UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF FLORIDA UNITED STATES COURTHOUSE NORTH ADAMS STREET TALLAHASSEE, FLORIDA
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1 UNED SES DSRC COUR NORHERN DSRC OF FLORD SELF NED MENDMEN UNED SES COURHOUSE NORH DMS SREE LLHSSEE, FLORD CHMBERS OF WLLM SFFORD SENOR UDGE une 15, 2007 C C::':-?C: rn _:. a :r - -nl'..., = C :5? c; '-- rn :z 0 -: c:: co -0 ry rn - < m "' 0 he Honorable Ortre D. Smth, Char C 0 r11 udcal Conference of the Unted States er Commttee on Fnancal Dsclosure One Columbus Crcle, NE Washngton, D.C Re: 2006 Fnancal Dsclosure Report Dear udge Smth: hank you for your May 15, 2007 letter. have chosen to ncorporate those comments n an amended report. he followng was nadvertently omtted n POSONS (PR 1) of my prl 17, 2007 report: Member, Board of Drectors Sacred Heart Hosptal, Pensacola, Florda hs tem s also ncorporated n the amended report. Your servce to the judcary s apprecated. trust that the enclosed amended report wll smplfy your commttee's work n the future. Respectfully yours, d Enclosure: mended 2006 Fnancal Dsclosure Report (Sgned orgnal and three copes)
2 = FNNCL DSCLOSURE REPOR SELF NED MENDMEN Report Requred by the Ethcs n Government ct of 1978 Rev FOR CLENDR YER 2006 (5 US.C. app ) 1. Person Reportng (last name, frst, mddle ntal) Court or Organzaton Stafford, r., Wllam H U.S. Dstrct Court, NDFL tle (rtcle judges ndcate actve or senor status; magstrate judges ndcate full- or part-tme) Senor U.S. Dstrct udge Sa. Report ype (check approprate type) D Nomnaton, Date D ntal Onnual D Fnal 6. Reportng Perod to 12/31/2006 Sb. mended Report 7. Chambers or Offce ddress US Courthouse 111 North dams Street allahassee, FL On the bass of the nformaton contaned n ths Report and any modfcatons pertanng thereto, t s, n my opnon, n complance wth applcable laws and regulatons. Revewng Offcer Date /MPO R N NO ES: he nstructons accompanyng ths form must be followed. Complete all parts, checkng the NONE box/or each part where you have no reportable nformaton. Sgn on last page.. POSONS. (Reportng ndvdual only; see pp of nstructons.) D NONE (No reportable postons.) POSON NME OF ORGNZON/ENY. Member, Board of Drectors Sacred Heart Hosptal, Pensacola, Florda. GREEMENS. (Reportng ndvdual only; see pp of nstructons.) [ NONE (No reportable agreements.) C Cf c;,-n a:.; c.,.,, c: :: Pl:: o ); > -n; - -q - C) Pl r- =.,,,,. L- c:: :z co l ry C) C ;; rn 0 rn t; rn 0 PRES ND ERMS.
3 FNNCL DSCLOSURE REPOR Name of Person Reportng Page 2of8 Stafford, r., Wllam H 06/15/2007. N 0 N-NVESMEN N CO ME. (Reportng ndvdual and spouse; see pp of nstructons.). Fler's Non-nvestment ncome [R NONE (No reportable non-nvestment ncome.) SOURCE ND YPE NCOME (yours, not spouse's). B. Spouse's Non-nvestment ncome - f you were marred durng any porton of the reportng year, complete ths secton. (Dollar amount not requred except for honorara.) [R NONE (No reportable non-nvestment ncome.) SOURCE ND YPE. V. REMBURSEMENS - transportaton, lodgng,food, entertanment. (ncludes those to spouse and dependent chldren. See pp of nstructons.) [R NONE (No reportable rembursements.) SOURCE DESCRPON l.
4 FNNCL DSCLOSURE REPOR Name of Person Reportng Page 3of8 Stafford, r., Wllam H 06/15/2007 V. GFS. (ncludes those to spouse and dependent chldren. See pp of nstructons.) [ NONE (No reportable gfs.) SOURCE DESCRPON VLUE. V. LBLES. (ncludes those of spouse and dependent chldren. See pp of nstructons.) B NONE (No reportable labltes.) CREDOR DESCRPON VLUE CODE.
5 - FNNCL DSCLOSURE REPOR Page 4of8 Name of Person Reportng Stafford; r., Wllam H V. NVESMENS and RUSS -ncome, value, transactons (ncludes those of the spouse and dependent chldren. See pp of flng nstructons.) D NONE (No reportable ncome, assets, or transactons.). B. c. D. Descrpton of ssets ncome durng Gross value at end of ransactons durng reportng perod (ncludng trust assets) reportng perod reportng perod Place "(X)" after each asset exempt from pror dsclosure () (l) (4) (5) (2) (2) (-P) (2) (l ) (3) mount ype (e.g. Value Value ype (e.g. Date Value Gan dentty of Code dv., rent> Code 2 Method buy, sell, Month - Code 2 Code l buyer/seller (-H) or nt.) Code3 redempton) Day (-P) (-H) (f prvate (Q-W) transacton). New York Lfe nsurance Co. w Prudental Lfe nsurance Co. (polcy) w r..- (tme share) None w Brokerage ccount #1 - Bank Depost Program Money Market - nterest Morgan Stanley 6. - lled Captal Corp. (common stock) c 7. - Blackrock World nvestment rust (closed c L end 8. - Cohen & Steers Select Utlty Fund (closed end 9. - DWS Dreman Value nc Edge Fund 11/21 (closed end Genentech nc (common stock) Nuveen NSD Qua! Mun Fund (closed end nterest oyota Motor CP DR (common stock) Lehman Brox HLDG (preferred stock) B 1 - GMC 8.000% (corporate bond) B nterest 1 - PMCHSE Captal XV (fxed-rate B nterest captal securty) Unt Claymore Secs Closed-End Equty & 11/15 nc Ser (unt tst) GMC Bank Greenevlle CD nterest Redempton ncome Gan Codes: =$1,000 or less B =$ 1,00 - $2,500 C =S2,50 - $5,000 D =S5,00 - S 15,000 E =$15,001 $50,000 (See Columns B and D4) F =S50,00 - $ 00,000 G =$100,001 - $1,000,000 H =$1,000,00 $5,000,000 H2 =More than $5,000,000 Value Codes =$ 5,000 or less =$15,001. $50,000 L =$50,00 - $ 00,000 M =$100,00 $250,000 (See Columns C and 03) N =$250,00 - $500,000 0 =$500,00 - $1,000,000 P =$1,000,00 - $5,000,000 P2 =$5,00,001 - $25,000,000 Value Method Codes P3 =$25,000,001 - $50,000,000 R =:Cost (Real Estate Only) P4 ::More than SS0,000,000 =Cash Market (See Column C2) Q =pprasal V :Qther S =ssessment U =Book Value W =Estmated
6 FNNCL DSCLOSURE REPOR Name of Person Reportng Page 5of8 Stafford, r., Wllam H 06/15/2007 V. NVESMENS and RUSS - D NONE (No reportable ncome, assets, or transactons.) ncome, value, transactons r1nc1udes those of the spouse and dependent chldren. see PP offng nstructons.). B. C. D. Descrpton of ssets 1ncome durng Gross value at end of ransactons durng reportng perod (ncludng trust assets) reportng perod reportng perod () (2) () (2) (2) (3) (4) Place "(X)" after each asset mount ype (e.g. Value Value ype (e.g. Date Value Gan dentty of exempt from pror dsclosure Code dv., rent, Code 2 Method buy, sell, Month- Code 2 Code buyer/seller (-H) or nt.) Code 3 redempton) Day (-P) (-H) (f prvate (Q-W) transacton) (-P) () (5) Frst Federal Bank of Calforna FSB Santa nterest Redempton 4/26 Monca C CD M& Bank FSB Las Vegas CD nterest Redempton 7/ Machas Savngs Bank Machas ME CD nterest Redempton 10/ Greater Bay Bank Federally nsured nterest L 1/15 L Depost 2 Brokerage ccount #2 2 - Bank Depost Program Money Market - nterest Morgan Stanley 2 - S&P 500 ndex Fund (EF) 2 - Compass Bancshares (common stock) Damonds rust Seres ( EF) Duke Energy (common stock) DWS Dreman Value nc Edge Fund 12/08 (closed end General Electrc (common stock) Goodyear re & Rubber ( cotnmon stock) None ohnson & ohnson (common stock) 3 - Lyondell Chemcal (common stock) 3 - NVD Corp (common stock) None 3 - anger Factory (common stock) l. ncome Gan Codes: ""$1,000 or less B =$1,00 - $500 c =$2,501 - $5,000 D =S5,00 - $15,000 E =S 15,00 - $50,000 (See Columns B and 04) F =$50,00 -$ 00,000 G =$100,001 -Sl,000,000 H =$1,000,00 - $5,000,000 H2 =More than S5,000,000 Valle Codes =$15,000 or ess =$15,001 -$50,000 L =S50,00 - S 00,000 M =S00,00 - $250,000 (See Columns Cl and 03) N =$250,00 - $500,000 0 =$500,00 - $1,000,000 Pl =Sl,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 Value Method Codes (See Column C2) P3 =$25,000,001 - $50,000,000 Q =pprasal U =Book Value R =Cost (Real Estate Only) V""Other P4 =More than $50,000,000 S =ssessment W =Estmated =Cash Market
7 FNNCL DSCLOSURE REPOR Name of Person Reportng Page 6of8 Stafford, r., Wllam H 06/15/2007 V. NVESMENS and RUSS - ncome, value, transactons (ncludes those of the spouse and dependent chldren. See pp of flng nstructons.) D NONE (No reportable ncome, assets, or transactons.). B. c. D. Descrpton of ssets ncome durng Gross value at end of ransactons durng reportng perod (ncludng trust assets) reportng perod reportng perod () (2) () (2) () (2) (3) (4) (5) Place "(X)" after each asset mount ype (e.g. Value Value ype (e.g. Date Value Gan dentty of exempt from pror dsclosure Code dv., rent, Code 2 Method buy, sell, Month - Code 2 Code l buyer/seller (-H) or nt.) (-P) Code 3 redempton) Day (-P) (-H (f prvate (Q-W) transacton) 3 -YCO ntl (common stock) WalMart (common stock) Sell 12/ Wells Fargo & Co. (common stock) 38. R's - (ggregate Ownershp) c M 39. -Lqud sset Fund (money market) - Morgan Stanley 40. -empleton Developng Markets (mutual Partal Sell 7/21 B 41. -PMCO Hgh Yeld (mutual Partal Sell 7/ PMCO otal Return (mutual 7/21 4 -llanz NF Small Cap Value (mutual Partal Sell 10/ NG ntl Value (mutual Partal Sell 10/ Rowe Prce Eq nc (mutual Partal Sell 7/ Blackrock ntermedate Bond (mutual Blackrock Low Duraton (mutual Partal Sell X Enterprse Growth Fund (mutual Wells Fargo Opportunty NV Fd (mutual Partal Sell 10/ ncome Gan Codes: =:$ l,ooo or less B =$1,00 -$2,500 C =$2,50 - $5,000 D =$5,00 - S15,000 E =$15,001 -$50,000 (See Columns Bl and 04) F =$50,001 - $100,000 G =S 100,00 - S 1,000,000 H =S,000,001 -$5,000,000 H2 =More than $5,000,000 Value Codes "'S 5,000 or less =$15,00 - $50,000 L =$50,001 -$100,000 M =$ 00,00 - $250,000 (See Columns Cl and 03) N =$250,00 -$500,000 0 =$500,00 -$1,000,000 Pl =$1,000,00l -$5,000,000 P2 =$5,000,001 $25,000,000 Value Method Codes (See Column C2) P3 =$25,000,001 - $50,000,000 Q =pprasal U =Book Value R =Cost (Real Estate Only) P4 =More than $50,000,000 V ""Other S =ssessment W =Estmated =Cash Market
8 FNNCL DSCLOSURE REPOR Name of Person Reportng Page 7of8 Stafford, r., Wllam H 06/15/2007 V. DDONL NFORMON OR EXPLNONS. (ndcate parto/reporl) Many of the entres n prevous reports were, and contnue to be, held as R's wth Morgan Stanley and are reported under the ggregate of Ownershp rrangement. tem #6 from 2005 report: Cnergy Corporaton name has been changed to Duke Energy (now tem# 27). tem #20 from 2005 report was sold and s no longer reported. tem #25 from 2005 report was a duplcate of tem #17 and has been dropped. tem #46 / from 2005 report were closed n 2005 and were dropped from the 2006 report. tem #42, #46, #48: s for each poston were addtons to exstng postons.
9 FNNCL DSCLOSURE REPOR Name of Person Reportng Page 8of8 Stafford, r., Wllam H 06/15/2007 X. CERFCON. certfy that all nformaton gven above (ncludng nformaton pertanng to my spouse and mnor or dependent chldren, f any) s accurate, true, and complete to the best of my knowledge and belef, and that any nformaton not reported was wthheld because t met applcable statutory provsons permttng non-dsclosure. further certfy that earned ncome from outsde employment and honorara and the acceptance of gfts whch have been reported are n complance wth the provsons of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udcal Conference regulatons. Date!' S:: 2- d7: 7-- NOE: y NDVDUL WHO NOWNGLY ND WLFULLY FLSFES OR FLS O OR M Y BE SUBEC O CVL ND CRMNL SNCONS (5 U.S.C. app. 104) FLNG NSRUCONS Mal sgned orgnal and 3 addtonal copes to: Commttee on Fnancal Dsclosure dmnstratve Offce of the Unted States Courts Sute One Columbus Crcle, N.E. Washngton, D.C
10 1. o 10. _ Rev FNNCL DSCLOSURE REPOR FOR CLENDR YER 2006 Report Requred by the Ethcs n Government ct of 1978 (5 U.S.C. app. O- ) 1. Person Reportng (last name, frst, mddle ntal) Court or Organzaton Stafford, r., Wllam H U.S. Dstrct Court, NDFL 04/17/2007 tle (rtcle lll judges ndcate actve or senor status; magstrate judges ndcate full- or part-tme) Senor U.S. Dstrct udge Sa. Report ype (check approprate type) D Nomnaton, ntal D Date 12 nnual D Fnal 6. Reportng Perod 01/01/2006 to 12/31/2006 Sb. D mended Report 7. Chambers or Offce ddress 8. On the bass of the nformaton contaned n ths Report and any modfcatons pertanng thereto, t s, n my opnon, n complance US Courthouse wth applcable laws and regulatons. 111 North dams Street allahassee, FL Revewng Offcer Date MPORN NOES: he nstructons accompanyng thsfonn must be followed. Complete all parts, checkng the NONE box for each part where you have no reportable nformaton. Sgn on last page.. POSONS. (Reportng ndvdual only; see pp ofns tncto11s.) [ NONE (No reportable postons.) POSON NME OF ORGNZON/ENY.. GREEMENS. (Reportng ndvdual 011/y; see pp of ns tructons.).. c:: C c:.:.") -- (/) :: 0 :: :-n r- -r -o o- ::0 (") l/)= c> C... [ NONE (No reportable agreements.) C>)> -qr n -,, PRES ND ERMS :::.z!'10 0 (l _o >.. 0.
11 FNNCL DSCLOSURE REPOR Page 2 of 8 Name of Person Reportng Stafford, r., Wllam H 04117/2007. N 0 N-NVESMEN NC 0 ME. (Reportng ndvdual and spouse; see pp of nstructons.). Fler's Non-nvestment ncome [R NONE (No reportable non-nvestment ncome.) SOURCE ND YPE NCOME (yours, not spouse's) 1. B. Spouse's Non-nvestment ncome - /you were marred durng any porton of tle reportng year, complete ths secton. (Dollar amount not requred except for lwnorara.) [R NONE (No reportable non-nvestment ncome.) SOURCE ND YPE 1. V. REMB URSEl\ENS -- transportaton, lodgng, food, entertanme1l/. (!tzclllde.\ those to spouse and dependent chldren. See pp of nstructons.) [ NONE (No reportable rembursements.) SOURCE DESCRPON l.
12 FNNCL DSCLOSURE REPOR Page 3 of 8 Name or Person Reportng Stafford, r., Wllam H Date or Report 04/17/2007 V. G FS. (ncludes those to spouse and dependelll chldren. See pp of nstructons.) B NONE (No reportable gfts.) SOURCE DESCRPON VLUE. V. LBLES. (ncludes those of spouse and dependent chldren. See pp ofnstructo11s.) B NONE (No reportable labltes.) CREDOR DESCRPON VLUE CODE.
13 FNNCL DSCLOSURE REPOR Page 4 of 8 Name or Person Reportng Stafford, r., Wllam H Date or Report 04117/2007 V. NVESMENS and RUSS.. 11come, value, transactons (l11c/udes those of the spouse a11d dependent chldren. See pp of flng nstructons.) D NONE (No reportable ncome, assets, or transactons.) : s : reportng perod, (!) (2) mount ' ype (e.g. Code dv., rent, ( H) or! nt.) ; ---:: c pt of lncom urng (ncludng trust assets) Place "(X)" after each asset exempt from pror dsclosure [ c----! Code2 (-P) c. Gross value at end of reportng perod () Value!! (2) Value Method Code 3 () ype (e.g. buy, sell, redempton) (Q W) ; - D. ransactons durng reportng perod (2) (3) (4) Date Value Gan Month - Code 2 Code Day (-P) (-H) (5) dentty of buyer/seller (f prvate transacton) l. New York Lfe nsurance Co. w Prudental Lfe nsurance Co. (polcy) w (tme share) None w Brokerage ccount# - ctve ssets Bank Depost Program Money Market nterest 6. - lled Captal Corp. (common stock) c 7. - Blackrock World nvestment rust (closed end c L 8. - Cohen & Steers Select Utlty Fund (closed end 9. - DWS Dreman Value nc Edge Fund (closed end l 1/ Genentech nc (common stock) l. - Nuveen NSD Qua! Mun Fund (closed enc nterest 11/ oyota Motor CP DR (common stock) 11/ Lehman Brox HLDG (preferred stock) B 1 - GMC 8.000% (corporate bond) B nterest 1 - PMCHSE Captal XV (fxed-rate captal securty) B nterest Unt Claymore Secs Closed-End Equty & nc Ser (unt tst) 11/ GMC Bank Greenevlle CD nterest Redempton 1/26 t. ncome Gan Codes: ::$1,000 or less l =$1.00 -$500 c =$501 - $000 [) =$5,001 -$1000 (Sec C1)lumns Bl and 04) F =$50.00 $100.XO G =$ $1.000.XO H =$ $ H2 o:::morc than $000,000 Yalu..: Codes =$15,0011 or less =$1O - $50.rnO L =$50.X -$ M =$100.X\ -$ (See Columns Cl and 3) N =5250.0U -$ =$5!X.001 -$1.00ll,000 Pl =$ $5,000.XX 1'2 =$0X.O -$25, Valu. Melh(x Colcs P 25, $50.0rnl.OXl R =CosL (Real Estate Only) P4 =More lhan $50,000,000 =Cash Market (SL'e Column c:n Q =pprasal V =Other S =ssessment U =Book Value W =Estmated E =$1001 -$50.000
14 1 FNNCL DSCLOSURE REPOR Page 5 of 8 Name or Person Reportng Stafford, r., Wllam H Date or Report 04/17/2007 V. NVES ENS and RUSS -ncome, value, transactons (ncludes those of the spouse and dependellt chldren. See pp of flng nstructons.) D NONE (No reportable ncome, assets, or transactons.). Descrpton of ssets (ncludng trust assets) Place "(X)" after each asset exempt from pror dsclosure 1 - : com dunn --- ross : e at n reportng penod reportmg penod : (2) :!mount 1 ype (e.g. Value Value Code l dv., rent, Code 2 Method (-H) or nt.) (-P) Code 3 (Q-W) () ' (2) (1)! -: ; - () ype (e.g. buy, sell, redempton) D. ransactons durng reportng perod (2) (3) (4) Date Value Gan Month - Code 2 Code Day (-P) (-H) (5) dentty of buyer/seller (f prvate transacton) 18. -Frst Federal Bank of Calforna FSB Santa Monca C CD nterest Redempton 4/ M& Bank FSB Las Vegas CD nterest Redempton 7/ Machas Savngs Bank Machas ME CD nterest Redempton 10/ Greater Bay Bank Federally nsured Depost nterest L 11/15 2 Brokerage ccount #2 2 -ctve ssets Bank Depost Program Money Market nterest 2 -S&P 500 ndex Fund (EF) 2 - Compass Bancshares (common stock) Damonds rust Seres 1 ( EF) Duke Energy (common stock) DWS Dreman Value nc Edge Fund (closed end 12/ General Electrc (common stock) Goodyear re & Rubber (common stock) None ohnson & ohnson (common stock) 3 -Lyondell Chemcal (common stock) 3 - NVlDl Corp (common stock) None 3 - anger Factory (common stock)!. (m:oml.! Gan Codes: =S l.000 or kss!l=$1,0lll -$500 c =$2,501 -$5,000 [) =$5,001 -$15,000 E =$15,001 - $50,000 (Sc'C Columns Bl and D4) F"150,00l - OO,OOO (; =$100.flll - $1.lXlO.fX)O H =$1,000,001-$000,<XlO H2 =More than $000,000 Valu.: Codes =$1000 or less =$ $ L =$50,00 - $ M =$ 00,00 -$250,000 (Sec Columns Cl and D) N " l -$5tX.OOO 0 =S5tX,OO -$ Pl =$1,(OD.001 -$5,tXlO.O<X 1'2 =$5,000,001 -$25,000,000 Yalu.: McLhlxl Codes 1'3 =$25, $ fllX R =Cost (Real fatale Only) P4 =More Lhan $50.000,000 =Cash Market {Sec Column C2) Q =pprasal V =Other S =ssessment U :::Book Value W =Estmmcd
15 2 2 FNNCL DSCLOSURE REPOR Page 6 of 8 Name of Person Reportng Stafford, r., Wllam H 04/17/2007 V. NVESMENS and RUSS -- ncome, value, transactons r1nc1udes those of the spouse and dependent chldren. see PP.-60 of flng 11structo11s. D NONE (No reportable ncome, assets, or transactons.). Descrpton of ssets (ncludng trust assets) Place "(X)" after each asset exempt from pror dsclosure ' ' B. ncome durng C. Gross value at end of reportng perod reportng perod r r---c2- --, c-1 / c-2> - - -C- -, c-2,---- -c3-l -r-c4-l--,- -c-s mount : ype Value (e.g. Value ype (e.g. Date Value Gan dentty of Code dv., rent, Code Method buy, sell, Month - Code Code l buyer/seller -H) 1 ( - D. ransactons durng reportng perod or nt.) 1LE(-P) Code 3 redempton) Day (-P)( -H) prvate (f ) transacton) 3 - YCO ntl (common stock) WaMart (common stock) Sell 12/ Wells Fargo & Co. (common stock) 38. R's - (ggregate Ownershp) c M Lqud sset Fund (money market) empleton Developng Markets (mutual Partal Sell 7121 B PMCO Hgh Yeld (mutual Partal Sell 7/ PMCO otal Return (mutual 7/ llanz NF Small Cap Value (mutual Partal Sell NG ntl Value (mutual Partal Sell Rowe Prce Eq nc (mutual Partal Sell 7/ Blackrock ntermedate Bond (mutual 7/ Blackrock Low Duraton (mutual Partal Sell 7/ X Enterprse Growth Fund (mutual Wells Fargo Opportunty NV Fd (mutual Partal Sell ncome Gan Codes: =$1,000 or less B =$ $2,500 C =$2,50 -$5,000 D =$5,001 -$15,000 E =$1001 -$50,000 (Sec Columns n and D4) F =$50,00 -$ G=$100,00 -$1.00.OOO H =$ $lx0.000 H2 =More than $000, Value Colcs =$1000 or kss Sl00 -$ L =$ $ 00,000 M =$100,001 - $250,000 (See Columns C and D) N $ $51Hl.OOO 0 =$51Xl,OO - $1,000,000 Pl =$1,000,00 -$5,000.0X) 1'2 =$5,000,001 - $25,000,000. Value Mcthlx Cntcs P3 2rnxun 1. s50.ooo.01x1 R =Cosl (Real Estate Only) 1'4 More rhnn $50, =Cash Market (Set: Column Cl) Q =pprasal V :;tht.:r S =ssessment U =B011k Value W =Estmated
16 FNNCL DSCLOSURE REPOR Name of Person Reportng Page 7 of 8 Stafford, r., Wllam H 04/17/2007 V. DDONL NFORMON OR EXPLNONS. (lndcate parofreport.) Many of the entres n prevous reports were, and contnue to be, held as R's wth Morgan Stanley and are reported under the ggregate of Ownershp rrangement. tem #6 from 2005 report: Cnergy Corporaton name has been changed to Duke Energy (now tem# 27). tem #20 from 2005 report was sold and s no longer reported. tem #25 from 2005 report was a duplcate of tem #17 and has been dropped. tem #46 / from 2005 report were closed n 2005 and were dropped from the 2006 report. tem #42, #46, #48: s for each poston were addtons to exstng postons.
17 FNNCL DSCLOSURE REPOR Name or Person Reportng Date or Report Page 8 of 8 Stafford, r., Wllam H X. CERFCON. certfy that all nformaton gven above (ncludng nformaton pertanng to my spouse and mnor or dependent chldren, f any) s accurate, true, and complete to the best of my knowledge and belef, and that any nformaton not reported was wthheld because t met applcable statutory provsons permttng non-dsclosure. further certfy that earned ncome from outsde employment and honorara and the acceptance of gfts whch have been reported are n complance wth the provsons of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and udcal Conference regulatons. Sgnature Date / :07- NOE: NY NDVDUL WHO NOWNGLY ND WLFULLY FLSFES OR FLS O FLE DS REPOR MY BE SUBEC O CVL ND CRMNL SNCONS (5 U.S.C. app. 104) FLNG NSRUCONS Mal sgned orgnal and 3 addtonal copes to: Commttee on Fnancal Dsclosure dmnstratve Offce of the Unted States Courts Sute One Columbus Crcle, N.E. Washngton, D.C
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