplifies the team-oriented and personalized approach clients experience at GMAG. She continually seeks proactive ways to reach out to clients and communicate with updates and information. Lyndsey also prepares the monthly account balance summaries and ensures distribution to clients in advance of their receipt of the monthly statements from Pershing. She holds a B.B.A. in Marketing from Towson University and is a candidate for CFP (Certified Financial Planner) certification.

5 Kristine Saoulidis Client Relationship Manager (516) ext 37 Kristine joined the firm in 2009 with 12 years of industry experience. Kristine is responsible for managing and delivering the client service experience, and is responsible for ensuring the highest quality reporting to clients. Having worked in a large firm environment, Kristine exemplifies the team-oriented and personalized approach clients experience at GMAG. Kristine continually seeks proactive ways to reach out to clients and communicate with updates and information. She is always available to respond to client inquiries. Kristine s role also includes preparing the monthly account balance summaries and ensuring distribution to clients in advance of their receipt of the monthly statements from Pershing. Her quest is to continue to find ways to effectively implement systems and tools to improve GMAG s efficiencies and the overall client experience. Kristine spent over a decade at Smith Barney, most recently as a Regional Administrative Manager. She holds the Financial Industry Regulatory Authority (FINRA) Series 7, 63, 9 & 10 securities licenses. She received a B.B.A. from Hofstra University with a Specialization in Banking and Finance, and is a candidate for CFP (Certified Financial Planner) certification. Nellie Chu Client Relationship Manager Fund Services (516) ext 29 Nellie joined GMAG in 2010 with over 13 years of financial industry experience. Nellie is responsible for the administration and operation of the GMAG Diversified Opportunity Fund, L.P. She delivers the client service experience for investors in the fund. Nellie manages the fund reporting and is the liaison for the fund administrators, accountants, auditors, lawyers, brokers, and prime broker. Prior to joining GMAG, Nellie spent 7 years with Hanseatic Corporation where she was the Portfolio Administrator for the Asterion Portfolio L.P. fund. She received a B.B.A. with Honors from Baruch College in Industrial/Organizational Psychology and will complete her Masters in Taxation and Accounting at Baruch College in She also completed the CFP Executive Program in Financial Planning in 2007 and plans to achieve the credentials in 2011.

6 Danielle Siano Client Service Specialist (516) ext. 36 Danielle was part of the GM Advisory Group team in 2003, and she returned to GM Advisory Group in Danielle is responsible for assisting the Client Relationship Managers in the delivery of exceptional client service. She prepares client reports such as monthly account balance summaries and personal financial statements. In addition, Danielle contributes to the enhancement of client service by strategizing with the management team on creative ways to improve operational efficiency that will ultimately enrich the client experience. Danielle received a Bachelor of Science in Business Management and Sociology from Providence College. Later, she decided to pursue her passion for Nutrition and received her Master s degree in Nutrition at New York University. With her education and professional background, Danielle provides a unique perspective to the GMAG team and especially on client service, as client service is her priority in both her professional pursuits. During the time she built her private nutritional counseling practice, Danielle remained at GM Advisory Group part-time to keep abreast of the corporate dynamic, always with an emphasis on client relations. In both finance and health, she focuses on client needs and goals through individual support. She also believes that health is true wealth, and her mission is to lead all clients in this direction. Dana Larson Administrative Assistant (516) ext 10 Dana joined GMAG in Dana s role includes extending warmth and care to all clients who come to GMAG, either by phone or in person. She strives to create relationships with each and every client and to provide exceptional support and customer service in every interaction. Dana supports the client service team by helping to organize client data, ensure quality control, and respond in a timely fashion to client inquiries. Prior to joining GMAG, Dana worked at North Shore LIJ University Hospital where she focused on the preparation and execution of various fundraising events. Dana received a B.S. in Business Administration from Marist College.

Wealth Management Built on Integrity and Experience

Wealth Management Built on Integrity and Experience Wealth Management Built on Integrity and Experience How Successful Portfolios Can Help You Prepared March 1, 2011 www.successfulportfolios.com 300 South Duncan Avenue, Suite 166 Clearwater, FL 33755 (800)

More information

Integrated Wealth Management Solutions

Integrated Wealth Management Solutions Integrated Wealth Management Solutions GM Advisory Group GM Advisory Group, Inc. was formed over half a century ago to provide highly personalized tax, accounting and estate planning services to businesses

More information

Johnson & Gilliss Wealth Management Group

Johnson & Gilliss Wealth Management Group Johnson & Gilliss Wealth Management Group Engagement Proposal Prepared by: J. Michael Johnson, CLU E. Neil Gilliss, MBA, CFP 107 South 1st Street Richmond, VA 23219 804-788-1011 michael@johnsonandgilliss.com

More information

The Korbell Group at Morgan Stanley Smith Barney. Managing Your Wealth Growing Our Relationship

The Korbell Group at Morgan Stanley Smith Barney. Managing Your Wealth Growing Our Relationship The Korbell Group at Morgan Stanley Smith Barney Managing Your Wealth Growing Our Relationship By combining the experience and skills of the Korbell Group at Morgan Stanley Smith Barney, we deliver tailored

More information

July 2004 November 2005

July 2004 November 2005 July 2004 November 2005 Our firm has been growing and changing over the years and many of you have not had the opportunity to meet all the employees of Private Wealth Management. Over the next several

More information

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser.

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser. BRAD MCMILLAN, CFA Vice President, Chief Investment Officer As vice president and chief investment officer, Brad leads the Investment Research and Products departments, which incorporates several individual

More information

The Peachtree Group at Morgan Stanley

The Peachtree Group at Morgan Stanley The Peachtree Group at Morgan Stanley 3280 PEACHTREE RD NE SUITE 1900 ATLANTA, GA 30305 404-266-6390 / MAIN 877-386-5767 / TOLL-FREE 404-601-5471 / FAX http://fa.smithbarney.com/thepeachtreegroupsb/ index.htm

More information

KBB Wealth Management

KBB Wealth Management KBB Wealth Management KBB Wealth Management Todd C. Kelly, CFP, CIMA Senior Vice President Sr. Investment Management Consultant Matt J. Bridge, CFP Senior Vice President Sr. Investment Management Consultant

More information

ORGANIZATION OVERVIEW

ORGANIZATION OVERVIEW Synovus Investment Advisors, Inc. ORGANIZATION OVERVIEW Investment products and services provided by Synovus are offered through Synovus Investment Advisors, Inc., Synovus Securities, Inc., Synovus Trust

More information

Questions to Ask When Choosing a Financial Planner: Our Responses

Questions to Ask When Choosing a Financial Planner: Our Responses Questions to Ask When Choosing a Financial Planner: Our Responses Selecting a competent, qualified financial planner with whom you feel comfortable and one whose business style suits your needs is an important

More information

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement Form ADV Part 2B Brochure Supplement May 19, 2014 Website: www.tfcfinancial.com E-mail: info@tfcfinancial.com This Brochure Supplement provides information about Jane Taubner Barney, Kathleen A. Chianca,

More information

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement

TFC Financial Management, Inc. Form ADV Part 2B. Brochure Supplement Form ADV Part 2B Brochure Supplement May 12, 2015 Website: www.tfcfinancial.com E-mail: info@tfcfinancial.com This Brochure Supplement provides information about Jane Taubner Barney, Kathleen A. Chianca,

More information

Firm Brochure Supplement (Part 2B of Form ADV)

Firm Brochure Supplement (Part 2B of Form ADV) Firm Brochure Supplement (Part 2B of Form ADV) 9200 Montgomery Road Cincinnati, Ohio 45242 (513) 771-7222 (888) 234-7982 www.taaginc.com info@taaginc.com This brochure supplement provides information about

More information

Bruce R. Butler, CFP Executive Financial Services Director Senior Vice President - Wealth Management

Bruce R. Butler, CFP Executive Financial Services Director Senior Vice President - Wealth Management Bruce R. Butler, CFP Executive Financial Services Director Senior Vice President - Wealth Management 227 West Monroe Street Suite 3400, Chicago, IL 60606 312-917-7416 / MAIN 800-334-2446 / TOLL-FREE 312-648-3344

More information

Investment Management Group. Investments & Endowments A Primer for Nonprofit Leaders

Investment Management Group. Investments & Endowments A Primer for Nonprofit Leaders Investment Management Group Investments & Endowments A Primer for Nonprofit Leaders Investment Management Group The Chartered Financial Analyst (CFA) designation is conferred by the CFA Institute to financial

More information

G. Schroeder, CIMA Vice President Financial Advisor 601 Union Street, Suite 5200 Seattle, WA 98101 1-206-628-4855

G. Schroeder, CIMA Vice President Financial Advisor 601 Union Street, Suite 5200 Seattle, WA 98101 1-206-628-4855 G. Schroeder, CIMA Vice President Financial Advisor 601 Union Street, Suite 5200 Seattle, WA 98101 1-206-628-4855 G. Schroeder, Financial Advisor at Morgan Stanley As the financial world becomes more complex

More information

S E R V I C E C O M P A R I S O N C H A R T

S E R V I C E C O M P A R I S O N C H A R T S E R V I C E C O M P A R I S O N C H A R T $O$: Hourly Second Opinion Service GPS: Goal Planning Service Broad-Based Financical Plan Advanced Portfolio Management Affordable Family Office Service Topic-Specific

More information

Choosing Your Investment Advisor.

Choosing Your Investment Advisor. The following information and opinions are provided courtesy of Wells Fargo Bank, N.A. Choosing Your Investment Advisor. Content Content of this report is adapted from Chapter 15, Choosing Your Doctor:

More information

Finding the Right Investment Advisor: Key Questions Pilots Need to Ask Now

Finding the Right Investment Advisor: Key Questions Pilots Need to Ask Now Finding the Right Investment Advisor: Key Questions Pilots Need to Ask Now At Cleary Gull, we think the best way to find the right investment advisor is to focus on the four Ps: people, philosophy, process

More information

TAYLOR SENIOR PARTNER

TAYLOR SENIOR PARTNER Brochure Supplement (Part 2B of Form ADV) Dated October, 2011 This Brochure Supplement of the ADV II, filed with the SEC on April 29, 2011, provides information on the partners and employees of, 832 Camino

More information

Michael Sedlak, CFP, CFA, CEPA, MBA

Michael Sedlak, CFP, CFA, CEPA, MBA Item 1: Cover Page Michael Sedlak, CFP, CFA, CEPA, MBA Golden Trail Advisers, LLC Managing Member of Golden Trail Advisers LLC www.golden-trail.com mikes@golden-trail.com 11S270 Jackson Street Suite 101

More information

Brian K. Stickney, CFA, CFP

Brian K. Stickney, CFA, CFP Item 1 - Cover Page Brochure Supplement for Brian K. Stickney, CFA, CFP CRD# 2217162 Ironridge Wealth Management, LLC 100 Galleria Parkway Suite 1130 Atlanta, GA 30339 (770) 635-1925 www.ironridgewealth.com

More information

Success on Your Terms. How We Help You Achieve Your Financial Goals

Success on Your Terms. How We Help You Achieve Your Financial Goals Success on Your Terms How We Help You Achieve Your Financial Goals The Stone Group at Morgan Stanley One PPG Place, Suite 1300 Pittsburgh, PA 15222 Visit Our Team Website: www.morganstanleyfa.com/thestonegroup

More information

Council Rock Status Update

Council Rock Status Update Council Rock Status Update 10/22/2015 74 W. Broad Street, Suite 340, Bethlehem, PA 18018 www.cornerstone-companies.com Organizational Background www.cornerstone-companies.com 3 Who We Are We are a privately

More information

Our Team Advisory Personnel

Our Team Advisory Personnel Our Team Advisory Personnel Brochure Supplement Douglas A. Neimann President and Chief Investment Officer Eric L. Pirkl Investment Manager Deborah D. Weiss Managing Director, Okabena Advisors Form ADV

More information

Steven M. Swann, CFP. Senior Portfolio Manager Senior Vice President Financial Advisor

Steven M. Swann, CFP. Senior Portfolio Manager Senior Vice President Financial Advisor Steven M. Swann, CFP Senior Portfolio Manager Senior Vice President Financial Advisor 729 Southwest Federal Highway Suite 300, Stuart, Florida 34994 772-283-7170 / MAIN 800-325-0038 / TOLL-FREE www.fa.smithbarney.com/

More information

Solutions and resources to help you meet your financial goals.

Solutions and resources to help you meet your financial goals. Solutions and resources to help you meet your financial goals. Your Dreams You have dreams for your future that require a well thought-out, holistic financial strategy. + dreams Your Financial Advisor

More information

Ferguson & Associates

Ferguson & Associates Ferguson & Associates Merrill Lynch makes available products and services offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S) and other subsidiaries of Bank of America Corporation (BofA

More information

How to Evaluate An Investment Advisor

How to Evaluate An Investment Advisor Key Questions to Ask an Investment Advisor Specially Prepared for Continental Airlines Pilots Nearing Retirement You have built a substantial retirement nest egg over the years. Soon, you can relax and

More information

Steven has been recognized and featured as one of 2010 Barron Magazine s Top 1,000 Financial Advisors in the Country.

Steven has been recognized and featured as one of 2010 Barron Magazine s Top 1,000 Financial Advisors in the Country. As a fully licensed professional for more than 20 years, Steven began his career in the financial services industry as a financial advisor at Smith Barney. In 2004, Steven joined Banc of America Investment

More information

CFP Board Commission on Standards Commission Members

CFP Board Commission on Standards Commission Members CFP Board Commission on Standards Commission Members V. Raymond Ferrara, CFP Commission Chair Ray is Chair and CEO of ProVise Management Group, LLC, a financial planning firm located in Clearwater, Florida,

More information

ADV Part 2B Brochure Supplement

ADV Part 2B Brochure Supplement Item 1: Cover Page ADV Part 2B Brochure Supplement COLMAN KNIGHT ADVISORY GROUP, LLC 18 AUDUBON LANE CARLISLE, MA 01741 978-371-2015 www.colmanknight.com This brochure supplement provides information about

More information

D3 Financial Counselors LLC. 5151 Mochel Drive Suite 301, Downers Grove, IL 60515 Telephone: (630) 271-0033 Fax: (866) 385-8998

D3 Financial Counselors LLC. 5151 Mochel Drive Suite 301, Downers Grove, IL 60515 Telephone: (630) 271-0033 Fax: (866) 385-8998 D3 Financial Counselors LLC 5151 Mochel Drive Suite 301, Downers Grove, IL 60515 Telephone: (630) 271-0033 Fax: (866) 385-8998 111 N. Wabash Ave Suite 800, Chicago, IL 60602 Telephone: (312) 526-3680 Fax:

More information

Welcomed into CFA Institute University Recognition Program

Welcomed into CFA Institute University Recognition Program Bucharest University of Economic Studies in Romania Faculty of Finance, Insurance, Banking and Stock Exchange DAFI Master of Financial Management and Investments Welcomed into CFA Institute University

More information

Description of Designations Held by The Colony Group Personnel

Description of Designations Held by The Colony Group Personnel Description of Designations Held by The Colony Group Personnel Accredited Estate Planner (AEP ) The AEP designation is awarded by the National Association of Estate Planners & Councils (NAEPC) to recognized

More information

Technology Consulting Services

Technology Consulting Services Technology Consulting Services Building enterprise wide systems that make sense Streamlining your technology... to bring your busin next level 01 Technology Consulting Services 02 Our Leadership Team 03

More information

Guarneri Kabot Bollag. & Associates

Guarneri Kabot Bollag. & Associates Guarneri Kabot Bollag & Associates Our values Client trust is essential. Every member of our team is dedicated to helping clients reach their goals. When everyone shares the same vision and works toward

More information

Financial Statement Analysis and Securities Valuation

Financial Statement Analysis and Securities Valuation From the Zicklin School of Business AN EXECUTIVE MS PROGRAM Financial Statement Analysis and Securities Valuation Newman Vertical Campus at 24th Street & Lexington Avenue Message from the Academic Director

More information

Firm Brochure Supplement (Part 2B of Form ADV) The Asset Advisory Group, Inc.

Firm Brochure Supplement (Part 2B of Form ADV) The Asset Advisory Group, Inc. Firm Brochure Supplement (Part 2B of Form ADV) 9200 Montgomery Road Cincinnati, Ohio 45242 (513) 771-7222 (888) 234-7982 www.taaginc.com info@taaginc.com This brochure supplement provides information about

More information

O U R S E R V I C E S

O U R S E R V I C E S BARNETT I. CHEPENIK Barnett (Barney) Chepenik offers you over 25 years of financial services industry experience. His titles range from Lincoln Financial Advisors investment advisor representative to licensed

More information

Vision Capital Management, Inc. Form ADV Part 2B Brochure Supplements on Our Advisory Employees April 29, 2016

Vision Capital Management, Inc. Form ADV Part 2B Brochure Supplements on Our Advisory Employees April 29, 2016 Vision Capital Management, Inc. on Our Advisory Employees April 29, 2016 Vision Capital Management, Inc. 1 April 29, 2016 [Page intentionally left blank] Vision Capital Management, Inc. 2 April 29, 2016

More information

M.S. Finance. Upon completion of the program, graduates are expected to:

M.S. Finance. Upon completion of the program, graduates are expected to: M.S. Finance The Master of Science in Finance degree program prepares students for career advancement in a variety of managerial and professional positions in a wide range of firms. As a result of the

More information

Compensation: How RIA firms are attracting and retaining top-tier talent

Compensation: How RIA firms are attracting and retaining top-tier talent Compensation: How RIA firms are attracting and retaining top-tier talent Results from the 2014 RIA Benchmarking Study from Charles Schwab As the RIA industry has grown and matured, individual advisory

More information

About Us...3. Meet the Faculty...4. The Federal Employee s Early Career Benefits Workshop...5

About Us...3. Meet the Faculty...4. The Federal Employee s Early Career Benefits Workshop...5 2011 Table of Contents About Us...3 Meet the Faculty...4 Workshops The Federal Employee s Early Career Benefits Workshop...5 The Federal Employee s Mid-Career Financial Guidance Workshop...6 The Federal

More information

OUR SPONSORS. South Florida Hedge Funds 2011 Industry Outlook. The Miami Finance Forum. Presents A Panel Discussion on.

OUR SPONSORS. South Florida Hedge Funds 2011 Industry Outlook. The Miami Finance Forum. Presents A Panel Discussion on. OUR SPONSORS The Miami Finance Forum Presents A Panel Discussion on South Florida Hedge Funds 2011 Industry Outlook Our Panelists: About the Miami Finance Forum The Miami Finance Forum is a non-for-profit

More information

TERI M. HOLLANDER ALBIN

TERI M. HOLLANDER ALBIN TERI M. HOLLANDER ALBIN 110 Main Street P O Box 98 Evansville, IN 47708 812-426-1481 J.J.B. Hilliard, W.L. Lyons, LLC 500 West Jefferson Street Suite 700 Louisville, KY 40202 800-444-1854 April 23, 2015

More information

The Settlement Solutions Group. A powerful integration of structured settlements and wealth planning for a secure financial future

The Settlement Solutions Group. A powerful integration of structured settlements and wealth planning for a secure financial future The Settlement Solutions Group A powerful integration of structured settlements and wealth planning for a secure financial future We understand the legal and financial complexities of settling a case and

More information

COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS

COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS COMPETITION CFA INSTITUTE RESEARCH CHALLENGE SOUTHWEST U.S. FINALS Leah R. Bennett, CFA, CIC Managing Director and CIO King Investment Advisors Leah R. Bennett is a portfolio manager and investment analyst

More information

What is an Investment Adviser?

What is an Investment Adviser? What is an Investment Adviser? Legal Definition. Investment adviser is a legal term that appears in the Investment Advisers Act of 1940, the federal law that governs investment advisers. Generally, this

More information

FINANCE What can I do with this degree?

FINANCE What can I do with this degree? FINANCE What can I do with this degree? Transferable Skills In addition to the specific subject matter that Finance majors learn, skills are acquired that can easily transfer to any field including: Reading

More information

www.waltlunsfordgroup.com

www.waltlunsfordgroup.com www.waltlunsfordgroup.com THE WALT LUNSFORD GROUP Our Team Walt Lunsford, AAMS Senior Vice President, Investments Direct: 513-786-7840 Walt.Lunsford@raymondjames.com WaltLunsfordGroup.com Tim Recker, AAMS

More information

Plenary: Compliance and Legal Trends Tuesday, May 24 4:15 p.m. 5:15 p.m.

Plenary: Compliance and Legal Trends Tuesday, May 24 4:15 p.m. 5:15 p.m. Plenary: Compliance and Legal Trends Tuesday, May 24 4:15 p.m. 5:15 p.m. Join us for a special session with senior leaders as they discuss key issues affecting the regulatory landscape. Panelists will

More information

Financial Services Practice

Financial Services Practice Financial Services Practice 488 Madison Avenue New York, NY 10022 Phone: (212) 661-6166 Fax: (212) 755-6748 www.grassicpas.com About our Financial Services Practice Given today s challenging and unprecedented

More information

Keith I. Levitt, CFP Private Wealth Management

Keith I. Levitt, CFP Private Wealth Management Keith I. Levitt, CFP Private Wealth Management Keith I. Levitt, CFP Senior Investment Consultant Private Wealth Management 100 West Road Suite 200 Towson, MD 21204 410-769-5200 888-792-9391 klevitt@rwbaird.com

More information

Peter Miller Robert Hofmann, CFP Paulette Greenwell, CFA, MBA Mark Frombach, CFA, MBA Susan Arnold Ryan Crooks, MBA Tucker Schade Lori Blum

Peter Miller Robert Hofmann, CFP Paulette Greenwell, CFA, MBA Mark Frombach, CFA, MBA Susan Arnold Ryan Crooks, MBA Tucker Schade Lori Blum 1835 Market Street, Suite 500 Philadelphia, PA 19103 215-981-1030 The Following Investment Committee Members are presented in this Supplement. Peter Miller Robert Hofmann, CFP Paulette Greenwell, CFA,

More information

Brochure Supplement. Steven Umstead Director. 6862 Elm Street, Suite 340 McLean, VA 22101

Brochure Supplement. Steven Umstead Director. 6862 Elm Street, Suite 340 McLean, VA 22101 Item 1. Cover Page Brochure Supplement Steven Umstead Director 6862 Elm Street, Suite 340 McLean, VA 22101 Phone: 571-297-1740 email: sumstead@pactoluspwm.com website: www.pactoluspwm.com This brochure

More information

Traff Asset Management BROCHURE SUPPLEMENTS ADV PART II

Traff Asset Management BROCHURE SUPPLEMENTS ADV PART II BROCHURE SUPPLEMENTS BROCHURE SUPPLEMENT JASON D. TRAFF This Brochure Supplement provides information about Jason D. Traff that supplements the Traff Asset Management ADV Part II Brochure. If you have

More information

BROCHURE SUPPLEMENTS (ADV PART 2)

BROCHURE SUPPLEMENTS (ADV PART 2) BROCHURE SUPPLEMENTS 2015332 1 BROCHURE SUPPLEMENT BRADFORD A. EVANS This brochure supplement provides information about Bradford A. Evans that supplements the Heartland Advisors, Inc. Brochure (ADV Part

More information

Jason M. Judge. Financial Planning Specialist Vice President - Wealth Management Financial Advisor

Jason M. Judge. Financial Planning Specialist Vice President - Wealth Management Financial Advisor Jason M. Judge Financial Planning Specialist Vice President - Wealth Management Financial Advisor 13625 California Street Suite 400, Omaha, NE 68154 402-399-6354 / MAIN 800-228-3309 / TOLL-FREE 402-399-6336

More information

Form ADV Part 2: Brochure Supplement

Form ADV Part 2: Brochure Supplement Bashar M. Qasem 703.207.7005 x101 This Brochure Supplement provides information about Bashar Qasem that supplements the Azzad Asset Management s brochure. You should have received a copy of that brochure.

More information

The Art of Planning & Science of Investing Financial Services

The Art of Planning & Science of Investing Financial Services EXPERIENCE EIDE BAILLY The Art of Planning & Science of Investing Financial Services Brad Kelley, Principal Director of Financial Services At Eide Bailly, we use a team approach bringing together the talents

More information

BF in International Finance SWISS QUALITY EDUCATION, INTERNATIONAL NETWORK AND PERSONALIZED MENTORING. www.gbsge.com

BF in International Finance SWISS QUALITY EDUCATION, INTERNATIONAL NETWORK AND PERSONALIZED MENTORING. www.gbsge.com SWISS QUALITY EDUCATION, INTERNATIONAL NETWORK AND PERSONALIZED MENTORING SWITZERLAND SPAIN RUSSIA KAZAKHSTAN UNITED ARAB EMIRATES SAUDI ARABIA USA BACHELORS MASTERS CFA DOCTORATES www.gbsge.com BF in

More information

Form ADV Brochure Supplement

Form ADV Brochure Supplement Cover page Form ADV Brochure Supplement 500 North Franklin Turnpike, Suite 212 Ramsey, New Jersey 07446 P: 201-447-5850 F: 201-447-5808 www.regencywealth.com Revised March 17, 2015 T his Brochure Supplement

More information

We work with a variety of client types, providing investment consulting services to:

We work with a variety of client types, providing investment consulting services to: 6650 SW Redwood Lane Suite 370 Portland, Oregon 97224 (503) 596 2880 www.sellwoodconsulting.com Sellwood Consulting LLC is an SEC registered investment advisor providing investment consulting services,

More information

Creating An Integrated Wealth Management Experience For Clients

Creating An Integrated Wealth Management Experience For Clients Creating An Integrated Wealth Management Experience For Clients How HighView Financial Group Collaborates With Professional Advisors By Mark Barnicutt MBA, CFA, President & CEO HighView Financial Group

More information

Wise Advice. A personal relationship with your Portfolio Manager. Thor Wealth Management Group

Wise Advice. A personal relationship with your Portfolio Manager. Thor Wealth Management Group Wise Advice A personal relationship with your Portfolio Manager Thor Wealth Management Group Devote your time to what is important to you, knowing that your investments are being managed by a professional

More information

Ichose to be a financial planner because I want to truly make a difference in people s

Ichose to be a financial planner because I want to truly make a difference in people s Ichose to be a financial planner because I want to truly make a difference in people s lives, especially as they retire. Growing up, I watched my father work two and three jobs just to make ends meet.

More information

Accessible Innovative Accredited. Achieve more with a graduate degree from

Accessible Innovative Accredited. Achieve more with a graduate degree from Accessible Innovative Accredited Achieve more with a graduate degree from Achieve More Niagara University, recognized nationally for its academic excellence and commitment to the community, is also a

More information

THE PROFESSIONAL ADVANTAGES OF CFP CERTIFICATION

THE PROFESSIONAL ADVANTAGES OF CFP CERTIFICATION THE PROFESSIONAL ADVANTAGES OF CFP CERTIFICATION A CFP Board Guide on Why and How to Become a CERTIFIED FINANCIAL PLANNER TM Professional 2015 Certified Financial Planner Board of Standards, Inc. You are

More information

Financial Industry Designations, Explained

Financial Industry Designations, Explained Financial Industry Designations, Explained Fiduciary? CFP? Broker/dealer? What does it all mean? 39500 Orchard Hill Place Ste. 120 Novi, MI 48375 (248) 946 4515 Investment Advisory Services offered through

More information

Ea s t m a n. planning. that stands the. Retirement. test of Time. Fin a n c i a l Ma n a g e m e n t

Ea s t m a n. planning. that stands the. Retirement. test of Time. Fin a n c i a l Ma n a g e m e n t Ea s t m a n Fin a n c i a l Ma n a g e m e n t About Us Joel Lorden About Joel lorden Joel E. Lorden is founder and President of Eastman Financial Management, an independent financial, investment management

More information

IMPORTANT QUESTIONS YOU SHOULD ASK ABOUT

IMPORTANT QUESTIONS YOU SHOULD ASK ABOUT IMPORTANT QUESTIONS YOU SHOULD ASK ABOUT JAMES KIRBY ACCOUNTANCY CORPORATION JAMES KIRBY ACCOUNTANCY CORPORATION Registered Investment advisor 2601 Saturn Street, Suite 106 Brea, CA 92821 6702 (714) 203

More information

What do you know so far?

What do you know so far? A financial literacy program of the Huntsville-Madison County Public Library 1 Practical Steps to Building Wealth Net Worth & Basic Investment Options Principles of Investing Creating and Managing a Portfolio

More information

GRADUATE FACULTY COUNCIL DOC. NO. 777 Approved March 22, 1999

GRADUATE FACULTY COUNCIL DOC. NO. 777 Approved March 22, 1999 GRADUATE FACULTY COUNCIL DOC. NO. 777 Approved March 22, 1999 RECOMMENDATIONS OF THE FACULTY OF THE SCHOOL OF BUSINESS ADMINISTRATION FOR A REVISION OF THE EXISTING GRADUATE PROGRAM IN MANAGEMENT I. DESCRIPTION

More information

Morgan Stanley. R & R Partners. 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031. www.morganstanleyfa.com/rudowramos

Morgan Stanley. R & R Partners. 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031. www.morganstanleyfa.com/rudowramos R & R Partners 522 Fifth Avenue, 15th Floor New York, NY 10036 (212)-296-1031 www.morganstanleyfa.com/rudowramos 0 Table of Contents Our Mission Page 2 Wealth Management Page 3 Why R and R Partners? Page

More information

Firm Brochure Supplement (Part 2B of Form ADV) The Asset Advisory Group, Inc.

Firm Brochure Supplement (Part 2B of Form ADV) The Asset Advisory Group, Inc. Firm Brochure Supplement (Part 2B of Form ADV) 9200 Montgomery Road Cincinnati, Ohio 45242 (513) 771-7222 (888) 234-7982 www.taaginc.com info@taaginc.com This brochure supplement provides information about

More information

Wealth Planning y Investment Management y Insurance for Family and Business. Serving Main Street with Independent Advice

Wealth Planning y Investment Management y Insurance for Family and Business. Serving Main Street with Independent Advice True Independence Wealth Planning y Investment Management y Insurance for Family and Business Serving Main Street with Independent Advice Wealth Planning y Investment Management y Insurance for Family

More information

Gregory J. Martik, CFP Jayme A. Russo Robert M. Pulit 538 Valley Brook Road, Suite 100 Venetia, PA 15367 724-941-8625 March 2012 www.bluestonewa.

Gregory J. Martik, CFP Jayme A. Russo Robert M. Pulit 538 Valley Brook Road, Suite 100 Venetia, PA 15367 724-941-8625 March 2012 www.bluestonewa. Gregory J. Martik, CFP Jayme A. Russo Robert M. Pulit 538 Valley Brook Road, Suite 100 Venetia, PA 15367 724-941-8625 March 2012 www.bluestonewa.com Item 1. This brochure supplement provides information

More information

LJPR Financial Advisors. 4555 Investment Drive. Troy, MI 48098 (248) 641-7400. leon.labrecque@ljpr.com. August 11, 2015

LJPR Financial Advisors. 4555 Investment Drive. Troy, MI 48098 (248) 641-7400. leon.labrecque@ljpr.com. August 11, 2015 Item 1 Cover Page Leon C. LaBrecque, JD, CPA, CFP, CFA LJPR Financial Advisors 4555 Investment Drive Troy, MI 48098 (248) 641-7400 leon.labrecque@ljpr.com August 11, 2015 This Brochure Supplement provides

More information

Selecting a Financial Advisor

Selecting a Financial Advisor Selecting a Financial Advisor Acknowledgement This publication was made possible by a grant from the FINRA Investor Education Foundation. The FINRA Investor Education Foundation supports research and educational

More information

Satovsky Asset Management, LLC

Satovsky Asset Management, LLC Satovsky Asset Management, LLC Form ADV - Part 2B Brochure Supplements Satovsky Asset Management, LLC 232 Madison Avenue, Suite 400 New York, New York 10016 212-584-1900 www.satovsky.com January 2014 Brochure

More information

MScF in International Finance SWISS QUALITY EDUCATION, INTERNATIONAL NETWORK AND PERSONALIZED MENTORING. www.gbsge.com

MScF in International Finance SWISS QUALITY EDUCATION, INTERNATIONAL NETWORK AND PERSONALIZED MENTORING. www.gbsge.com SWISS QUALITY EDUCATION, INTERNATIONAL NETWORK AND PERSONALIZED MENTORING SWITZERLAND SPAIN RUSSIA KAZAKHSTAN UNITED ARAB EMIRATES SAUDI ARABIA USA BACHELORS MASTERS CFA DOCTORATES www.gbsge.com MScF in

More information

FORM ADV PART 2B* Brochure Supplement

FORM ADV PART 2B* Brochure Supplement FORM ADV PART 2B* Brochure Supplement Professional Backgrounds of Sean Stannard-Stockton Curtis Brown Arif Karim Ludovic Thomasson Matthew Pearson November 2015 1350 Bayshore Highway, Suite 460 Burlingame,

More information

THE MCS GROUP at Morgan Stanley. Money. Life. Family. Business. All Connected.

THE MCS GROUP at Morgan Stanley. Money. Life. Family. Business. All Connected. THE MCS GROUP at Morgan Stanley Money. Life. Family. Business. All Connected. 4890 W. KENNEDY BLVD. SUITE 700, TAMPA, FL 33609 813-286-5660 / MAIN 800-326-4662 / TOLL-FREE 813-286-4322 / FAX www.morganstanleyfa.com/themcsgroup

More information

The advisor you trust for today s needs and tomorrow s goals.

The advisor you trust for today s needs and tomorrow s goals. The advisor you trust for today s needs and tomorrow s goals. WE DO WHAT S RIGHT FOR OUR CLIENTS NOT WHAT S EASIEST Our clients value a partner they can trust to lead them confidently along the path toward

More information

D3 Financial Counselors LLC. 5151 Mochel Drive Suite 301, Downers Grove, IL 60515 Telephone: (630) 271-0033 Fax: (866) 385-8998

D3 Financial Counselors LLC. 5151 Mochel Drive Suite 301, Downers Grove, IL 60515 Telephone: (630) 271-0033 Fax: (866) 385-8998 D3 Financial Counselors LLC 5151 Mochel Drive Suite 301, Downers Grove, IL 60515 Telephone: (630) 271-0033 Fax: (866) 385-8998 111 N. Wabash Ave Suite 800, Chicago, IL 60602 Telephone: (312) 526-3680 Fax:

More information

Edward W. Hutton, CFA

Edward W. Hutton, CFA Edward W. Hutton, CFA Assistant Professor Department of Commerce Phone: 716-286-8208 Niagara University E-mail: ehutton@niagara.edu EDUCATION Master of Science (M.S.), Financial Economics State University

More information

Do You Need a Financial Planner?

Do You Need a Financial Planner? CHAPTER 2 Do You Need a Financial Planner? A Word About Self-Help Now that you know about the basics of the financial planning process, do you think you can do it yourself? Only you can answer that question,

More information

SEIA SIGNATURE ESTATE & INVESTMENT ADVISORS, LLC. Signature Allocation Series Signature Elite

SEIA SIGNATURE ESTATE & INVESTMENT ADVISORS, LLC. Signature Allocation Series Signature Elite SEIA SIGNATURE ESTATE & INVESTMENT ADVISORS, LLC Signature Allocation Series Signature Elite ABOUT SEIA Successful wealth management is the result of an ongoing collaboration between investor and advisor,

More information

Labiak, Ficara & Associates. Wealth Management

Labiak, Ficara & Associates. Wealth Management Labiak, Ficara & Associates Wealth Management Labiak, Ficara & Associates Wealth Management Merrill Lynch Wealth Management makes available products and services offered by Merrill Lynch, Pierce, Fenner

More information

How to Choose the Right Personal Financial Planner

How to Choose the Right Personal Financial Planner How to Choose the Right Personal Financial Planner Brought to you by and America's CPA Financial Planners Take Charge: Your Money. Your Life. 1 Let s get this out of the way The general information contained

More information

Meet Consulting Group Investment Advisor Research

Meet Consulting Group Investment Advisor Research 1 Meet the Management Team 2 Meet the Investment Officers 3 Meet the Analysts online report consulting group Meet Consulting Group Investment Advisor Research profiles Given the thousands of investment

More information

Master of Science in Wealth Management The Charles H. Kellstadt Graduate School of Business

Master of Science in Wealth Management The Charles H. Kellstadt Graduate School of Business Master of Science in Wealth Management The Charles H. Kellstadt Graduate School of Business Committed to a Career in Wealth Management? Find us on the web at: http://finance.depaul.edu/cfs/ms_wealth_management/

More information

The Investment Committee of Envestnet (titled the PMC Investment Committee) consists of seven members:

The Investment Committee of Envestnet (titled the PMC Investment Committee) consists of seven members: Investment Committee of Envestnet Asset Management, Inc. 35 East Wacker Drive, Suite 2400 Chicago, IL 60601 312 827 2800 www.envestnet.com March 31, 2014 This Brochure Supplement provides information about

More information

Evening MBA Program. Leading through innovation.

Evening MBA Program. Leading through innovation. Evening MBA Program Leading through innovation. The primary goal of the Graduate Business Evening MBA Program at Ursuline is to prepare students to become socially responsible managers and leaders from

More information

Firm Brochure Supplement (Part 2B of Form ADV) March 9, 2015

Firm Brochure Supplement (Part 2B of Form ADV) March 9, 2015 NORTHEAST INVESTMENT MANAGEMENT, INC. INVESTMENT ADVISORS AND TRUSTEES 100 High Street, Suite 1000 Boston, Massachusetts 02110-2301 (617) 523-3588 Phone (617) 523-5412 Facsimile www.northeastinvest.com

More information

Contact Princeton Global Asset Management

Contact Princeton Global Asset Management About Princeton Global Asset Management Princeton Global Asset Management furnishes continuous investment advice to Clients based on their individual needs. We provide US, International and Global investment

More information

Guild Mortgage Depth and Breadth of Skills, Experience Define the Management Team

Guild Mortgage Depth and Breadth of Skills, Experience Define the Management Team FOR IMMEDIATE RELEASE October 17, 2012 Guild Mortgage Depth and Breadth of Skills, Experience Define the Management Team Leadership Team Backgrounder Guild Mortgage s leadership team sets the tone for

More information

http://www.bls.gov/oco/ocos086.htm Public Relations Specialists

http://www.bls.gov/oco/ocos086.htm Public Relations Specialists http://www.bls.gov/oco/ocos086.htm Public Relations Specialists * Nature of the Work * Training, Other Qualifications, and Advancement * Employment * Job Outlook * Projections Data * Earnings * OES Data

More information

Financial Advisor Interview Questionnaire

Financial Advisor Interview Questionnaire Financial Advisor Interview Questionnaire Advisor name: Company Name: Cyril S. White White House Financial & Investment Solutions, LLC Date: May 30, 2013 Why did you become a financial advisor? I became

More information