CHANGES TO PORTFOLIO SPECIAL CROSSINGS REQUIREMENTS AND ETF SPECIAL TRADES REPORTING PROCEDURES

Size: px
Start display at page:

Download "CHANGES TO PORTFOLIO SPECIAL CROSSINGS REQUIREMENTS AND ETF SPECIAL TRADES REPORTING PROCEDURES"

Transcription

1 ITS Circular 2009/030 Date: 22 December 2009 Key topics 1. Changes to Portfolio Special Crossing requirements 2. Changes to ETF Special Trade reporting procedures Reading List Client Advisers Compliance Managers DTR Operators Office Managers Market Participants Authorised By Colin R. Scully ASX contact Market Control Telephone ASX Ltd ABN Exchange Centre 20 Bridge Street Sydney NSW 2000 PO Box H224 Australia Square NSW 1215 Internet: CHANGES TO PORTFOLIO SPECIAL CROSSINGS REQUIREMENTS AND ETF SPECIAL TRADES REPORTING PROCEDURES The purpose of this circular is to advise DTRs that the existing Portfolio Special Crossing Rules will be expanded to cater for occasions when the ASX leg(s) of a Portfolio Special Crossing may form part of a broader international portfolio. It also includes changes to the transactional reporting requirements for an ASX Participant when reporting Portfolio Special Crossings and ETF Special Trades to ASX Market Control. 1. CHANGES TO PORTFOLIO SPECIAL CROSSING REQUIREMENTS The amendments to ASX Market Rule will allow a Portfolio Special Crossing to include trades in ASX Cash Market Products and also in equity securities traded on a market operated by a Recognised Stock Exchange. The remainder of the Portfolio Special Crossing Rule will continue to apply. Amendments have also been made to ASX Market Rule Procedure These amendments outline the transactional reporting requirements for an ASX Participant when reporting a Portfolio Special Crossing to ASX Market Control. For ease of understanding, the requirements have been split into the following sections: requirements for Portfolio Special Crossings which do not include transactions in equity securities on other exchanges; and requirements for Portfolio Special Crossings which include transactions in equity securities on other exchanges. A distinction is also made between the reporting requirements for Portfolio Special Crossings where: the Trading Participant acts as agent for both the buyer and seller; and the Trading Participant acts as Principal. An example follows, of the type of report to be ed to Market Control, where a Portfolio Special Crossing includes equity securities traded on a market operated by a Recognised Stock Exchange: Trading Participant ID: AU550 Total Consideration: A$10,379, ASX series ID / Recognised Stock International security Exchange ticker symbol or ISIN Quantity Price (in local traded currency) Exchange rate Consideration (AUD) Eg QAN ASX 113, , Eg SIA Singapore 84, , Exchange Eg CAL New York Stock 50, , Exchange (NYSE) No responsibility is accepted for any inaccuracies contained in the matter published. Cir No. 030 Changes to Portfolio Special Crossing requirements and ETF Special Trade reporting procedures Page 1 of 9

2 2. CHANGES TO ETF SPECIAL TRADE REPORTING PROCEDURES Separate amendments have also been made to ASX Market Rule Procedure These amendments have been made to more clearly specify the transactional reporting requirements for an ASX Participant when reporting an ETF Special Trade to ASX Market Control. GENERAL The effective date for the amendments to ASX Market Rule , ASX Market Rule Procedure and ASX Market Rule Procedure is 4 January Updated versions of ASX Market Rule , ASX Market Rule Procedures and are provided at Appendices A, B and C of this circular respectively. The current version of the ITS Workstation will support the new initiatives. There is no requirement to upgrade your Workstation to a new version. If you have any queries regarding the content of this circular, please contact Market Control via at or on / Cir No. 030 Changes to Portfolio Special Crossing requirements and ETF Special Trade reporting procedures Page 2 of 9

3 Appendix A ASX Market Rule SECTION 18 SPECIAL CROSSINGS CASH MARKET PRODUCTS 18.3 PORTFOLIO SPECIAL CROSSINGS AND SPECIAL CROSSINGS OF CASH ONLY COMBINATIONS What constitutes a Portfolio Special Crossing A Crossing of Cash Market Products and/or Equity Securities traded on a market operated by Recognised Stock Exchange is a Portfolio Special Crossing and may be effected by a Trading Participant as a Special Crossing if: the portfolio comprises a number of purchases and/or sales of different Cash Market Products and/or Equity Securities traded on a market operated by a Recognised Stock Exchange pursuant to a single agreement for an agreed price; the Trading Participant: (ii) acts as agent for both the buyer and seller of the portfolio; or as Principal (within the meaning of Rule 7.3.5) buys from or sells to the client, the portfolio; (d) there are at least the number of purchases and/or sales set out in the Procedures of different Cash Market Products and/or Equity Securities traded on a market operated by a Recognised Stock Exchange which have a consideration of not less than the amount set out in the Procedures, although additional purchases and/or sales of less than the amount set out in the Procedures may be included; and the total consideration for all purchases and/or sales making up the portfolio is not less than the amount set out in the Procedures. ASX may set out in the Procedures Cash Market Products and/or Equity Securities traded on a market operated by a Recognised Stock Exchange that cannot be included in a Portfolio Special Crossing. Introduced 11/03/04. Origin ASX Amended 28/11/05, XX/XX/XX Cir No. 030 Changes to Portfolio Special Crossing requirements and ETF Special Trade reporting procedures Page 3 of 9

4 Appendix B - ASX Market Rule Procedure PROCEDURE PROCEDURES FOR REPORTING The lodgement of information required under Rule must be performed via the trade reporting functionality on a Trading Platform unless otherwise reported automatically under Rule Trades reported via Trading Platform The following transactions must be reported to ASX through a Trading Platform by Trading Participants using the trade report function in conjunction with the relevant condition code in accordance with the directions set out below: Reporting of Portfolio Special Crossings which includes Cash Market Products only condition code SX Where a Trading Participant effects a Portfolio Special Crossing which includes Cash Market Products only in accordance with Rule 18.3 and the Trading Participant acts as an agent for both the buyer and seller in the Portfolio Special Crossing, the Trading Participant must: 21. Report the Portfolio Special Crossing to the Trading Platform in accordance with paragraph,, or (cd) below: if the Trading Participant acts as an agent for both the buyer and seller in the Portfolio Special Crossing and the Portfolio Special Crossing is effected during all Session States other than the CSPA, System Maintenance and Close Session States, the Trading Participant must immediately report the Portfolio Special Crossing to the Trading Platform in conjunction with the condition code SX; if the Trading Participant acts as an agent for both the buyer and seller in the Portfolio Special Crossing and the Portfolio Special Crossing is effected during the CSPA Session State, the Trading Participant must report the Portfolio Special Crossing to the Trading Platform immediately following the CSPA Session State in conjunction with the condition code SX; if the Trading Participant acts as an agent for both the buyer and seller in the Portfolio Special Crossing and the Portfolio Special Crossing is effected during the System Maintenance and Close Session States, the Trading Participant must report the Portfolio Special Crossing to the Trading Platform not later than 15 minutes prior to the scheduled commencement of Open Session State on the next Trading Day (or on the same Trading Day, if the transaction is effected between midnight and the commencement of Open Session State on the Trading Day) in conjunction with the condition code SX.; 12. Immediately advise Market Control via , or if that is unavailable, by facsimile, of the following details: (bf) the total portfolio consideration in Australian dollars; for each trade in the portfolio: (bi) the Cash Market Product the subject of each tradeidentifier; Cir No. 030 Changes to Portfolio Special Crossing requirements and ETF Special Trade reporting procedures Page 4 of 9

5 (cii) (iiid) (ive) the number of Cash Market Products traded; the price of each tradein local traded currency; the consideration of each tradein Australian dollars.; Where a Trading Participant effects a Portfolio Special Crossing which includes Cash Market Products only in accordance with Rule 18.3 and the Trading Participant acts as Principal, the Trading Participant must: 1. Immediately advise Market Control via , or if that is unavailable, by facsimile, of the following details: the Cash Market Product the subject of each trade. 2.(d)2. if the Trading Participant acts as Principal, the Trading Participant must rreport the Portfolio Special Crossing to the Trading Platform in conjunction with the condition code SX: (ia) (iib) not later than 15 minutes prior to the commencement of the Open Session State on the next Trading Day if the trade is effected before 1:00 PM on the previous Trading Day; or not later than 1:.00 PM on the next Trading Day if the trade is effected after 1:00 PM on the previous Trading Day. 3. Immediately after reporting the Portfolio Special Crossing to the Trading Platform as required in step 2 above, advise Market Control via , or if that is unavailable, by facsimile, of the following details: the total portfolio consideration in Australian dollars; for each trade in the portfolio: (ii) (iii) (vi) the Cash Market Product identifier; the number of Cash Market Products traded; the price in local traded currency; the consideration in Australian dollars. Reporting of Portfolio Special Crossings which includes both Cash Market Products and Equity Securities traded on a market operated by a Recognised Stock Exchange condition code SX Where a Trading Participant effects a Portfolio Special Crossing which includes both Cash Market Products and Equity Securities traded on a market operated by a Recognised Stock Exchange in accordance with Rule 18.3 and the Trading Participant acts as an agent for both the buyer and seller in the Portfolio Special Crossing, the Trading Participant must: 1. Report the Portfolio Special Crossing to the Trading Platform in accordance with paragraph, or below: Cir No. 030 Changes to Portfolio Special Crossing requirements and ETF Special Trade reporting procedures Page 5 of 9

6 if the Portfolio Special Crossing is effected during all Session States other than the CSPA, System Maintenance and Close Session States, the Trading Participant must immediately report the Portfolio Special Crossing to the Trading Platform in conjunction with the condition code SX; if the Portfolio Special Crossing is effected during the CSPA Session State, the Trading Participant must report the Portfolio Special Crossing to the Trading Platform immediately following the CSPA Session State in conjunction with the condition code SX; if the Portfolio Special Crossing is effected during the System Maintenance and Close Session States, the Trading Participant must report the Portfolio Special Crossing to the Trading Platform not later than 15 minutes prior to the scheduled commencement of Open Session State on the next Trading Day (or on the same Trading Day, if the transaction is effected between midnight and the commencement of Open Session State on the Trading Day) in conjunction with the condition code SX. For the avoidance of doubt, the time the portfolio is effected is the Sydney-equivalent time the portfolio was consummated in the originating country. 2. Immediately advise Market Control via , or if that is unavailable, by facsimile, of the following details: the total portfolio consideration in Australian dollars; for each trade in the portfolio: the Cash Market Product identifier for securities traded on the ASX Market or the ticker symbol/international securities identification number for Equity Securities traded on a market operated by a Recognised Stock Exchange; (ii) the Recognised Stock Exchange identifier as it appears in Procedure 2.10; (iii) (iv) (v) (vi) the number of Cash Market Products or Equity Securities traded; the price in local traded currency; the exchange rate; the consideration in Australian dollars. Where a Trading Participant effects a Portfolio Special Crossing which includes both Cash Market Products and Equity Securities traded on a market operated by a Recognised Stock Exchange in accordance with Rule 18.3 and the Trading Participant acts as Principal, the Trading Participant must: 1. Immediately advise Market Control via , or if that is unavailable, by facsimile, of the following details: the Cash Market Product identifier for securities traded on the ASX Market or the ticker symbol/international securities identification number for Equity Securities traded on a market operated by a Recognised Stock Exchange the subject of each trade. 2. Report the Portfolio Special Crossing to the Trading Platform in conjunction with the condition code SX: not later than 15 minutes prior to the commencement of the Open Session State on the next Trading Day if the trade is effected before 1:00 PM on the previous Trading Day; or Cir No. 030 Changes to Portfolio Special Crossing requirements and ETF Special Trade reporting procedures Page 6 of 9

7 not later than 1:00 PM on the next Trading Day if the trade is effected after 1:00 PM on the previous Trading Day. For the avoidance of doubt, the time the portfolio is effected is the Sydney-equivalent time the portfolio was consummated in the originating country. 3. Immediately after reporting the Portfolio Special Crossing to the Trading Platform as required in step 2 above, advise Market Control via , or if that is unavailable, by facsimile, of the following details: the total portfolio consideration in Australian dollars; for each trade in the portfolio: the Cash Market Product identifier for securities traded on the ASX Market or the ticker symbol/international securities identification number for Equity Securities traded on a market operated by a Recognised Stock Exchange; (ii) the Recognised Stock Exchange identifier as it appears in Procedure 2.10; (iii) (iv) (v) (vi) the number of Cash Market Products or Equity Securities traded; the price in local traded currency; the exchange rate; the consideration in Australian dollars. Cir No. 030 Changes to Portfolio Special Crossing requirements and ETF Special Trade reporting procedures Page 7 of 9

8 Appendix C - ASX Market Rule Procedure PROCEDURE NOTIFICATION TO ASX Where a Trading Participant effects an ETF Special Trade in accordance with Rule 16.5 and the Trading Participant acts as an agent for both the buyer and seller in the ETF Special Trade, the Trading Participant must: 21. Report the ETF Special ttrade to the Trading Platform in accordance with Procedure (2)paragraph, or (2) or below: if the ETF Special Trade is effected during all Session States other than the CSPA, System Maintenance and Close Session States, the Trading Participant must immediately report the ETF Special Trade to the Trading Platform in conjunction with the condition code ET; if the ETF Special Trade is effected during the CSPA Session State, the Trading Participant must report the ETF Special Trade to the Trading Platform immediately following the CSPA Session State in conjunction with the condition code ET; if the ETF Special Trade is effected during the System Maintenance and Close Session States, the Trading Participant must report the ETF Special Trade to the Trading Platform not later than 15 minutes prior to the scheduled commencement of Open Session State on the next Trading Day (or on the same Trading Day, if the transaction is effected between midnight and the commencement of Open Session State on the Trading Day) if the Trading Participant acts as agent for both buyer and seller in the ETF Special Trade, the Trading Participant must immediately report the ETF Special Trade and in conjunction with the Ccondition Ccode - ET.; if the Trading Participant acts as principal, the Trading Participant must report the ETF Special Trade in conjunction with the Condition Code - ET: (ii) not later than 15 minutes prior to the scheduled commencement of Open Session State on the next Trading Day if the trade is effected before 1:00 PM on the previous Trading Day or not later than 1:00 PM on the next Trading Day if the trade is effected after 1:00PM on the previous Trading Day. 12. Immediately advise Market Control once execution has taken place, via , or if that is unavailable, by facsimile, of the following details: (d1f) (e) the ETF Security the subject of the ETF Special Trade; the number of ETF Portfolios traded; the total ETF Special Trade consideration; and for each Security in the ETF Portfolio: (i1b) (ii1c) (iii1d) the Cash Market ProductSecurity the subject of each tradeidentifier; the number of Cash Market Products Securities traded; the price of each trade; Cir No. 030 Changes to Portfolio Special Crossing requirements and ETF Special Trade reporting procedures Page 8 of 9

9 (iv1e) the consideration of each trade.; Where a Trading Participant effects an ETF Special Trade in accordance with Rule 16.5 and the Trading Participant acts as Principal, the Trading Participant must: 1. Immediately notify Market Control upon agreement to issue or redeem into an ETF, via , or if that is unavailable, by facsimile, of the following details: the ETF Security the subject of the ETF Special Trade; the number of ETF Portfolios traded. 2. Report the ETF Special Trade to the Trading Platform in conjunction with the condition code ET: not later than 15 minutes prior to the scheduled commencement of Open Session State on the next Trading Day if the trade is effected before 1:00 PM on the previous Trading Day; or not later than 1:00 PM on the next Trading Day if the trade is effected after 1:00 PM on the previous Trading Day. 3. Immediately advise Market Control once execution has taken place, via , or if that is unavailable, by facsimile, of the following details: (d) (e) the ETF Security the subject of the ETF Special Trade; the number of ETF Portfolios traded; the total ETF Special Trade consideration; for each Security in the ETF Portfolio: (ii) (iii) (iv) the Security identifier; the number of Securities traded; the price of each trade; the consideration of each trade. Introduced 11/03/04 Amended 02/07/04, 28/11/05 Cir No. 030 Changes to Portfolio Special Crossing requirements and ETF Special Trade reporting procedures Page 9 of 9

ATTACHMENT F AMENDMENTS TO ASX OPERATING RULE PROCEDURES RESULTING FROM THE MARKET INTEGRITY RULE AMENDMENTS FOR GOVERNMENT BONDS

ATTACHMENT F AMENDMENTS TO ASX OPERATING RULE PROCEDURES RESULTING FROM THE MARKET INTEGRITY RULE AMENDMENTS FOR GOVERNMENT BONDS ATTACHMENT F AMENDMENTS TO ASX OPERATING RULE PROCEDURES RESULTING FROM THE MARKET INTEGRITY RULE AMENDMENTS FOR GOVERNMENT BONDS SECTION 3 TRADING RULES. REPORTING Procedure 3500 PART A REPORTING OF TRANSACTIONS

More information

ASIC Market Integrity Rules (ASX Market) 2010

ASIC Market Integrity Rules (ASX Market) 2010 ASIC Market Integrity Rules (ASX Market) 2010 Volume 1 This compilation was prepared on 10 January 2013 taking into account amendments up to ASIC Market Integrity Rules (ASX Market) Amendment 2012 (No.

More information

Financial Services Guide

Financial Services Guide Financial Services Guide 9 th July 2014 The provider of the services described in this Financial Services Guide is Sharelord Investor Pty Ltd ABN 36 162 669 883 as authorised representative (437618) of

More information

FINANCIAL SERVICES GUIDE

FINANCIAL SERVICES GUIDE FINANCIAL SERVICES GUIDE Version 2.0 Dated 23 April 2014 CAPITAL 19 GLOBAL INVESTMENTS R E A L I S E T H E G R O W T H P O T E N T I A L O F I N V E S T I N G I N G L O B A L M A R K E T S 1 FINANCIAL

More information

PRODUCT IMPACT. This chapter describes: Reporting trades using the Enter Trade Report window. Examples of late trading.

PRODUCT IMPACT. This chapter describes: Reporting trades using the Enter Trade Report window. Examples of late trading. Chapter 7 - Trades Chapter 7 Trades Prods Introduction About this Chapter This chapter describes: Reporting trades using the Enter Trade Report window. Examples of late trading. Entering Trade Reports

More information

product resource Margin Lending

product resource Margin Lending product resource Margin Lending The Margin Lending facility is subject to the Terms and Conditions of the Margin Lending Facility ( Agreement ). The Agreement sets out your rights and obligations relating

More information

International Securities Trading now you can invest across the world

International Securities Trading now you can invest across the world International Securities Trading now you can invest across the world INTERNATIONAL SECURITIES TRADING iii CONTENTS Welcome 2 Trade international securities with CommSec and Pershing 2 International trading

More information

Financial Services Guide

Financial Services Guide The combined Financial Services Guide of HiFX Limited and HiFX Australia Pty Ltd A Guide To Our Relationship With You And Others This Financial Services Guide (FSG) is issued by: HiFX Limited (HiFX) ARBN

More information

9 Questions Every Australian Investor Should Ask Before Investing in an Exchange Traded Fund (ETF)

9 Questions Every Australian Investor Should Ask Before Investing in an Exchange Traded Fund (ETF) SPDR ETFs 9 Questions Every Australian Investor Should Ask Before Investing in an Exchange Traded Fund (ETF) 1. What is an ETF? 2. What kinds of ETFs are available? 3. How do ETFs differ from other investment

More information

UBS Wealth Management Financial Services Guide

UBS Wealth Management Financial Services Guide Financial Services Guide Australia Ltd ABN 50 005 311 937 AFS Licence No. 231127 UBS Securities Australia Ltd ABN 62 008 586 481 AFS Licence No. 231098 UBS AG, Australia Branch ARBN 088 129 613 AFS Licence

More information

INTERNATIONAL SECURITIES TRADING NOW YOU CAN INVEST ACROSS THE WORLD

INTERNATIONAL SECURITIES TRADING NOW YOU CAN INVEST ACROSS THE WORLD INTERNATIONAL SECURITIES TRADING NOW YOU CAN INVEST ACROSS THE WORLD YOU ARE WHAT YOU DO INTERNATIONAL SECURITIES TRADING III CONTENTS CONTENTS Welcome Welcome 1 2 Trade international securities with

More information

CommSeC CFDS: IntroDuCtIon to CommoDItIeS

CommSeC CFDS: IntroDuCtIon to CommoDItIeS CommSec CFDs: Introduction to Commodities We re here to help To find out more, call us on 1300 307 853, from 8am Monday to 6am Saturday, email us at cfds@commsec.com.au or visit our website at commsec.com.au.

More information

Disclosure Document Morningstar High Growth Portfolio

Disclosure Document Morningstar High Growth Portfolio Disclosure Document Morningstar High Growth Portfolio Managed Portfolio Disclosure Document for investors investing through the IDPS operated by HUB24 Custodial Services Ltd (HUB24) dated 1 December 2015,

More information

Invast Financial Services

Invast Financial Services Invast Financial Services Financial Services Guide (FSG) for Equities, Spot Forex & CFDs Date: AFSL No 438 283 ABN 48 162 400 035 1 Invast Financial Service Guide (FSG) Purpose and content of this FSG:

More information

FINANCIAL SERVICES GUIDE.

FINANCIAL SERVICES GUIDE. FINANCIAL SERVICES GUIDE. ABOUT THIS FINANCIAL SERVICES GUIDE. This Financial Services Guide (FSG) is for users of the directshares service, who have opened a directshares account on or after 11 September

More information

WHOLESALE LOAN SECURITIES

WHOLESALE LOAN SECURITIES SECTION 26 WHOLESALE LOAN SECURITIES 26.1 APPLICATION OF SECTION 16...2 26.1.1 Effect of Rule...2 26.1.2 Trading Participants must enter a Bid and an Offer...2 26.2 DEALINGS IN THE WHOLESALE LOAN SECURITIES

More information

ASX 24 OPERATING RULES

ASX 24 OPERATING RULES ASX 24 OPERATING RULES SECTION 4 EXECUTION, QUOTE DISPLAY AND REPORTING SERVICES GENERAL RULES RELATING TO THE TRADING PLATFORM...403 Session States...403 Order Entry and Expressions of Interest...403

More information

Share Trading Policy. Australian Careers Network Limited ACN 168 592 434. Doc ID 165479751/v2

Share Trading Policy. Australian Careers Network Limited ACN 168 592 434. Doc ID 165479751/v2 Share Trading Policy Australian Careers Network Limited ACN 168 592 434 Ref 304685 Level 14, Australia Square, 264-278 George Street, Sydney Telephone +61 2 9334 8555 NSW 2000 Australia GPO Box 5408, Sydney

More information

EXCHANGE Traded Funds

EXCHANGE Traded Funds EXCHANGE TRADED FUNDS EXCHANGE Traded Funds Guide to listing on the Cayman Islands Stock Exchange Contents Introduction... 3 What CSX has to offer... 4 The listing process... 6 Conditions for listing...

More information

1 New to investing p4 1.1 Your first trade with E TRADE.

1 New to investing p4 1.1 Your first trade with E TRADE. MAKING YOU FEEL GREAT ABOUT TRADING. IT S SECOND NATURE TO US. WE KNOW BECAUSE WE RE TRADERS TOO. WE KNOW. THERE S NOTHING QUITE LIKE IT. THE EXHILARATING FEELING OF A SUCCESSFUL TRADE. WE VE FIST PUMPED

More information

Options Activation Pack.

Options Activation Pack. Options Activation Pack. Activating your directshares account for trading Options Before starting to trade options, directshares requires clients to: y Complete and sign a Client Questionnaire to activate

More information

Exchange Traded Funds. Plain Talk Library

Exchange Traded Funds. Plain Talk Library Plain Talk Library Contents What is indexing? 2 ETFs 2 How do ETFs work? 3 ETFs - Fees and Costs 4 How can you invest in ETFs? 6 Participants in the ETF market 9 What are the benefits of ETFs? 10 Risk

More information

Shareholder Trading Platform Rules

Shareholder Trading Platform Rules Shareholder Trading Platform Rules These rules set out the rules for trading Shares through the Shareholder Trading Platform (STP) of Murray Goulburn Co-operative Co Limited (Murray Goulburn). The STP

More information

MINOTAUR EXPLORATION LTD

MINOTAUR EXPLORATION LTD MINOTAUR EXPLORATION LTD 247 Greenhill Road, Dulwich 5065, South Australia A.C.N. 108 483 601 Tel: +61 8 8366 6000 Fax: +61 8 8366 6001 Website: www.minotaurexploration.com.au Email: admin@minotaurexploration.com.au

More information

SUSQUEHANNA INTERNATIONAL GROUP. ETF Market Making. Marko Taric

SUSQUEHANNA INTERNATIONAL GROUP. ETF Market Making. Marko Taric SUSQUEHANNA INTERNATIONAL GROUP ETF Market Making Marko Taric About SIG Established in 1987 in the US. One of the largest privately held financial institutions in the world. A comprehensive trading, technology,

More information

In these Rules, the following expressions have the meaning set out below, unless the context requires otherwise:

In these Rules, the following expressions have the meaning set out below, unless the context requires otherwise: 2. DEFINITIONS In these Rules, the following expressions have the meaning set out below, unless the context requires otherwise: Expression Act announcement applicant approved settlement facility the Corporations

More information

STEMCELL UNITED LIMITED ACN 009 104 330 Level 2, 350 Kent Street, Sydney NSW 2000, Australia

STEMCELL UNITED LIMITED ACN 009 104 330 Level 2, 350 Kent Street, Sydney NSW 2000, Australia STEMCELL UNITED LIMITED ACN 009 104 330 Level 2, 350 Kent Street, Sydney NSW 2000, Australia 10 November 2015 Mr John Johansson Adviser, Listings Compliance (Melbourne) ASX Compliance Pty Ltd Dear Sir,

More information

Options Activation Pack.

Options Activation Pack. Options Activation Pack. Activating your E TRADE Australia account for trading Options Before starting to trade options, E TRADE Australia requires clients to: Complete and sign a Client Questionnaire

More information

What you need to know Foreign Exchange

What you need to know Foreign Exchange What you need to know Foreign Exchange Part 1 Product Disclosure Statement Issue date: 12 March 2014 Issued by: Commonwealth Bank of Australia ABN 48 123 123 124 AFSL 234945 This Product Disclosure Statement

More information

ABN 72 008 915 311. 1. A copy of the Chairman s letter to May 2009 Optionholders;

ABN 72 008 915 311. 1. A copy of the Chairman s letter to May 2009 Optionholders; 1 ABN 72 008 915 311 5 May 2009 Company Announcements Platform Australian Securities Exchange Level 4 20 Bridge Street SYDNEY NSW 2000 Dear Sir/Madam EXPIRY OF MAY 2009 OPTIONS Gondwana Resources Limited

More information

International Securities Identification Numbers

International Securities Identification Numbers International Securities Identification Numbers Removing the ASX Code Consultation Paper 16 September 2013 Contents Executive Summary... 4 Introduction... 4 Scope... 4 Background Issues... 5 Availability

More information

Regulatory Circular RG14-022

Regulatory Circular RG14-022 Regulatory Circular RG14-022 Date: June 26, 2014 To: CFE Trading Privilege Holders From: Regulatory Services Division RE: Exchange of Contract for Related Position (ECRP) Transactions This circular is

More information

Understanding Exchange Traded Funds (ETFs)

Understanding Exchange Traded Funds (ETFs) Level 7,34 Charles St Parramatta NSW 2150 PO Box 103 Parramatta NSW 2124 Phone: 02 9687 1966 Fax: 02 9635 3564 Web: www.carnegie.com.au Guide Build Protect Manage Wealth Understanding Exchange Traded Funds

More information

WHOLESALE SECURITIES. Introduction. Definitions. Structure of Practice Note. Practice Note #7 CURRENT DATE: 7 MARCH 2016

WHOLESALE SECURITIES. Introduction. Definitions. Structure of Practice Note. Practice Note #7 CURRENT DATE: 7 MARCH 2016 CURRENT DATE: 7 MARCH 2016 NATIONAL STOCK EXCHANGE OF AUSTRALIA Introduction The National Stock Exchange of Australia Limited (NSX) lists Wholesale Securities under Listing Rules Section 2B. This Practice

More information

Understanding Portfolios. Enter a Trade

Understanding Portfolios. Enter a Trade Understanding Portfolios Enter a Trade The Trade Menu Navigation Menu provides access to various areas in a team s portfolio. It is available on all the pages of a team s online portfolio. Please note

More information

Transactional and Savings Accounts. Combined Product Disclosure Statement and Financial Services Guide

Transactional and Savings Accounts. Combined Product Disclosure Statement and Financial Services Guide Transactional and Savings Accounts Combined Product Disclosure Statement and Financial Services Guide BOQ Specialist Transaction and Savings Accounts (with Overdraft) Combined Product Disclosure Statement

More information

Australian Cash Equity Market

Australian Cash Equity Market Australian Cash Equity Market ASX Equity Market Turnover Average Total Market Capitalisation and Liquidity (1987 to 212) A$B 1,8 1,6 1,4 1,2 1, 8 6 4 2 11 1 9 8 7 6 5 4 3 2 1 Percentage (%) 1987 1988 1989

More information

Financial Services Guide (FSG)

Financial Services Guide (FSG) CMC Markets Asia Pacific Pty Ltd Financial Services Guide (FSG) 12 December 2014 AFSL No. 238054 and ABN 11 100 058 213 Table of Contents Table of contents 01 CMC Markets Asia Pacific Pty Ltd 02 Purpose

More information

FINANCIAL SERVICES GUIDE

FINANCIAL SERVICES GUIDE FINANCIAL SERVICES GUIDE ABOUT THIS FINANCIAL SERVICES GUIDE In this Financial Service Guide (FSG), when the terms We, Our or Us are used, it means ETRADE Australia Securities Ltd (ACN 078 174 973), ETRADE

More information

Invast Financial Services Pty Ltd. Financial Services Guide (FSG) For Equities, Spot Forex & CFDs

Invast Financial Services Pty Ltd. Financial Services Guide (FSG) For Equities, Spot Forex & CFDs Invast Financial Services Pty Ltd Financial Services Guide (FSG) For Equities, Spot Forex & CFDs 18 th July 2013 AFSL No. 438283 ABN 48 162 400 035 You can contact Invast Financial Services ( Invast )

More information

CHICAGO STOCK EXCHANGE, INC. MARKET REGULATION DEPARTMENT INFORMATION CIRCULAR

CHICAGO STOCK EXCHANGE, INC. MARKET REGULATION DEPARTMENT INFORMATION CIRCULAR December 15, 2015 ETF-015-149 CHICAGO STOCK EXCHANGE, INC. MARKET REGULATION DEPARTMENT INFORMATION CIRCULAR RE: PACER ETFS TO BEGIN TRADING ON CHX Pursuant to Information Circular MR 08-16, the Chicago

More information

Financial services guide

Financial services guide Macquarie Equities Limited About this document This Financial Services Guide (Guide) is an important document that outlines the types of products and services that Macquarie Equities Limited ( MEL, we,

More information

Product Disclosure Statement. WHAT YOU NEED TO KNOW Flexible Forward Cash Settled. Issue date: 12 March 2014 Issued by:

Product Disclosure Statement. WHAT YOU NEED TO KNOW Flexible Forward Cash Settled. Issue date: 12 March 2014 Issued by: WHAT YOU NEED TO KNOW Flexible Forward Cash Settled Product Disclosure Statement Issue date: 12 March 2014 Issued by: Commonwealth Bank of Australia ABN 48 123 123 124 AFSL 234945 You should read all sections

More information

ASX Announcement. Amendment to Share Trading Policy

ASX Announcement. Amendment to Share Trading Policy ASX Announcement 14 September 2015 Amendment to Share Trading Policy IPH announces that it has amended its Share Trading Policy by adding a new Clause 5 which introduces an additional trading window, being

More information

LETTER TO OBLOA OPTION HOLDERS

LETTER TO OBLOA OPTION HOLDERS 28 May 2012 ASX Market Announcements Australian Stock Exchange Limited 10 th Floor, 20 Bond Street Sydney NSW 2000 Dear Sirs, LETTER TO OBLOA OPTION HOLDERS (ASX codes OBL, OBLOA, OBLOB or the Company)

More information

A Case for Dividend Investing

A Case for Dividend Investing A Case for Dividend Investing Many investors may be surprised to learn that dividends paid by companies have accounted for 45% of the total return for Australian equities over the last 10 years 1. Buying

More information

7 ESSENTIAL TIPS FOR MANAGING CURRENCY RISK

7 ESSENTIAL TIPS FOR MANAGING CURRENCY RISK 7 ESSENTIAL TIPS FOR MANAGING CURRENCY RISK At a Glance Investing offshore gives you access to a larger and more varied investment universe, with opportunities for growth and income that are simply unavailable

More information

BOQ Specialist Qantas Rewards Program

BOQ Specialist Qantas Rewards Program BOQ Specialist Qantas Rewards Program Terms and Conditions Cover is effective from 1 August 2014 Terms and Conditions 1. Important 1.1 Please read these Terms and Conditions carefully. They set out the

More information

Understanding Portfolios. Reading the Portfolio

Understanding Portfolios. Reading the Portfolio Understanding Portfolios Reading the Portfolio The Portfolio Menu Navigation Menu provides access to various areas in a team s portfolio. It is available on all the pages of a team s online portfolio.

More information

Product Overview. The premium, low latency connection to Australian market activity. ASX Market Information Information Solutions from the Source

Product Overview. The premium, low latency connection to Australian market activity. ASX Market Information Information Solutions from the Source The premium, low latency connection to Australian market activity ASX Market Information Information Solutions from the Source Copyright ASX Limited. ABN 98 008 624 691. 2007. All rights reserved. Disclaimer

More information

CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: AUSTRALIA MARKET ANNEX

CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: AUSTRALIA MARKET ANNEX CLSA ASIA-PACIFIC SECURITIES DEALING SERVICES: AUSTRALIA MARKET ANNEX IMPORTANT NOTICE CLSA Singapore Pte Ltd (ARBN 125 288 271, a company incorporated in Singapore) is permitted to provide certain financial

More information

FREQUENTLY ASKED QUESTIONS

FREQUENTLY ASKED QUESTIONS PENSIONS INVESTMENTS LIFE INSURANCE FREQUENTLY ASKED QUESTIONS SELF-INVESTED FUND EXECUTION-ONLY TRADING ACCOUNT Table of Contents 1. Introduction 2. How do I login to the Execution-Only Trading Account

More information

Options Activation Pack

Options Activation Pack Options Activation Pack Activating your E TRADE Australia account for trading Options Before starting to trade options, E TRADE Australia requires clients to: Complete and sign a Client Questionnaire covering

More information

For personal use only

For personal use only To be renamed Equus Mining Limited 9 November 2012 Opportunity to Sell Small Share Holdings Unmarketable Parcel Selling Plan Caspian Oil & Gas Limited (ASX: CIG) has today announced a share sale facility

More information

Vanguard Australian Shares Index ETF (ASX Code: VAS)

Vanguard Australian Shares Index ETF (ASX Code: VAS) Vanguard Australian Shares Index ETF (ASX Code: VAS) Supplementary Product Disclosure Statement Dated: 16 May 2011 About this document This document is a Supplementary Product Disclosure Statement ( SPDS

More information

Whitehaven Equity Income Fund

Whitehaven Equity Income Fund Whitehaven Equity Income Fund ARSN: 166 733 133 Product Disclosure Statement Dated 6 January 2014 Whitehaven Private Portfolios Ltd Investment Manager and Responsible Entity ABN 64 109 808 577; AFSL 300878

More information

LOW VOLATILITY US EQUITY Deferred Purchase Agreements

LOW VOLATILITY US EQUITY Deferred Purchase Agreements FOR WHOLESALE INVESTORS ONLY LOW VOLATILITY US EQUITY Deferred Purchase Agreements Invest in US Equities and Protect your capital THE OPPORTUNITY Exposure to 100 large US and multinational companies via

More information

AMP Capital Equity Fund. Product Disclosure Statement Platform (Class A units)

AMP Capital Equity Fund. Product Disclosure Statement Platform (Class A units) AMP Capital Equity Fund Product Disclosure Statement Platform (Class A units) Issued 28 August 2012 Issued by AMP Capital Investors Limited ABN 59 001 777 591 AFSL 232497 AMP Capital Equity Fund Issued

More information

DIVIDEND REINVESTMENT PLAN

DIVIDEND REINVESTMENT PLAN DIVIDEND REINVESTMENT PLAN TPG Telecom Limited ABN 46 093 058 069 DRP February 2009 1 Summary of the Rules The TPG Telecom Dividend Reinvestment Plan (DRP or the Plan ) allows shareholders in TPG Telecom

More information

Understanding Portfolios. Enter a Trade

Understanding Portfolios. Enter a Trade Understanding Portfolios Enter a Trade The Trade Menu Navigation Menu provides access to various areas in a team s portfolio. It is available on all the pages of a team s online portfolio. Please note

More information

Muffin Break 2015 Great Bake Sale Promotion

Muffin Break 2015 Great Bake Sale Promotion Muffin Break 2015 Great Bake Sale Promotion Australian Terms & Conditions 1. Information on how to enter and the prizes form part of these conditions of entry. 2. The Promoter is Muffin Break Pty Ltd ACN

More information

CommSec Supplementary Financial Services Guide. Issue Date: 8 July 2014

CommSec Supplementary Financial Services Guide. Issue Date: 8 July 2014 CommSec Supplementary Financial Services Guide Issue Date: 8 July 2014 ii SUPPLEMENTARY FINANCIAL SERVICES GUIDE Important information: Commonwealth Securities Ltd ABN 60 067 254 399 AFSL 238814 ( CommSec

More information

Product Disclosure Statement

Product Disclosure Statement Foreign Exchange Product Disclosure Statement 26 March 2013 Happy Banking Important Notice This Product Disclosure Statement (PDS) is provided by Bankwest, a division of Commonwealth Bank of Australia

More information

Execution Costs of Exchange Traded Funds (ETFs)

Execution Costs of Exchange Traded Funds (ETFs) MARKET INSIGHTS Execution Costs of Exchange Traded Funds (ETFs) By Jagjeev Dosanjh, Daniel Joseph and Vito Mollica August 2012 Edition 37 in association with THE COMPANY ASX is a multi-asset class, vertically

More information

USING YOUR COMMSEC MARGIN LOAN YOU ARE WHAT YOU DO

USING YOUR COMMSEC MARGIN LOAN YOU ARE WHAT YOU DO USING YOUR COMMSEC MARGIN LOAN YOU ARE WHAT YOU DO CONTENTS Using Your Commsec Margin Loan 2 Commsec Website Basics 2 Holdings 4 Account Details 4 Loan Settlement & Trading Transactions 5 Online Funds

More information

The Student s Guide to. International Student Payments Made Simple. Your Guide to Saving Hundreds of Dollars When Paying Your Tuition Fees.

The Student s Guide to. International Student Payments Made Simple. Your Guide to Saving Hundreds of Dollars When Paying Your Tuition Fees. The Student s Guide to International Student Payments Made Simple Your Guide to Saving Hundreds of Dollars When Paying Your Tuition Fees. Who is NexPay? NexPay is an international student payments solution

More information

In Section 2 of the Rules, unless the context otherwise requires: ETF means a registered managed investment scheme:

In Section 2 of the Rules, unless the context otherwise requires: ETF means a registered managed investment scheme: TEMPORARY RULE BOOK INSERTION EXCHANGE TRADED FUNDS AUGUST 2001 2.1 DEFINITIONS In Section 2 of the Rules, unless the context otherwise requires: ETF means a registered managed investment scheme: listed

More information

PRODUCT DISCLOSURE STATEMENT FOR THE ISSUE OF ASX CFDs BY MORRISON SECURITIES PTY LIMITED

PRODUCT DISCLOSURE STATEMENT FOR THE ISSUE OF ASX CFDs BY MORRISON SECURITIES PTY LIMITED PRODUCT DISCLOSURE STATEMENT FOR THE ISSUE OF ASX CFDs BY MORRISON SECURITIES PTY LIMITED PART 1 This document is part of a Product Disclosure Statement and is Part 1. The other document which makes up

More information

Enhanced NET Securities Trading Platform User Hints

Enhanced NET Securities Trading Platform User Hints Enhanced NET Securities Trading Platform User Hints I Securities Trading 1. Buy/Sell 2. Speed Trading 3. Order Type accepted in various Trading Session 4. Order Amendment 5. Order Cancellation II. Account

More information

www.apollominerals.com.au @apollominerals 15 August 2014 Dear Shareholder General Meeting of Shareholders

www.apollominerals.com.au @apollominerals 15 August 2014 Dear Shareholder General Meeting of Shareholders Office Address Level 15, 1 Alfred Street, Sydney New South Wales 2000 Australia Postal Address PO Box R933 Royal Exchange New South Wales 1225 Australia Phone +61 2 9078 7665 Fax +61 2 9078 7661 Email

More information

25 March 2015. Dear Shareholder, Share Purchase Plan

25 March 2015. Dear Shareholder, Share Purchase Plan 25 March 2015 Dear Shareholder, Share Purchase Plan On behalf of the Board, I am pleased to offer you the opportunity to apply for new shares in White Rock Minerals Limited ("White Rock") through participation

More information

CFTC Letter No. 02-86 July 24, 2002 No Action Office of General Counsel

CFTC Letter No. 02-86 July 24, 2002 No Action Office of General Counsel CFTC Letter No. 02-86 July 24, 2002 No Action Office of General Counsel Ms. Johanna Turner Senior Lawyer ASX Futures Exchange Pty Limited ABN 18 006 599 364 Exchange Centre Level 6, 20 Bridge Street Sydney

More information

Getting Started User Guide International trading platform NetExchange

Getting Started User Guide International trading platform NetExchange Getting Started User Guide International trading platform NetExchange Here we ve put together some helpful information and tips specific to International trading with CommSec. Getting started CommSec International

More information

Module 5 International ETFs

Module 5 International ETFs Module 5 International ETFs Course #: Title Topic 1: What are international ETFs?... 3 Exposure to international markets... 3 Why would I want exposure to overseas markets?... 3 Index-tracking... 3 Buying

More information

Magellan Global Fund. Product Disclosure Statement 16 June 2014. Contents. Contact Details ARSN 126 366 961 APIR MGE0001AU

Magellan Global Fund. Product Disclosure Statement 16 June 2014. Contents. Contact Details ARSN 126 366 961 APIR MGE0001AU Magellan Global Fund ARSN 126 366 961 APIR MGE0001AU Product Disclosure Statement 16 June 2014 Issued by Magellan Asset Management Limited ABN 31 120 593 946, AFS Licence No. 304 301 Contents 1. About

More information

National Margin Lending. Make your investment portfolio work for you

National Margin Lending. Make your investment portfolio work for you National Margin Lending Make your investment portfolio work for you Contents What is Margin Lending? 3 Why choose National Margin lending? 5 Why gear? 6 How much can you borrow with National Margin Lending?

More information

Share Broking Client Account Application

Share Broking Client Account Application Share Broking Client Account Application BSP Capital Limited (BCAP) BCAP Share Broking Client Account Application Form & Agreement Client Account Application Form CLIENT COPY CLIENT AGREEMENT In consideration

More information

27 August 2015. Dear Shareholder,

27 August 2015. Dear Shareholder, 27 August 2015 Dear Shareholder, Invitation to Participate in Share Purchase Plan On 17 August 2015, Renaissance Minerals Limited (Renaissance or Company) announced a placement of up to 56.8 million fully

More information

The purpose of this FSG is to assist you in deciding whether to use any of the financial services we offer. After reading this FSG, you will know:

The purpose of this FSG is to assist you in deciding whether to use any of the financial services we offer. After reading this FSG, you will know: York Wealth Management Pty Ltd Financial Services Guide as of 1 May 2015 About this Financial Services Guide This Financial Services Guide (FSG) is issued by York Wealth Management Pty Ltd (ABN 46 605

More information

AMP Capital Equity Fund. Product Disclosure Statement Platform (Class A units)

AMP Capital Equity Fund. Product Disclosure Statement Platform (Class A units) AMP Capital Equity Fund Product Disclosure Statement Platform (Class A units) Issued 20 December 2013 Issued by AMP Capital Funds Management Limited ABN 15 159 557 721 AFSL 426455 AMP Capital Equity Fund

More information

Final Terms dated 25 June 2013. ROYAL BANK OF CANADA (a Canadian chartered bank)

Final Terms dated 25 June 2013. ROYAL BANK OF CANADA (a Canadian chartered bank) Final Terms dated 25 June 2013 ROYAL BANK OF CANADA (a Canadian chartered bank) Issue of USD 80,000,000 4.20 per cent. Fixed Rate Notes due 25 June 2038 under the Programme for the Issuance of Securities

More information

PRINCIPAL GLOBAL INVESTORS FUNDS. Supplement dated 31 July 2013. for the Long/Short Global Opportunities Equity Fund

PRINCIPAL GLOBAL INVESTORS FUNDS. Supplement dated 31 July 2013. for the Long/Short Global Opportunities Equity Fund PRINCIPAL GLOBAL INVESTORS FUNDS Supplement dated 31 July 2013 for the Long/Short Global Opportunities Equity Fund This Supplement contains specific information in relation to the Long/Short Global Opportunities

More information

BT Balanced Equity Income Fund

BT Balanced Equity Income Fund BT Balanced Equity Income Fund Product Disclosure Statement (PDS) Issued 26 September 2012 Contents 1 About BT Investment Management (RE) Limited 2 How the BT Balanced Equity Income Fund works 3 Benefits

More information

30 JUNE 2013 - INTERIM FINANCIAL STATEMENTS

30 JUNE 2013 - INTERIM FINANCIAL STATEMENTS 30 JUNE 2013 - INTERIM FINANCIAL STATEMENTS Plus500 LTD. INTERIM FINANCIAL INFORMATION 30 JUNE 2013 Plus500 LTD. INTERIM FINANCIAL INFORMATION 30 JUNE 2013 TABLE OF CONTENTS REPORT ON REVIEW OF INTERIM

More information

Getting started 1. Shares and Exchange-Traded Funds (ETFs) 6. Term deposits 10. Managing your DIY account 12. FAQs 14

Getting started 1. Shares and Exchange-Traded Funds (ETFs) 6. Term deposits 10. Managing your DIY account 12. FAQs 14 User guide Getting started 1 zwhat is the DIY investment option? 1 zis the LGS DIY investment option suitable for you? 2 zregistering for the DIY investment option 3 zviewing your DIY account 4 zdashboard

More information

Module 3 Buying, holding and selling ETFs

Module 3 Buying, holding and selling ETFs Module 3 Buying, holding and selling ETFs Course #: Title Topic 1: Buying and selling ETFs... 3 How trading ETFs is similar to trading shares... 3 How trading ETFs is different from trading shares... 3

More information

Head Traders, Technical Contacts, Compliance Officers, Heads of ETF Trading, Structured Products Traders. Exchange-Traded Fund Symbol CUSIP #

Head Traders, Technical Contacts, Compliance Officers, Heads of ETF Trading, Structured Products Traders. Exchange-Traded Fund Symbol CUSIP # Information Circular: Reality Shares ETF Trust To: From: Head Traders, Technical Contacts, Compliance Officers, Heads of ETF Trading, Structured Products Traders NASDAQ / BX / PHLX Listing Qualifications

More information

Investment Menu Retail Managed Accounts

Investment Menu Retail Managed Accounts Investment Menu Retail Managed Accounts IMPORTANT INFORMATION This Investment Menu is issued by Linear Asset Management Ltd (ABN 11 119 757 596, AFSL 304542) ( Responsible Entity we, our or us ), the responsible

More information

MLC Wrap and Navigator Investor Online. A guide to accessing your account online

MLC Wrap and Navigator Investor Online. A guide to accessing your account online MLC Wrap and Navigator Investor Online A guide to accessing your account online This guide will help you set up online access to your account and help you navigate your Investor Online site. Contents What

More information

Latvian Central Depository Regulation No. 15 On DVP settlement in foreign currencies

Latvian Central Depository Regulation No. 15 On DVP settlement in foreign currencies Latvian Central Depository Regulation No. 15 On DVP settlement in foreign currencies APPROVED by Latvian Central Depository Supervisory Board Meeting on February 27, 2004 AMENDMENTS APPROVED On 29.05.2007.;

More information

1300 307 853 cfds@commsec.com.au commsec.com.au. Important Information

1300 307 853 cfds@commsec.com.au commsec.com.au. Important Information CommSec CFDs: Introduction to Indices We re here to help To find out more, call us on 1300 307 853, from 8am Monday to 6am Saturday, email us at cfds@commsec.com.au or visit our website at commsec.com.au.

More information

Macquarie Shorting. Product Disclosure Statement 15 JUNE 2015

Macquarie Shorting. Product Disclosure Statement 15 JUNE 2015 Macquarie Shorting Product Disclosure Statement 15 JUNE 2015 Macquarie Bank Limited. ABN 46 008 583 542. Australian Financial Services Licence No. 237502. 1 This PDS This product disclosure statement (

More information

Distribution of AbbVie Inc. Common Stock. Abbott Laboratories Shareholder Tax Basis Information

Distribution of AbbVie Inc. Common Stock. Abbott Laboratories Shareholder Tax Basis Information Distribution of AbbVie Inc. Common Stock Abbott Laboratories Shareholder Tax Basis Information If you did not receive the Distribution (as defined below) of AbbVie Inc. ("AbbVie") common stock on January

More information

DIVIDEND REINVESTMENT PLAN RULES (Comprising Plan Highlights, Frequently Asked Questions and Terms and Conditions)

DIVIDEND REINVESTMENT PLAN RULES (Comprising Plan Highlights, Frequently Asked Questions and Terms and Conditions) DIVIDEND REINVESTMENT PLAN RULES (Comprising Plan Highlights, Frequently Asked Questions and Terms and Conditions) BELLAMY S AUSTRALIA LIMITED ABN 37 124 272 108 19 October 2015 BELLAMY S AUSTRALIA LIMITED

More information

ANNEX 2 1 OPTIONS ANNEX. to Schedule 2 to. Grid Trade Master Agreement. dated as of [ ] between. [PARTY A TO GTMA] and [PARTY B TO GTMA]

ANNEX 2 1 OPTIONS ANNEX. to Schedule 2 to. Grid Trade Master Agreement. dated as of [ ] between. [PARTY A TO GTMA] and [PARTY B TO GTMA] This Annex has been issued by the Futures and Options Association for use with the Grid Trade Master Agreement. It has been prepared by Denton Wilde Sapte and is subject to the disclaimers of liabilities

More information

INSTRUCTIONS TO THE BONDVISION MTF MARKET RULES INSTRUCTIONS TO TITLE I OF THE RULES (GENERAL INSTRUCTIONS)

INSTRUCTIONS TO THE BONDVISION MTF MARKET RULES INSTRUCTIONS TO TITLE I OF THE RULES (GENERAL INSTRUCTIONS) INSTRUCTIONS TO THE BONDVISION MTF MARKET RULES INSTRUCTIONS TO TITLE I OF THE RULES (GENERAL INSTRUCTIONS) Article 1 - Definitions (Article 2 of the Rules) 1. The definitions contained in Article 2 of

More information

7 May 2009. Companies Announcement Office Australian Stock Exchange Limited 20 Bridge Street. Dear Sir/Madam AMENDED APPENDIX 3B

7 May 2009. Companies Announcement Office Australian Stock Exchange Limited 20 Bridge Street. Dear Sir/Madam AMENDED APPENDIX 3B 7 May 2009 Companies Announcement Office Australian Stock Exchange Limited 20 Bridge Street SYDNEY NSW 2000 By e-lodgement Dear Sir/Madam AMENDED APPENDIX 3B We refer to the lodgement yesterday of an amended

More information

Signed : Aspiring Wealth Management Hamish Taylor Disclosure Statement 2

Signed : Aspiring Wealth Management Hamish Taylor Disclosure Statement 2 Hamish Jonathan Taylor Primary Disclosure Statement (Authorised Financial Adviser) Name FSPR Registration Number Hamish Jonathan Taylor FSP87763 Physical Address Level 1, 99 Ardmore Street, Wanaka 9305

More information

Ausbil Investment Trusts Australian Active Equity Fund

Ausbil Investment Trusts Australian Active Equity Fund Contactus@ ausbil.com.au Ausbil Investment Trusts Australian Active Equity Fund Product Disclosure Statement 18 December 2014 ARSN 089 996 127 APIR AAP 010 3AU mfund AXW01 Commenced April 1997 Issue Number

More information

Product Disclosure Statement (PDS) Issued 12 September 2014

Product Disclosure Statement (PDS) Issued 12 September 2014 Product Disclosure Statement (PDS) Issued 12 September 2014 Nikko AM-Tyndall Australian Share Wholesale Fund Contents 1 About Nikko Asset Management Australia Limited 2 How the Nikko AM-Tyndall Australian

More information