PROSPECTUS August 15, 2011 INTRICON CORPORATION. Summary of the 2007 Employee Stock Purchase Plan

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "PROSPECTUS August 15, 2011 INTRICON CORPORATION. Summary of the 2007 Employee Stock Purchase Plan"

Transcription

1 PROSPECTUS August 15, 2011 INTRICON CORPORATION Summary of the 2007 Employee Stock Purchase Plan This document constitutes part of a prospectus covering securities that have been registered under the Securities Act of Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these securities or passed upon the adequacy or accuracy of this prospectus. Any representation to the contrary is a criminal offense. An investment in these securities involves risks and uncertainties. You should consider carefully the risk factors described in our Annual Report on Form 10-K for the year ended December 31, 2010, which is incorporated by reference in this prospectus, before you decide to invest in these securities. These risk factors will be updated from time to time in our periodic or current reports filed with the Securities and Exchange Commission. IntriCon's common stock, par value $1.00 per share (the "Common Shares"), is listed on the Nasdaq Global Market under the ticker symbol IIN. The following statements concerning the 2007 Employee Stock Purchase Plan (the Plan ) are designed to be summaries of the principal features of the Plan. The following statements are not intended to be, and do not purport to be, complete and are qualified in their entirety by reference to the provisions of the Plan. Additional information about the Plan and the Compensation Committee of the Board of Directors which administers the Plan, including copies of the Plan, is available to any participant of the Plan, without charge, upon written or oral request to: Scott Longval, Chief Financial Officer, IntriCon Corporation, 1260 Red Fox Road, Arden Hills, MN 55112; Telephone (651) In this Prospectus, the term Company, as well as the terms we, us, our are sometimes used to refer to IntriCon. You should rely only on the information contained or incorporated by reference in this prospectus. We have not authorized anyone to provide you with different information. You should not assume that the information in this prospectus, including information incorporated by reference, is accurate as of any date other than the date on the front of this prospectus or the date of filing in the case of information incorporated by reference. This prospectus is not an offer to sell nor is it seeking an offer to buy the securities in any jurisdiction where that offer or sale is not permitted.

2 Table of Contents PAGE SUMMARY OF THE PLAN...1 General....1 Administration....1 Eligibility....1 Number of Shares Subject to the Plan...2 Subscription Periods and Participation Election...2 Method of Purchase; Purchase Price...2 Maximum Purchase Levels....3 Termination of Participation...3 Adjustments....3 Non-Transferability...4 Amendment and Termination....4 ERISA Compliance...4 FEDERAL INCOME TAX CONSEQUENCES RELATED TO PARTICIPATION IN THE PLAN...4 RESALES OF COMMON SHARES ACQUIRED UNDER THE PLAN...5 WHERE YOU CAN FIND MORE INFORMATION...6 HOW TO ENROLL IN THE PLAN...7 i

3 SUMMARY OF THE PLAN General. The purpose of the Plan is to provide eligible employees of the Company and its domestic subsidiary corporations with an opportunity to acquire a proprietary interest in the Company through the purchase of Common Shares of the Company. As described in more detail below, the Plan is intended to qualify as an employee stock purchase plan under Section 423 of the Internal Revenue Code (the Code ). The Plan was originally adopted by the Board of Directors of the Company in March 2007 and approved by the shareholders in April In February 2011, the Board of Directors adopted an amendment to the Plan to increase the number of Common Shares which may be purchased under the Plan by an additional 100,000 Common Shares, which amendment was approved by the shareholders in April Administration. The Plan is administered by the Compensation Committee (the Committee ) of the Board of Directors. The Committee is comprised solely of our outside directors who are intended to satisfy the requirements of the Rule 16b-3 under the Securities Exchange Act of 1934, as amended (the 1934 Act ). The Committee s authority includes the authority to: establish the terms, conditions, restrictions, purchase price per Common Share (subject to the terms and conditions of the Plan) and other provisions applicable to the right to purchase Common Shares under the Plan; interpret the Plan; establish, amend, and rescind any rules and regulations relating to the Plan; determine the terms and provisions of any agreements made pursuant to the Plan; and make all other determinations that may be necessary or advisable for the administration of the Plan. The Committee s right to make any decision, interpretation or determination under the Plan is in its sole and absolute discretion and is final and binding on all persons. Except to the extent prohibited by the provisions of Rule 16b-3, applicable law, the applicable rules of any stock exchange, or any other applicable rules, the Committee may allocate all or any portion of its responsibilities and powers to any one or more of its members, and may delegate all or any part of its responsibilities and powers to any person or persons selected by it or appoint such agents as the Committee deems appropriate. Any such allocation or delegation may be revoked by the Committee at any time. Eligibility. All employees of the Company and each of our domestic subsidiaries are eligible to participate in the Plan once they have been employed by us for twelve months. However, the following persons are not eligible: 1

4 Part-time employees (those whose customary employment is for 20 hours or less a week or not more than five months a year); and Any employee who owns, or would own upon exercising any rights under the Plan or any other option, shares representing 5% or more of the total combined voting power or value of our Common Shares or the stock of any of our subsidiaries. An individual must be employed by us on the first day of a subscription period (as described below) in order to participate in the Plan for that subscription period. Number of Shares Subject to the Plan. A maximum of 200,000 Common Shares may be sold under the Plan. The Committee may adjust this number in the event of a capital adjustment affecting our Common Shares. Common Shares for the Plan may be shares acquired in the open market (on an exchange or in negotiated transactions), previously acquired treasury shares, authorized and unissued shares or any combination thereof. Subscription Periods and Participation Election. The subscription periods under the Plan is the three-month period beginning on the first day of each January, April, July and October. Prior to the beginning of each subscription period, eligible employees may elect to have up to 20% of their cash compensation (excluding bonuses and employee benefit amounts) deducted and paid into the Plan throughout the subscription period, subject to the annual limitation described below. After the beginning of a subscription period, an employee may not change the rate of his or her payroll deductions for that subscription period, except to reduce the amount of the payroll deduction to zero by terminating his or her participation in the Plan (see Termination of Participation below). Method of Purchase; Purchase Price. A separate bookkeeping account is maintained for each participant, which reflects the accumulated payroll deductions made on behalf of the participant from time to time, reduced for any distributions from such account pursuant to the provisions of the Plan. On the last day of each subscription period, the amount deducted from an employee s pay will automatically be applied toward the purchase of our Common Shares at a purchase price equal to 90% of the fair market value of a Common Share on that day (generally, the last updated sales price of a Common Share as reported on the Nasdaq Global Market). The Committee has the authority to reduce or eliminate the discount prior to the beginning of a subscription period. Only whole shares will be purchased for a participating employee. Any amounts remaining in a participant s account after the maximum number of whole shares has been purchased will be returned to the participant, without interest, as soon as administratively possible except that amounts which represent less than the purchase price of one whole Common Share will be held, without interest, for use in the next subscription period. Dividends, if any, earned on any shares held in a participant s account will be reinvested in shares of our Common Shares and credited to the participant s account. After the close of each subscription period, information will be made available to each participant regarding the activity in such participant's account for such subscription period, including the number of Common Shares purchased and the applicable purchase price. 2

5 Maximum Purchase Levels. Under the Plan, no employee may purchase more than $25,000 worth of stock in any calendar year (based on the fair market value of our Common Shares on the first day of the applicable subscription periods), even if that amount is within the 20% deduction limit mentioned above. In addition, no employee may purchase more than 1,250 Common Shares during any subscription period, subject to adjustment in the event of any capital adjustment affecting our Common Shares. Termination of Participation. An employee may voluntarily terminate his or her participation in the Plan by notifying us in writing at least 15 business days (or such other period designated by the Committee) before the last day of any subscription period. If an employee voluntarily terminates his or her participation in the Plan, we will: not make further payroll deductions from that employee s compensation; use the cash balance of that employee s Plan account to buy our Common Shares at the end of the subscription period and pay the employee any cash balance of his or her Plan account without interest; and continue to hold on behalf of that employee any Common Shares previously purchased in his or her Plan account or transfer those Common Shares pursuant to the employee s instructions. An employee s participation in the Plan will automatically terminate when his or her employment with us ends or when he or she ceases to be an eligible employee. In either such event, we will: not make further payroll deductions from the employee s compensation; pay the employee the cash balance of his or her Plan account without interest; and credit, to a book entry account in the participant s name, the number of full Common Shares purchased under the Plan and held for his or her benefit, or if the employee so elects, credit those shares to: a brokerage account designated by the participant, or an account with the same entity that acts as our designated agent under the Plan. Adjustments. If the Company effects any subdivision or consolidation of Common Shares or other capital readjustment, payment of stock dividend, stock split, combination of shares or recapitalization or other increase or reduction of the number of Common Shares outstanding without receiving compensation therefor in money, services or property, then, subject to the requirements of Code Section 423, the Committee may make such adjustments as it may deem appropriate, in its discretion to the number of Common Shares available under the Plan and the maximum number of Common Shares that may be purchased by a participant during any subscription period to reflect appropriately such action by the Company. 3

6 Non-Transferability. Except as otherwise permitted under Code Section 423 and Rule 16b-3 under the 1934 Act, a participant's account, the amount of any payroll deductions made with respect to a participant's compensation and any participant's rights to purchase Common Shares under the Plan may not be pledged, hypothecated, assigned or transferred other than by will and the laws of descent and distribution. During the lifetime of a participant, the rights provided to the participant under the Plan may be exercised only by him or her. Amendment and Termination. The Company, by action of the Board of Directors or the Committee, may amend or terminate the Plan at any time, except that no amendment may adversely affect the right of any participant with respect to Common Shares purchased prior to the date the amendment was adopted, and no amendment may be made without shareholder approval to the extent that approval is required to maintain compliance with Section 423 of the Code. ERISA Compliance. The Plan is not subject to any provisions of the Employee Retirement Income Security Act of FEDERAL INCOME TAX CONSEQUENCES RELATED TO PARTICIPATION IN THE PLAN The following is a brief description of the U.S. federal income tax treatment that will generally apply with respect to purchases under the Plan by participants who are subject to U.S. income tax. This discussion is based on U.S. federal tax laws and regulations presently in effect, which are subject to change, and the discussion does not purport to be a complete description of the U.S. federal income tax aspects of the Plan. Participants may also be subject to foreign, state and/or local taxes in connection with purchases under the Plan, which could differ significantly from U.S. federal income tax consequences. We suggest that participants consult with their individual tax advisors to determine the applicability of the tax aspects of purchases to their personal circumstances. The Plan is intended to qualify under Section 423 of the Code. Under this section, a participant will not be required to recognize taxable income at the time Common Shares are purchased under the Plan. The participant may, however, become liable for tax upon the disposition of the shares of our Common Shares acquired, as described below. In the event that Common Shares acquired pursuant to the Plan are not sold or disposed of (including by way of gift) prior to two years after the first day of the subscription period in which they are purchased or one year after the last day of the subscription period, or in the event of an employee s death whenever occurring, the lesser of (a) the excess of the fair market value of the Common Shares on the date of disposition over the purchase price, or (b) the excess of the fair market value of the Common Shares on the first day of the subscription period over an amount equal to what the purchase price would have been if it had been computed as of that date, will be treated as ordinary income to the participant. Any further gain on disposition will be treated as long-term capital gain and any loss will be treated as a capital loss. We are not entitled to any tax deduction under this scenario. 4

7 In the event a participant sells or disposes of shares acquired pursuant to the Plan before the expiration of the holding periods described above, the excess of the fair market value of the Common Shares on the last day of the subscription period, over the purchase price will be treated as ordinary income to the participant. This excess will constitute ordinary income in the year of sale or other disposition even if no gain is realized on the sale or a gratuitous transfer of the Common Shares is made. The balance of any gain will be treated as a capital gain and will be treated as a long-term capital gain if the Common Shares have been held for more than one year. If the Common Shares are sold for less than their fair market value on the last day of the subscription period, the participant may recognize a capital loss equal to the difference between the sales price and the value of the Common Shares on the last day of the subscription period. We are entitled to a deduction for our taxable year in which such sale or disposition occurs equal to the amount of income includible in the participant s gross income as ordinary income under this scenario. RESALES OF COMMON SHARES ACQUIRED UNDER THE PLAN Persons who are our affiliates may make reoffers and resales of our Common Shares acquired under the Plan only in accordance with an exemption from the registration requirements of the Securities Act, such as the exemption provided by Rule 144 under the Securities Act. For reoffers or resales made in accordance with Rule 144, an affiliate would have to comply with the volume and manner of sale restrictions imposed by that rule, but would not be required to comply with the holding period requirement, assuming this offering constitutes a public offering. An affiliate means a person who directly, or indirectly through one or more intermediaries, controls, is controlled by, or is under common control with us. Control means the possession, direct or indirect, of the power to direct or cause the direction of our management and policies, whether through the ownership of voting securities, by contract or otherwise. Persons who acquire our Common Shares under the Plan and who are not affiliates of ours at the time of their proposed reoffer or resale ordinarily will be entitled to make unregistered reoffers and resales of the shares held by them in reliance upon the exemption set forth in Section 4(1) of the Securities Act. In order to prevent a violation of, or to perfect an exemption from, the registration requirements of the Securities Act or to implement the provisions of the Plan, we may endorse legends upon the certificates for our Common Shares acquired under the Plan and we may issue stop transfer instructions to our transfer agent, as our Board of Directors, in its discretion, determines to be necessary or appropriate. Holders of our Common Shares acquired under the Plan are urged to consult their own securities counsel prior to making any reoffer or resale of such Common Shares. 5

8 WHERE YOU CAN FIND MORE INFORMATION We filed two Registration Statements on Form S-8 with the SEC (SEC File Nos and ) (which, together with all exhibits and schedules thereto, are referred to collectively as the registration statement ) with the SEC with respect to the registration of our Common Shares offered by this prospectus. This prospectus does not contain all of the information set forth in the registration statement and the attached exhibits. For further information pertaining to our business, our Common Shares offered by this prospectus and related matters, you should review the registration statement, including the exhibits filed as a part of the registration statement. Each statement in this prospectus referring to a document filed as an exhibit to the registration statement is qualified by reference to the exhibit for a complete statement of its terms and conditions. We file annual, quarterly and current reports, proxy statements and other information with the SEC. So long as we are subject to the SEC s reporting requirements, we will continue to furnish the reports and other required information to the SEC. We will furnish, to all participants under the Plan, copies of all reports, proxy statements and other communications distributed to shareholders generally. You may read and copy any reports, statements and other information about our files with the SEC at the SEC s public reference room at 100 F. Street, N.E., Washington, D.C Please call the SEC at SEC-0330 for further information on the operations of the Public Reference Room. IntriCon s SEC filings are also available on the SEC s Internet site as part of the EDGAR database ( The Company maintains an internet web site at The Company maintains a link to the SEC s website by which you may review its annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, and amendments to those reports filed or furnished pursuant to Section 13(a) or 15(d) of the Exchange Act We hereby incorporate by reference in this prospectus the following documents: Our Annual Report on Form 10-K for the fiscal year ended December 31, 2010 filed with the SEC on March 8, 2011; Our Quarterly Reports on Form 10-Q for the quarterly periods ended March 31, 2011 and June 30, 2011 filed with the SEC on May 6, 2011 and August 15, 2011, respectively; and The description of our Common Shares which is contained in our Form 8-A filed with the SEC on December 28, All documents subsequently filed by us with the SEC pursuant to Sections 13(a), 13(c), 14 or 15(d) (other than current reports furnished under Items 9 or 12 of Form 8-K) of the Securities Exchange Act of 1934, after the date hereof, and prior to the filing of a post-effective amendment which indicates that all securities offered hereby have been sold or which deregisters 6

9 all securities then remaining unsold hereunder, shall be deemed incorporated by reference into this prospectus and to be a part hereof from the date of the filing of these documents. We will furnish without charge to each person to whom the prospectus is delivered, on the written or oral request of such person, a copy of any or all of the documents incorporated by reference, other than exhibits to such documents (unless such exhibits are specifically incorporated by reference into the information that is incorporated). Requests for such documents should be directed to: Scott Longval, Chief Financial Officer, IntriCon Corporation, 1260 Red Fox Road, Arden Hills, MN 55112; telephone (651) HOW TO ENROLL IN THE PLAN Any person that desires to enroll in the Plan should contact Scott Longval, Chief Financial Officer, IntriCon Corporation, 1260 Red Fox Road, Arden Hills, MN 55112; telephone (651) for further information. 7

Employee Stock Purchase Plan

Employee Stock Purchase Plan Prospectus: Lowe s Companies, Inc. Employee Stock Purchase Plan 70,000,000 Shares of Common Stock Offered under the Lowe s Companies Employee Stock Purchase Plan - Stock Options for Everyone. This prospectus

More information

Verizon Communications

Verizon Communications A Direct Stock Purchase and Share Ownership Plan for Common Stock, $.10 par value per share, of Verizon Communications Inc. Verizon Communications Direct Invest Purchase Verizon shares conveniently. Build

More information

U.S. AND GLOBAL EMPLOYEE STOCK PURCHASE PLANS SUMMARY OF KEY TERMS

U.S. AND GLOBAL EMPLOYEE STOCK PURCHASE PLANS SUMMARY OF KEY TERMS U.S. AND GLOBAL EMPLOYEE STOCK PURCHASE PLANS SUMMARY OF KEY TERMS January 1, 2009 EXECUTIVE SUMMARY This summary highlights some features of the Thomson Reuters U.S. Employee Stock Purchase Plan and the

More information

PROSPECTUS. Aflac Incorporated Worldwide Headquarters 1932 Wynnton Road Columbus, Georgia 31999 1.800.227.4756-706.596.3589

PROSPECTUS. Aflac Incorporated Worldwide Headquarters 1932 Wynnton Road Columbus, Georgia 31999 1.800.227.4756-706.596.3589 PROSPECTUS Aflac Incorporated Worldwide Headquarters 1932 Wynnton Road Columbus, Georgia 31999 1.800.227.4756-706.596.3589 AFL Stock Plan A Direct Stock Purchase and Dividend Reinvestment Plan We are offering

More information

MAXIM INTEGRATED PRODUCTS, INC. 2008 EMPLOYEE STOCK PURCHASE PLAN

MAXIM INTEGRATED PRODUCTS, INC. 2008 EMPLOYEE STOCK PURCHASE PLAN MAXIM INTEGRATED PRODUCTS, INC. 2008 EMPLOYEE STOCK PURCHASE PLAN (As amended) 1 The Company wishes to attract employees to the Company, its Subsidiaries and Affiliates and to induce employees to remain

More information

PEARSON plc EMPLOYEE STOCK PURCHASE PLAN PLAN SUMMARY

PEARSON plc EMPLOYEE STOCK PURCHASE PLAN PLAN SUMMARY PEARSON plc EMPLOYEE STOCK PURCHASE PLAN PLAN SUMMARY THIS DOCUMENT CONSTITUTES PART OF A PROSPECTUS COVERING SECURITIES THAT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. THE SECURITIES HAVE

More information

EMPLOYEE STOCK PURCHASE PLAN

EMPLOYEE STOCK PURCHASE PLAN EMPLOYEE STOCK PURCHASE PLAN Exhibit A to Proxy Statement CIBER, INC. EMPLOYEE STOCK PURCHASE PLAN (as amended May 9, 2012) I. Purpose The CIBER, Inc. Employee Stock Purchase Plan (the Plan ) is intended

More information

UnitedHealth Group Employee Stock Purchase Plan Prospectus

UnitedHealth Group Employee Stock Purchase Plan Prospectus UnitedHealth Group Employee Stock Purchase Plan Prospectus May 2011 These materials, which may include descriptions of company stock plans, prospectuses and other information and documents, and the information

More information

CORELOGIC, INC. 2012 EMPLOYEE STOCK PURCHASE PLAN

CORELOGIC, INC. 2012 EMPLOYEE STOCK PURCHASE PLAN This document constitutes part of a Prospectus covering securities that have been registered under the Securities Act of 1933. 2,000,000 Shares CORELOGIC, INC. Common Stock (par value $0.00001 per share)

More information

Automatic Dividend Reinvestment and Stock Purchase Plan

Automatic Dividend Reinvestment and Stock Purchase Plan Automatic Dividend Reinvestment and Stock Purchase Plan The Automatic Dividend Reinvestment and Stock Purchase Plan ("the Plan") of Media General, Inc. provides all registered holders of its Class A Common

More information

THIS DOCUMENT CONSTITUTES PART OF A PROSPECTUS COVERING SECURITIES THAT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933.

THIS DOCUMENT CONSTITUTES PART OF A PROSPECTUS COVERING SECURITIES THAT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933. PM975d Deluxe Corporation Employee Stock Purchase Plan Summary and Prospectus THIS DOCUMENT CONSTITUTES PART OF A PROSPECTUS COVERING SECURITIES THAT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933.

More information

PROSPECTUS. TELEPHONE AND DATA SYSTEMS, INC. COMMON SHARE AUTOMATIC DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN Common Shares $0.

PROSPECTUS. TELEPHONE AND DATA SYSTEMS, INC. COMMON SHARE AUTOMATIC DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN Common Shares $0. PROSPECTUS TELEPHONE AND DATA SYSTEMS, INC. COMMON SHARE AUTOMATIC DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN Common Shares $0.01 Par Value The Common Share Automatic Dividend Reinvestment and Stock

More information

VECTREN CORPORATION AUTOMATIC DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN

VECTREN CORPORATION AUTOMATIC DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN PROSPECTUS VECTREN CORPORATION AUTOMATIC DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN Vectren Corporation hereby offers to current and potential shareholders, including eligible employees of the Company

More information

Amended and Restated Dividend Reinvestment and Common Stock Purchase Plan

Amended and Restated Dividend Reinvestment and Common Stock Purchase Plan Amended and Restated Dividend Reinvestment and Common Stock Purchase Plan TABLE OF CONTENTS PAGE SUMMARY... 1 AVAILABLE INFORMATION... 2 INCORPORATION OF CERTAIN DOCUMENTS BY REFERENCE... 3 FORWARD LOOKING

More information

Dividend Reinvestment. and Voluntary Stock Purchase Plan for Shareholders

Dividend Reinvestment. and Voluntary Stock Purchase Plan for Shareholders Dividend Reinvestment a and Voluntary Stock Purchase Plan for Shareholders PROSPECTUS BALL CORPORATION Dividend Reinvestment and Voluntary Stock Purchase Plan for Shareholders 2,000,000 Shares of Common

More information

LADENBURG THALMANN FINANCIAL SERVICES INC. QUALIFIED EMPLOYEE STOCK PURCHASE PLAN ARTICLE I BACKGROUND

LADENBURG THALMANN FINANCIAL SERVICES INC. QUALIFIED EMPLOYEE STOCK PURCHASE PLAN ARTICLE I BACKGROUND Adopted by Board: May 21, 2002 Adopted by Shareholders: November 6, 2002 Amendments Approved by Compensation Committee: December 29, 2005 Amendment Approved by Board: September 15, 2006 Amendment Approved

More information

PERCEPTRON, INC. EMPLOYEE STOCK PURCHASE PLAN (Amended and Restated October 22, 2004)

PERCEPTRON, INC. EMPLOYEE STOCK PURCHASE PLAN (Amended and Restated October 22, 2004) PERCEPTRON, INC. EMPLOYEE STOCK PURCHASE PLAN (Amended and Restated October 22, 2004) 1. Purpose. The purpose of the Perceptron, Inc. Employee Stock Purchase Plan (the Plan ) is to promote the best interests

More information

BANK OF MONTREAL SHAREHOLDER DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN

BANK OF MONTREAL SHAREHOLDER DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN BANK OF MONTREAL SHAREHOLDER DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN This Offering Circular covers common shares of Bank of Montreal (the Bank ) which may be purchased on the open market through

More information

THE BOARD OF DIRECTORS RECOMMENDS A VOTE FOR THE APPROVAL OF THE OPTION PLAN, AS AMENDED

THE BOARD OF DIRECTORS RECOMMENDS A VOTE FOR THE APPROVAL OF THE OPTION PLAN, AS AMENDED STOCK OPTIONS To approve a Stock Option Plan which provides for the grant of (a) Incentive Stock Options, (b) Non-qualified Stock Options, and (c) Reload Options (Non-qualified Stock Options which (I)

More information

DESCRIPTION OF THE PLAN

DESCRIPTION OF THE PLAN DESCRIPTION OF THE PLAN PURPOSE 1. What is the purpose of the Plan? The purpose of the Plan is to provide eligible record owners of common stock of the Company with a simple and convenient means of investing

More information

Wells Fargo & Company Stock Purchase Plan

Wells Fargo & Company Stock Purchase Plan Prospectus Wells Fargo & Company Stock Purchase Plan November 1, 2014 This document constitutes part of a prospectus covering securities that have been registered under the Securities Act of 1933. Specifically,

More information

[LOGO] ROGERS COMMUNICATIONS INC. DIVIDEND REINVESTMENT PLAN. November 1, 2010

[LOGO] ROGERS COMMUNICATIONS INC. DIVIDEND REINVESTMENT PLAN. November 1, 2010 [LOGO] ROGERS COMMUNICATIONS INC. DIVIDEND REINVESTMENT PLAN November 1, 2010 Rogers Communications Inc. Dividend Reinvestment Plan Table of Contents SUMMARY... 3 DEFINITIONS... 4 ELIGIBILITY... 6 ENROLLMENT...

More information

Employee Stock Purchase Plan

Employee Stock Purchase Plan Employee Stock Purchase Plan Prospectus dated January 1, 2015 for the CARMAX, INC. AMENDED AND RESTATED 2002 EMPLOYEE STOCK PURCHASE PLAN As Amended and Restated June 23, 2009 8,000,000 shares of CarMax,

More information

Certain capitalized terms in this Premium Dividend and Dividend Reinvestment Plan have the meaning assigned to them under "Definitions" below.

Certain capitalized terms in this Premium Dividend and Dividend Reinvestment Plan have the meaning assigned to them under Definitions below. Premium Dividend and Dividend Reinvestment Plan Certain capitalized terms in this Premium Dividend and Dividend Reinvestment Plan have the meaning assigned to them under "Definitions" below. Important

More information

Wells Fargo & Company Stock Purchase Plan

Wells Fargo & Company Stock Purchase Plan Summary Plan Description/Prospectus Wells Fargo & Company Effective January 1, 2012 This document constitutes part of a prospectus covering securities that have been registered under the Securities Act

More information

LUNDIN MINING CORPORATION INCENTIVE STOCK OPTION PLAN ARTICLE I INTRODUCTION

LUNDIN MINING CORPORATION INCENTIVE STOCK OPTION PLAN ARTICLE I INTRODUCTION LUNDIN MINING CORPORATION INCENTIVE STOCK OPTION PLAN ARTICLE I INTRODUCTION 1.1 Purpose of Plan The purpose of the Plan is to secure for the Company and its shareholders the benefits of incentive inherent

More information

UIL HOLDINGS CORPORATION 2012 NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN

UIL HOLDINGS CORPORATION 2012 NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN UIL HOLDINGS CORPORATION 2012 NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN 1. Purpose The Employee Stock Purchase Plan (ESPP) is intended to provide Employees (as defined herein) of UIL Holdings Corporation

More information

PROSPECTUS MACK-CALI REALTY CORPORATION DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN

PROSPECTUS MACK-CALI REALTY CORPORATION DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN PROSPECTUS MACK-CALI REALTY CORPORATION DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN We are pleased to offer you the opportunity to participate in the Mack-Cali Realty Corporation Dividend Reinvestment

More information

GOLDCORP INC. EMPLOYEE SHARE PURCHASE PLAN FOR U.S. EMPLOYEES

GOLDCORP INC. EMPLOYEE SHARE PURCHASE PLAN FOR U.S. EMPLOYEES March 17, 2013 GOLDCORP INC. EMPLOYEE SHARE PURCHASE PLAN FOR U.S. EMPLOYEES Effective July 1, 2013 1. PURPOSE The purpose of this Employee Share Purchase Plan (the Plan ) is to encourage Employees (as

More information

Shareholder Dividend Reinvestment and Stock Purchase Plan

Shareholder Dividend Reinvestment and Stock Purchase Plan Shareholder Dividend Reinvestment and Stock Purchase Plan 2012 Offering circular 1 WHAT S INSIDE Introduction 3 Summary 4 Contact Information 4 Questions and Answers 5 Shareholder Dividend Reinvestment

More information

COMERICA INCORPORATED AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN

COMERICA INCORPORATED AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN COMERICA INCORPORATED AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN THIS DOCUMENT CONSTITUTES PART OF A PROSPECTUS COVERING SECURITIES THAT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS

More information

Sun Life Financial Inc.

Sun Life Financial Inc. Sun Life Financial Inc. Canadian Dividend Reinvestment and Share Purchase Plan AMENDED AND RESTATED OFFERING CIRCULAR Table of Contents Parts of this Offering Circular... 1 Notice to Non-Registered Beneficial

More information

BEST BUY CO., INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN

BEST BUY CO., INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN BEST BUY CO., INC. 2004 OMNIBUS STOCK AND INCENTIVE PLAN Table of Contents Section 1. Purpose... 1 Section 2. Definitions... 1 Section 3. Administration... 3 (a) Power and Authority of the Committee...

More information

THE YORK WATER COMPANY DIVIDEND REINVESTMENT AND DIRECT STOCK PURCHASE AND SALE PLAN. 500,000 Shares of Common Stock (No Par Value)

THE YORK WATER COMPANY DIVIDEND REINVESTMENT AND DIRECT STOCK PURCHASE AND SALE PLAN. 500,000 Shares of Common Stock (No Par Value) Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-191496 PROSPECTUS THE YORK WATER COMPANY DIVIDEND REINVESTMENT AND DIRECT STOCK PURCHASE AND SALE PLAN 500,000 Shares of Common Stock (No

More information

Your rights will expire on October 30, 2015 unless extended.

Your rights will expire on October 30, 2015 unless extended. DIVIDEND AND INCOME FUND 11 Hanover Square New York, NY 10005 September 28, 2015 Re: Rights Offering. Prompt action is requested. Dear Fellow Shareholder: Your rights will expire on October 30, 2015 unless

More information

Dividend Reinvestment and Stock Purchase Plan Common Stock, Par Value $0.01 Per Share

Dividend Reinvestment and Stock Purchase Plan Common Stock, Par Value $0.01 Per Share PROSPECTUS Dividend Reinvestment and Stock Purchase Plan Common Stock, Par Value $0.01 Per Share This prospectus describes the Popular, Inc. Dividend Reinvestment and Stock Purchase Plan. The Plan promotes

More information

The Bank of Nova Scotia Shareholder Dividend and Share Purchase Plan

The Bank of Nova Scotia Shareholder Dividend and Share Purchase Plan The Bank of Nova Scotia Shareholder Dividend and Share Purchase Plan Offering Circular Effective November 6, 2013 The description contained in this Offering Circular of the Canadian and U.S. income tax

More information

Computershare Trust Company BYDSsm Buy Direct Stock

Computershare Trust Company BYDSsm Buy Direct Stock Computershare Trust Company BYDSsm Buy Direct Stock All correspondence and inquiries concerning the Program should be directed to: Computershare Trust Company P.O. Box A3309 Chicago, Illinois 60690-3309

More information

Employee Share Purchase Plans

Employee Share Purchase Plans Employee Share Purchase Plans Originally Effective April 1, 2002 and Amended and Restated Effective October 25, 2011 Bank of Montreal Qualified Employee Share Purchase Plan For employees of BMO Financial

More information

Notice of Amendment to Plan

Notice of Amendment to Plan Notice of Amendment to Plan The pricing methodology for purchases set forth in the attached document is no longer applicable and has been superseded by the following: Share Purchases under the Plan Under

More information

Founder Stock Purchase Agreement

Founder Stock Purchase Agreement Founder Stock Purchase Agreement Document 1330A Access to this document and the LeapLaw web site is provided with the understanding that neither LeapLaw Inc. nor any of the providers of information that

More information

GE Shareowner Services. GE Stock Direct 1-800-STOCK-GE

GE Shareowner Services. GE Stock Direct 1-800-STOCK-GE GE Shareowner Services GE Stock Direct 1-800-STOCK-GE GE Stock Direct Table of Contents Page Plan Summary....................................... 2&3 How the plan works...................................

More information

Direct Stock Purchase and Dividend Reinvestment Plan 3,000,000 Shares of Common Stock

Direct Stock Purchase and Dividend Reinvestment Plan 3,000,000 Shares of Common Stock Direct Stock Purchase and Dividend Reinvestment Plan 3,000,000 Shares of Common Stock TECO Energy, Inc. is pleased to offer the opportunity to participate in the TECO Energy, Inc. Direct Stock Purchase

More information

EMPLOYEE STOCK PURCHASE PROGRAM Offered by Computershare Trust Company, N.A.

EMPLOYEE STOCK PURCHASE PROGRAM Offered by Computershare Trust Company, N.A. EMPLOYEE STOCK PURCHASE PROGRAM Offered by Computershare Trust Company, N.A. Effective date: 6/1/99 Updated: 5/12/09 Employee questions: Submit a question or request to HR Connections To enroll: estream>quick

More information

RESOURCES CONNECTION, INC. EMPLOYEE STOCK PURCHASE PLAN

RESOURCES CONNECTION, INC. EMPLOYEE STOCK PURCHASE PLAN RESOURCES CONNECTION, INC. EMPLOYEE STOCK PURCHASE PLAN TABLE OF CONTENTS Page 1. PURPOSE... 1 2. DEFINITIONS... 1 3. ELIGIBILITY... 4 4. STOCK SUBJECT TO THIS PLAN; SHARE LIMITATIONS... 4 5. OFFERING

More information

MANITOBA TELECOM SERVICES INC. DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN

MANITOBA TELECOM SERVICES INC. DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN MANITOBA TELECOM SERVICES INC. DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN MAY 12, 2010 SUMMARY Manitoba Telecom Services Inc. Dividend Reinvestment and Share Purchase Plan This is a summary of the features

More information

The Procter & Gamble Company

The Procter & Gamble Company PROSPECTUS 16,829,308 Shares of Common Stock (without par value) of The Procter & Gamble Company To Participants in the Procter & Gamble Shareholder Investment Program No person has been authorized to

More information

ALTRIA GROUP, INC. CHAIRMAN OF THE BOARD NEW YORK, NEW YORK 10017. March 20, 2007. Dear Altria Shareholder:

ALTRIA GROUP, INC. CHAIRMAN OF THE BOARD NEW YORK, NEW YORK 10017. March 20, 2007. Dear Altria Shareholder: ALTRIA GROUP, INC. LOUIS C. CAMILLERI 120 PARK AVENUE CHAIRMAN OF THE BOARD NEW YORK, NEW YORK 10017 Dear Altria Shareholder: March 20, 2007 As you know, on January 31, 2007, the Board of Directors of

More information

DOLLAR GENERAL CORPORATION DIRECT STOCK PURCHASE PLAN

DOLLAR GENERAL CORPORATION DIRECT STOCK PURCHASE PLAN DOLLAR GENERAL CORPORATION DIRECT STOCK PURCHASE PLAN DOLLAR GENERAL DIRECT STOCK PURCHASE PLAN This document describes the Dollar General Direct Stock Purchase Plan (the Plan ). The Plan promotes long-term

More information

AMENDED AND RESTATED ARTICLES OF INCORPORATION OF BEST BUY CO., INC. ARTICLE I NAME. The name of this corporation shall be Best Buy Co., Inc.

AMENDED AND RESTATED ARTICLES OF INCORPORATION OF BEST BUY CO., INC. ARTICLE I NAME. The name of this corporation shall be Best Buy Co., Inc. AMENDED AND RESTATED ARTICLES OF INCORPORATION OF BEST BUY CO., INC. ARTICLE I NAME The name of this corporation shall be Best Buy Co., Inc. ARTICLE II REGISTERED OFFICE; REGISTERED AGENT The registered

More information

ATMOS ENERGY CORPORATION

ATMOS ENERGY CORPORATION PROSPECTUS 2,000,000 Shares ATMOS ENERGY CORPORATION DIRECT STOCK PURCHASE PLAN Common Stock We are offering the shares to our shareholders, our customers and other investors under our Direct Stock Purchase

More information

(c) Management Company Employees Options may also be granted to individuals (hereinafter referred to as Management Company Employees ) employed by a

(c) Management Company Employees Options may also be granted to individuals (hereinafter referred to as Management Company Employees ) employed by a POET TECHNOLOGIES INC. (the Corporation ) (formerly OPEL Technologies Inc. ) 2014 STOCK OPTION PLAN (the Plan ) 1. Purpose of the Plan The purpose of the Plan is to assist the Corporation in attracting,

More information

PROSPECTUS. TSYS Dividend Reinvestment and Direct Stock Purchase Plan

PROSPECTUS. TSYS Dividend Reinvestment and Direct Stock Purchase Plan PROSPECTUS TSYS Dividend Reinvestment and Direct Stock Purchase Plan This prospectus describes the Total System Services, Inc. Dividend Reinvestment and Direct Stock Purchase Plan (the Plan ). The Plan

More information

P R O S P E C T U S. The date of this prospectus is May 4, 2010.

P R O S P E C T U S. The date of this prospectus is May 4, 2010. P R O S P E C T U S 2,182,124 Shares of Common Stock (Without Par Value) Invest Direct is ALLETE, Inc. s direct stock purchase and dividend reinvestment plan. Invest Direct provides investors with a convenient

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0324 Expires: May 31, 2017 Estimated average burden hours per response.. 4,099.6 FORM S-4 REGISTRATION

More information

Exhibit 10(b). McDonald s Excess Benefit and Deferred Bonus Plan

Exhibit 10(b). McDonald s Excess Benefit and Deferred Bonus Plan Exhibit 10(b). McDonald s Excess Benefit and Deferred Bonus Plan Section 1. Introduction 1.1 The Plan. McDonald s Corporation (the Company ) has adopted the McDonald s Excess Benefit and Deferred Bonus

More information

Investment Advisory Agreement. Advantage Portfolio Management Program

Investment Advisory Agreement. Advantage Portfolio Management Program Investment Advisory Agreement Advantage Portfolio Management Program Dear Sirs/Madams: This Investment Advisory Agreement confirms our agreement as to the following: CLIENT NAME(s): ( Client ) ACCOUNT

More information

TELEPHONE AND DATA SYSTEMS, INC.

TELEPHONE AND DATA SYSTEMS, INC. PROSPECTUS TELEPHONE AND DATA SYSTEMS, INC. SERIES A COMMON SHARE AUTOMATIC DIVIDEND REINVESTMENT PLAN Series A Common Shares ($0.01 Par Value) The Series A Common Share Automatic Dividend Reinvestment

More information

Computershare Investment Plan A Direct Stock Purchase and Dividend Reinvestment Plan for Altria Group, Inc. Common Stock

Computershare Investment Plan A Direct Stock Purchase and Dividend Reinvestment Plan for Altria Group, Inc. Common Stock Computershare Investment Plan A Direct Stock Purchase and Dividend Reinvestment Plan for Altria Group, Inc. Common Stock This plan is sponsored and administered by Computershare Trust Company, N.A. Not

More information

The ConocoPhillips Share Incentive Plan EXPLANATORY BOOKLET

The ConocoPhillips Share Incentive Plan EXPLANATORY BOOKLET The ConocoPhillips Share Incentive Plan EXPLANATORY BOOKLET September 2014 Contents Page 1. Introduction 1 2. Summary of how the Plan works 2 3. Eligibility and joining the Plan 4 4. Shares of Common Stock

More information

SOURCE CAPITAL, INC.

SOURCE CAPITAL, INC. SOURCE CAPITAL, INC. DIVIDEND REINVESTMENT AND DIRECT STOCK PURCHASE PLAN A Dividend Reinvestment and Direct Stock Purchase Plan ( Plan ) is available to all record holders of Common Stock of Source Capital,

More information

GUYANA GOLDFIELDS INC. STOCK OPTION PLAN

GUYANA GOLDFIELDS INC. STOCK OPTION PLAN GUYANA GOLDFIELDS INC. STOCK OPTION PLAN PURPOSE The purpose of this stock option plan (the Plan ) is to authorize the grant to service providers for Guyana Goldfields Inc. (the Corporation ) of options

More information

Prospectus. Dominion Direct 11,000,000 Shares of Common Stock (Without Par Value) (NYSE: D)

Prospectus. Dominion Direct 11,000,000 Shares of Common Stock (Without Par Value) (NYSE: D) Prospectus Dominion Direct 11,000,000 Shares of Common Stock (Without Par Value) (NYSE: D) March 7, 2014 Dominion Resources, Inc. Investing in Dominion Common Stock involves risks. For information about

More information

NATIONAL CONTRACTORS INSURANCE COMPANY, INC., A RISK RETENTION GROUP SUBSCRIPTION AND SHAREHOLDERS AGREEMENT

NATIONAL CONTRACTORS INSURANCE COMPANY, INC., A RISK RETENTION GROUP SUBSCRIPTION AND SHAREHOLDERS AGREEMENT 1 NATIONAL CONTRACTORS INSURANCE COMPANY, INC., A RISK RETENTION GROUP NOTICE SUBSCRIPTION AND SHAREHOLDERS AGREEMENT This policy is issued by your risk retention group. Your risk retention group may not

More information

ABOUT NEW JERSEY RESOURCES CORPORATION NJR is a New Jersey corporation formed in 1981 pursuant to a corporate reorganization. NJR provides safe and

ABOUT NEW JERSEY RESOURCES CORPORATION NJR is a New Jersey corporation formed in 1981 pursuant to a corporate reorganization. NJR provides safe and PROSPECTUS NEW JERSEY RESOURCES CORPORATION DIRECT STOCK PURCHASE AND DIVIDEND REINVESTMENT PLAN 5,000,000 SHARES OF COMMON STOCK New Jersey Resources Corporation (the Company or NJR ) is offering its

More information

IDEXX LABORATORIES, INC.

IDEXX LABORATORIES, INC. As filed with the Securities and Exchange Commission on May 22, 2015 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE

More information

EDISON INTERNATIONAL

EDISON INTERNATIONAL PROSPECTUS EDISON INTERNATIONAL Dividend Reinvestment and Direct Stock Purchase Plan Our Dividend Reinvestment and Direct Stock Purchase Plan (the Plan) provides you an economical and convenient method

More information

Abbott Laboratories 2014 Employee Stock Purchase Plan for Non-U.S. Employees (the Plan ) Disclosure Document. Introduction

Abbott Laboratories 2014 Employee Stock Purchase Plan for Non-U.S. Employees (the Plan ) Disclosure Document. Introduction Abbott Laboratórios, Lda. Estrada de Alf ragide, 67 Alf rapark Edif icio D 2610-008 Amadora Portugal Contribuinte nº 500 006 148 Reg. C.R.C. Amadora Capital Social: 3.396.850 Tel. (351) 214 727 100 Fax.

More information

13SEP200605155319. DRPlus Dividend Reinvestment and Stock Purchase Plan. Participants in the Plan may: PROSPECTUS

13SEP200605155319. DRPlus Dividend Reinvestment and Stock Purchase Plan. Participants in the Plan may: PROSPECTUS PROSPECTUS 13SEP200605155319 DRPlus Dividend Reinvestment and Stock Purchase Plan Ameren Corporation has established its DRPlus Dividend Reinvestment and Stock Purchase Plan (Plan) to provide participants

More information

Code means the Internal Revenue Code of 1986, as amended.

Code means the Internal Revenue Code of 1986, as amended. The American Funds Roth IRA Trust Agreement Pending IRS approval. Section 1 Definitions As used in this trust agreement ( Agreement ) and the related Application, the following terms shall have the meaning

More information

Dividend Reinvestment Plan

Dividend Reinvestment Plan Dividend Reinvestment Plan 10,000,000 shares of Common stock, no par value The Dividend Reinvestment Plan of Valley National Bancorp, or the Plan, provides shareholders of Valley with a convenient, economical

More information

OASIS PETROLEUM INC. SHORT-SWING TRADING AND REPORTING POLICY (Adopted as of May 17, 2010)

OASIS PETROLEUM INC. SHORT-SWING TRADING AND REPORTING POLICY (Adopted as of May 17, 2010) OASIS PETROLEUM INC. SHORT-SWING TRADING AND REPORTING POLICY (Adopted as of May 17, 2010) This Short Swing Trading and Reporting Policy (this Policy ) provides guidelines to each director and Section

More information

Computershare Investment Plan

Computershare Investment Plan Computershare Investment Plan A Direct Stock Purchase and Dividend Reinvestment Plan for Frontier Communications Corporation Common Stock For investors in This plan is sponsored and administered by Computershare

More information

TSYS Dividend Reinvestment and Direct Stock Purchase Plan

TSYS Dividend Reinvestment and Direct Stock Purchase Plan Prospectus Supplement dated September 4, 2012 Filed pursuant to Rule 424(b)(3) To Prospectus dated November 10, 2011 File No. 333-177897 TSYS Dividend Reinvestment and Direct Stock Purchase Plan This is

More information

The form is a pro-company oriented.

The form is a pro-company oriented. Form: Description: Orientation: Reference to Other Document: Investor Information: Stock Subscription Agreement This is a sample form of Stock Subscription Agreement for the purchase of common stock in

More information

NOTICE OF AMENDMENT TO THE DIRECT STOCK PURCHASE AND DIVIDEND REINVESTMENT PLAN SPONSORED BY COMPUTERSHARE TRUST COMPANY, N.A.

NOTICE OF AMENDMENT TO THE DIRECT STOCK PURCHASE AND DIVIDEND REINVESTMENT PLAN SPONSORED BY COMPUTERSHARE TRUST COMPANY, N.A. NOTICE OF AMENDMENT TO THE DIRECT STOCK PURCHASE AND DIVIDEND REINVESTMENT PLAN SPONSORED BY COMPUTERSHARE TRUST COMPANY, N.A. (the Plan ) Computershare Trust Company, N.A. is pleased to inform you that

More information

DISTRIBUTION REINVESTMENT PLAN TRUE NORTH COMMERCIAL REAL ESTATE INVESTMENT TRUST

DISTRIBUTION REINVESTMENT PLAN TRUE NORTH COMMERCIAL REAL ESTATE INVESTMENT TRUST Purpose DISTRIBUTION REINVESTMENT PLAN of TRUE NORTH COMMERCIAL REAL ESTATE INVESTMENT TRUST The Distribution Reinvestment Plan (the Plan ) provides eligible holders of trust units ( Trust Units ) of True

More information

PAN AMERICAN SILVER CORP. STOCK OPTION AND COMPENSATION SHARE PLAN. In this Plan, the following terms shall have the following meanings:

PAN AMERICAN SILVER CORP. STOCK OPTION AND COMPENSATION SHARE PLAN. In this Plan, the following terms shall have the following meanings: PAN AMERICAN SILVER CORP. STOCK OPTION AND COMPENSATION SHARE PLAN 1. PURPOSE OF THE PLAN Pan American Silver Corp. (the Company ) hereby amends and restates its stock option and compensation share plan

More information

Computershare Investment Plan

Computershare Investment Plan Computershare Investment Plan A Direct Stock Purchase and Dividend Reinvestment Plan for Ford Motor Company Common Stock For investors in This plan is sponsored and administered by Computershare Trust

More information

MARATHON OIL CORPORATION. Dividend Reinvestment and Direct Stock Purchase Plan

MARATHON OIL CORPORATION. Dividend Reinvestment and Direct Stock Purchase Plan Prospectus MARATHON OIL CORPORATION Dividend Reinvestment and Direct Stock Purchase Plan Our Dividend Reinvestment and Direct Stock Purchase Plan provides both existing stockholders and interested new

More information

CONTINENTAL GOLD INC. RESTRICTED SHARE UNIT PLAN ARTICLE ONE DEFINITIONS AND INTERPRETATION

CONTINENTAL GOLD INC. RESTRICTED SHARE UNIT PLAN ARTICLE ONE DEFINITIONS AND INTERPRETATION CONTINENTAL GOLD INC. RESTRICTED SHARE UNIT PLAN ARTICLE ONE DEFINITIONS AND INTERPRETATION Section 1.01 Definitions: For purposes of this Restricted Share Unit Plan, unless such word or term is otherwise

More information

RULE 144 PERSONS DEEMED NOT TO BE ENGAGED IN A DISTRIBUTION AND THEREFORE NOT UNDERWRITERS. Preliminary Note to Rule 144

RULE 144 PERSONS DEEMED NOT TO BE ENGAGED IN A DISTRIBUTION AND THEREFORE NOT UNDERWRITERS. Preliminary Note to Rule 144 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0101 Expires: December 31,2006 Estimated average burden hours per response.......1.0 RULE 144 PERSONS

More information

Computershare Investment Plan

Computershare Investment Plan Computershare Investment Plan A Dividend Reinvestment Plan for Registered Shareholders of Abbott Laboratories Common Stock This plan is sponsored and administered by Computershare Trust Company, N.A. Not

More information

FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0065 Expires: March 31, 2018 Estimated

More information

Stryker Corporation 2008 Employee Stock Purchase Plan (ESPP) Explanatory Guide

Stryker Corporation 2008 Employee Stock Purchase Plan (ESPP) Explanatory Guide Stryker Corporation 2008 Employee Stock Purchase Plan (ESPP) Explanatory Guide Revised June 2010 Table of Contents Page Overview 3 Before Investing 3 Plan Highlights 4 Buying Shares 7 Selling Shares 9

More information

Computershare Investment Plan

Computershare Investment Plan Computershare Investment Plan A Direct Stock Purchase and Dividend Reinvestment Plan for Harley-Davidson, Inc. Common Stock For investors in This plan is sponsored and administered by Computershare Trust

More information

Stryker Corporation 2008 Employee Stock Purchase Plan (ESPP) Explanatory Guide

Stryker Corporation 2008 Employee Stock Purchase Plan (ESPP) Explanatory Guide Stryker Corporation 2008 Employee Stock Purchase Plan (ESPP) Explanatory Guide Revised August 2014 Table of Contents Page Overview 3 Before Investing 3 Plan Highlights 4 Buying Shares 7 Selling Shares

More information

Computershare Investment Plan

Computershare Investment Plan Computershare Investment Plan A Direct Stock Purchase and Dividend Reinvestment Plan for The Coca-Cola Company Common Stock For investors in This plan is sponsored and administered by Computershare Trust

More information

CALIFORNIA CAPITAL INVESTORS, LLC (a Delaware Limited Liability Company) SUBSCRIPTION AGREEMENT

CALIFORNIA CAPITAL INVESTORS, LLC (a Delaware Limited Liability Company) SUBSCRIPTION AGREEMENT CALIFORNIA CAPITAL INVESTORS, LLC (a Delaware Limited Liability Company) SUBSCRIPTION AGREEMENT To: John R. Nelson, Managing Member California Capital Investors, LLC 700 East Redlands Boulevard, #105 Redlands,

More information

FIRM CAPITAL MORTGAGE INVESTMENT CORPORATION. Dividend Reinvestment Plan INTRODUCTION

FIRM CAPITAL MORTGAGE INVESTMENT CORPORATION. Dividend Reinvestment Plan INTRODUCTION FIRM CAPITAL MORTGAGE INVESTMENT CORPORATION Dividend Reinvestment Plan INTRODUCTION This Shareholder dividend reinvestment plan (the Reinvestment Plan ) and share purchase plan (the Purchase Plan ) are

More information

Prospectus dated March 11, 1999 10,000,000 shares of Common Stock

Prospectus dated March 11, 1999 10,000,000 shares of Common Stock The Walt Disney Company is pleased to offer The Walt Disney Company Investment Plan, a direct stock purchase plan designed to provide investors with a convenient method to purchase shares of Disney common

More information

AFAdvantage Variable Annuity

AFAdvantage Variable Annuity AFAdvantage Variable Annuity from May 1, 2013 AFAdvantage Variable Annuity issued by American Fidelity Separate Account B and American Fidelity Assurance Company PROSPECTUS May 1, 2013 American Fidelity

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-11

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-11 OMB APPROVAL OMB Number: 3235-0067 Expires: September 30, 2017 Estimated average burden hours per response 779 FOR REGISTRATION

More information

RGC RESOURCES, INC. AMENDED AND RESTATED DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN. 366,807 Shares of Common Stock ($5.00 Par Value Per Share)

RGC RESOURCES, INC. AMENDED AND RESTATED DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN. 366,807 Shares of Common Stock ($5.00 Par Value Per Share) PROSPECTUS RGC RESOURCES, INC. AMENDED AND RESTATED DIVIDEND REINVESTMENT AND STOCK PURCHASE PLAN 366,807 Shares of Common Stock ($5.00 Par Value Per Share) The RGC Resources, Inc. ( Resources ) Amended

More information

o The filing and timing requirements are summarized on Exhibit A. Other Securities Law Issues

o The filing and timing requirements are summarized on Exhibit A. Other Securities Law Issues MORRISON & FOERSTER LLP CHECKPOINTS: THE CONSEQUENCES OF CROSSING VARIOUS OWNERSHIP THRESHOLDS WHEN INVESTING B. JEFFERY BELL * This memorandum outlines certain considerations associated with the acquisition

More information

NORTHERN BLIZZARD RESOURCES INC. STOCK DIVIDEND PROGRAM

NORTHERN BLIZZARD RESOURCES INC. STOCK DIVIDEND PROGRAM NORTHERN BLIZZARD RESOURCES INC. STOCK DIVIDEND PROGRAM Introduction This Stock Dividend Program (the "Program") provides eligible holders ("Shareholders") of common shares ("Common Shares") of Northern

More information

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 OMB APPROVAL OMB Number: 3235-0073 Expires: October 31, 2014 Estimated average burden hours per response...... 472.49 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION

More information

DIVIDEND REINVESTMENT PLAN

DIVIDEND REINVESTMENT PLAN DIVIDEND REINVESTMENT PLAN 2000 Post Oak Boulevard, Suite 100/Houston, TX 77056-4400 www.apachecorp.com Dear Apache Stockholder: The Dividend Reinvestment Plan is open to all holders of record of Apache

More information

PG&E Corporation Dividend Reinvestment and Stock Purchase Plan

PG&E Corporation Dividend Reinvestment and Stock Purchase Plan Prospectus PG&E Corporation Dividend Reinvestment and Stock Purchase Plan 1,821,465 shares of PG&E Corporation common stock, no par value This prospectus describes the PG&E Corporation Dividend Reinvestment

More information

DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN. 2,000,000 Common Shares. In this prospectus, the Company, we, us and our refer to Eversource Energy.

DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN. 2,000,000 Common Shares. In this prospectus, the Company, we, us and our refer to Eversource Energy. PROSPECTUS DIVIDEND REINVESTMENT AND SHARE PURCHASE PLAN 2,000,000 Common Shares On April 29, 2015, at the Northeast Utilities 2015 Annual Meeting of Shareholders, the shareholders approved a proposal

More information