Dealing Instructions Booklet

Transcription

1 July 2015 Dealing Instructions Booklet How to Find Your Particular Fund Funds are categorised according to their legal structure and each fund has a unique fund identifier. The Table of Contents lists legal structures. To help you locate your specific fund, please refer to the fund name quoted in your most recent investment report. For example, if you are invested in the State Street IUT Ethically Managed Fund, the legal structure category is State Street IUT. Dealing instructions and associated bank account details are determined by the legal structure of the fund. To prevent any delay in the investment/ divestment of cash, please ensure that the correct fund identifiers and bank account details are used. Please contact the State Street Global Advisors (SSGA) Unit Dealing Team if you have any queries. The information contained in this document is current at date of issue, however, it is subject to change. The latest version of this document can be found on our website ssga.com. 02 State Street Ireland Unit Trust ( State Street IUT ) 07 State Street Global Advisors Property Unit Trust ( SSgA Property Unit Trust ) 10 State Street Global Advisors Mutual Investment Fund ( SSgA Mutual Investment Fund ) 12 State Street Global Advisors Funds Public Limited Company ( SSgA Funds Plc ) 14 State Street Global Advisors Liquidity Public Limited Company ( SSgA Liquidity Plc ) 16 State Street Global Advisors Luxembourg SICAV ( SSgA Luxembourg SICAV )

2 State Street Ireland Unit Trust ( State Street IUT ) This section lists the funds within the State Street Ireland Unit Trust ( State Street IUT ) range. In addition, it details the information required by a unitholder to transact in the funds including bank account, fund identifiers, dealing notifications and settlement cycles. Please note that the funds operate on a contractual settlement basis. This means that cleared monies must be credited to the fund bank account by settlement date. In addition, it is imperative that monies are sent to the correct bank account as detailed below as SSGA will not be held responsible for funds sent to incorrect accounts. In terms of the settlement cycle, the following definitions are important: Asset Valuation Date AVD is the day on which the closing valuation is taken for pricing purposes and is reflected on client reports as trade date. Settlement Date SD is the day on which the trades settle in the market and cash credits/debits the account. Normally AVD+3. Further information on the funds including investment policy and performance data can be found on our website ssga.com. Dealing Instructions Bank Account Details Dealing Frequency Dealing Notification Settlement Cycle Issuance of Contract Notes (If Requested) Fund Identifiers Unit Dealing Team, State Street Global Advisors, Two Park Place, Upper Hatch Street, Dublin 2 SSGAUnitDealingInstructions@ssga.com Fax (Euro) Bank of America N.A., 2 King Edward Street, London, EC1A 1HQ, UK Branch Code: 6008 A/c Name: SSFSIL A/c State Street Ireland Unit Trust A/c No: IBAN: GB33BOFA Swift Code: BOFAGB22 Daily See respective fund See respective fund See overleaf General Enquiries Group Phone Line SSGAIrelandUnitDealingTeam@ssga.com State Street Global Advisors 2

3 State Street IUT Equity Series Fund Identifier for Unit Dealing Fund Identifier reflected on Contract Notes Base CCY Dealing Frequency Deadlines for Subscription/Redemption Instructions Settlement Dates State Street IUT Value All Equity Fund S SSAMS1 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Value All Equity Fund S SSAMS2 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Global Ethical Value Equity Fund Gross SSAN00 EUR Daily AVD-1 3:00PM AVD+3 State Street IUT Hedged World Value Equity Fund S SSAOS1 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Hedged World Value Equity Fund S SSAOS2 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Hedged World Value Equity Fund S SSAOS3 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Hedged World Value Equity Fund Gross SSAOG SSAOG EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Asia Pacific ex Japan State Street IUT Asia Pacific ex Japan State Street IUT Emerging Market State Street IUT Emerging Market Gross SSBP00 EUR Daily AVD-1 3:00PM AVD+3 S SSBPS20 EUR Daily AVD-1 3:00PM AVD+3 Gross SSJBG SSJBG EUR Daily AVD-1 3:00PM AVD+3 S15 SSJB15 SSJB15 EUR Daily AVD-1 3:00PM AVD+3 State Street IUT Euro Gross SICDG EUR Daily AVD 10:00AM AVD+3 State Street IUT Euro S SICD20 EUR Daily AVD 10:00AM AVD+3 State Street IUT Euro S SICD40 EUR Daily AVD 10:00AM AVD+3 State Street IUT Global 4Good Enhanced Equity Fund State Street IUT Europe ex Euro ex UK State Street IUT Global Developed State Street IUT Hedged World Developed State Street IUT Hedged World Developed State Street IUT Hedged World Developed State Street IUT Hedged World Developed State Street IUT Hedged World Developed State Street IUT Hedged World Developed State Street IUT Hedged World Developed Gross SSDO00 EUR Daily AVD-1 3:00PM AVD+3 Gross SSBQ00 EUR Daily AVD 10:00AM AVD+3 Gross SSDR00 EUR Daily AVD-1 3:00PM AVD+3 Gross SSCOG EUR Daily AVD-1 10:00AM AVD+3 S10 SSCO10 SSCO10 EUR Daily AVD-1 10:00AM AVD+3 S SSCO17 EUR Daily AVD-1 10:00AM AVD+3 S SSC015 EUR Daily AVD-1 10:00AM AVD+3 S SSCO23 EUR Daily AVD-1 10:00AM AVD+3 S SSCO40 EUR Daily AVD-1 10:00AM AVD+3 S41 SSCOL SSC041 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT All Gross SICEG SICEG EUR Daily AVD-1 10:00AM AVD+3 State Street IUT All S SICEN EUR Daily AVD-1 10:00AM AVD+3 State Street IUT All S SICE20 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT All S SICE25 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT All S SICE30 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT All S SICE40 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT All S SICE70 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT All World Equity (Developed 75% Hedged) State Street IUT All World Equity (Developed 75% Hedged) State Street IUT All World Equity (Developed 75% Hedged) Gross SJADB SJADG EUR Daily AVD-1 10:00AM AVD+3 S10 SJAD10 SJAD10 EUR Daily AVD-1 10:00AM AVD+3 S15 SJAD15 SJAD15 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Japan Gross SSBO00 EUR Daily AVD-1 3:00PM AVD+3 State Street Global Advisors 3

4 State Street IUT Continued Equity (Continued) Series Fund Identifier for Unit Dealing Fund Identifier reflected on Contract Notes Base CCY Dealing Frequency Deadlines for Subscription/Redemption Instructions Settlement Dates State Street IUT North America Gross SICA00 EUR Daily AVD 10:00AM AVD+3 State Street IUT North America S SICA20 EUR Daily AVD 10:00AM AVD+3 State Street IUT UK Gross SSBM00 EUR Daily AVD 10:00AM AVD+3 State Street IUT World Developed Gross SSBUG EUR Daily AVD-1 10:00AM AVD+3 State Street IUT World Developed S10 SSBU10 SSBU10 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT World Developed S SSBU15 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT World Developed S SSBU20 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT World Developed S SSBUN EUR Daily AVD-1 10:00AM AVD+3 Fixed Income State Street IUT Euro Government Long Bond Fund S SSAS00 EUR Daily AVD 10:00AM AVD+3 State Street IUT Euro Bond Fund Gross SSAP00 EUR Daily AVD 10:00AM AVD+3 State Street IUT Euro Bond Fund S30 SSAP30 SSAP30 EUR Daily AVD 10:00AM AVD+3 State Street IUT Euro Allstock Government Bond Fund Gross SSAVOO EUR Daily AVD 10:00AM AVD+3 State Street IUT Euro Government Bond Gross SSBWG EUR Daily AVD 10:00AM AVD+3 State Street IUT Euro Government Bond S10 SSBW10 SSBW10 EUR Daily AVD 10:00AM AVD+3 State Street IUT Euro Government Bond S SSBW20 EUR Daily AVD 10:00AM AVD+3 State Street IUT Euro Core Treasury Long Bond State Street IUT Euro Core Treasury Long Bond State Street IUT Euro Core Treasury Long Bond State Street IUT Euro Core Treasury Long Bond State Street IUT Euro Core Treasury Long Bond State Street IUT Euro Core Treasury 10+ Year Bond State Street IUT Euro Core Treasury 10+ Year Bond State Street IUT Euro Inflation Linked Bond State Street IUT Euro Inflation Linked Bond State Street IUT Euro Government Long Bond State Street IUT Euro Government Long Bond State Street IUT Euro Government Long Bond State Street IUT Euro Government Long Bond State Street IUT Euro Government Long Bond State Street IUT Euro Government Long Bond State Street IUT Euro Government Long Bond Gross SSD100 EUR Daily AVD 10:00AM AVD+3 S10 SSD110 SSD110 EUR Daily AVD 10:00AM AVD+3 S SSD12 EUR Daily AVD 10:00AM AVD+3 S SSD130 EUR Daily AVD 10:00AM AVD+3 S15 SSD11B SSD11B EUR Daily AVD 10:00AM AVD+3 Gross SJABG SJABG EUR Daily AVD 10:00AM AVD+3 S10 SJAB10 SJAB10 EUR Daily AVD 10:00AM AVD+3 Gross SSBY00 EUR Daily AVD 10:00AM AVD+3 S10 SSBY10 SSBY10 EUR Daily AVD 10:00AM AVD+3 Gross SSBXG EUR Daily AVD 10:00AM AVD+3 S10 SSBX10 SSBX10 EUR Daily AVD 10:00AM AVD+3 S SSBX17 EUR Daily AVD 10:00AM AVD+3 S SSBX20 EUR Daily AVD 10:00AM AVD+3 S SSBX30 EUR Daily AVD 10:00AM AVD+3 S SSBX40 EUR Daily AVD 10:00AM AVD+3 S SSBX70 EUR Daily AVD 10:00AM AVD+3 State Street Global Advisors 4

5 State Street IUT Continued Multi Asset Class Series Fund Identifier for Unit Dealing Fund Identifier reflected on Contract Notes Base CCY Dealing Frequency Deadlines for Subscription/Redemption Instructions Settlement Dates State Street IUT Ethically Managed Fund S SSAY00 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Balanced Fund Gross SICBG SICBG EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Balanced Fund Net SICBN EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Balanced Fund S10 SICB10 SICB10 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Balanced Fund S15 SICB15 SICB15 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Balanced Fund S SICB20 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Balanced Fund S20DC SICBSD SICBSD EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Balanced Fund S20DB SICBSB SICBSB EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Balanced Fund S25 SICB25 SICB25 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Balanced Fund S SICB30 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Balanced Fund S30DC SICBSC SICBSC EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Balanced Fund S SICB40 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Diversified Beta Fund Gross SSB7G EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Diversified Beta Fund S SSB735 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Dynamic Diversified Fund Gross SSAZG SSAZG EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Dynamic Diversified Fund S SSAZS1 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Dynamic Diversified Fund S SSAZS2 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Dynamic Diversified Fund S SSAZS3 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Dynamic Diversified Fund S SSAZS4 EUR Daily AVD-1 10:00AM AVD+3 Cash State Street IUT Euro Ultra Short Bond Fund Gross SSAWG EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Euro Ultra Short Bond Fund S SSAWN EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Euro Ultra Short Bond Fund S20 SSAW20 SSAW20 EUR Daily AVD-1 10:00AM AVD+3 State Street IUT Euro Liquidity Fund Gross SSAXG EUR Daily AVD 12:00 NOON State Street IUT Euro Liquidity Fund S SSAXN EUR Daily AVD 12:00 NOON State Street IUT Euro Liquidity Fund S SSAX12 EUR Daily AVD 12:00 NOON State Street IUT Euro Liquidity Fund S SSAX17 EUR Daily AVD 12:00 NOON State Street IUT Euro Liquidity Fund S SSAX20 EUR Daily AVD 12:00 NOON State Street IUT Euro Liquidity Fund S SSAX40 EUR Daily AVD 12:00 NOON State Street Global Advisors 5

6 Contractual Settlement Notification State Street Ireland Unit Trust (hereinafter referred to as Trust ) Save as otherwise defined herein, capitalised terms shall take the meaning given to them in the trust deed for the Trust. 1.1 Subscription Instructions The Client may effect a subscription for Units in a Portfolio (hereinafter referred to as Sub-Fund ) of the Trust on any Dealing Day by submitting an instruction to the Manager which must: (i) specify the number of Units subscribed for or the value of the Units to be subscribed for; (ii) specify the Sub-Fund or Sub-Funds for which the subscription is to be made; (iii) specify the Dealing Day on which the subscription is to take effect (if no Dealing Day is specified, the instruction shall be effected on the next available Dealing Day after receipt of the subscription instruction); (iv) in the case of subscriptions to more than one Sub-Fund, specify the proportions in which the subscription is to be allocated to each of the Sub-Funds; (v) be received in accordance with the Deadlines for Subscription/Redemption Instructions as set out in this Dealing Instructions Booklet, or as may be otherwise agreed between the Client and the Manager; and, where applicable, (vi) be given in accordance with the investment management agreement between the Client and the Manager. Each subscription instruction shall be binding upon the Client and the Manager upon receipt thereof by the Manager. 1.2 Subscriptions A. All subscription monies payable to the Trust shall be paid: (i) in the base currency of the relevant Sub-Fund; and (ii) into such account as may be specified by the Manager from time to time. B. Where subscription monies are paid by electronic fund transfer, cleared funds must be available, except where the Manager in its absolute discretion agrees otherwise on the relevant Sub-Funds Settlement Date as set out in this Dealing Instructions Booklet. 1.3 Payment If payment in cleared funds in respect of a subscription has not been received by the Dealing Date, any allotment of Units made in respect of such subscription may be cancelled. Notwithstanding the cancellation of the subscriptions for Units, the Manager may charge the Client for any expense incurred by the Trust or the Sub-Fund or for any loss to the Sub-Fund arising out of such non-receipt or non-clearance. In addition, the Manager will have the right to sell all or part of the Client s holding of Units in the relevant class or any other class of the Sub-Fund in order to meet those charges. 1.4 Late Subscription The Client shall be liable for and shall indemnify the Manager and the Trust in respect of any losses, costs or expenses incurred by the Manager or by the Trust in respect of the relevant Sub-Fund or Sub-Funds to which a subscription relates (including, without limitation, interest charges paid as a result of any overdrafts, fiscal charges, settlement and other transfer costs, brokerage and other trading costs, including, without limitation, any realised loss of market value of any investment purchased pursuant to the subscription instruction) if the subscription monies are not received from the Client by the Settlement Date or if there is a breach by the Client of any other condition or term relating to the giving of a subscription instruction or the payment or transfer of subscription monies hereunder. The Client acknowledges and agrees that the Manager may take all such action as it reasonably considers appropriate with a view to mitigating any such losses, costs or expenses. 1.5 Redemption Instructions The Client may effect a redemption of Units in a Sub-Fund of the Trust on any Dealing Day by submitting an instruction to the Manager which must: (i) specify the number of Units to be redeemed or the value of Units to be redeemed; (ii) specify the Sub-Fund or Sub-Funds for which the redemption is to be made; (iii) specify the Dealing Day on which the redemption is to take effect (if no Dealing Day is specified, the instruction shall be effected on the next available Dealing Day after receipt of the redemption instruction); (iv) in the case of redemptions relating to more than one Sub-Fund, specify the proportions in which the redemption is to be allocated to each of the Sub- Funds; (v) be received in accordance with the Deadlines for Subscription/Redemption Instructions as set out in this Dealing Instructions Booklet, or as may be otherwise agreed between the Client and the Manager; and, where applicable, (vi) be given in accordance with the investment management agreement between the Client and the Manager. Each redemption instruction shall be binding upon the Client and the Manager upon receipt thereof by the Manager. 1.6 Redemption Proceeds All redemption proceeds payable by the Trust shall be paid: (i) in the base currency of the relevant Sub-Fund; (ii) into such account as may be specified by the Client to the Manager from time to time so long as that account is held in the name of the registered Unitholder; and (iii) on the settlement day of the relevant Sub-Fund. State Street Global Advisors 6

7 State Street Global Advisors Property Unit Trust ( SSgA Property Unit Trust ) This section details the information required by a unitholder to transact in the SSgA Property Unit Trust including bank account, fund identifiers, dealing notifications and settlement cycles. Please note that the SSgA Property Unit Trust operates on a contractual settlement basis. This means that cleared monies must be credited to the SSgA Property Unit Trust bank account by settlement date. In addition, it is imperative that monies are sent to the correct bank account as detailed below as SSGA will not be held responsible for funds sent to incorrect accounts. In terms of the settlement cycle, the following definitions are important: Asset Valuation Date AVD is the day on which the closing valuation is taken for pricing purposes and is reflected on client reports as trade date. Settlement Date SD is the day on which the trades settle in the market and cash credits/debits the account. Normally AVD+3. Further information on the funds including investment policy and performance data can be found on our website ssga.com. Dealing Instructions Unit Dealing Team, State Street Global Advisors, Two Park Place, Upper Hatch Street, Dublin 2 Bank Account Details Dealing Frequency Dealing Notification Payee Details if Paying by Cheque Settlement Cycle Issuance of Contract Notes (If Requested) Fund Identifiers SSGAUnitDealingInstructions@ssga.com Fax (Euro) Bank of America N.A., 2 King Edward Street, London, EC1A 1HQ, UK Branch Code: 6008 A/c Name: SSFSIL A/c SSgA Property Unit Trust A/c No: IBAN: GB55BOFA Swift Code: BOFAGB22 First business day of month for subscriptions. First business day of quarter for redemptions, subject to SSGA s encashment policy. See respective fund SSFSIL A/c SSgA Property Unit Trust AVD+3 See overleaf General Enquiries Group Phone Line SSGAIrelandUnitDealingTeam@ssga.com State Street Global Advisors 7

8 SSgA Property Unit Trust Equity Series Fund Identifier for Unit Dealing Fund Identifier reflected on Contract Notes Base CCY Dealing Frequency SSgA Property Fund Q SSC9N EUR First business day of month for subscriptions. First business day of quarter for redemptions. SSgA Property Fund B SSC9G EUR First business day of month for subscriptions. First business day of quarter for redemptions. SSgA Property Fund W SSC9W SSC9W EUR First business day of month for subscriptions. First business day of quarter for redemptions. Deadlines for Subscription/Redemption Instructions AVD -4 05:00PM/ AVD :00PM AVD -4 05:00PM/ AVD :00PM AVD -4 05:00PM/ AVD :00PM Settlement Dates AVD +4 AVD +4 AVD +4 Contractual Settlement Notification SSgA Property Unit Trust (hereinafter referred to as Trust ) Save as otherwise defined herein, capitalised terms shall take the meaning given to them in the trust deed for the Trust. 1.1 Subscription Instructions Clients (each a Client ) may effect a subscription for Units in the Trust on any Subscription Dealing Day by submitting an instruction to the Manager by 5.00pm (Irish time) five days prior to each Subscription Dealing Day which must: (i) specify the number of Units subscribed for or the value of the Units to be subscribed for; (ii) specify the Subscription Day on which the subscription is to take effect (if no Subscription Day is specified, the instruction shall be effected on the next available Subscription Day following the Subscription Dealing Day on which the subscription instruction is received); (iii) be received in accordance with the Deadlines for Subscription/Redemption Instructions as set out in this Dealing Instructions Booklet, or as may be otherwise agreed between the Client and the Manager; and, where applicable, (iv) be given in accordance with the investment management agreement between the Client and the Manager. Each subscription instruction shall be binding upon the Client and the Manager upon receipt thereof by the Manager. 1.2 Subscriptions A. All subscription monies payable to the Trust shall be paid: (i) in the base currency of the Trust; and (ii) into such account as may be specified by the Manager from time to time. B. Where subscription monies are paid by electronic fund transfer, cleared funds must be available, except where the Manager in its absolute discretion agrees otherwise on the Settlement Date as set out in this Dealing Instructions Booklet. Where subscriptions are paid for by cheque, the cheque must be received by the Trust, together with the subscription instruction, on the Subscription Dealing Day. 1.3 Payment If payment in cleared funds in respect of a subscription has not been received by the Settlement Date, any allotment of Units made in respect of such subscription may be cancelled. Notwithstanding the cancellation of the subscriptions for Units, the Manager may charge the Client for any expense incurred by the Trust or for any loss to the Trust arising out of such non-receipt or non-clearance. In addition, the Manager will have the right to sell all or part of the Client s holding of Units in the Trust in order to meet those charges. 1.4 Late Subscription The Client shall be liable for and shall indemnify the Manager and the Trust in respect of any losses, costs or expenses incurred by the Manager or by the Trust (including, without limitation, interest charges paid as a result of any overdrafts, fiscal charges, settlement and other transfer costs, brokerage and other trading costs, including, without limitation, any realised loss of market value of any investment purchased pursuant to the subscription instruction) if the subscription cheques or monies are not received from the Client by the Settlement Date or if there is a breach by the Client of any other condition or term relating to the giving of a subscription instruction or the payment or transfer of subscription monies hereunder. The Client acknowledges and agrees that the Manager may take all such action as it reasonably considers appropriate with a view to mitigating any such losses, costs or expenses. State Street Global Advisors 8

9 1.5 Realisation Instructions The Client may effect a redemption of Units of the Trust by submitting an instruction to the Manager by 5.00pm (Irish time) ninety days prior to any Realisation Day. Redemptions shall take effect on the next Realisation Day following receipt of such instruction by the Manager (if received on a Realisation Day) or on the Realisation Day next but one following such receipt in any other case. 1.6 Redemption Proceeds All redemption proceeds payable by the Trust shall be paid: (i) in the base currency of the Trust; (ii) by cheque or by electronic transfer into such account as may be specified by the Client to the Manager in writing from time to time; and (iii) on the Settlement Date of the Trust. The realisation instruction must: (i) specify the number of Units to be redeemed or the value of Units to be redeemed; (ii) be received in accordance with the Deadlines for Subscription/ Redemption Instructions as set out in this Dealing Instructions Booklet, or as may be otherwise agreed between the Client and the Manager; and, where applicable, (vi) be given in accordance with the investment management agreement between the Client and the Manager. Each realisation instruction shall be binding upon the Client and the Manager upon receipt thereof by the Manager. State Street Global Advisors 9

10 State Street Global Advisors Mutual Investment Fund ( SSgA Mutual Investment Fund ) This section lists the funds within the State Street Global Advisors Mutual Investment Fund ( SSgA Mutual Investment Fund ) range. In addition, it details the information required by a unitholder to transact in the funds including bank account, fund identifiers, dealing notifications and settlement cycles. Please note that the funds operate on a contractual settlement basis. This means that cleared monies must be credited to the fund bank account by settlement date. In addition, it is imperative that monies are sent to the correct bank account as detailed below as SSGA will not be held responsible for funds sent to incorrect accounts. In terms of the settlement cycle, the following definitions are important: Asset Valuation Date AVD is the day on which the closing valuation is taken for pricing purposes and is reflected on client reports as trade date. Settlement Date SD is the day on which the trades settle in the market and cash credits/debits the account. Normally AVD+3. Further information on the funds including investment policy and performance data can be found on our website ssga.com. Dealing Instructions Unit Dealing Team, State Street Global Advisors, Two Park Place, Upper Hatch Street, Dublin 2 Bank Account Details Dealing Frequency Dealing Notification Payee Details if Paying by Cheque Settlement Cycle Issuance of Contract Notes (If Requested) Fund Identifiers SSGAUnitDealingInstructions@ssga.com Fax (Euro) Bank of America N.A., 2 King Edward Street, London, EC1A 1HQ, UK Branch Code: 6008 A/c Name: SSFSIL A/c SSgA Mutual Investment Fund A/c No: IBAN: GB30BOFA Swift Code: BOFAGB22 Daily See respective fund SSFSIL A/c SSgA Mutual Investment Fund See respective fund See overleaf General Enquiries Group Phone Line SSGAIrelandUnitDealingTeam@ssga.com State Street Global Advisors 10

11 SSgA Mutual Investment Fund Equity Series Fund Identifier for Unit Dealing Fund Identifier reflected on Contract Notes Base CCY Dealing Frequency Deadlines for Subscription/ Redemption Instructions SSgA Global Equity Mutual Investment Fund S SSC1S2 EUR Daily AVD 05:00PM SSgA Global Equity Mutual Investment Fund S SSC1S3 EUR Daily AVD 05:00PM SSgA Global Equity Mutual Investment Fund S SSC1S6 EUR Daily AVD 05:00PM Multi Asset Class SSgA Managed Mutual Investment Fund S SSC4S2 EUR Daily AVD 05:00PM SSgA Managed Mutual Investment Fund S SSC4S3 EUR Daily AVD 05:00PM Alternatives SSgA Europe Ex UK Index Real Estate Mutual Fund S SSC5S4 EUR Daily AVD-1 10:00AM SSgA Europe Ex UK Index Real Estate Mutual Fund S SSC5S5 EUR Daily AVD-1 10:00AM SSgA Global Index Real Estate Mutual Fund S SSC6S4 EUR Daily AVD-1 10:00AM SSgA Global Index Real Estate Mutual Fund S SSC6S5 EUR Daily AVD-1 10:00AM Settlement Dates Subscriptions / AVD+3 Redemptions Subscriptions / AVD+3 Redemptions Subscriptions / AVD+3 Redemptions Subscriptions / AVD+3 Redemptions Contractual Settlement Notification SSgA Mutual Investment Fund (hereinafter referred to as Trust ) 1.1 Timing Of Payment Payment in respect of subscriptions must be received in cleared funds by the relevant Settlement Date for the Fund, as set out in this Dealing Instructions Booklet. 1.2 Payment If payment in cleared funds in respect of a subscription has not been received by the time specified above, any allotment of Units made in respect of such application may be cancelled. In the event of the non-clearance of subscription monies, any allotment in respect of an application shall be cancelled. In either event and notwithstanding cancellation of the application, the Manager may charge the applicant for any expense incurred by the Trust or the Sub-Fund or for any loss to the Sub-Fund arising out of such non-receipt or nonclearance plus an administration fee of up to 5,000 which fee is payable to the Trust. In addition, the Manager will have the right to sell all or part of the applicant s holding of Shares in the relevant class or any other Sub-Fund in order to meet those charges 1.3 Late Subscription The Unitholder shall be liable for and shall indemnify the Manager and the Trust in respect of any losses, costs or expenses incurred by the Manager or by the Trust in respect of the relevant Sub-Fund or Sub-Funds to which a subscription relates (including, without limitation, interest charges paid as a result of any overdrafts, fiscal charges, settlement and other transfer costs, brokerage and other trading costs, including, without limitation, any realised loss of market value of any investment purchased pursuant to the subscription instruction) if the subscription cheques or monies are not received from the Unitholder by the Settlement Date or if there is a breach by the Unitholder of any other condition or term relating to the giving of a subscription instruction or the payment or transfer of subscription monies hereunder. The Unitholder acknowledges and agrees that the Manager may take all such action as it reasonably considers appropriate with a view to mitigating any such losses, costs or expenses. State Street Global Advisors 11

12 State Street Global Advisors Funds Public Limited Company ( SSgA Funds Plc ) This section lists the funds within the SSgA Funds Public Limited Company ( SSgA Funds Plc ) range. In addition, it details the information required by a shareholder to transact in the funds including bank account, fund identifiers, dealing notifications and settlement cycles. Please note that the funds operate on a contractual settlement basis. This means that cleared monies must be credited to the fund bank account by settlement date. In addition, it is imperative that monies are sent to the correct bank account as detailed below as SSGA will not be held responsible for funds sent to incorrect accounts. In terms of the settlement cycle, the following definitions are important: Asset Valuation Date AVD is the day on which the closing valuation is taken for pricing purposes and is reflected on client reports as trade date. Settlement Date SD is the day on which the trades settle in the market and cash credits/debits the account. Normally AVD+3. Further information on the funds including investment policy and performance data can be found on our website ssga.com. Dealing Instructions Unit Dealing Team, State Street Global Advisors, Two Park Place, Upper Hatch Street, Dublin 2 Bank Account Details Dealing Frequency Dealing Notification Payee Details if Paying by Cheque Settlement Cycle Issuance of Contract Notes (If Requested) Fund Identifiers SSGAUnitDealingInstructions@ssga.com Fax (Euro) Bank of America N.A., 2 King Edward Street, London, EC1A 1HQ, UK Branch Code: 6008 A/c Name: State Street Global Advisors Funds plc A/c No: IBAN: GB26BOFA Swift Code: BOFAGB22 See respective fund See respective fund State Street Global Advisors Funds plc See respective fund See overleaf General Enquiries Group Phone Line SSGAIrelandUnitDealingTeam@ssga.com State Street Global Advisors 12

13 SSgA Funds Plc Alternatives Series Fund Identifier for Unit Dealing Fund Identifier reflected on Contract Notes Base CCY Dealing Frequency Deadlines for Subscription/Redemption Instructions SSgA Diversified Alternatives Fund A SSB9A EUR Daily AVD-1 10:00AM SSgA Diversified Alternatives Fund X SSB9X EUR Daily AVD-1 10:00AM Settlement Dates AVD+3 Subscriptions/ AVD+3 Redemptions AVD+3 Subscriptions/ AVD+3 Redemptions Contractual Settlement Notification SSgA Funds Plc (hereinafter referred to as Company ) 1.1 Timing Of Payment Payment in respect of subscriptions must be received in cleared funds by the relevant Settlement Date for the Fund, as set out in this Dealing Instructions Booklet. 1.2 Payment If payment in cleared funds in respect of a subscription has not been received by the Settlement Date, any allotment of Shares made in respect of such application may be cancelled. In the event of the non-clearance of subscription monies, any allotment in respect of an application shall be cancelled. In either event and notwithstanding cancellation of the application, the Directors may charge the applicant for any expense incurred by the Company or the Sub-Fund or for any loss to the Sub-Fund arising out of such non-receipt or nonclearance plus an administration fee of up to 5,000 which fee is payable to the Company. In addition, the Directors will have the right to sell all or part of the applicant s holding of Shares in the relevant class or any other Sub-Fund in order to meet those charges. 1.3 Late Subscription The applicant shall be liable for and shall indemnify the Company in respect of any losses, costs or expenses incurred by the Company in respect of the relevant Sub-Fund or Sub-Funds to which a subscription relates (including, without limitation, interest charges paid as a result of any overdrafts, fiscal charges, settlement and other transfer costs, brokerage and other trading costs, including, without limitation, any realised loss of market value of any investment purchased pursuant to the subscription instruction) if the subscription cheques or monies are not received from the Company by the Settlement Date or if there is a breach by the applicant of any other condition or term relating to the giving of a subscription instruction or the payment or transfer of subscription monies hereunder. The applicant acknowledges and agrees that the Directors may take all such action as it reasonably considers appropriate with a view to mitigating any such losses, costs or expenses. State Street Global Advisors 13

14 State Street Global Advisors Liquidity Public Limited Company ( SSgA Liquidity Plc ) This section lists the funds within the State Street Global Advisors Liquidity Public Limited Company ( SSgA Liquidity Plc ) range. In addition, it details the information required by a shareholder to transact in the funds including bank accounts, fund identifiers, dealing notifications and settlement cycles. Please note that the funds currently operate on a contractual settlement basis. Please refer to the Prospectus for further details on the policy regarding Redemptions and Subscriptions for these funds. In terms of the settlement cycle, the following definitions are important: Asset Valuation Date AVD is the day on which the closing valuation is taken for pricing purposes and is reflected on client reports as trade date. Settlement Date SD is the day on which the trades settle in the market and cash credits/debits the account. Further information on the funds including investment policy and performance data can be found on our website ssga.com. Dealing Instructions Unit Dealing Team, State Street Global Advisors, Two Park Place, Upper Hatch Street, Dublin 2 Bank Account Details Dealing Frequency Dealing Notification Payee Details if Paying by Cheque Settlement Cycle Fund Identifiers SSGAUnitDealingInstructions@ssga.com Fax (Euro) Beneficiary Bank: Bank of America N.A., Frankfurt Beneficiary BIC: BOFADEFX Beneficiary Bank A/c Name: State Street Global Advisors Liquidity plc. Beneficiary A/c No: Chaps Sort Code: N/A Reference: SSgA Liquidity Fund YWU4 IBAN: DE Daily (Sterling) Beneficiary Bank: Bank of America N.A., London Beneficiary BIC: BOFAGB22 Beneficiary Bank A/c Name: State Street Global Advisors Liquidity plc. Beneficiary A/c No: Chaps Sort Code: Reference: SSgA Liquidity Fund YWU6 IBAN: GB16BOFA (USD) Fedwire Details Beneficiary Bank: Bank of America N.A., New York ABA No: Beneficiary A/c (DDA No): Reference: SSgA Liquidity Fund FC36 Swift Details Beneficiary Bank: Bank of America N.A., New York Correspondent BIC: BOFAUS3N Beneficiary Bank A/c Name: State Street Global Advisors Liquidity plc. Beneficiary A/c No: Reference: SSgA Liquidity Fund FC Deadline for Subscription/Redemption Instructions Please refer to the relevant Deadline for Subscription/Redemption Instructions for each fund (see overleaf) for subscription and redemption orders sent to the underlying administrator. Contact details available on request. Clients may also submit subscription and redemption orders by using the services offered by SSGA Ireland Unit Dealing. Any such instruction must be received at least two hours prior to the relevant dealing deadline to allow sufficient time for onward transmission to the administrator. Not applicable See respective fund See overleaf General Enquiries Group Phone Line SSGAIrelandUnitDealingTeam@ssga.com State Street Global Advisors 14

15 SSgA Liquidity Plc Cash SSgA EUR Liquidity Fund SSgA GBP Liquidity Fund SSgA USD Liquidity Fund SSgA EUR Ultra Short Bond Fund SSgA GBP Ultra Short Bond Fund SSgA USD Ultra Short Bond Fund Series Institutional Accumulating Institutional Stable NAV Institutional Accumulating Institutional Stable NAV Institutional Accumulating Institutional Stable NAV Institutional Accumulating Institutional Accumulating Institutional Accumulating Fund Identifier for Unit Dealing Fund Identifier reflected on Contract Notes Base CCY Dealing Frequency Deadlines for Subscription/Redemption Instructions Settlement Dates IE00B1XG4871 No change EUR Daily 01:00PM IE No change EUR Daily 01:00PM IE00B1XG4764 No change GBP Daily 01:00PM IE No change GBP Daily 01:00PM IE00B1XG4657 No change USD Daily 04:00PM New York Time IE No change USD Daily 04:00PM New York Time IE00BHWQN160 No change EUR Daily AVD-1 04:00PM AVD+3 IE00BHWQN277 No change GBP Daily AVD-1 04:00PM AVD+3 IE00BHWQN947 No change USD Daily AVD-1 04:00PM AVD+3 State Street Global Advisors 15

16 State Street Global Advisors Luxembourg SICAV ( SSgA Luxembourg SICAV ) This section lists the funds within the State Street Global Advisors Luxembourg SICAV ( SSgA Luxembourg SICAV ) range. In addition, it details the information required by a shareholder to transact in the funds including bank accounts, fund identifiers, dealing notifications and settlement cycles. Please note that the funds currently operate on a contractual settlement basis. Please refer to the Prospectus for further details on the policy regarding Redemptions and Subscriptions for these funds. In terms of the settlement cycle, the following definitions are important: Asset Valuation Date AVD is the day on which the closing valuation is taken for pricing purposes and is reflected on client reports as trade date. Settlement Date SD is the day on which the trades settle in the market and cash credits/debits the account. Normally AVD+3. Further information on the funds including investment policy and performance data can be found on our website ssga.com. Dealing Instructions Unit Dealing Team, State Street Global Advisors, Two Park Place, Upper Hatch Street, Dublin 2 Bank Account Details Dealing Frequency Dealing Notification Payee Details if Paying by Cheque Settlement Cycle Issuance of Contract Notes (If Requested) Fund Identifiers SSGAUnitDealingInstructions@ssga.com Fax (Euro) Bank of America N.A., An der Welle 5, D-60322, Frankfurt am Main, Germany. SWIFT: BOFADEFX A/c Name: State Street Global Advisors Luxembourg SICAV IBAN No: DE A/c No: Bank Code: Branch Code: 6019 Ref: Your Shareholder Account Number Daily (USD) Bank of America N.A., rd Street West, 1001 New York, USA. SWIFT: BOFAUS3N A/c Name: State Street Global Advisors Luxembourg SICAV ABA No: A/c No: CHIPS: 959 Branch Code: 6550 Ref: Your Shareholder Account Number Deadline for Subscription/Redemption Instructions Please refer to the relevant Deadline for Subscription/Redemption Instructions for each fund (see overleaf) for subscription and redemption orders sent to the underlying administrator. Contact details available on request. Clients may also submit subscription and redemption orders by using the services offered by SSGA Ireland Unit Dealing. Any such instruction must be received at least two hours prior to the relevant dealing deadline to allow sufficient time for onward transmission to the administrator. Electronic transfer only AVD+3 See overleaf General Enquiries Group Phone Line SSGAIrelandUnitDealingTeam@ssga.com State Street Global Advisors 16

17 SSgA Luxembourg SICAV Equity State Street Global Value Spotlight Fund SSgA Emerging Markets Select Equity Fund SSgA Enhanced Emerging Markets Equity Fund SSgA Enhanced Emerging Markets Equity Fund SSgA Europe Managed Volatility Equity Fund SSgA Global Managed Volatility Equity Fund Series Fund Identifier for Unit Dealing Fund Identifier reflected on Contract Notes Base CCY Dealing Frequency Deadlines for Subscription/Redemption Instructions Settlement Dates I LU No change EUR Daily AVD-1 11:00AM CET Time AVD+3 I LU No change EUR Daily AVD-1 11:00AM CET Time AVD+3 I EUR LU No change EUR Daily AVD-1 11:00AM CET Time AVD+3 I LU No change USD Daily AVD-1 11:00AM CET Time AVD+3 I LU No change EUR Daily AVD 11:00AM CET Time AVD+3 I LU No change USD Daily AVD-1 11:00AM CET Time AVD+3 Fixed Income SSgA Euro Core Treasury Bond SSgA Euro Sustainable Corporate Bond SSgA Euro Sustainable Corporate Bond SSgA Euro Corporate Bond SSgA Global Treasury Bond SSgA Global Treasury Bond I LU No change EUR Daily AVD 11:00AM CET Time AVD+3 I LU No change EUR Daily AVD 11:00AM CET Time AVD+3 I Distributing LU No change EUR Daily AVD 11:00AM CET Time AVD+3 I LU No change EUR Daily AVD 11:00AM CET Time AVD+3 I USD Hedged LU No change USD Daily AVD 11:00AM CET Time AVD+3 I LU No change USD Daily AVD 11:00AM CET Time AVD+3 State Street Global Advisors 17

18 Important Disclosures SSGA Ireland Limited is regulated by the Central Bank of Ireland. Incorporated and registered in Ireland at Two Park Place, Upper Hatch Street, Dublin 2. Registered number Member of the Irish Association of Investment Managers. The whole or any part of this work may not be reproduced, copied or transmitted or any of its contents disclosed to third parties without SSGA s express written consent. This material is solely for the private use of SSGA clients and is not intended for public dissemination. State Street Ireland Unit Trust The funds included in the State Street Ireland Unit Trust are only available to Irish Residents, Approved Funds and Charities. This document should be read in conjunction with its Prospectus and Supplements. All transactions should be based on the latest available Prospectus and Supplements which contain more information regarding the charges, expenses and risks involved in your investment. Prospective investors may obtain the current Prospectus and Supplements free of charge from SSGA Ireland Limited, Two Park Place, Upper Hatch Street, Dublin 2. Telephone 353 (0) Facsimile 353 (0) or at ssga.com SSgA Property Unit Trust The SSgA Property Unit Trust is a qualifying investor alternative investment fund. This document should be read in conjunction with its Prospectus and Supplement. All transactions should be based on the latest available Prospectus and Supplement which contain more information regarding the charges, expenses and risks involved in your investment. Prospective investors may obtain the current Prospectus and Supplement free of charge from SSGA Ireland Limited, Two Park Place, Upper Hatch Street, Dublin 2. Telephone 353 (0) Facsimile 353 (0) or at ssga.com SSgA Mutual Investment Fund The SSgA Mutual Investment Fund is established in Ireland, organised as an umbrella type open-ended unit trust with segregated liability between sub-funds, and is authorised by the Central Bank of Ireland as an Undertaking for Collective Investment in Transferable Securities pursuant to the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2003 (as amended). This document should be read in conjunction with its Prospectus. All transactions should be based on the latest available Prospectus which contains more information regarding the charges, expenses and risks involved in your investment. Prospective investors may obtain the current Prospectus, the Key Investor Information Document as well as the latest annual and semi-annual report free of charge from SSGA Ireland Limited, Two Park Place, Upper Hatch Street, Dublin 2. Telephone +353 (0) Facsimile +353 (0) SSgA Liquidity Public Limited Company The SSgA Liquidity Public Limited Company ( the Company ) is organised as an umbrella type open-ended investment company with variable capital, having segregated liability between sub-funds and is authorised by the Central Bank of Ireland as an Undertaking for Collective Investment in Transferable Securities pursuant to the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations, 2003 (as amended). The Company is incorporated with limited liability in Ireland under registration number This document should be read in conjunction with its Prospectus. All transactions should be based on the latest available Prospectus which contains more information regarding the charges, expenses and risks involved in your investment. Prospective investors may obtain the current Prospectus, the Key Investor Information Document as well as the latest annual and semi-annual report free of charge from SSGA Ireland Limited, Two Park Place, Upper Hatch Street, Dublin 2. Telephone +353 (0) Facsimile +353 (0) or at ssga.com. SSgA Luxembourg SICAV The SSgA Luxembourg SICAV (the Company ) is a société d investissement à capital variable ( SICAV ) established in accordance with the Luxembourg law of 10 August 1915 in its current version (the 1915 Law ) and is authorised as an Undertaking for Collective Investments ( UCITS ) under Part I of the law dated 17 December 2010 (the 2010 Law ). The Company qualifies as a UCITS within the meaning of the 2010 Law and, pursuant to the 2010 Law, is authorised by the Financial Regulator in Luxembourg (the CSSF ). The Company is structured as an umbrella fund with segregated liability between its Sub-funds. This document should be read in conjunction with its Prospectus. All transactions should be based on the latest available Prospectus which contains more information regarding the charges, expenses and risks involved in your investment. The offering of the funds by the Company has been notified to the Central Bank of Ireland. Prospective investors may obtain the current sales Prospectus, the Articles, the Key Investor Information Document as well as the latest annual and semi-annual report free of charge from SSGA Ireland Limited, Two Park Place, Upper Hatch Street, Dublin 2. Telephone +353 (0) Facsimile +353 (0) or at ssga.com. SSgA Funds Public Limited Company The SSgA Funds Public Limited Company (the Company ) is organised as an umbrella type open-ended investment company with variable capital, having segregated liability between its Funds. The Company is incorporated with limited liability in Ireland under registration number The Company qualifies and is authorised by the Central Bank of Ireland as a designated investment company pursuant to Part XIII of the Companies Act, This document should be read in conjunction with its Prospectus. All transactions should be based on the latest available Prospectus which contains more information regarding the charges, expenses and risks involved in your investment. Prospective investors may obtain the current Prospectus, as well as the latest annual and semi-annual report free of charge from SSGA Ireland Limited, Two Park Place, Upper Hatch Street, Dublin 2. Telephone +353 (0) Facsimile +353 (0) State Street Global Advisors 2015 State Street Corporation. All Rights Reserved. ID4497-IREMKT Exp. Date: 31/07/2016