AGORA direct. via postal service to: Agora Trading System Ltd./ Zentrale Postannahme Postfach Berlin / Deutschland

Transcription

1 Tel: (+49) (0) Fax: (+49) +44 (0) Agora Trading System Ltd. Postfach Berlin via postal service to: Agora Trading System Ltd./ Zentrale Postannahme Postfach Berlin / Deutschland Depottransfer Dear Sir or Madam, enclosed you will find an order for transferring my depot. Please arrange everything else in short term notice. City/Date Name(s)/First Name(s) Signatures(s)

2 Tel: (+49) (0) Fax: (+49) +44 (0) FOR YOUR HELP: Please fill in this form beginning with page 5 according to this sample: Transfer of assets This form authorizes the transfer of assets from a bank or broker to your Agora Trading System Ltd. account. The account needs to have at least one owner that is equal to your the Agora Trading System Ltd. account. Transfers from businesses to private persons or vice versa are not possible. Please notice that it is only possible to transfer products that are available for trading with our system. Should you not be sure about your products to be transferred, please contact us in advance with a list of products to be transferred, via fax under (+49) Please make sure your fax is readable. Although not required, it is helpful to avoid errors in the transfer process if you send a copy of the most recent account statement from the sending broker. This statement will be used solely to verify that the account and security information is correct. The statement will be destroyed as soon as the transfer is effected. Please refer to the following example to fill in the form beginning with page 5. If you should have questions or if you need any help filling in the form we ask you kindly to give us a call under (+49) Account Information (your Agora Trading System Ltd. account) Account Number: U (ex: U01010) Account Title: Hans Sample (ex: Hans Sample Trading & Co.) Account Type: single (ex.: single, joint, corporate, trust, etc.) Social Security Number or Tax ID Number of Account: xxxxxxx (only for US residents) Account Information of sending Bank/Brokers (here Name of sending Bank/Broker) Broker Currently Holding your Account: Examplebank Address of Current Bank/Broker: Sampleroad 12 City/State/Country of Bank/Broker: Name(s) of Contact Person at bank/broker: of Contact Person: Samplecity, Samplecounty, Great Country John Sampleassistant john.sampleassistent@bank.de mple Sample Sample Sample Telephone number of Bank/Broker: +49/30/ (80) Fax number of Bank/Broker: +49/30/ (89) Account Owner Name(s): Hans Sample Account Number at Bank:

3 Tel: (+49) (0) Fax: (+49) +44 (0) Assets to transfer detailed list of positions. If more space is required, then please add another table to this list and mark them with your initials. To be filled in by client Please ask your sending bank/broker for this information/eg. to be filled in by bank/broker Symbol Description of Asset Quantityl ISIN Settle Date Depository Example DCX DAIMLER AG 5000 DE CLEARSTREAM mple Sample Sample Sample X Initials of Accountholder(s):

4 Tel: (+49) (0) Fax: (+49) +44 (0) Assets to transfer detailed list of positions. If more space is required, then please add another table to this list and mark them with your initials. To be filled in by client Please ask your sending bank/broker for this information/eg. to be filled in by bank/broker Symbol Description of Asset Quantity ISIN Settle Date Depository Example DCX DAIMLER AG 5000 DE CLEARSTREAM mple Sample Sample Sample Unterschriften - Bitte read and sign this section Please transfer all assets which are named above onto my account. I agree that the transfer of these assets are subject to the business conditions and rules of the Agora Trading System Ltd. and its partners, especially of Interactive Brokers Ltd. and its affiliated companies. Agora Trading System Ltd. is authorized to determine and induce alle the steps needed for execution of the transfer, to delegate authority to act or use parts of this form in order to achieve the aim of transfer. Agora Trading System Ltd. and its partners are not authorized to give further explanations. X X Customer Signature Date Additional Signature (for Joint Account) Date

5 Tel: (+49) (0) Fax: (+49) +44 (0) Transfer of assets This form authorizes the transfer of assets from a bank or broker to your Agora Trading System Ltd. account. The account needs to have at least one owner that is equal to your the Agora Trading System Ltd. account. Transfers from businesses to private persons or vice versa are not possible. Please notice that it is only possible to transfer products that are available for trading with our system. Should you not be sure about your products to be transferred, please contact us in advance with a list of products to be transferred, via fax under (+49) Please make sure your fax is readable. Although not required, it is helpful to avoid errors in the transfer process if you send a copy of the most recent account statement from the sending broker. This statement will be used solely to verify that the account and security information is correct. The statement will be destroyed as soon as the transfer is effected. Please refer to the example given above to fill in the form beginning with this page. If you should have questions or if you need any help filling in the form we ask you kindly to give us a call under (+49) Account Information (your Agora Trading System Ltd. account) Account Number: Account Title: Account Type: Social Security Number or Tax ID Number of Account: Account Information of sending Bank/Brokers (here Name of sending Bank/Broker) Broker Currently Holding your Account: (only for US residents) Address of Current Bank/Broker: City/State/Country of Bank/Broker: Name(s) of Contact Person at Bank/Broker: of Contact Person: Telephone number of Bank/Broker: Fax number of Bank/Broker: Account Owner Name(s): Account Number at Bank:

6 Tel: (+49) (0) Fax: (+49) +44 (0) Assets to transfer detailed list of positions. If more space is required, then please add another table to this list and mark them with your initials. To be filled in by client Please ask your sending bank/broker for this information/eg. to be filled in by bank/broker Symbol Description of Asset Quantityl ISIN Settle Date Depository X Initials of Accountholder(s):

7 Tel: (+49) (0) Fax: (+49) +44 (0) Assets to transfer detailed list of positions. If more space is required, then please add another table to this list and mark them with your initials. To be filled in by client Please ask your sending bank/broker for this information/eg. to be filled in by bank/broker Symbol Description of Asset Quantity ISIN Settle Date Depository Signatures - Please read and sign this section Please transfer all assets which are named above onto my account. I agree that the transfer of these assets are subject to the business conditions and rules of the Agora Trading System Ltd. and its partners, especially of Interactive Brokers Ltd. and its affiliated companies. Agora Trading System Ltd. is authorized to determine and induce alle the steps needed for execution of the transfer, to delegate authority to act or use parts of this form in order to achieve the aim of transfer. Agora Trading System Ltd. and its partners are not authorized to give further explanations. X X Customer Signature Date Additional Signature (for Joint Account) Date

8 Depot Transfer Tel: (+49) (0) Fax: (+49) +44 (0) Name of sending Bank: Address/Street: Address/Zip/Postcode-City: Depot Transfer Number of Account/Depot: Please provide number of account/depot of sending bank! Dear Sir or Madam, please transfer my assets according to the transfer order which you have received in copy or will receive in copy from my account with you. Number of Account/Depot: Thank you very much. With regards, Name / First Name (Please print) City / Date Signature