Intra-abdominal pressure mechanism for stabilizing the lumbar spine
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1 Journal of Biomechanics 32 (1999) Intra-abdominal pressure mechanism for stabilizing the lumbar spine Jacek Cholewicki *, Krishna Juluru, Stuart M. McGill Biomechanics Research Laboratory, Department of Orthopaedics and Rehabilitation, Yale University School of Medicine, P.O. Box , New Haven, CT 06510, U.S.A. Occupational Biomechanics Laboratories, Department of Kinesiology, Faculty of Applied Health Sciences, University of Waterloo, Waterloo, Ont., Canada N2L 3G1 Received in final form 3 February 1998 Abstract Currently, intra-abdominal pressure (IAP) is thought to provide stability to the lumbar spine, but the exact principles have yet to be specified. A simplified physical model was constructed and theoretical calculations performed to illustrate a possible intra-abdominal pressure mechanism for stabilizing the spine. The model consisted of an inverted pendulum with linear springs representing abdominal and erector spinae muscle groups. The IAP force was simulated with a pneumatic piston activated with compressed air. The critical load of the model was calculated theoretically based on the minimum potential energy principle and obtained experimentally by increasing weight on the model until the point of buckling. Two distinct mechanisms were simulated separately and in combination. One was antagonistic flexor extensor muscle coactivation and the second was abdominal muscle activation along with generation of IAP. Both mechanisms were effective in stabilizing the model of a lumbar spine. The critical load and therefore the stability of the spine model increased with either increased antagonistic muscle coactivation forces or increased IAP along with increased abdominal spring force. Both mechanisms were also effective in providing mechanical stability to the spine model when activated simultaneously. Theoretical calculation of the critical load agreed very well with experimental results (9.5% average error). The IAP mechanism for stabilizing the lumbar spine appears preferable in tasks that demand trunk extensor moment such as lifting or jumping. This mechanism can increase spine stability without the additional coactivation of erector spinae muscles Elsevier Science Ltd. All rights reserved. Keywords: Intra-abdominal pressure; Lumbar spine; Stability 1. Introduction An increase in the intra-abdominal pressure (IAP) is commonly observed when a large load is placed on the spine during everyday activities like running, jumping, and lifting (e.g. David, 1985; Davis, 1959; Davis and Troup, 1964; Hemborg et al., 1983; Marras and Mirka, 1996; Mairiaux et al., 1984; Troup et al., 1983). The function of this increase in pressure is still not well understood. Early hypotheses stated that pressure within the abdominal cavity may provide some load relief to the lumbar spine (Bartelink, 1959; Keith, 1923; Morris et al., 1961). Formulation of these hypotheses was based on the concept that pressure, produced within the abdominal cavity exerted a hydrostatic force down on the pelvic * Corresponding author. Tel.: ; fax: ; cholewicki@biomed.med.yale.edu floor and up on the diaphragm. This force added tension to the spine, produced trunk extension moment and, therefore, was assumed to reduce spine compression force. However, the many studies that followed failed to provide any evidence to support the original IAP hypothesis (Bearn, 1961; Krag et al., 1984, 1985, 1986; McGill and Norman, 1987; Nachemson et al., 1986; O rtengreen et al., 1981). A forceful contraction of abdominal muscles is necessary to generate IAP. It seems that the spine compressive forces, arising from such contraction, offset the beneficial action of the hydrostatic forces thought to alleviate spinal compression via IAP. The currently prevailing hypothesis appears to be that IAP provides stability to the lumbar spine (Cresswell et al., 1994; Marras and Mirka, 1996; McGill and Norman, 1987; McGill and Sharratt, 1990; Tesh et al., 1987). Mechanical stability of the lumbar spine must be maintained at all times to prevent its buckling and subsequent injuries when the spine is loaded during physical activities /99/$ see front matter 1999 Elsevier Science Ltd. All rights reserved. PII: S ( 9 8 )
2 14 J. Cholewicki et al. / Journal of Biomechanics 32 (1999) (Cholewicki and McGill, 1996). The abdominal wall muscles, contracting against the pressurized peritoneal cavity, may stabilize the spine and trunk. However, the exact principles have yet to be described. The purpose of the present study was to formulate an analytical model to illustrate a possible intra-abdominal pressure mechanism for stabilizing the lumbar spine. In addition, the experiments with a physical model were conducted to verify the proposed theoretical concepts. The question asked was whether it is possible to stabilize the lumbar spine by increasing intra-abdominal pressure. 2. Theory It is well established that skeletal muscle stiffness is proportional to the muscle force (see literature review in Cholewicki and McGill, 1995). Therefore, contracting muscles that surround the lumbar spine can increase its stiffness and stability (Cholewicki and McGill, 1996; Cholewicki et al., 1997; Gardner-Morse et al., 1995). This increase in spine stability can, theoretically, be accomplished by two mechanisms: antagonistic muscle coactivation (Gardner-Morse and Stokes, 1998) and/or an increase in intra-abdominal pressure (IAP). The latter hypothesized mechanism is based on the premise that the increase in the IAP is accomplished by the contraction of the abdominal musculature (Cresswell and Thorstensson, 1989; Cresswell et al., 1994; Grillner et al., 1978; McGill and Sharratt, 1990). Because the compressive force of the contracting abdominal wall muscles cancels out the hydrostatic IAP force acting on the spine, the IAP results in non-significant net forces or moments. However, the contracted abdomen constitutes a much stiffer structure that will increase the overall stability of the lumbar spine (Fig. 1A). An important feature of such a mechanism is the ability to increase spine stability without the penalty of additional erector spinae muscle co-activation. 3. Methods To assess the feasibility of the proposed theory for increasing the lumbar spine stability with an intra-abdominal pressure mechanism, a simplified physical model was constructed and tested (Fig. 1B). The model consisted of an inverted pendulum with a pivot representing the L5-S1 intervertebral joint. The 20 cm height of the pendulum shaft corresponded to an average distance between the L5 and T9. The T9 vertebra was the level at which the approximate location of the center of trunk mass was assumed. Linear springs spanning the pivot represented abdominal and erector spinae muscles with moment arms of 8.5 and 6.0 cm, respectively. A hydrostatic force generated by the IAP was simulated with a pneumatic piston placed halfway between the pivot and abdominal spring attachment point. The piston had a 16- mm diameter and was activated with a compressed air introduced from a cylinder through a pressure regulator. Critical load (load at which the inverted pendulum just begins to buckle) of the model in a vertical equilibrium Fig. 1. Anatomical diagram (A) of the lumbar spine, ribcage, pelvis, abdominal and erector spinae musculature, and intra-abdominal pressure represented in the physical model (B). The pivot corresponded to an L5-S1 intervertebral joint. Linear springs represented abdominal and erector spinae muscles and a pneumatic piston placed halfway between the pivot and abdominal spring attachment point simulated the intra-abdominal pressure. All the dimensions are expressed in millimeters. Fig. 2. Two spine-stabilizing mechanisms: The coactivation of the abdominal and erector spinae muscles (CC), the intra-abdominal mechanism (IAP), and both mechanisms combined (CC#IAP).
3 J. Cholewicki et al. / Journal of Biomechanics 32 (1999) Table 1 Intra-abdominal pressure and muscle coactivation patterns simulated in this study. CC-coactivation, IAP-intra-abdominal pressure mechanism (refer to Fig. 2) Mechanism Total spring stiffness on Total spring stiffness on Cylinder pressure Experimental Theoretical the abdominal side the erector spinae side (kpa) P (N) P (N) (N/m) (N/m) CC CC CC IAP IAP IAP CC#IAP position was determined for various muscle and/or IAP activation schemes experimentally (by placing dead weight) and analytically with a theoretical model (see the appendix). Two distinct spine-stabilizing mechanisms were simulated. First, the coactivation of the abdominal and erector spinae muscles was accomplished by attaching representative springs and adjusting their pre-tension to achieve equilibrium (Fig. 2 CC). Adding springs in parallel or replacing them with springs of higher stiffness simulated the increase in muscle coactivation. In this way, increased muscle force and stiffness was accomplished simultaneously. No IAP was activated in this case. Second, equilibrating pressure in the cylinder against the abdominal spring force simulated the IAP mechanism (Fig. 2 IAP). Higher IAP levels were achieved by increasing pressure in the cylinder and adding more springs in parallel on the abdominal muscles side. The erector spinae springs were completely disconnected. Three levels of muscle coactivation and three levels of IAP were tested. Finally, one case of both mechanisms combined was simulated (Fig. 2 CC#IAP). All of the above cases are listed in Table 1. Fig. 3. Critical loads determined theoretically and experimentally using a physical model for various muscle activation patterns simulated in this study. The critical load and, therefore, the stability of the spine model increased with simulation of either increased antagonistic muscle coactivation, increased IAP along with increased abdominal muscle force, or both mechanisms combined. CC-coactivation, IAP-intra-abdominal pressure mechanism (refer to Table 1). 4. Results Both mechanisms simulated in this study, the muscle coactivation and intra-abdominal pressure (IAP), were effective in stabilizing the model of a lumbar spine (Fig. 3). The critical load and, therefore, the stability of the spine model increased with either increased muscle coactivation forces (added springs in parallel) or increased IAP along with increased abdominal spring force. Both mechanisms were also effective in providing the mechanical stability to the spine model when activated simultaneously (Fig. 3). Theoretical calculation of the critical load agreed very well with experimental results (Fig. 3). Average error was 9.5% (S.D."5.0%). 5. Discussion An analytical model, illustrating a possible intra-abdominal pressure (IAP) mechanism for stabilizing the lumbar spine, was presented in this study. Validity of the theoretical model was verified by determining the critical load experimentally in a physical model. Calculated values of the critical load agreed very well, but were slightly lower than the critical load obtained experimentally. Most likely the friction in the physical model s joint provided some resistance to small perturbations in the experiment. This friction was not accounted for in the theoretical calculations. This is a very simple one degree-of-freedom model that cannot fully reflect the complexity of stability issues in a
4 16 J. Cholewicki et al. / Journal of Biomechanics 32 (1999) human lumbar spine system. No attempt was made to simulate the cross-sectional area of the diaphragm with the pneumatic piston or the realistic muscle forces with springs. This model was not intended for future calculations and simulations. Future modeling studies should incorporate three-dimensional and multi-joint features and other anatomical details. Rather, the utility of this model was to illustrate principles that will most likely hold true in a real multi degree-of-freedom spine system. One such principle may be that the IAP itself does not stabilize the spine. Rather, it is the stiffness of the abdominal muscles generating the IAP that increases spine stability. In other words, activation levels of all trunk muscles determine the stability of the spine, regardless of the magnitude of generated IAP. The IAP mechanism for stabilizing the lumbar spine presented here is consistent with several in vivo studies reported in the literature. Krag et al. (1994, 1995, and 1996) found no difference in erector spinae muscle activity during lifting tasks when various levels of IAP were utilized. If the IAP indeed serves to stabilize the lumbar spine, these results support the mechanism outlined in the current study, by which no change in erector spinae muscles is necessary. Marras and Mirka (1996) sought the relationship between the IAP and various trunk extension motions. Although some patterns were seen, the IAP correlated more consistently with the activity of external oblique muscles. Based on their findings, the authors concluded that IAP might simply be a by-product of trunk muscle activation and coactivation. Two distinct mechanisms for stabilizing the lumbar spine were simulated in this study. One involved the well-accepted notion of antagonistic muscle coactivation around a given joint (Cholewicki et al., 1997; Gardner- Morse and Stokes, 1998). However, trunk flexor extensor muscle coactivation requires a certain portion of the extensor muscle resources to be dedicated to equilibrating the abdominal muscle contraction. The second mechanism, illustrated here, was via generation of IAP. The IAP mechanism for stabilizing the lumbar spine appears to be preferable especially during tasks that demand trunk extensor moment such as lifting or jumping. This mechanism can increase spine stability without the additional coactivation of erector spinae muscles. Only the abdominal muscles are contracted against the hydrostatic pressure in an abdominal cavity. Full capacity of trunk extensors is therefore available for executing the tasks. Notwithstanding this advantage, it is likely that a combination of both spine-stabilizing mechanisms, in varying proportions, is utilized by the neuromuscular system in vivo. Indeed, Cholewicki et al. (1998) found that increased trunk stiffness resulting from the Valsalva maneuver was associated with significantly higher activity of abdominal and erector spinae muscles. The question of whether both mechanisms (antagonist co-activation and IAP with abdominal activation) can occur separately or in combination remains to be answered by in vivo experimentation. Inappropriate coordination of trunk muscle recruitment patterns to stabilize the lumbar spine through antagonistic coactivation and IAP may predispose an individual to sustain a low back injury during a physical activity. Cholewicki and McGill (1996) and McGill (1997) proposed an explanation for low back injury based on mechanical stability principles. Simply, buckling of a spine is possible, if it is not stiffened adequately. These studies suggest that muscle contraction together with elevated IAP can effectively stiffen the spine to achieve sufficient stability level. Future studies should be designed to directly test the proposed IAP mechanism for stabilizing lumbar spine and to define magnitudes of muscle coactivation and IAP necessary to prevent buckling. Acknowledgements Financial support for this study was provided by the Gaylord Rehabilitation Research Institute grant. Appendix Calculations of the critical load (P ) were based on the minimum potential energy principle, which states that for a system to be in a stable equilibrium, its potential energy must be at a relative minimum. In other words, the second derivative of the model s potential energy with respect to small deflection angle must be greater than zero. The potential energy (») was taken to be the elastic energy stored in the abdominal (» ) and erector spinae (» ) springs minus the work done by the external load (¼ ) and by the pressurized cylinder (¼ ):»(θ)"» (θ)#» (θ)!¼ (θ)!¼ (θ), (A.1) where θ is the deflection angle of the pendulum from vertical. The elastic energy stored in the abdominal spring is» (θ)"f x # k x, (A.2) where F is an initial force in the spring, k is spring stiffness, and x is length change of the spring upon a small deflection (θ) of the pendulum. The elastic energy stored in the erector spinae spring was calculated using the same equation replacing subscripts a with e. The work performed by the external load is ¼ "P h, (A.3) where P is the external force and h is the height change upon a small deflection (θ) of the pendulum. The work performed by the cylinder force was calculated using the same equation. Substituting Eqs. (A.3) and (A.2) with
5 J. Cholewicki et al. / Journal of Biomechanics 32 (1999) appropriate geometrical relationships into (A.1) yielded a nonlinear expression for potential energy of the model. This expression was linearized with Taylor series expansion to second order and twice differentiated with respect to (θ). The resulting expression was set equal to zero and solved for the critical external load (P ): P " k s #k s (A.4) where s and s are moment arms of abdominal and erector spinae springs and is the pendulum height as well as the initial length of the springs. References Bartelink, D.L., The role of abdominal pressure in relieving the pressure on the lumbar intervertebra discs. Journal of Bone and Joint Surgery 39B, Bearn, J.G., The significance of the activity of the abdominal muscles in weight lifting. Acta Anatomica 45, Cholewicki, J., McGill, S.M., Relationship between muscle force and stiffness in the whole mammalian muscle: A simulation study. ASME Journal of Biomechanical Engineering 117, Cholewicki, J., McGill S.M., Mechanical stability of the in vivo lumbar spine: Implications for injury and chronic low back pain. Clinical Biomechanics 11, Cholewicki, J., Panjabi, M.M., Khachatryan, A., Stabilizing function of trunk flexor/extensor muscles around a neutral spine posture. Spine 22, Cholewicki, J., Juluru, K., Panjabi, M.M., Radebold, A., McGill, S.M., Can lumbar spine stability be augmented with an abdominal belt and/or increased intra-abdominal pressure? Proceedings 28th Annual Meeting of the International Society for the Study of the Lumbar Spine, Brussels, Belgium, June 9 13, Cresswell, A.G., Thorstensson, A., The role of abdominal musculature in the elevation of the intra-abdominal pressure during specified tasks. Ergonomics 32, Cresswell, A.G., Oddsson, L., Thorstensson, A., The influence of sudden perturbations on trunk muscle activity and intra-abdominal pressure while standing. Experimental Brain Research 98, David, G.C., Intra-abdominal pressure measurements and load capabilities for females. Ergonomics 28, Davis, P.R., Posture of the trunk during the lifting of weights. British Medical Journal I, Davis, P.R., Troup, J.D.G., Pressure in the trunk cavities when pulling, pushing and lifting. Ergonomics 7, Gardner-Morse, M., Stokes I.A.F., Laible, J.P., Role of muscles in lumbar spine stability in maximum extension efforts. Journal of Orthopedic Research 13, Gardner-Morse, M., Stokes I.A., The effects of abdominal muscle coactivation on lumbar spine stability. Spine 23, Grillner, S., Nilsson, J., Thorstensson, A., Intra-abdominal pressure changes during natural movement in man. Acta Physiologica Scandinavica 103, Hemborg, B., Moritz, U., Hamberg, J., Lo wing, H., As kesson, I., Intra-abdominal pressure and trunk muscle activity during lifting effect of abdominal muscle training in healthy subjects. Scandinavian Journal of Rehabihitation Medicine 15, Keith, A., Mans posture: Its evolution and disorders. Lecture IV. The adaptations of the abdomen and its viscera to the orthograde posture. British Medical Journal I, Krag, M.H., Gilbertson, L.G., Pope, M.H., A test of the hypothesis of abdominal pressure as a disc load-reducing mechanism: a study using quantitative electromyography. Proceeding of American Society of Biomechanics, Tucson, AZ. Krag, M.H., Gilbertson, L.G., Pope, M.H., Intra-abdominal and intra-thoracic pressure effects upon load bearing of the spine. Proceeding 31st Annual Meeting of Orthopedic Research Society January, Las Vegas, NV pp 328. Krag, M.H., Byrne, K.B., Gilbertson, L.G., Haugh, L.D., Failure of intra-abdominal pressurization to reduce erector spinae loads during lifting tasks. Proceedings North American Congress on Biomechanics August, Montreal, Canada. pp Mairiaux, P., Davis, P.R., Stubbs, D.A., Baty, D., Relation between intra-abdominal pressure and lumbar moments when lifting weights in the erect posture. Ergonomics 27, Marras, W.S., Mirka, G.A., Intra-abdominal pressure during trunk extension motions. Clinical Biomechanics 11, McGill, S.M., Norman, R.W., Reassessment of the role of intraabdominal pressure in spinal compression. Ergonomics 30, McGill, S.M., Sharratt, M.T., Relationship between intra-abdominal pressure and trunk EMG. Clinical Biomechanics 5, McGill, S.M., The biomechanics of low back injury: implications on current practice in industry and the clinic. Journal of Biomechanics 30, Morris, J.M., Lucas, D.B., Bresler, B., The role of the trunk in stability of the spine. Journal of Bone and Joint Surgery 43A, Nachemson, A.L., Andersson, G.B.J., Schultz, A.B., Valsalva manoeuvre biomechanics: effects on lumbar trunk loads of elevated intra-abdominal pressures. Spine 11, O rtengren, R., Andersson, G.B.J., Nachemson, A.L., Studies of relationships between lumbar disc pressure, mayoelectric back muscle activity and intra-abdominal (intragastric) pressure. Spine 6, Tesh, K.M., Dunn, J.S., Evans, J.H., The abdominal muscles and vertebral stability. Spine 12, Troup, J.D.G., Leskinen, T.P.J., Sta lhammar, H.R., Kuorinka, I.A.A., A comparison of intraabdominal pressure increases, hip torque, and lumbar vertebral compression in different lifting techniques. Human Factors 25,
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